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GAM USA INC.

NEW YORK, NY · CRD 110458 · IAPD ↗ · 212-407-4600

$1.47BRegulatory AUM
10Advisory reps
14Employees
0Clients
n/aPlanning clients
5Private funds
0States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

51
April 2026 — GAM USA INC. reported RAUM up 35% ($1.15B -> $1.55B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2026 — GAM USA INC. grew from 4 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — GAM USA INC. added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — GAM USA INC. crossed $1B in regulatory AUM ($983.5M -> $1.15B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.