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BROOK CAPITAL

BROOKFIELD, WI · CRD 130919 · IAPD ↗ · brookcapital.com · 262-784-7205

$283.3MRegulatory AUM
4Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2026 — BROOK CAPITAL notice-filed in CT, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — BROOK CAPITAL notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.