Marketing & brand — April 2025

Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).

2193 firms opened this window in the April 2025 SEC roster: 1400 state expansion, 223 new registration, 197 website changed, 144 relocation, 123 disclosure added, 106 rename.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

CAPSTONE WEALTH — (BILLINGS, MT) is newly SEC-registered with $301.1M RAUM and 4 advisory reps. IAPD ↗

$301.1M RAUM · 4 reps · 406-325-1500 · capstoneretire.com

J.V.B. INVESTMENT COMPANY — (JACKSON, MI) is newly SEC-registered with $130.4M RAUM and 5 advisory reps. IAPD ↗

$130.4M RAUM · 5 reps · 517-787-2430 · jvbco.com

HEXIMER INVESTMENT MANAGEMENT INC. — (DUBLIN, OH) is newly SEC-registered with $113.9M RAUM and 2 advisory reps. IAPD ↗

$113.9M RAUM · 2 reps · (614) 760-9100

CANTLON FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $113.1M RAUM and 3 advisory reps. IAPD ↗

$113.1M RAUM · 3 reps · 630-584-4508 · cantlonfinancial.com

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED — (BOCA RATON, FL) is newly SEC-registered with $115.3M RAUM and 3 advisory reps. IAPD ↗

$115.3M RAUM · 3 reps · 561-391-8188 · financialtrust.net

FINANCIAL NETWORK SPECIALISTS LLC — (location n/a) is newly SEC-registered with $115.2M RAUM and 1 advisory reps. IAPD ↗

$115.2M RAUM · 1 reps · 303-520-5187

INTEGRATED BENEFITS, INCORPORATED — (location n/a) is newly SEC-registered with $100.5M RAUM and 2 advisory reps. IAPD ↗

$100.5M RAUM · 2 reps · 970-618-3000

ALPHA ASSET MANAGEMENT — (AKRON, OH) is newly SEC-registered with $128.7M RAUM and 1 advisory reps. IAPD ↗

$128.7M RAUM · 1 reps · (330) 374-7500

STOCK MANAGEMENT LLC — (location n/a) is newly SEC-registered with $128.0M RAUM and 2 advisory reps. IAPD ↗

$128.0M RAUM · 2 reps · 253-535-5530 · benheeb.com

PARADIGM ADVISORS, LLC — (DALLAS, TX) is newly SEC-registered with $112.1M RAUM and 2 advisory reps. IAPD ↗

$112.1M RAUM · 2 reps · 214-756-6066 · paradigmadvisors.com

THE WEALTH CONSERVATORY — (LEBANON, NH) is newly SEC-registered with $117.4M RAUM and 3 advisory reps. IAPD ↗

$117.4M RAUM · 3 reps · 800-472-1844

RMG ADVISORS — (ROCKVILLE, MD) is newly SEC-registered with $137.2M RAUM and 2 advisory reps. IAPD ↗

$137.2M RAUM · 2 reps · 301-838-4111

SOUND FINANCIAL MANAGEMENT, INC. — (RALEIGH, NC) is newly SEC-registered with $110.7M RAUM and 2 advisory reps. IAPD ↗

$110.7M RAUM · 2 reps · 919-845-6600

INTERNATIONAL ASSET MANAGEMENT — (SAN MATEO, CA) is newly SEC-registered with $106.0M RAUM and 5 advisory reps. IAPD ↗

$106.0M RAUM · 5 reps · 415-358-0138 · iamadvisors.com

INGRAM ADVISORY SERVICES, LLC — (WINTER HAVEN, FL) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗

$101.7M RAUM · 2 reps · 863-326-9833 · ingramfinancialgroup.com

COOKE WEALTH MANAGEMENT, LLC — (IRVINE, CA) is newly SEC-registered with $115.8M RAUM and 2 advisory reps. IAPD ↗

$115.8M RAUM · 2 reps · 949-724-3880 · cookewm.com

INVESTMENT MANAGEMENT TRUST, LLC — (FITCHBURG, MA) is newly SEC-registered with $106.6M RAUM and 1 advisory reps. IAPD ↗

$106.6M RAUM · 1 reps · 978-343-3344

MARCUS CAPITAL, LLC — (NORTHFIELD, IL) is newly SEC-registered with $113.0M RAUM and 2 advisory reps. IAPD ↗

$113.0M RAUM · 2 reps · 847-313-4326 · marcuscapital.com

EAGLESON ARNDT FINANCIAL ADVISORS — (THOUSAND OAKS, CA) is newly SEC-registered with $121.3M RAUM and 2 advisory reps. IAPD ↗

$121.3M RAUM · 2 reps · 805-496-8450

BENOLD FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $126.1M RAUM and 2 advisory reps. IAPD ↗

$126.1M RAUM · 2 reps · 512-818-1800 · benoldfp.com

ROYAL PALMS CAPITAL, LLC — (ROLLING HILLS EST., CA) is newly SEC-registered with $101.1M RAUM and 1 advisory reps. IAPD ↗

$101.1M RAUM · 1 reps · 310 265-5939 · royalpalmscapital.com

CURTIS FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗

$129.6M RAUM · 1 reps · (510) 451-3528 · curtisfinancialplanning.com

SHANKLAND FINANCIAL ADVISORS, LLC — (HENDERSONVILLE, NC) is newly SEC-registered with $118.3M RAUM and 5 advisory reps. IAPD ↗

$118.3M RAUM · 5 reps · 828-672-0003

VIDA WEALTH PARTNERS, INC. — (SANTA BARBARA, CA) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗

$111.5M RAUM · 1 reps · 805-962-8455 · vidawealthpartners.com

COORDINATED WEALTH MANAGEMENT, L.L.C. — (HENDERSONVILLE, TN) is newly SEC-registered with $104.6M RAUM and 1 advisory reps. IAPD ↗

$104.6M RAUM · 1 reps · 615-369-0738 · coordinatedwealth.com

HONU WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $136.2M RAUM and 4 advisory reps. IAPD ↗

$136.2M RAUM · 4 reps · (650) 917-3400

KRUSE ASSET MANAGEMENT, LLC — (CHICAGO, IL) is newly SEC-registered with $137.0M RAUM and 2 advisory reps. IAPD ↗

$137.0M RAUM · 2 reps · 312-775-6000 · kruseassetmanagement.com

MCKINLEY MONEY, LLC — (EAU-CLAIRE, WI) is newly SEC-registered with $134.8M RAUM and 2 advisory reps. IAPD ↗

$134.8M RAUM · 2 reps · (715) 835-2732 · wealthmanagement.com

QUISH — (BOULDER, CO) is newly SEC-registered with $113.4M RAUM and 1 advisory reps. IAPD ↗

$113.4M RAUM · 1 reps · 303-523-6122 · quishco.com

WOLVERINE WEALTH ADVISORY SERVICES INC. — (BLOOMFIELD HILLS, MI) is newly SEC-registered with $120.6M RAUM and 1 advisory reps. IAPD ↗

$120.6M RAUM · 1 reps · 248-220-2202

FINANCIAL ELEMENTS, INC — (ROLLING MEADOWS, IL) is newly SEC-registered with $102.1M RAUM and 1 advisory reps. IAPD ↗

$102.1M RAUM · 1 reps · 847-496-4179

COMPASS CAPITAL MANAGEMENT, LLC — (MCALESTER, OK) is newly SEC-registered with $107.3M RAUM and 1 advisory reps. IAPD ↗

$107.3M RAUM · 1 reps · 918-423-3222 · linkedin.com.company

BAER INVESTMENT ADVISORY LLC — (location n/a) is newly SEC-registered with $107.5M RAUM and 3 advisory reps. IAPD ↗

$107.5M RAUM · 3 reps · 917-561-4160

LANEVE FINANCIAL GUIDANCE LLC — (LYNCHBURG, VA) is newly SEC-registered with $111.9M RAUM and 1 advisory reps. IAPD ↗

$111.9M RAUM · 1 reps · (434) 455-3036

LEWINTER WEALTH ADVISORS, LLC — (location n/a) is newly SEC-registered with $130.3M RAUM and 1 advisory reps. IAPD ↗

$130.3M RAUM · 1 reps · 973-294-2621 · lewinterwealthadvisors.com

GEREMIA FINANCIAL SERVICES, LLC — (EDISON, NJ) is newly SEC-registered with $103.4M RAUM and 2 advisory reps. IAPD ↗

$103.4M RAUM · 2 reps · 732-738-5678 · geremiafinancial.com

TENBRIDGE PARTNERS LLC — (PORTLAND, OR) is newly SEC-registered with $103.3M RAUM and 2 advisory reps. IAPD ↗

$103.3M RAUM · 2 reps · 971-277-1077 · tenbridgepartners.com

DARK HORSE WEALTH LLC — (CAZENOVIA, NY) is newly SEC-registered with $29.4M RAUM and 1 advisory reps. IAPD ↗

$29.4M RAUM · 1 reps · 315-559-2834 · darkhorsewealth.com

EMERALD BAY WEALTH MANAGEMENT LLC — (TAHOE CITY, CA) is newly SEC-registered with $184.2M RAUM and 2 advisory reps. IAPD ↗

$184.2M RAUM · 2 reps · 415-482-0117 · ebwm.com

TODD WEALTH MANAGEMENT LLC — (VENICE, FL) is newly SEC-registered with $133.1M RAUM and 1 advisory reps. IAPD ↗

$133.1M RAUM · 1 reps · 941-483-3732

REVALUE LLC — (YPSILANTI, MI) is newly SEC-registered with $103.9M RAUM and 5 advisory reps. IAPD ↗

$103.9M RAUM · 5 reps · 888-642-2728

PEAKVALLEY WEALTH, LLC — (ROANOKE, VA) is newly SEC-registered with $107.3M RAUM and 4 advisory reps. IAPD ↗

$107.3M RAUM · 4 reps · 540-904-7969 · peakvalleywealth.com

CASCADE FINANCIAL STRATEGIES — (BEND, OR) is newly SEC-registered with $120.5M RAUM and 2 advisory reps. IAPD ↗

$120.5M RAUM · 2 reps · 541-678-5475 · cascadefs.com

IMMACULATE WEALTH MANAGEMENT, LLC — (MESA, AZ) is newly SEC-registered with $119.0M RAUM and 2 advisory reps. IAPD ↗

$119.0M RAUM · 2 reps · 480-776-3511 · immaculatewealth.com

MACKAY FINANCIAL PLANNING, LLC — (SPRINGFIELD, MO) is newly SEC-registered with $140.1M RAUM and 2 advisory reps. IAPD ↗

$140.1M RAUM · 2 reps · 417-268-9191 · mackayfinancialplanning.com

OPUS PRIVATE WEALTH GROUP, LLC — (ORANGE, CA) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗

$102.0M RAUM · 2 reps · 714-660-7490

CALIXTO GLOBAL INVESTORS, LP — (CORAL GABLES, FL) is newly SEC-registered with $55.8M RAUM and 2 advisory reps. IAPD ↗

$55.8M RAUM · 2 reps · 305-602-3400

SCHMITT WEALTH ADVISERS, LLC — (CINCINNATI, OH) is newly SEC-registered with $117.8M RAUM and 2 advisory reps. IAPD ↗

$117.8M RAUM · 2 reps · (513) 813-1580 · prolifeinvestor.com

LEGACY WEALTH ADVISORS, LLC — (CLINTON TOWNSHIP, MI) is newly SEC-registered with $102.8M RAUM and 2 advisory reps. IAPD ↗

$102.8M RAUM · 2 reps · 586-273-0072

PROVISION ASSET, LLC — (location n/a) is newly SEC-registered with $100.8M RAUM and 6 advisory reps. IAPD ↗

$100.8M RAUM · 6 reps · 972-987-9651 · provisionasset.com

ENCOMPASS ADVISORY SERVICES, LLC — (KATY, TX) is newly SEC-registered with $102.6M RAUM and 7 advisory reps. IAPD ↗

$102.6M RAUM · 7 reps · 281-371-6300

CHASTAIN WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗

$118.5M RAUM · 2 reps · 404-736-1261

MWM WEALTH ADVISORY, LLC — (PLYMOUTH, MN) is newly SEC-registered with $119.1M RAUM and 1 advisory reps. IAPD ↗

$119.1M RAUM · 1 reps · 763-478-9934 · mwm4wealth.com

CHARLES RIVER WEALTH MANAGEMENT, LLC — (BURLINGTON, MA) is newly SEC-registered with $100.8M RAUM and 1 advisory reps. IAPD ↗

$100.8M RAUM · 1 reps · (781) 270-5400 · kenannacar.myhomehq.biz

BOSMAN WEALTH MANAGEMENT, LLC — (REDLANDS, CA) is newly SEC-registered with $122.5M RAUM and 1 advisory reps. IAPD ↗

$122.5M RAUM · 1 reps · 909-792-6765 · bosmanwealth.com

TOPTIER WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $135.3M RAUM and 2 advisory reps. IAPD ↗

$135.3M RAUM · 2 reps · 262-989-8551 · toptierwealthmanagement.com

BURNE FINANCIAL CONCEPTS, LLC — (WATERTOWN, CT) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗

$100.4M RAUM · 1 reps · (860) 417-2518

STITES FINANCIAL CONSULTING — (ROSEVILLE, CA) is newly SEC-registered with $105.2M RAUM and 2 advisory reps. IAPD ↗

$105.2M RAUM · 2 reps · 916-601-1992 · stitesfc.com

THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC — (BENTONVILLE, AR) is newly SEC-registered with $100.0M RAUM and 3 advisory reps. IAPD ↗

$100.0M RAUM · 3 reps · 479-273-5333

THE PENSION GROUP — (DUBLIN, OH) is newly SEC-registered with $142.0M RAUM and 2 advisory reps. IAPD ↗

$142.0M RAUM · 2 reps · 614-423-4600 · thepensiongroup.com

SUMMIT HILL WEALTH MANAGEMENT, LLC — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $118.1M RAUM and 2 advisory reps. IAPD ↗

$118.1M RAUM · 2 reps · 720-773-9297

NEWCORP WEALTH MANAGEMENT — (ALPHARETTA, GA) is newly SEC-registered with $143.4M RAUM and 2 advisory reps. IAPD ↗

$143.4M RAUM · 2 reps · 404-996-6893 · newcorpwealth.com

QM ADVISORS LLC — (location n/a) is newly SEC-registered with $118.1M RAUM and 9 advisory reps. IAPD ↗

$118.1M RAUM · 9 reps · 404-965-3578 · qmadvisors.com

SILA FINANCIAL, LLC — (location n/a) is newly SEC-registered with $113.8M RAUM and 1 advisory reps. IAPD ↗

$113.8M RAUM · 1 reps · 425-605-9533

WASSAW SOUND MANAGEMENT, LLC — (SAVANNAH, GA) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗

$112.3M RAUM · 1 reps · 404-831-5109

HUDSON OAK WEALTH ADVISORY LLC — (HOBOKEN, NJ) is newly SEC-registered with $110.3M RAUM and 1 advisory reps. IAPD ↗

$110.3M RAUM · 1 reps · (646) 820-4858

TRILLIUM INVESTMENTS — (EMERYVILLE, CA) is newly SEC-registered with $114.2M RAUM and 1 advisory reps. IAPD ↗

$114.2M RAUM · 1 reps · 510-601-8800 · trilliuminvestments.com

RHEECO, INC. — (NATICK, MA) is newly SEC-registered with $116.2M RAUM and 2 advisory reps. IAPD ↗

$116.2M RAUM · 2 reps · (508) 655-1185 · rhee.co

ALTUM WEALTH ADVISORS — (CHICO, CA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗

$123.9M RAUM · 2 reps · 530-924-0110 · yelp.com

BESTGATE WEALTH ADVISORS, LLC — (FREDERICK, MD) is newly SEC-registered with $129.2M RAUM and 4 advisory reps. IAPD ↗

$129.2M RAUM · 4 reps · 301-662-7220

ALPHYN CAPITAL MANAGEMENT LLC — (HICKSVILLE, NY) is newly SEC-registered with $28.5M RAUM and 1 advisory reps. IAPD ↗

$28.5M RAUM · 1 reps · 516-500-1033 · alphyncap.com

BRIGHTREE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗

$108.0M RAUM · 1 reps · 808-521-4401 · brightfg.com

PARABLE WEALTH ADVISORS — (ST AUGUSTINE, FL) is newly SEC-registered with $140.9M RAUM and 4 advisory reps. IAPD ↗

$140.9M RAUM · 4 reps · (904) 420-0008 · parableadvisors.com

SHEPHERD STREET ADVISORS — (LARKSPUR, CA) is newly SEC-registered with $107.6M RAUM and 2 advisory reps. IAPD ↗

$107.6M RAUM · 2 reps · 415-780-8758 · shepherdstreetadvisors.com

SABBIA FARO WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $37.0M RAUM and 1 advisory reps. IAPD ↗

$37.0M RAUM · 1 reps · 917-502-4137

IRONOAK WEALTH — (CEDAR PARK, TX) is newly SEC-registered with $114.5M RAUM and 5 advisory reps. IAPD ↗

$114.5M RAUM · 5 reps · 737-271-9421

MUELLER WEALTH — (MISHICOT, WI) is newly SEC-registered with $121.3M RAUM and 2 advisory reps. IAPD ↗

$121.3M RAUM · 2 reps · 920-267-6710 · muellerwealth.com

WRIGHT COVE CAPITAL — (PORTLAND, ME) is newly SEC-registered with $100.6M RAUM and 2 advisory reps. IAPD ↗

$100.6M RAUM · 2 reps · (207) 400-1392 · wrightcove.com

AVANTIA INVESTMENT SERVICES, LLC — (SEATTLE, WA) is newly SEC-registered with $105.6M RAUM and 3 advisory reps. IAPD ↗

$105.6M RAUM · 3 reps · 425-589-0904

ALIGN FINANCIAL, LLC — (HERMANTOWN, MN) is newly SEC-registered with $101.5M RAUM and 1 advisory reps. IAPD ↗

$101.5M RAUM · 1 reps · 218-336-2506 · align.financial

ABACUS CAPITAL ADVISORS — (PLANTATION, FL) is newly SEC-registered with $103.3M RAUM and 3 advisory reps. IAPD ↗

$103.3M RAUM · 3 reps · 9543614210

GLOVER PARK WEALTH MANAGEMENT, LLC — (ARLINGTON, VA) is newly SEC-registered with $119.8M RAUM and 1 advisory reps. IAPD ↗

$119.8M RAUM · 1 reps · (202) 926-3636

WEALTH ENGAGEMENT — (ATLANTA, GA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗

$100.4M RAUM · 1 reps · (917) 826-5955 · wealthengagement.com

DIAMOND CLIENT GROUP, LLC — (THE WOODLANDS, TX) is newly SEC-registered with $117.3M RAUM and 8 advisory reps. IAPD ↗

$117.3M RAUM · 8 reps · 832-319-1555

PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $131.0M RAUM and 7 advisory reps. IAPD ↗

$131.0M RAUM · 7 reps · 262-939-1488 · purposecwm.com

GRAVER CAPITAL MANAGEMENT, LLC — (COLUMBUS, OH) is newly SEC-registered with $122.0M RAUM and 2 advisory reps. IAPD ↗

$122.0M RAUM · 2 reps · 614-499-2500 · gravercapmgmt.com

ETHOS CAPITAL MANAGEMENT, INC. — (NEWTOWN, PA) is newly SEC-registered with $129.1M RAUM and 3 advisory reps. IAPD ↗

$129.1M RAUM · 3 reps · 215-968-1820 · ethoscapitaladvisors.com

FAMILY LEGACY FINANCIAL SOLUTIONS, LLC — (CARY, NC) is newly SEC-registered with $140.0M RAUM and 4 advisory reps. IAPD ↗

$140.0M RAUM · 4 reps · 919-379-9000 · familylegacync.com

CONVEXITAS — (CHICAGO, IL) is newly SEC-registered with $163.7M RAUM and 2 advisory reps. IAPD ↗

$163.7M RAUM · 2 reps · 312-210-9650

WERNER FINANCIAL — (INDIANAPOLIS, IN) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗

$102.7M RAUM · 2 reps · 317-735-9202 · wernerfinancial.com

COMPASS PRIVATE WEALTH GROUP LLC — (SHORT HILLS, NJ) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗

$100.8M RAUM · 3 reps · (908) 615-2249 · compasspw.com

INVERSIONES SURA — (MIAMI, FL) is newly SEC-registered with $103.0M RAUM and 1 advisory reps. IAPD ↗

$103.0M RAUM · 1 reps · 305 448-0014 · inversionessura.com

GREYSTONE FINANCIAL & ESTATE SERVICES, INC. — (KIRKLAND, WA) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗

$103.6M RAUM · 2 reps · 206-352-9205 · greystoneinvest.com

ENTELEVEST, LLC — (CORAL GABLES, FL) is newly SEC-registered with $110.3M RAUM and 2 advisory reps. IAPD ↗

$110.3M RAUM · 2 reps · 305-390-4197

GAMBIT CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $101.3M RAUM and 4 advisory reps. IAPD ↗

$101.3M RAUM · 4 reps · (615) 237-2142

PREVE INVERSIONES — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 59899284287

BURNHAM & COMPANY LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $117.7M RAUM and 4 advisory reps. IAPD ↗

$117.7M RAUM · 4 reps · 616-430-5105 · burnhamandco.com

J.R. PRUNIER CAPITAL MANAGEMENT LLC — (HOLDEN, MA) is newly SEC-registered with $126.2M RAUM and 1 advisory reps. IAPD ↗

$126.2M RAUM · 1 reps · 508-756-8080 · jrprunier.com

ADDIGENCE CORPORATION — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 917 923 9649 · addigence.com

RSG INVESTMENTS LLC — (OVERLAND PARK, KS) is newly SEC-registered with $116.4M RAUM and 9 advisory reps. IAPD ↗

$116.4M RAUM · 9 reps · 9136859422 · rsgusa.net

MACK & CO. PARTNERS, LP — (DALLAS, TX) is newly SEC-registered with $102.5M RAUM and 3 advisory reps. IAPD ↗

$102.5M RAUM · 3 reps · (945) 293-6405 · mackco.com

CAROLINA STRATEGY, LLC — (location n/a) is newly SEC-registered with $111.8M RAUM and 1 advisory reps. IAPD ↗

$111.8M RAUM · 1 reps · 980-269-9899 · carolinastrategy.com

GENERATIONAL PRIVATE WEALTH — (location n/a) is newly SEC-registered with $145.0M RAUM and 1 advisory reps. IAPD ↗

$145.0M RAUM · 1 reps · 571-244-8764 · genprivatewealth.com

PELTOMA CAPITAL PARTNERS — (location n/a) is newly SEC-registered with $108.8M RAUM and 2 advisory reps. IAPD ↗

$108.8M RAUM · 2 reps · 937-416-5966

IVANOFF WEALTH MANAGEMENT INC. — (CYPRESS, CA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗

$109.2M RAUM · 3 reps · 714-262-1658 · ivanoffinsights.com

SUNRISE FINANCIAL SERVICES LLC — (BURIEN, WA) is newly SEC-registered with $114.4M RAUM and 2 advisory reps. IAPD ↗

$114.4M RAUM · 2 reps · 206-420-8520

RIGDEN CAPITAL STRATEGIES — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 303-351-1618 · rigdencapital.com

E-WEALTH PARTNERS — (MINNETONKA, MN) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗

$112.9M RAUM · 4 reps · 952.800.2121

INTREPID TECHNOLOGY LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 786-909-6779 · intrepidmarketsai.com

MANWARING WEALTH MANAGEMENT — (GILBERT, AZ) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗

$108.0M RAUM · 2 reps · 480-744-1112

FIFR — (location n/a) is newly SEC-registered with $42.2M RAUM and 4 advisory reps. IAPD ↗

$42.2M RAUM · 4 reps · 818-605-4900 · fifr.io

BAM WEALTH MANAGEMENT LLC — (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗

$0 RAUM · 6 reps · 303-531-5055 · bamadvisorygroup.com

CURTIS CAPITAL ADVISORS — (OVERLAND PARK, KS) is newly SEC-registered with $125.5M RAUM and 2 advisory reps. IAPD ↗

$125.5M RAUM · 2 reps · 913-344-5443

TWENTYTHREE ADVISORY — (location n/a) is newly SEC-registered with $31.5M RAUM and 1 advisory reps. IAPD ↗

$31.5M RAUM · 1 reps · 334-224-1791 · twentythreeadvisory.com

ACTIVO CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 305-570-8277

MANENTIA WEALTH CONSULTING INC. — (GREAT NECK, NY) is newly SEC-registered with $45.2M RAUM and 5 advisory reps. IAPD ↗

$45.2M RAUM · 5 reps · 775-237-8852 · mwcgroup.us

SHAPOSHNIK CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (424) 278-1285

A|C MANAGEMENT TECH LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 786-527-0038 · assetmanagertech.com

GAINSPOLETTI WEALTH PLANNERS — (CLEVELAND, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 662-843-6090 · gainspoletti.com

HORAN WEALTH, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗

$0 RAUM · 19 reps · 513-745-0707 · horanwealth.com

TRUSS — (SAN FRANCISCO, CA) is newly SEC-registered with $1,000 RAUM and 1 advisory reps. IAPD ↗

$1,000 RAUM · 1 reps · (415) 649-9317 · trusspayments.com

MARKET INVESTMENT GROUP, LLC — (WICHITA, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 17 advisory reps. IAPD ↗

$0 RAUM · 17 reps · 316-252-8707 · marketadvisorygroup.com

MANHATTAN GLOBAL ASSET MANAGEMENT LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 702-784-7616 · manhattangam.com

CARROLL ADVISORY GROUP — (TEXARKANA, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 903-793-4014 · carrolladvisory.com

FNEX WEALTH, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 317-445-7676 · fnexwealth.com

MFG PRIVATE WEALTH — (CANONSBURG, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 412-3412-888 · mfgplanners.com

FINTURO INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 510-485-1584 · finturo.co

TREEVIEW CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 425-224-2552 · treeview.capital

EVE WEALTH — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗

$0 RAUM · 5 reps · 302-440-5497 · evewealth.com

W&S ADVISORY SERVICES, LLC — (CINCINNATI, OH) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗

$0 RAUM · 0 reps · 513-362-8176 · meetfabric.com

STORMS & ROWDON FINANCIAL SERVICES, INC. — (ORMOND BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · (386) 677-0191 · stormsandrowdon.com

CEDARWOOD WEALTH — (HIGHLANDS RANCH, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 303-495-9999 · cedarwoodwealth.com

FLFS ADVISORY LLC — (VICTOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 646-395-3900

AGMAN CAPITAL — (OMAHA, NE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · (574) 607-7329

SANTA BARBARA MANAGEMENT — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 734-604-9891 · santabarbaramanagement.com

WEALTHETIC LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (858) 750-1618 · wealthetic.com

KINGDOM LEGACY ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 612-965-3063 · kingdomlegacyadv.com

ETZ ADVISORY LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 720-936-3368 · etzadvisor.com

BARZIDEH & NADEAU WEALTH MANAGEMENT LLC — (BARRINGTON, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 847-780-2980 · bnwealth.com

WARNER WEALTH — (MADISON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗

$0 RAUM · 5 reps · 203-929-2727

AI ALPHA LLC — (GRAND RAPIDS, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 616-655-1694 · my-aialpha.com

ALCYON WEALTH ADVISORS, LLC — (YOUNGSTOWN, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (617) 800-0388

EXPONENT WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · (801) 494-4235

CEDRUS WEALTH GROUP — (ANDOVER, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 763-400-3224 · cedruswealthgroup.com

MARTIN, JAVAN VON — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 717-336-9229

ACTIVA FINANCIAL — (KEY BISCAYNE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 305-775-3874

ALTERIS CAPITAL PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 832-649-8111

TIAA WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 212-490-9000

MERAMEC FINANCIAL PLANNERS, LLC — (CLAYTON, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗

$0 RAUM · 7 reps · 314-496-7067

CAMBIENT FAMILY OFFICE, LLC — (FRUITPORT, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (231) 740-5964

WEALTHMEUP ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 475-287-8035 · wealthmeup.ai

PLAGENS & TAYLOR WEALTH MANAGEMENT — (SAN ANGELO, TX) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗

$0 RAUM · 5 reps · 325-486-8600

YARASH GLOBAL SOLUTIONS INC. — (GLENDALE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (877) 927-2741 · yarashglobal.com

PELICAN FINANCIAL PLANNING AND WEALTH, PLLC — (JUPITER, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 561-818-3003 · pelicanfinancialplanning.com

VERITA STRATEGIC WEALTH PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 4157866431

SUMMIT WEALTH GROUP — (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps. IAPD ↗

$0 RAUM · 25 reps · 7196334033 · summitwealthgroup.com

ELEVATED PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 715-797-3358 · elevatedprivatewealth.com

ENCLAVE DIGITAL WEALTH, LLC — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 720-203-9897 · enclavegroup.io

ROOTED FINANCIAL GROUP, LLC — (TIGARD, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 503-207-2067

QUESTMONT VIRTUAL FAMILY OFFICE, LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 813-212-1701

CONVERSE TEAM FINANCIAL SERVICES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗

$0 RAUM · 5 reps · 785-317-0722

ALPHA ROCK INVESTMENTS, LLC — (MALVERN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 610-721-1277 · alpharockinvestments.com

40 NORTH WEALTH LLC — (AURORA, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 402 917 3345

OASIS ADVISORS — (FOREST CITY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗

$0 RAUM · 11 reps · 715-843-5518

FORS FINANCIAL — (PORT ANGELES, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 360-457-6116 · forsfinancialconsulting.com

ROTHSCHILD INVESTMENT — CORPORATION is now doing business as ROTHSCHILD INVESTMENT. IAPD ↗

$2.31B RAUM · 18 reps · 312-983-8900 · rothschildwealth.com

BARKSDALE INVESTMENT MANAGEMENT — WEAVER C. BARKSDALE & ASSOCIATES, INC. is now doing business as . IAPD ↗

$3.63B RAUM · 8 reps · 615-665-1085 · barksdaleim.com

ALASKA PERMANENT CAPITAL MANAGEMENT, LLC — ALASKA PERMANENT CAPITAL MANAGEMENT CO is now doing business as . IAPD ↗

$4.09B RAUM · 8 reps · 907-272-7575 · apcm.net

GOLDMAN SACHS WEALTH SERVICES, L.P. — THE AYCO COMPANY, L.P. is now doing business as . IAPD ↗

$25.96B RAUM · 1055 reps · 518-886-4000

CITIZENS PRIVATE WEALTH — CLARFELD is now doing business as . IAPD ↗

$12.18B RAUM · 200 reps · 914-846-0100 · citizensbank.com

ONEDIGITAL — INVESTMENT ADVISORS is now doing business as ONEDIGITAL. IAPD ↗

$142.60B RAUM · 333 reps · 877-742-2021

GRIMES & COMPANY, LLC — GRIMES & COMPANY, INC. is now doing business as . IAPD ↗

$5.59B RAUM · 29 reps · 508-366-3883

GFP PRIVATE WEALTH — GRIES FINANCIAL PARTNERS is now doing business as . IAPD ↗

$1.35B RAUM · 18 reps · 833-309-9900 · gries.com

ANCORA PRIVATE WEALTH ADVISORS, LLC — ANCORA FAMILY WEALTH ADVISORS, LLC is now doing business as . IAPD ↗

$3.21B RAUM · 33 reps · 216-825-4000 · ancora.net

TURTLE CREEK TRUST — TURTLE CREEK MANAGEMENT, LLC is now doing business as . IAPD ↗

$3.66B RAUM · 6 reps · 214.468.0100 · turtlecreekdallas.com

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC — BUCKINGHAM STRATEGIC PARTNERS, LLC is now doing business as . IAPD ↗

$29.86B RAUM · 72 reps · 314-725-0455 · advisor.focuspartners.com

COMPOSITION WEALTH, LLC — MIRACLE MILE ADVISORS, LLC is now doing business as . IAPD ↗

$6.71B RAUM · 46 reps · (310) 246-1243

MARINER — BAYSTATE WEALTH MANAGEMENT is now doing business as . IAPD ↗

$2.35B RAUM · 6 reps · 9139045700 · baystatewealth.com

BALEFIRE, LLC — FUSE PARTNERS, LLC is now doing business as . IAPD ↗

$1.24B RAUM · 36 reps · 972-361-1001

PRIVATE ADVISORY — GROUP LLC is now doing business as PRIVATE ADVISORY. IAPD ↗

$1.32B RAUM · 13 reps · 425-498-2320 · privateadvisory.com

COMPOUND PLANNING, INC. — COMPOUND PLANNING is now doing business as . IAPD ↗

$3.03B RAUM · 48 reps · 888-533-9364 · opturaadvisors.com

GLOBAL STRATEGIC NEXTGEN OCIO — GLOBAL STRATEGIC INVESTMENT SOLUTIONS is now doing business as . IAPD ↗

$1.45B RAUM · 4 reps · 480-935-2210

FLORENCE CAPITAL ADVISORS, LP — FLORENCE CAPITAL ADVISORS, LLC is now doing business as . IAPD ↗

$1.26B RAUM · 1 reps · (212) 202-3296

ETHIC — INC. is now doing business as ETHIC. IAPD ↗

$5.93B RAUM · 10 reps · (646) 604-2440 · tiktok.com@ethic_tv

MARINER ADVISOR NETWORK — MARINER INDEPENDENT is now doing business as . IAPD ↗

$8.49B RAUM · 164 reps · 650-571-1934 · redtoweradvisors.com

KEEBECK WEALTH MANAGEMENT — LLC is now doing business as KEEBECK WEALTH MANAGEMENT. IAPD ↗

$1.62B RAUM · 4 reps · 312-825-1200

PTMA INVESTMENT ADVISORS — PMA ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗

$27.79B RAUM · 67 reps · 630-657-6400 · pmanetwork.com

FOUNDERS FAMILY OFFICE — ADAMO CAPITAL is now doing business as . IAPD ↗

$1.32B RAUM · 6 reps · 305 650-2997

IMPERIAL FUND ASSET MANAGEMENT LLC — IMPERIAL CAPITAL PARTNERS is now doing business as . IAPD ↗

$7.53B RAUM · 4 reps · (855) 226-5200 · imperialfund.com

ALLEGHENY INVESTMENTS — LTD. is now doing business as ALLEGHENY INVESTMENTS. IAPD ↗

$633.8M RAUM · 13 reps · 412-367-3880

RODGERS BROTHERS, INC. — MONONGAHELA CAPITAL MANAGEMENT is now doing business as . IAPD ↗

$964.7M RAUM · 9 reps · 724-473-4003 · moncapfund.com

FSA WEALTH PARTNERS — FINANCIAL SERVICES ADVISORY is now doing business as . IAPD ↗

$770.2M RAUM · 9 reps · 301-949-7300

MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY — MONTAG & CALDWELL, LLC is now doing business as . IAPD ↗

$577.0M RAUM · 8 reps · 404-836-7141

FINANCIAL INSIGHTS WEALTH MANAGEMENT — FINANCIAL INSIGHTS is now doing business as . IAPD ↗

$662.7M RAUM · 9 reps · (253) 627-6010

CORUS FAMILY WEALTH ADVISORS, INC. — SCHUBERT & COMPANY, INC. is now doing business as . IAPD ↗

$541.2M RAUM · 6 reps · 972-422-1010

RAINEY & RANDALL WEALTH ADVISORS, INC. — RAINEY & RANDALL INVESTMENT MANAGEMENT, INC. is now doing business as . IAPD ↗

$820.4M RAUM · 4 reps · 727-344-7711 · raineyrandall.com

VESTGEN INVESTMENT MANAGEMENT — HANLON INVESTMENT MANAGEMENT, INC. is now doing business as . IAPD ↗

$705.3M RAUM · 16 reps · 609-601-1200 · hanlonfunds.com

COMMON CENTS PLANNING — PLANNING DIRECTIONS, INC. is now doing business as . IAPD ↗

$486.1M RAUM · 4 reps · 610-361-0865

STRAVA WEALTH — WRIGHT ASSOCIATES is now doing business as . IAPD ↗

$388.1M RAUM · 5 reps · 412-854-2100

CONFIDENCE WEALTH MANAGEMENT, INC. — CONFIDENCE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗

$344.2M RAUM · 12 reps · 310-824-1000

W.A. SMITH FINANCIAL GROUP — GREAT LAKES RETIREMENT, INC. is now doing business as . IAPD ↗

$962.6M RAUM · 12 reps · 419-626-8600 · wasmithfinancial.com

VANTAGE POINT WEALTH MANAGEMENT — VPWM ADVISORS, LLC is now doing business as . IAPD ↗

$277.4M RAUM · 13 reps · (763) 587-7120 · vpwealthmgmt.com

ALLRED HARRIS WEALTH MANAGEMENT. — ALLRED CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗

$452.4M RAUM · 4 reps · 844-965-7695 · allredcapitalmanagement.com

LOFTIN WEALTH PARTNERS — GER LOFTIN WEALTH ADVISORS, LLC is now doing business as . IAPD ↗

$292.4M RAUM · 5 reps · (888) 556-3846

GETTINGS BUSCH WEALTH MANAGEMENT — GETTINGS REED FINANCIAL is now doing business as . IAPD ↗

$444.1M RAUM · 7 reps · 765-742-7366 · auroramgt.com

HOXTON WEALTH USA LLC — HOXTON CAPITAL MANAGEMENT is now doing business as . IAPD ↗

$470.0M RAUM · 37 reps · 737-249-9620

CRAFT & SAGE WEALTH — CRAFT&SAGE WEALTH is now doing business as . IAPD ↗

$289.7M RAUM · 7 reps · 816-436-9939

QUANTUM PORTFOLIO MANAGEMENT, LLC — QUANTUM PORTFOLIO MANAGEMENT is now doing business as . IAPD ↗

$295.1M RAUM · 4 reps · 212-466-6760 · qmpm.com

EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 5 (210 -> 215). IAPD ↗

$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca

JANNEY MONTGOMERY SCOTT LLC — 's Item 11 disclosure-reporting entries rose by 1 (57 -> 58). IAPD ↗

$100.80B RAUM · 1208 reps · 215-665-6000

DAVENPORT & COMPANY LLC — 's Item 11 disclosure-reporting entries rose by 3 (7 -> 10). IAPD ↗

$22.47B RAUM · 216 reps · 804-780-2000

STATE FARM INVESTMENT MANAGEMENT CORP. — 's Item 11 disclosure-reporting entries rose by 23 (6 -> 29). IAPD ↗

$11.29B RAUM · 150 reps · 800-447-0740

LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 4 (337 -> 341). IAPD ↗

$618.92B RAUM · 28347 reps · 704-733-3300

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 4 (507 -> 511). IAPD ↗

$1511.09B RAUM · 25753 reps · 800-637-7455 · pbig.ml.com

NORTHERN TRUST SECURITIES, INC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗

$1.28B RAUM · 62 reps · 312-557-2000 · northerntrust.com

PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 2 (31 -> 33). IAPD ↗

$11.16B RAUM · 3732 reps · 833-786-0550

WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 7 (325 -> 332). IAPD ↗

$197.36B RAUM · 2274 reps · 314-875-3000 · stories.wf.com

OSAIC WEALTH, INC. — 's Item 11 disclosure-reporting entries rose by 64 (68 -> 132). IAPD ↗

$200.27B RAUM · 6276 reps · 800-821-5100 · icmfinancial.com

PARK AVENUE SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 1 (39 -> 40). IAPD ↗

$15.00B RAUM · 1963 reps · 1-888-600-4667 · vestwise.com

SANFORD C. BERNSTEIN & CO., LLC — 's Item 11 disclosure-reporting entries rose by 4 (23 -> 27). IAPD ↗

$1.65B RAUM · 0 reps · 615-622-0000

STRATEGIC ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 7 (6 -> 13). IAPD ↗

$1067.66B RAUM · 16178 reps · 617-563-7000 · reddit.com

AVANTAX ADVISORY SERVICES — 's Item 11 disclosure-reporting entries rose by 6 (9 -> 15). IAPD ↗

$46.11B RAUM · 2278 reps · 972-870-6000

AVANTAX PLANNING PARTNERS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$6.93B RAUM · 254 reps · 563-582-2855 · avantax.com

VANGUARD ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 22 (17 -> 39). IAPD ↗

$300.43B RAUM · 1567 reps · 610-669-1000

CITIZENS PRIVATE WEALTH — 's Item 11 disclosure-reporting entries rose by 20 (7 -> 27). IAPD ↗

$12.18B RAUM · 200 reps · 914-846-0100 · citizensbank.com

ONEDIGITAL — 's Item 11 disclosure-reporting entries rose by 4 (12 -> 16). IAPD ↗

$142.60B RAUM · 333 reps · 877-742-2021

TRAPHAGEN FINANCIAL GROUP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$1.90B RAUM · 14 reps · 201-262-1040 · tfgllc.com

CIBC PRIVATE WEALTH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (12 -> 15). IAPD ↗

$61.11B RAUM · 210 reps · 312-368-7700 · vimeo.com

EAGLE STRATEGIES LLC — 's Item 11 disclosure-reporting entries rose by 11 (57 -> 68). IAPD ↗

$25.40B RAUM · 2093 reps · (888) 695-3245

DELTA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗

$1.44B RAUM · 5 reps · 901-767-4791 · deltaasset.com

SOWELL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗

$4.23B RAUM · 87 reps · 501-219-2434

UNITED CAPITAL FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$17.21B RAUM · 138 reps · 972-822-2055

JAFFE TILCHIN INVESTMENT PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗

$1.84B RAUM · 34 reps · 813-963-2500 · jaffetilchin.com

HIGHTOWER ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗

$164.79B RAUM · 889 reps · 312-962-3800 · alinewealth.com

ARETE WEALTH ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗

$3.15B RAUM · 130 reps · 312-940-3684 · caliberfinancialpartners.com

MORGAN STANLEY — 's Item 11 disclosure-reporting entries rose by 29 (218 -> 247). IAPD ↗

$1650.02B RAUM · 13000 reps · 914-225-5510 · morganstanleyclientserv.com

KESTRA PRIVATE WEALTH SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (20 -> 22). IAPD ↗

$10.21B RAUM · 198 reps · 844-553-7872

ADVISORY ALPHA, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$3.47B RAUM · 57 reps · 866-530-1400 · advisoryalpha.com

JANNEY CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 4 (21 -> 25). IAPD ↗

$5.31B RAUM · 8 reps · 412-562-8100

RMR WEALTH BUILDERS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$2.20B RAUM · 44 reps · (201) 836-2460

SCHECHTER INVESTMENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$3.94B RAUM · 14 reps · 248-731-9500 · schechterwealth.com

OSAIC ADVISORY SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 1 (11 -> 12). IAPD ↗

$12.47B RAUM · 389 reps · 866-580-8219 · indiconinc.com

COMPOUND PLANNING, INC. — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗

$3.03B RAUM · 48 reps · 888-533-9364 · opturaadvisors.com

FOUNDATIONS INVESTMENT ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗

$7.18B RAUM · 229 reps · 480-626-2979

VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 22 (15 -> 37). IAPD ↗

$7.26B RAUM · 4 reps · 844-317-5190

MAGNUS FINANCIAL GROUP LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗

$1.95B RAUM · 13 reps · 800-339-1367

ROCKEFELLER CAPITAL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗

$70.03B RAUM · 748 reps · 212-549-5100

INDEPENDENCE SQUARE HOLDINGS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗

$1.49B RAUM · 37 reps · 610-520-1500

SIMPLICITY WEALTH — 's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗

$3.60B RAUM · 242 reps · 844-220-8326

IMPACT PARTNERSHIP WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 3 (5 -> 8). IAPD ↗

$1.68B RAUM · 72 reps · 800-380-5040

GRANT TANI BARASH & ALTMAN, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗

$1.78B RAUM · 6 reps · 310-288-6267

UNITED ADVISOR GROUP — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗

$1.09B RAUM · 43 reps · 888.242.4912 · uagria.com

TRITONPOINT WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$1.54B RAUM · 9 reps · (301) 799-9001

MCGINN PENNINGER INVESTMENT MANAGEMENT INC. — MCGINN PENNINGER INVESTMENT MANAGMENT, INC. is now doing business as . IAPD ↗

$174.3M RAUM · 3 reps · 703-548-2555 · mcginninpenninger.com

CEF ADVISORS — CLOSED-END FUND ADVISORS is now doing business as . IAPD ↗

$186.6M RAUM · 2 reps · 804-288-2482 · cefadvisors.com

MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, INC. — MICHAEL J. PORRO & CO. FINANCIAL ADVISOR INC is now doing business as . IAPD ↗

$136.3M RAUM · 2 reps · 201-768-0218 · porrofinancialadvisors.com

WISDOM FINANCIAL PLANNING — JOHN BOYER, INC. is now doing business as . IAPD ↗

$158.6M RAUM · 1 reps · 813-254-9500 · johnboyerinc.com

ALPHA DOG ADVISORS, RUFF — ALPHA DOG ADVISORS is now doing business as . IAPD ↗

$131.4M RAUM · 2 reps · 401-351-4900

CAITLIN JOHN, LLC — CAITLIN JOHN is now doing business as . IAPD ↗

$183.4M RAUM · 19 reps · 810-355-1325 · caitlinjohn.com

MCNEILL CAPITAL, LLC — TRUE LIVING FINANCIAL is now doing business as . IAPD ↗

$36.6M RAUM · 1 reps · 518-364-7899 · mcneillcapital.com

TAVERIK CAPITAL, LLC — WCM GLOBAL WEALTH, LLC is now doing business as . IAPD ↗

$106.8M RAUM · 3 reps · 864-967-9838 · wcmglobalwealth.com

FSR WEALTH STRATEGIES — FSR WEALTH MANAGEMENT, LTD. is now doing business as . IAPD ↗

$237.1M RAUM · 9 reps · 630-993-8200 · fsrwealth.com

MD FINANCIAL ADVISORS / VESTMENT FINANCIAL — MD FINANCIAL / VESTMENT FINANCIAL is now doing business as . IAPD ↗

$243.2M RAUM · 11 reps · (888) 256-6855 · mdfinancialadvisors.com

LENDINGROBOT — NSR INVEST is now doing business as . IAPD ↗

$21.9M RAUM · 1 reps · (646) 346-1048 · nsrinvest.com

TOGETHER PLANNING — TOGETHER AND/OR is now doing business as TOGETHER PLANNING. IAPD ↗

$156.8M RAUM · 4 reps · 352-221-9300 · togetherplanning.com

FEDERAL PREP — ADVISORS, INC. is now doing business as FEDERAL PREP. IAPD ↗

$95.5M RAUM · 4 reps · (631) 750-6499

AN EXCEPTIONAL LIFE FINANCIAL, LLC — TEACH PLAN RETIRE, AEL WEALTH MANAGEMENT is now doing business as . IAPD ↗

$218.2M RAUM · 5 reps · 317-941-6492

BRAVIAS FINANCIAL — BRAVIAS CAPITAL GROUP, LLC is now doing business as . IAPD ↗

$181.0M RAUM · 6 reps · 732-702-2600

NOTTINGHAM WEALTH PARTNERS, INC. — ONEGROUP WEALTH PARTNERS, INC. is now doing business as . IAPD ↗

$65.6M RAUM · 2 reps · 561-472-2312 · nottinghamwealthpartners.com

MAGNIFI — LLC is now doing business as MAGNIFI. IAPD ↗

$2.2M RAUM · 4 reps · 888-807-4066

QUANTEL ASSET MANAGEMENT LLC — TENJIN AI CAPITAL ADVISORS LLC is now doing business as . IAPD ↗

$20.8M RAUM · 1 reps · 844-836-5461

FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLC — B. RILEY WEALTH PORTFOLIO ADVISERS, LLC is now doing business as . IAPD ↗

$151.5M RAUM · 1 reps · 540-905-5858 · fairfax-global.com

LAKE AVENUE FINANCIAL LLC — WEALTHTECH PARTNERS LLC is now doing business as . IAPD ↗

$137.9M RAUM · 3 reps · 626-689-2012 · firstteamadvisors.com

SORENSON IMPACT ADVISORY — SORENSON IMPACT is now doing business as . IAPD ↗

$232.8M RAUM · 1 reps · 801-877-0915

LYNK CAPITAL MANAGEMENT COMPANY, LLC — SECURITIES CAPITAL PARTNERS MANAGEMENT COMPANY, LLC is now doing business as . IAPD ↗

$225.2M RAUM · 4 reps · 407-476-2500

SANDRO WEALTH MANAGEMENT LLC — ARCHLIGHT WEALTH MANAGEMENT LLC is now doing business as . IAPD ↗

$0 RAUM · 5 reps · 2016613416 · sandrowealth.com

PARADIGM INVESTMENT ADVISORY, LLC — PARADIGM ADVISOR GROUP, LLC is now doing business as . IAPD ↗

$182.8M RAUM · 2 reps · 908-450-7402

H.M. PAYSON — notice-filed in DE, ID, KS, KY, MI, MN, MS, MT, WY. IAPD ↗

$8.13B RAUM · 31 reps · 207-772-3761 · hmpayson.com

SCHWARTZ & CO. — notice-filed in DC, MA, MD, ME, MO, OK, OR, VA, WA. IAPD ↗

$9.07B RAUM · 24 reps · 248-644-2701 · gjsco.com

GOELZER INVESTMENT MANAGEMENT — notice-filed in IL, MA, MD, MI, SC. IAPD ↗

$3.85B RAUM · 28 reps · 317-264-2600 · goelzerinc.com

FIRST CITIZENS INVESTOR SERVICES, INC. — notice-filed in AK, DC, HI, IA, ID, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, ND, NM, NV, OH, OK, OR, RI, SD, VT, WY. IAPD ↗

$2.10B RAUM · 148 reps · 800-229-0205

WARWICK PARTNERS — notice-filed in AZ, CO, FL, GA, LA, NC, NE, NH, VA. IAPD ↗

$2.14B RAUM · 4 reps · (979) 260-9777 · warwickpartners.net

BALDWIN INVESTMENT MANAGEMENT, LLC — notice-filed in CA, CO, MA, NH, VA. IAPD ↗

$1.23B RAUM · 8 reps · 610-260-1555 · baldwinmgt.com

JOHNSON INVESTMENT COUNSEL, INC. — notice-filed in AR, DE, IA, ND, SD, WY. IAPD ↗

$20.87B RAUM · 73 reps · 513-661-3100 · johnsonmutualfunds.com

WILLIS JOHNSON & ASSOCIATES, INC. — notice-filed in AR, FL, MA, NE, NV, NY. IAPD ↗

$1.42B RAUM · 16 reps · 713-439-1200

TRADITION WEALTH MANAGEMENT LLC — notice-filed in AK, NC, ND, NV, OR. IAPD ↗

$1.95B RAUM · 28 reps · 952-563-6500 · traditionwealthmanagement.com

M FINANCIAL ASSET MANAGEMENT, INC. — notice-filed in GA, IN, MA, MO, OH, TN. IAPD ↗

$1.50B RAUM · 5 reps · 503-232-6960 · mfinwealth.com

HECK CAPITAL ADVISORS, LLC — notice-filed in IA, NM, NY, OH, TN, WA. IAPD ↗

$9.67B RAUM · 20 reps · 715-361-1500

PURE FINANCIAL ADVISORS, LLC — notice-filed in ME, MT, NM, OK, WY. IAPD ↗

$8.02B RAUM · 64 reps · 866-876-7873 · purefinancial.com

BERKSHIRE ASSET MANAGEMENT, LLC — notice-filed in AK, MO, NH, OK, RI, SD, UT, WA, WV, WY. IAPD ↗

$2.54B RAUM · 6 reps · 570-825-2600 · berkshireasset.com

INSIGHT INVESTMENT — notice-filed in AK, AL, AR, AZ, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗

$140.37B RAUM · 83 reps · 212-527-1800 · insightinvestment.com

BALEFIRE, LLC — notice-filed in AL, GA, MS, NC, WA. IAPD ↗

$1.24B RAUM · 36 reps · 972-361-1001

INTEGRATED ADVISORS NETWORK LLC — notice-filed in HI, IA, KY, MI, MS, MT, RI, SD, VT, WI, WV, WY. IAPD ↗

$4.59B RAUM · 83 reps · 855-729-4222 · zimwags.com

PINE VALLEY INVESTMENTS — notice-filed in AZ, CO, CT, IL, LA, MI, TN. IAPD ↗

$2.18B RAUM · 30 reps · 856-334-8260

STANSBERRY ASSET MANAGEMENT, LLC — notice-filed in DE, ME, MS, ND, SD, VT. IAPD ↗

$1.05B RAUM · 13 reps · 646-854-4370 · stansberryam.com

CRESTWOOD ADVISORS — notice-filed in IN, LA, MN, MO, OH, UT, WA. IAPD ↗

$7.02B RAUM · 55 reps · 617-523-8880

PERENNIAL FINANCIAL SERVICES — notice-filed in MI, MO, ND, NH, NM, OH, SC. IAPD ↗

$1.90B RAUM · 42 reps · 310-445-2504

VIDENT ASSET MANAGEMENT — notice-filed in CT, KS, MN, MO, NV, OK. IAPD ↗

$12.09B RAUM · 8 reps · 404-267-1501 · videntam.com

TOWNSQUARE CAPITAL, LLC — notice-filed in AL, AR, DC, DE, MS, ND, NH, NJ, OK, PA, PR, RI, VI, VT, WI, WV. IAPD ↗

$14.99B RAUM · 8 reps · 385-375-8650 · orion.com

N.E.W. ADVISORY SERVICES, LLC — notice-filed in KY, NV, OH, PA, WA. IAPD ↗

$1.34B RAUM · 12 reps · 920-712-7800 · johnsonwealth.net

WILKINSON GLOBAL ASSET MANAGEMENT LLC — notice-filed in CO, DC, ID, MD, MI, WI. IAPD ↗

$2.05B RAUM · 6 reps · 212-301-6864 · wilkinsongam.com

QUANTINNO CAPITAL MANAGEMENT LP — notice-filed in AR, HI, ID, MS, ND, NE, NH, NM, OK, PR, RI, VI, VT, WI, WV. IAPD ↗

$14.32B RAUM · 5 reps · (212) 313-9431 · quantinno.com

TRANSCEND CAPITAL ADVISORS, LLC — notice-filed in HI, ID, KY, ME, NE, WA. IAPD ↗

$3.10B RAUM · 31 reps · (973) 370-3203

FORTIS CAPITAL ADVISORS, LLC — notice-filed in AL, OH, RI, TN, WI. IAPD ↗

$1.21B RAUM · 54 reps · (913) 222-8862 · fortiscapitaladvisors.com

THE BALDWIN GROUP WEALTH ADVISORS, LLC — notice-filed in AR, CO, KS, MI, MN, MT, NC, UT. IAPD ↗

$21.04B RAUM · 36 reps · 813-934-2743 · baldwin.com

ARS WEALTH ADVISORS — notice-filed in DC, IN, MD, NJ, SC. IAPD ↗

$1.47B RAUM · 12 reps · 727-322-7681 · focusfinancialpartners.com

BROOKWOOD INVESTMENT GROUP — notice-filed in CO, DE, IA, ID, IN, LA, MA, MD, MI, MN, NC, NH, NJ, NY, SC, VA. IAPD ↗

$1.06B RAUM · 24 reps · 4806463504 · ckwmg.com

UNITED ADVISOR GROUP — notice-filed in AK, DC, KS, MA, NE, NH, NJ, OR, UT, WA. IAPD ↗

$1.09B RAUM · 43 reps · 888.242.4912 · uagria.com

MODERN WEALTH MANAGEMENT, LLC — notice-filed in AK, HI, ME, MS, ND, NM, RI, UT, VI, VT, WY. IAPD ↗

$6.15B RAUM · 54 reps · 913-393-1000 · erstpa.com

TRIBRIDGE PARTNERS FINANCIAL LLC — notice-filed in CA, DC, FL, TX, VA. IAPD ↗

$1.20B RAUM · 8 reps · 240-422-8799 · tribridgepartnersfinancial.com

BARRETT & COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗

$453.5M RAUM · 4 reps · 401-351-1000

BRIGHTON SECURITIES CORP. — 's Item 11 disclosure-reporting entries rose by 8 (3 -> 11). IAPD ↗

$986.2M RAUM · 27 reps · 585-473-3590 · brightonsecurities.com

LIFEMARK SECURITIES CORP. — 's Item 11 disclosure-reporting entries rose by 2 (19 -> 21). IAPD ↗

$461.5M RAUM · 88 reps · 585-424-5672 · lifemark.com

GRANT STREET ASSET MANAGEMENT INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$668.9M RAUM · 6 reps · 412-257-8060

BRAVE FAMILY ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$542.8M RAUM · 5 reps · 908-522-8822

HARVEY INVESTMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗

$941.5M RAUM · 4 reps · 502-339-8270 · harveyinvestment.com

TWO POINT CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗

$303.9M RAUM · 2 reps · 585-586-1731 · twopointcapital.com

CONCORDE ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (16 -> 18). IAPD ↗

$489.9M RAUM · 64 reps · 248-824-6710 · concordeis.com

AXIOM ASSET MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗

$802.8M RAUM · 4 reps · 610-688-0050 · axiomasset.com

PAULSON WEALTH MANAGEMENT INC. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗

$503.8M RAUM · 5 reps · 630-517-2950

MOMENTUM ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$400.1M RAUM · 6 reps · 917-997-4297

BETA WEALTH GROUP, INC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$429.0M RAUM · 4 reps · 858-207-3377

CASCADES CAPITAL ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$322.0M RAUM · 3 reps · 336-404-4746 · cascadescapital.com

BCI SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (42 -> 43). IAPD ↗

$295.2M RAUM · 31 reps · 305-929-5500 · bcisecurities.com

ONE OAK CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$447.0M RAUM · 12 reps · 914-205-5821 · oneoakcapitalmgmt.com

XYPN INVEST — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$321.0M RAUM · 25 reps · (360) 301-7579 · charlesmichaelfinancial.com

BROOKLYN FI, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$341.5M RAUM · 10 reps · 718-690-3600

STRAIT & SOUND — 's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗

$303.9M RAUM · 7 reps · (425) 577-7710

IDB LIDO WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$338.0M RAUM · 14 reps · 646-839-9793 · idblidowealth.com

ABRA CAPITAL MANAGEMENT, LP — 's Item 11 disclosure-reporting entries rose by 9 (0 -> 9). IAPD ↗

$700.6M RAUM · 6 reps · 707-340-3722

CRUX WEALTH ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$410.2M RAUM · 13 reps · 562.735.3875

ABNER HERRMAN & BROCK, LLC — notice-filed in AZ, DC, HI, NV. IAPD ↗

$2.43B RAUM · 5 reps · 201-484-2000 · ahbi.com

GREENBERG FINANCIAL GROUP — notice-filed in CA, KY, MI, MN, NV, NY, OH, OR, WA. IAPD ↗

$331.2M RAUM · 5 reps · 520-544-4909 · greenbergfinancial.com

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. — notice-filed in IL, MT, NC, WY. IAPD ↗

$8.99B RAUM · 27 reps · 503-226-1444

CHOATE INVESTMENT ADVISORS — notice-filed in GA, MT, NE, OH. IAPD ↗

$8.88B RAUM · 17 reps · 617-973-4900 · choateia.com

DOLIVER ADVISORS, L.P. — notice-filed in CO, GA, IL, MD, MI, MO, NC, NJ, NM, OR, SC, TN, VA. IAPD ↗

$599.5M RAUM · 6 reps · 713-917-0022

ASSET PRESERVATION ADVISORS, LLC — notice-filed in IA, MN, NH, WV. IAPD ↗

$10.65B RAUM · 21 reps · 404-261-1333 · assetpreservationadvisors.com

CAPSTONE FINANCIAL ADVISORS INC — notice-filed in NC, NJ, VA, WA. IAPD ↗

$2.44B RAUM · 25 reps · 630-241-0833 · capstone-advisors.com

OARSMAN CAPITAL, INC — notice-filed in AK, CO, NE, NH, SC, TN, VA. IAPD ↗

$926.8M RAUM · 13 reps · 414-221-0081 · oarsman.net

PENN DAVIS MCFARLAND INC — notice-filed in CA, CO, MT, NY. IAPD ↗

$1.26B RAUM · 7 reps · 214-871-2772 · pdavis.org

CMG CAPITAL MANAGEMENT GROUP, INC. — notice-filed in IA, ID, IN, KS, NJ, NM, NV. IAPD ↗

$251.1M RAUM · 5 reps · 610-989-9090 · cmgprivatewealth.com

MINDFUL ASSET PLANNING — notice-filed in AZ, FL, NE, TX, WI. IAPD ↗

$452.0M RAUM · 2 reps · 952-432-4666

RESOURCE FINANCIAL GROUP, LTD. — notice-filed in AZ, CA, CO, FL, NH, NY. IAPD ↗

$542.6M RAUM · 2 reps · 847-256-7495 · rfgltd.com

ADIRONDACK FINANCIAL SERVICES CORP — notice-filed in DE, KS, MI, NM, UT, WI. IAPD ↗

$411.9M RAUM · 9 reps · 315-724-4186

APRIO WEALTH MANAGEMENT, LLC — notice-filed in AZ, CT, MN, OH. IAPD ↗

$2.64B RAUM · 24 reps · 404-892-9651 · wealth.aprio.com

ABG CONSULTANTS — notice-filed in AL, LA, ME, MS, MT, OK. IAPD ↗

$576.3M RAUM · 3 reps · 801-486-5069 · consultabg.com

NESTEGGS, INC. — notice-filed in IL, NC, NJ, NY, PA, SC, VA. IAPD ↗

$724.7M RAUM · 8 reps · 904-348-3131 · nesteggs401k.com

MONARCH WEALTH STRATEGIES — notice-filed in CO, MO, NV, NY, OR, WA. IAPD ↗

$434.8M RAUM · 8 reps · (805) 564-0800

VERDE CAPITAL MANAGEMENT, INC. — notice-filed in GA, IL, NH, OH, TN. IAPD ↗

$605.7M RAUM · 11 reps · 248-528-1870 · verdecm.com

AVIOR WEALTH MANAGEMENT, LLC — notice-filed in CT, HI, KY, NJ. IAPD ↗

$5.08B RAUM · 120 reps · 402-218-4064

GIBSON CAPITAL, LLC — notice-filed in AZ, GA, NV, VA. IAPD ↗

$2.62B RAUM · 7 reps · 724-934-3200 · gibsoncapital.com

TJT CAPITAL GROUP, LLC — notice-filed in AL, DC, GA, KS, ME, MI, MN, MS, WI, WY. IAPD ↗

$294.1M RAUM · 2 reps · 203-504-8850 · tjtcapital.com

CARNEGIE INVESTMENT COUNSEL — notice-filed in ID, MO, NM, VT. IAPD ↗

$6.52B RAUM · 40 reps · 216-367-4114

TRIUNE FINANCIAL PARTNERS, LLC — notice-filed in MD, NC, OH, WI. IAPD ↗

$1.30B RAUM · 13 reps · 913-825-6100

NEWSQUARE CAPITAL, LLC — notice-filed in AZ, GA, KY, MI. IAPD ↗

$1.93B RAUM · 6 reps · 610-325-6117 · newsquarecapital.com

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — notice-filed in AZ, FL, GA, ID, KS, LA, MA, MI, MO, NC, NE, NH, NJ, NV, NY, OH, OK, PA, TN, TX, UT, VA, WA, WI. IAPD ↗

$744.7M RAUM · 14 reps · 720-500-0050 · mountaincapital.us

BERNARD WEALTH MANAGEMENT CORP. — notice-filed in DC, LA, MA, MD, NY, TX, VA, WA. IAPD ↗

$278.4M RAUM · 4 reps · 248-556-2900

MOMENTUM ADVISORS — notice-filed in AL, AR, DE, IL, IN, KS, MI, MN, MO, NV, OH, RI, SC, TN, UT, WA, WV. IAPD ↗

$400.1M RAUM · 6 reps · 917-997-4297

VIVALDI CAPITAL MANAGEMENT LP — notice-filed in AL, LA, NH, WV. IAPD ↗

$4.65B RAUM · 30 reps · 312.248.8300

RITHOLTZ WEALTH MANAGEMENT — notice-filed in AR, MS, SD, WY. IAPD ↗

$5.67B RAUM · 45 reps · (212) 625-1200

APELLA WEALTH — notice-filed in IN, ME, NM, NV. IAPD ↗

$4.71B RAUM · 44 reps · 860.785.2260

ALASKA WEALTH ADVISORS — notice-filed in FL, MO, UT, VA, VT. IAPD ↗

$925.4M RAUM · 10 reps · 907-272-7575

LEAR INVESTMENT MANAGEMENT — notice-filed in CT, IL, MD, MO, NJ, PA. IAPD ↗

$805.7M RAUM · 4 reps · (214) 445-5900 · learim.com

NATIONAL WEALTH MANAGEMENT GROUP, LLC — notice-filed in CO, MD, PA, VA, VT. IAPD ↗

$325.7M RAUM · 17 reps · 513-772-2592 · nwmgllc.com

COURIER CAPITAL, LLC — notice-filed in IL, LA, OH, SC. IAPD ↗

$3.09B RAUM · 11 reps · 716-883-9595 · couriercapital.com

JAZZ WEALTH MANAGERS, INC. — notice-filed in DC, ND, RI, VT, WY. IAPD ↗

$450.7M RAUM · 4 reps · 727.492.0314 · jazzwealth.com

MAYTECH GLOBAL INVESTMENTS — notice-filed in CT, MA, OR, PA, TN. IAPD ↗

$848.5M RAUM · 4 reps · 212-899-2730 · maytechglobal.com

PEAK PLANNING GROUP, LLC — notice-filed in GA, NJ, SC, TN, VA. IAPD ↗

$650.9M RAUM · 5 reps · 303-991-0056 · peakplan.com

GO INVEST LLC — notice-filed in AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, VI, WA, WI, WY. IAPD ↗

$420.9M RAUM · 1 reps · 801-614-4914 · goinvest.us

CAMPBELL DEEGAN FINANCIAL — notice-filed in IL, LA, NE, PA, WI, WV. IAPD ↗

$653.6M RAUM · 3 reps · 804-913-1114 · cdfva.com

PGI WEALTH MANAGEMENT — notice-filed in LA, MI, NJ, OR, SC, TN. IAPD ↗

$932.0M RAUM · 8 reps · (888) 493-9022

INDEPENDENCE SQUARE HOLDINGS, LLC — notice-filed in DC, IL, MO, OR. IAPD ↗

$1.49B RAUM · 37 reps · 610-520-1500

HOXTON WEALTH USA LLC — notice-filed in AL, DE, KY, NE, TN. IAPD ↗

$470.0M RAUM · 37 reps · 737-249-9620

MILESTONE ASSET MANAGEMENT, LLC — notice-filed in MI, NH, SC, TN, WV. IAPD ↗

$546.3M RAUM · 11 reps · 412-643-3058

FAIRWAY WEALTH MANAGEMENT LLC — notice-filed in GA, MA, MI, VA. IAPD ↗

$2.61B RAUM · 9 reps · 216-573-7200 · focusfinancialpartners.com

SOUTHWEST INVESTMENT ADVISORS, INC. — notice-filed in CT, DC, DE, IA, NE, OK, WY. IAPD ↗

$325.7M RAUM · 4 reps · 520-544-2500 · siatucson.com

VSM WEALTH ADVISORY, LLC — notice-filed in IL, MI, MN, NC, NJ, NY, SC. IAPD ↗

$587.1M RAUM · 5 reps · 410-825-8844 · vs-m.com

BLACK DIAMOND FINANCIAL, LLC — notice-filed in FL, GA, IL, MD, NC, VT. IAPD ↗

$365.5M RAUM · 2 reps · 201-214-2104 · bdfria.com

49 FINANCIAL — notice-filed in AL, AZ, CO, HI, IA, IL, IN, KY, LA, MA, MD, MI, MO, MS, NE, NJ, NV, NY, OH, OK, OR, PA, SC, TN, UT, VA, WA. IAPD ↗

$871.4M RAUM · 128 reps · 214-563-1190

ABLE FINANCIAL GROUP, LLC — notice-filed in DC, FL, GA, MA, MD, UT, VA. IAPD ↗

$571.0M RAUM · 8 reps · 480-258-6104 · ablefinancialgroup.com

TRITONPOINT WEALTH, LLC — notice-filed in CO, IL, NE, NH. IAPD ↗

$1.54B RAUM · 9 reps · (301) 799-9001

SECURITY CAPITAL MANAGEMENT — notice-filed in CA, CO, MD. IAPD ↗

$1.20B RAUM · 13 reps · 304-233-3312 · hazlettburt.com

MARQUETTE ASSOCIATES, INC. — notice-filed in NC, NJ, VA. IAPD ↗

$35.57B RAUM · 57 reps · 312-527-5500

HOWLAND CAPITAL MANAGEMENT LLC — notice-filed in DE, MT, WA. IAPD ↗

$3.32B RAUM · 10 reps · 617-357-9110

WILKINS INVESTMENT COUNSEL, INC — notice-filed in CT, ME, NY. IAPD ↗

$1.08B RAUM · 6 reps · 617-951-9969 · wilkinsinvest.com

HIRTLE, CALLAGHAN & CO., LLC — notice-filed in ID, NH, OR. IAPD ↗

$20.99B RAUM · 50 reps · 610-828-7200 · hirtlecallaghan.com

JAY A. FISHMAN, LTD — notice-filed in SC, TN, VA. IAPD ↗

$1.12B RAUM · 4 reps · 248-740-9400 · jaf-ltd.com

ATLAS CAPITAL MANAGEMENT CORP — notice-filed in IA, ND, OK, WA. IAPD ↗

$562.6M RAUM · 4 reps · 260-637-2857 · atlascapitalmanagement.com

F L PUTNAM INVESTMENT MANAGEMENT CO. — notice-filed in NV, TN, WI. IAPD ↗

$7.70B RAUM · 73 reps · 800-344-3435 · flputnam.com

OPUS CAPITAL MANAGEMENT — notice-filed in CA, MI, TX. IAPD ↗

$1.23B RAUM · 3 reps · 513-621-6787 · opus.capital

BRIDGES INVESTMENT MANAGEMENT INC — notice-filed in ND, SC, WI. IAPD ↗

$10.38B RAUM · 27 reps · 402-397-4700 · bridgesinv.com

DOUGLASS WINTHROP ADVISORS LLC — notice-filed in KY, LA, UT. IAPD ↗

$5.82B RAUM · 17 reps · 212-557-7680 · douglasswinthrop.com

CENTER FOR FINANCIAL PLANNING INC — notice-filed in MD, TN, WI. IAPD ↗

$1.71B RAUM · 18 reps · (248)948-7900

STRATEGIC FINANCIAL SERVICES — notice-filed in OH, RI, WA. IAPD ↗

$2.28B RAUM · 25 reps · (315)724-1776

PETERSEN HASTINGS WEALTH ADVISORS, INC. — notice-filed in MT, NH, NM. IAPD ↗

$1.28B RAUM · 18 reps · 509-735-0484 · petersenhastings.com

LEE DANNER & BASS INC — notice-filed in CA, CO, NY. IAPD ↗

$1.76B RAUM · 6 reps · 615-244-7775 · leedannerbass.com

TLG ADVISORS, INC. — notice-filed in DC, NM, SD. IAPD ↗

$1.95B RAUM · 147 reps · 888-371-0013

CAPITAL ADVISORS GROUP, INC — notice-filed in CT, VA, WA. IAPD ↗

$26.03B RAUM · 22 reps · 617-630-8100 · capitaladvisors.com

WELCH & FORBES LLC — notice-filed in AZ, MT, NC. IAPD ↗

$9.16B RAUM · 11 reps · 617-523-1635 · welchforbes.com

EFS ADVISORS — notice-filed in DC, ME, NJ. IAPD ↗

$2.27B RAUM · 52 reps · 763-689-9023 · tsainvest.com

WAVERLY ADVISORS, LLC — notice-filed in AK, HI, RI. IAPD ↗

$16.13B RAUM · 152 reps · 205-871-3334

ALEXANDER LABRUNERIE & CO., INC. — notice-filed in GA, NC, PA, WA. IAPD ↗

$525.1M RAUM · 5 reps · 573-449-5313 · labrunerie.com

KELLEHER FINANCIAL ADVISORS, LLC — notice-filed in CO, VA, VT. IAPD ↗

$1.03B RAUM · 8 reps · 212-709-9400 · kf-advisors.com

PROVENANCE WEALTH ADVISORS — notice-filed in MS, NE, NH. IAPD ↗

$3.52B RAUM · 21 reps · 954-712-8888

STRAIGHTLINE — notice-filed in AK, CT, NE. IAPD ↗

$1.11B RAUM · 10 reps · 248-269-8366

SUMMITRY, LLC — notice-filed in MD, NH, NJ. IAPD ↗

$3.01B RAUM · 14 reps · 650-212-2240 · summitry.com

AMERICAN INDEPENDENT SECURITIES GROUP, LLC — notice-filed in CT, MD, OK, PR. IAPD ↗

$604.9M RAUM · 34 reps · 208-489-3131

GRAYPOINT LLC — notice-filed in DE, IL, OH. IAPD ↗

$4.65B RAUM · 36 reps · (518) 641-6860 · graypointllc.com

CS PLANNING CORP — notice-filed in IN, MN, MT. IAPD ↗

$1.27B RAUM · 48 reps · 503-292-5853 · seltunfg.com

FFT WEALTH MANAGEMENT — notice-filed in CA, MA, NC. IAPD ↗

$6.05B RAUM · 26 reps · 610-545-6100 · fftwealth.com

CLEAR HARBOR ASSET MANAGEMENT, LLC — notice-filed in LA, NC, RI. IAPD ↗

$1.74B RAUM · 19 reps · 212-867-7310

ROVIN CAPITAL — notice-filed in ID, NC, NE, NV. IAPD ↗

$710.7M RAUM · 9 reps · 480-739-2110 · facadvisors.com

TAMAR SECURITIES, LLC — notice-filed in GA, MT, VA. IAPD ↗

$1.30B RAUM · 13 reps · 818-914-7460

PERSONAL CFO SOLUTIONS LLC — notice-filed in DC, MI, OH. IAPD ↗

$1.38B RAUM · 14 reps · 908-955-7055 · pcfos.com

MJ RETIREMENT — notice-filed in CO, OH, TX. IAPD ↗

$5.07B RAUM · 7 reps · 317-805-7500 · mjretirement.com, https

STRATEGIC WEALTH INVESTMENT GROUP, LLC — notice-filed in ID, KS, NM. IAPD ↗

$1.11B RAUM · 41 reps · 502-412-3354 · atasteofretirement.com

WEALTHCARE ADVISORY PARTNERS LLC — notice-filed in AK, ID, VT. IAPD ↗

$6.02B RAUM · 154 reps · 804.644.4711

CYNOSURE GROUP, LLC — notice-filed in DE, KS, MD. IAPD ↗

$6.57B RAUM · 30 reps · 801-521-3100 · cynosuregroup.com

WEST RIDGE ADVISORS — notice-filed in AL, CO, NH, TX. IAPD ↗

$268.1M RAUM · 10 reps · (702) 547-9483 · westridgeadvisors.com

DENVER WEALTH MANAGEMENT, INC. — notice-filed in AK, IL, MT, NC. IAPD ↗

$435.7M RAUM · 10 reps · (303) 261-8015

SFG WEALTH MANAGEMENT — notice-filed in CO, OH, SC, TN. IAPD ↗

$643.6M RAUM · 11 reps · 410-825-3200

BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. — notice-filed in IL, NV, OR, WA. IAPD ↗

$308.5M RAUM · 5 reps · (805) 543-4366 · mybbfa.com

WEAVER CONSULTING GROUP, LLC — notice-filed in NC, NE, NV, TN. IAPD ↗

$892.9M RAUM · 3 reps · (714)536-4065

ACCURATE WEALTH MANAGEMENT, LLC — notice-filed in AK, DE, OH. IAPD ↗

$1.15B RAUM · 41 reps · 813-994-0984 · accurateadvisorygroup.com

FERMATA ADVISORS — notice-filed in FL, NV, TN. IAPD ↗

$1.15B RAUM · 17 reps · (707) 938-7414

COTTONWOOD WEALTH STRATEGIES, LLC — notice-filed in AZ, ID, OR, TX. IAPD ↗

$306.3M RAUM · 2 reps · 385-853-5000 · cottonwoodws.com

UNIQUE WEALTH, LLC — notice-filed in AL, CA, NE, PA. IAPD ↗

$766.5M RAUM · 11 reps · 813-816-2030 · uniquewealth.com

SMITH GROUP ASSET MANAGEMENT, LLC — notice-filed in DC, LA, SC. IAPD ↗

$1.71B RAUM · 8 reps · 214-880-4600 · smithasset.com

APOLLON FINANCIAL, LLC — notice-filed in CT, GA, MN, MO. IAPD ↗

$890.4M RAUM · 13 reps · 843-579-0018 · apollonfinancial.com

ETHOS FINANCIAL GROUP, LLC — notice-filed in GA, IL, NM. IAPD ↗

$1.58B RAUM · 27 reps · 484-889-7270 · ethosfg.com

BEAUMONT FINANCIAL PARTNERS — notice-filed in DC, IA, KY. IAPD ↗

$3.38B RAUM · 14 reps · 781-400-2800

CASCADE FINANCIAL PARTNERS, LLC — notice-filed in LA, NH, NJ. IAPD ↗

$1.16B RAUM · 6 reps · 858-379-6701 · cascadefinancialpartners.com

SPIREPOINT PRIVATE CLIENT, LLC — notice-filed in CO, GA, SC. IAPD ↗

$1.12B RAUM · 4 reps · 772-316-1271 · spirepointpc.com

HAVEN PRIVATE — notice-filed in CA, CO, NC, NY. IAPD ↗

$351.4M RAUM · 5 reps · 321-329-8674 · havenprivate.com

PLATFORM WEALTH ADVISORS — notice-filed in GA, NC, NY, PA. IAPD ↗

$328.6M RAUM · 9 reps · (385) 243-0553

JOSEPH GUNNAR & CO., LLC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗

$34.0M RAUM · 5 reps · 212-440-9600 · josephgunnar.com

UPRIGHT FINANCIAL CORP — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗

$83.1M RAUM · 1 reps · 973-533-1818

TRUE MEASURE WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$219.8M RAUM · 0 reps · 402-342- 1400

SORRENTO PACIFIC FINANCIAL, LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗

$222.3M RAUM · 29 reps · 800-686-4724 · cusonet.com

CAPSTONE WEALTH MANAGEMENT GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$233.1M RAUM · 4 reps · 541-330-0266 · capstonewmg.com

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗

$186.8M RAUM · 24 reps · 203-418-9000

ATLAS FINANCIAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$107.8M RAUM · 3 reps · 530 589 2515 · stevenvanmetre.com

VCP FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$115.8M RAUM · 4 reps · 212.328.7876 · vcpfinancial.com

MILLENNIAL ADVISERS, LLC. — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗

$58.7M RAUM · 12 reps · 646-532-2400

PHORCYS CAPITAL PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗

$163.9M RAUM · 5 reps · 770-777-9373 · phorcyscp.com

MAGNIFI — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$2.2M RAUM · 4 reps · 888-807-4066

MASTERWORKS ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗

$31.1M RAUM · 17 reps · 203-518-5172 · masterworks.com

NECTARINE — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$0 RAUM · 23 reps · (858) 779-0115 · hellonectarine.com

ARVEST WEALTH MANAGEMENT — moved its main office from ROGERS, AR to LOWELL, AR. IAPD ↗

$2.82B RAUM · 216 reps · 888-916-2121 · share.arvest.com

MELLON INVESTMENTS CORPORATION — moved its main office from BOSTON, MA to PITTSBURGH, PA. IAPD ↗

$763.69B RAUM · 67 reps · 617-248-3682

TLG ADVISORS, INC. — moved its main office from LITTLETON, CO to SUMMIT, NJ. IAPD ↗

$1.95B RAUM · 147 reps · 888-371-0013

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. — moved its main office from ST. LOUIS, MO to CHESTERFIELD, MO. IAPD ↗

$2.20B RAUM · 39 reps · 888-882-0072 · acropolisinvestment.biz

MCF ADVISORS, LLC — moved its main office from COVINGTON, KY to LEXINGTON, KY. IAPD ↗

$3.33B RAUM · 18 reps · 859-967-0999 · mcfinstitutional.com

BILL FEW ASSOCIATES, INC. — moved its main office from PITTSBURGH, PA to SEWICKLEY, PA. IAPD ↗

$2.64B RAUM · 29 reps · 412 630-6000 · g.co

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC — moved its main office from SANTA MONICA, CA to NEW YORK, NY. IAPD ↗

$228.74B RAUM · 173 reps · 212-739-0700

BLACK DIAMOND FINANCIAL, LLC — moved its main office from TOWSON, MD to LUTHERVILLE, MD. IAPD ↗

$1.04B RAUM · 11 reps · 443-841-7772 · blackdfinancial.com

RETIREMENT MANAGEMENT SYSTEMS — moved its main office from STEVENSVILLE, MD to LEONARDTOWN, MD. IAPD ↗

$1.66B RAUM · 5 reps · 301-327-5312

ALPHA CUBED INVESTMENTS, LLC — moved its main office from IRVINE, CA to COSTA MESA, CA. IAPD ↗

$3.03B RAUM · 24 reps · (800) 701-2457

MCADAM LLC — moved its main office from PHILADELPHIA, PA to RADNOR, PA. IAPD ↗

$2.29B RAUM · 138 reps · (888) 614-5323

SCHOOLCRAFT CAPITAL LLC — moved its main office from BOULDER, CO to DENVER, CO. IAPD ↗

$1.23B RAUM · 8 reps · 303-625-6868 · schoolcraftcapital.com

FAIRCOURT PARTNERS, LLC — moved its main office from CHICAGO, IL to LAKE BLUFF, IL. IAPD ↗

$2.45B RAUM · 3 reps · (312) 819-5010

HAYS FINANCIAL GROUP, LLC — moved its main office from EDINA, MN to MINNEAPOLIS, MN. IAPD ↗

$6.09B RAUM · 4 reps · (612) 373-9863

DALTON INVESTMENTS, INC. — moved its main office from LAS VEGAS, NV to EL SEGUNDO, CA. IAPD ↗

$4.11B RAUM · 17 reps · 4242319100 · daltoninvestments.com

BLEAKLEY FINANCIAL GROUP, LLC — moved its main office from FAIRFIELD, NJ to PARSIPPANY, NJ. IAPD ↗

$10.07B RAUM · 84 reps · (973) 575-4180

STRIVE ASSET MANAGEMENT — moved its main office from DUBLIN, OH to DALLAS, TX. IAPD ↗

$2.06B RAUM · 10 reps · 872-270-5406

WATER VALLEY INVESTMENT ADVISORS, INC. — notice-filed in CO, DE, FL, IN, MI, MN, MO, MT, ND, OK, SD. IAPD ↗

$141.2M RAUM · 3 reps · 630-926-0537 · wviainc.com

CAPITAL MANAGEMENT SERVICES, INC. — notice-filed in AZ, CO, MI, NY, WY. IAPD ↗

$141.7M RAUM · 4 reps · 636-207-5829 · foutsretirementplanning.com

RICHARDSON FINANCIAL SERVICES — notice-filed in AZ, CT, GA, ME, SC. IAPD ↗

$212.9M RAUM · 3 reps · 508.533.2335 · rfsria.com

THE RIKOON GROUP, LLC — notice-filed in CA, FL, NC, NH, NM, NY, OR, WY. IAPD ↗

$72.2M RAUM · 2 reps · 505-989-3581 · rikoongroup.com

STOREHOUSE FINANCIAL LLC — notice-filed in CO, KS, MO, NC, WA. IAPD ↗

$207.9M RAUM · 3 reps · 877-305-3233 · storehousefinancial.com

FIRST CITIZENS ASSET MANAGEMENT, INC — notice-filed in AL, IN, KS, MO, OH, WY. IAPD ↗

$167.0M RAUM · 33 reps · 800-229-0205 · firstcitizens.com

MCALVANY WEALTH MANAGEMENT, LLC — notice-filed in AK, HI, IA, IL, MI, NY, SC. IAPD ↗

$137.1M RAUM · 6 reps · 866-211-8970 · mcalvany.com

METANOIA FINANCIAL, LLC — notice-filed in FL, GA, IL, NC, NJ, TX. IAPD ↗

$125.2M RAUM · 1 reps · 267-367-6077

DESERT ROSE CAPITAL MANAGEMENT, INC. — notice-filed in AR, MN, NC, PA, SC, TN, VA. IAPD ↗

$112.7M RAUM · 11 reps · 208 297-2710 · desertrosecapital.com

BRIDGELIGHT CAPITAL LLC — notice-filed in CO, GA, MT, NY, OR. IAPD ↗

$120.7M RAUM · 3 reps · 480-270-5240

EQUITY ARMOR INVESTMENTS — notice-filed in CA, FL, NC, TX, UT. IAPD ↗

$171.1M RAUM · 3 reps · 312-318-9191

IQVESTMENT, LLC — notice-filed in AL, AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, MD, MI, MN, MS, NC, NV, NY, OH, OR, PA, RI, TN, TX, UT, VA, WA, WI. IAPD ↗

$10.9M RAUM · 2 reps · 877-486-4702 · iqvestment.io

STERLING RETIREMENT GROUP OF SACRAMENTO — notice-filed in AZ, ID, TN, TX, WA. IAPD ↗

$177.0M RAUM · 3 reps · 916-724-1702

JIM SAULNIER & ASSOCIATES, LLC — notice-filed in AZ, FL, LA, MI, NY. IAPD ↗

$180.0M RAUM · 3 reps · 970-530-0556 · jimhelps.com

ORCHARD ADVISORS — notice-filed in IL, MA, MI, NC, PA, UT. IAPD ↗

$74.1M RAUM · 5 reps · 315-655-1072

SKY ALPHA ASSET ADVISORS LLC — notice-filed in CT, HI, ME, MI, NJ, WI. IAPD ↗

$208.0M RAUM · 2 reps · 561-410-7790 · skyalphaadvisors.com

RETIRABLE — notice-filed in AL, CO, DC, DE, IA, ID, KY, LA, ME, MN, MO, MT, NH, NM, OK, UT, VT, WV. IAPD ↗

$130.6M RAUM · 9 reps · 833 222 1807

SKYBOUND WEALTH MANAGEMENT USA, LLC — notice-filed in CT, IL, MA, NJ, PA. IAPD ↗

$160.6M RAUM · 6 reps · 1-346-845-0001

NORMANDY INVESTMENT ADVISORS — notice-filed in AZ, CO, FL, LA, MN, WI. IAPD ↗

$142.0M RAUM · 6 reps · 913-914-1944 · normandyia.com

PEAK RETIREMENT PLANNING, INC. — notice-filed in CA, FL, MD, NE, TX, VA. IAPD ↗

$242.5M RAUM · 14 reps · (614) 500-4121 · peakretirementplanning.com

FUNDIFY ADVISORS LLC — notice-filed in AR, DE, ID, ND, RI. IAPD ↗

$65,051 RAUM · 3 reps · 512-645-1010 · fundify.com

FRUITFUL — notice-filed in AZ, CT, KY, MI, MN, MO, NE, RI, SC, TN, WI. IAPD ↗

$9.3M RAUM · 15 reps · 833-784-8050

E6 PORTFOLIOS — notice-filed in AZ, CA, FL, ID, NV. IAPD ↗

$134.0M RAUM · 3 reps · 801-545-8706

SPHINX INVESTMENTS LLC — notice-filed in CA, FL, MO, MT, NJ, TX, WA. IAPD ↗

$64.7M RAUM · 4 reps · 833-247-7833 · sphinx.com

SYNTHETICFI LLC — notice-filed in AZ, NC, NJ, NY, TX, VA. IAPD ↗

$153.2M RAUM · 2 reps · (628) 600-2699 · syntheticfi.com

GREENPORTFOLIO INC. — notice-filed in CO, IL, MA, NJ, PA, WA. IAPD ↗

$0 RAUM · 1 reps · 917-719-0206 · greenportfolio.com

HOLISTIC WEALTH ADVISORS — notice-filed in CA, CO, FL, IL, NH, NJ, SC, VA. IAPD ↗

$234.3M RAUM · 5 reps · 518.357.3858 · holisticwealthadvisors.com

EVERY SECURITIES LLC — notice-filed in CO, FL, IL, MA, NY, OH, OR, TX, WA. IAPD ↗

$0 RAUM · 1 reps · 628-227-6078 · every.io

CREATIVE INVESTMENT GROUP — notice-filed in FL, LA, MI, PA, TX. IAPD ↗

$145.8M RAUM · 6 reps · 615 949 9629 · creativeinvests.com

SHUFRO, ROSE & CO., LLC — notice-filed in VI, WY. IAPD ↗

$2.17B RAUM · 9 reps · 212-754-5100 · shufrorose.com

FIRST HORIZON ADVISORS, INC — notice-filed in IA, MN. IAPD ↗

$13.62B RAUM · 169 reps · 1-800-213-3702 · firsthorizon.com

CITY NATIONAL SECURITIES, INC. — notice-filed in AK, AR. IAPD ↗

$1.59B RAUM · 37 reps · 310-888-6400 · cnr.com

HENSSLER FINANCIAL — notice-filed in MI, WI. IAPD ↗

$3.40B RAUM · 40 reps · 770-429-9166

CONDOR CAPITAL WEALTH MANAGEMENT — notice-filed in OH, SC. IAPD ↗

$2.00B RAUM · 15 reps · 732-356-7323

NBT CAPITAL MANAGEMENT, INC. — notice-filed in OH, SC. IAPD ↗

$1.49B RAUM · 4 reps · 607-584-4141 · navigateretirement.com

FAMILY MANAGEMENT CORPORATION — notice-filed in KS, NV. IAPD ↗

$4.40B RAUM · 20 reps · 212-872-9600

OXFORD FINANCIAL GROUP, LTD — notice-filed in CO, NJ. IAPD ↗

$19.65B RAUM · 34 reps · 317-843-5678 · ofgltd.com

PROFESSIONAL ADVISORY SERVICES INC — notice-filed in ID, MA. IAPD ↗

$1.20B RAUM · 9 reps · 772-778-0552 · pa-services.com

YHB INVESTMENT ADVISORS INC — notice-filed in MN, WI. IAPD ↗

$1.99B RAUM · 19 reps · 860-561-7050 · yhbia.com

ACCREDITED INVESTORS WEALTH MANAGEMENT — notice-filed in MI, MO. IAPD ↗

$3.72B RAUM · 4 reps · 952-841-2222 · accredited.com

AUSTIN ASSET — notice-filed in AK, NE. IAPD ↗

$1.67B RAUM · 14 reps · 512-453-6622

RUSSELL INVESTMENTS — notice-filed in PR, VI. IAPD ↗

$62.38B RAUM · 122 reps · 206-505-7877

CCM INVESTMENT ADVISERS, LLC — notice-filed in AR, MS. IAPD ↗

$1.32B RAUM · 7 reps · 803-254-9500 · ccminc.com

RETIREMENT INVESTMENT ADVISORS INC — notice-filed in AL, WI. IAPD ↗

$1.27B RAUM · 8 reps · 405-842-3443 · theretirementpath.com

BROWN ADVISORY — notice-filed in CA, GA. IAPD ↗

$7.32B RAUM · 21 reps · 757-625-7670

PZENA INVESTMENT MANAGEMENT LLC — notice-filed in AK, MN. IAPD ↗

$63.69B RAUM · 51 reps · 212-355-1600

J.M. FORBES & CO. LLP — notice-filed in MT, VA. IAPD ↗

$1.43B RAUM · 6 reps · 617-423-5705

BSW WEALTH PARTNERS — notice-filed in MD, NE. IAPD ↗

$1.98B RAUM · 20 reps · 303-444-9696

ADELL HARRIMAN & CARPENTER — notice-filed in OK, PA. IAPD ↗

$1.76B RAUM · 5 reps · 713-621-1155 · ahcinvest.com

WOODLEY FARRA — notice-filed in AK, NE. IAPD ↗

$2.15B RAUM · 9 reps · 317-269-0224 · woodleyfarra.com

AUXIER ASSET MANAGEMENT — notice-filed in AZ, ID, VA. IAPD ↗

$855.3M RAUM · 6 reps · 503-885-8807 · auxierasset.com

THE L. WARNER COMPANIES, INC — notice-filed in NE, NH, SC. IAPD ↗

$744.6M RAUM · 12 reps · 410-252-0808 · lwarner.com

APRIEM ADVISORS — notice-filed in MA, NY. IAPD ↗

$1.23B RAUM · 14 reps · (949) 253-8888 · apriem.com

AMERICAN FINANCIAL ADVISORS INC — notice-filed in MN, TN. IAPD ↗

$1.04B RAUM · 9 reps · 407-207-9006

MOSS ADAMS WEALTH ADVISORS LLC — notice-filed in MA, WY. IAPD ↗

$4.75B RAUM · 36 reps · 206-302-6500

MOISAND FITZGERALD TAMAYO, LLC — notice-filed in AR, MI. IAPD ↗

$1.15B RAUM · 11 reps · 407-869-6228

REDW WEALTH LLC — notice-filed in LA, OR, WA. IAPD ↗

$880.9M RAUM · 10 reps · 505-998-3200

CONTRAVISORY INVESTMENT MANAGEMENT, INC. — notice-filed in HI, IA, OR. IAPD ↗

$628.2M RAUM · 4 reps · 781-740-1786

MANCHESTER CAPITAL MANAGEMENT LLC — notice-filed in MN, NH. IAPD ↗

$3.72B RAUM · 14 reps · 802-362-4410 · mcmllc.com

S & CO., INC. — notice-filed in FL, MD. IAPD ↗

$2.28B RAUM · 6 reps · 617-227-8660

SIERRA CAPITAL LLC — notice-filed in CO, WY. IAPD ↗

$1.46B RAUM · 5 reps · 212-867-3533 · sierracap.com

WESTWOOD MANAGEMENT CORP — notice-filed in OH, SC. IAPD ↗

$12.80B RAUM · 76 reps · 214-756-6900 · westwoodgroup.com

NORTHEAST FINANCIAL — notice-filed in MD, NC. IAPD ↗

$4.59B RAUM · 3 reps · 203-226-8997 · nfc-westport.com

SARATOGA RESEARCH & INVESTMENT MANAGEMENT — notice-filed in MS, SD. IAPD ↗

$2.51B RAUM · 12 reps · (408) 741-2330 · saratogarim.com

FINANCIAL COUNCIL, LLC — notice-filed in NH, TX. IAPD ↗

$1.10B RAUM · 10 reps · 410-821-9200 · financialcouncil.com

TRILLIUM ASSET MANAGEMENT — notice-filed in HI, NV. IAPD ↗

$5.01B RAUM · 38 reps · 617-423-6655 · trilliummutualfunds.com

ECLECTIC ASSOCIATES, INC. — notice-filed in NC, UT. IAPD ↗

$1.22B RAUM · 9 reps · 714-738-0220 · eclecticassociates.com

XPONANCE, INC. — notice-filed in MI, VA. IAPD ↗

$20.49B RAUM · 15 reps · 215-567-1100 · xponance.com

SAND HILL GLOBAL ADVISORS, LLC — notice-filed in FL, OR. IAPD ↗

$3.88B RAUM · 16 reps · 650-854-9150

CFM ADVISORS INC — notice-filed in CT, TX. IAPD ↗

$3.49B RAUM · 4 reps · 631.657.2135 · cfmadvisorsinc.com

MORLING FINANCIAL ADVISORS, LLC — notice-filed in GA, NV, WI. IAPD ↗

$755.7M RAUM · 15 reps · 844-667-5464 · morlingadvisors.com

TRIBUTARY CAPITAL MANAGEMENT, LLC — notice-filed in MA, TX. IAPD ↗

$2.19B RAUM · 9 reps · 877-458-0021 · tributarycapital.com

SIGNATUREFD, LLC — notice-filed in ME, MO. IAPD ↗

$8.33B RAUM · 46 reps · 404-253-7600 · signaturefd.com

CALLAHAN ADVISORS, LLC — notice-filed in FL, MS. IAPD ↗

$1.20B RAUM · 6 reps · 713-572-3366

MAIN STREET RESEARCH LLC — notice-filed in AR, IN. IAPD ↗

$2.38B RAUM · 16 reps · 860.435.2350

FINANCIAL SECURITY MANAGEMENT, INC — notice-filed in GA, NV, OK. IAPD ↗

$556.0M RAUM · 5 reps · 303-988-1411 · fsm-inc.com

NORTHSTAR FINANCIAL COMPANIES, INC. — notice-filed in AZ, GA, MD. IAPD ↗

$443.3M RAUM · 6 reps · 610-629-6100 · northstarfci.com

FINANCIAL MANAGEMENT STRATEGIES, INC. — notice-filed in CO, MD, VA. IAPD ↗

$619.5M RAUM · 23 reps · 216-642-1099 · fmstrategies.biz

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. — notice-filed in IN, OH. IAPD ↗

$2.20B RAUM · 39 reps · 888-882-0072 · acropolisinvestment.biz

GREENBUSH FINANCIAL GROUP, LLC — notice-filed in ME, PA, SC. IAPD ↗

$498.2M RAUM · 3 reps · 518-477-6686

CUTLER INVESTMENT GROUP — notice-filed in NE, NH. IAPD ↗

$1.31B RAUM · 16 reps · 541-770-9000

THE RETIREMENT PLANNING GROUP, LLC — notice-filed in MD, OK. IAPD ↗

$2.65B RAUM · 28 reps · 913-498-8898

PHILLIPS FINANCIAL — notice-filed in MD, WA. IAPD ↗

$2.21B RAUM · 16 reps · 260-420-7732

MULTNOMAH GROUP, INC. — notice-filed in HI, IL. IAPD ↗

$2.22B RAUM · 14 reps · 503-772-0159

FIAM LLC — notice-filed in WV, WY. IAPD ↗

$270.66B RAUM · 137 reps · 617-563-7000

LONGVIEW WEALTH MANAGEMENT — notice-filed in OH, PA. IAPD ↗

$1.10B RAUM · 24 reps · 404-843-3100 · longviewwealthmanagement.com

RAFFA INVESTMENT ADVISERS — notice-filed in CA, FL. IAPD ↗

$1.54B RAUM · 5 reps · 202-955-6734

ELEVATION POINT WEALTH PARTNERS, LLC — notice-filed in ID, ND. IAPD ↗

$2.43B RAUM · 20 reps · 303-382-2880 · elevationpoint.com

PASSIVE CAPITAL MANAGEMENT, LLC — notice-filed in CO, CT, NH. IAPD ↗

$941.5M RAUM · 8 reps · 315-478-3130 · llinkedin.com

PROSPERITY FINANCIAL GROUP, INC. — notice-filed in CO, HI, TN. IAPD ↗

$358.9M RAUM · 9 reps · 925-314-8500

NBW CAPITAL LLC — notice-filed in CO, ME, NV. IAPD ↗

$622.4M RAUM · 4 reps · 617-482-2222

LYRICAL ASSET MANAGEMENT LP — notice-filed in MT, PR. IAPD ↗

$6.81B RAUM · 6 reps · 212-415-6600 · lyricalvaluefunds.com

BRIDGE CITY CAPITAL, LLC — notice-filed in CT, MD, NC. IAPD ↗

$393.2M RAUM · 5 reps · 503-265-8554 · bridgecitycap.com

BUTTONWOOD FINANCIAL GROUP, LLC — notice-filed in FL, IL, NM. IAPD ↗

$696.3M RAUM · 7 reps · 816-285-9000

TRINITY PORTFOLIO ADVISORS, LLC — notice-filed in NV, PA, TN. IAPD ↗

$488.2M RAUM · 8 reps · 817-416-7227 · trinityportfolio.com

WINDROSE ADVISORS LLC — notice-filed in NY, TX. IAPD ↗

$2.49B RAUM · 8 reps · (617) 421-1750

FLYNN ZITO CAPITAL MANAGEMENT, LLC — notice-filed in DE, GA, MA. IAPD ↗

$672.3M RAUM · 8 reps · (516) 746-9000

GALVIN, GAUSTAD & STEIN, LLC — notice-filed in IL, NC. IAPD ↗

$1.22B RAUM · 16 reps · 480-776-1445 · ggsadvisors.com

INSIGHT WEALTH PARTNERS — notice-filed in AR, MA, WI. IAPD ↗

$970.3M RAUM · 15 reps · 972-543-4800 · insightwp.com

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT — notice-filed in PR, WY. IAPD ↗

$3.19B RAUM · 33 reps · 310-399-6397

LM ADVISORS LLC — notice-filed in DE, FL. IAPD ↗

$2.30B RAUM · 8 reps · 619-814-1400 · lmadvisors.com

MODERA WEALTH MANAGEMENT, LLC — notice-filed in KS, WV. IAPD ↗

$15.51B RAUM · 113 reps · (201) 768-4600

BEACON CAPITAL MANAGEMENT, LLC — notice-filed in MO, WI. IAPD ↗

$1.07B RAUM · 18 reps · 615-224-9794

WWM FINANCIAL — notice-filed in NY, UT, WA. IAPD ↗

$342.1M RAUM · 5 reps · (760) 692-5190 · wwmfinancialcarlsbad.com

CAPITAL WEALTH MANAGEMENT, LLC — notice-filed in NC, TN. IAPD ↗

$1.00B RAUM · 9 reps · (401) 885-1060

WESTMOUNT PARTNERS, LLC — notice-filed in NM, VA. IAPD ↗

$5.20B RAUM · 18 reps · 310-556-2502 · westmount.com

LVW ADVISORS, LLC — notice-filed in TN, WA. IAPD ↗

$2.28B RAUM · 11 reps · 585-267-4900 · lvwadvisors.com

TVAMP, LLC — notice-filed in MD, NY. IAPD ↗

$1.00B RAUM · 18 reps · 865-226-9982

AVIER WEALTH ADVISORS — notice-filed in LA, NE, NH. IAPD ↗

$964.4M RAUM · 14 reps · 425-467-1011

MONTIS FINANCIAL, LLC — notice-filed in CO, MD. IAPD ↗

$1.01B RAUM · 17 reps · 781-541-5057 · montisfinancial.com

COLONY FAMILY OFFICES, LLC — notice-filed in NY, RI. IAPD ↗

$2.99B RAUM · 4 reps · 704-285-7300 · colonyfamilyoffices.com

SAVOIE CAPITAL LLC — notice-filed in CA, TX. IAPD ↗

$1.23B RAUM · 2 reps · 773-573-9043 · savoiecapital.com

CANTER WEALTH — notice-filed in LA, NE, NH. IAPD ↗

$275.8M RAUM · 8 reps · 858.812.7550

OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC — notice-filed in CT, NH, SC. IAPD ↗

$407.2M RAUM · 7 reps · 301-990-4395

MERGANSER CAPITAL MANAGEMENT, LLC — notice-filed in NY, TX. IAPD ↗

$17.05B RAUM · 10 reps · 617-494-1000 · merganser.com

MPWM ADVISORY SOLUTIONS LLC — notice-filed in CO, IL, MA. IAPD ↗

$320.5M RAUM · 13 reps · 678-566-4001

JOURNEY ADVISORY GROUP, LLC — notice-filed in GA, NC. IAPD ↗

$1.47B RAUM · 13 reps · 859-888-0356

DRIVE WEALTH ADVISERS — notice-filed in AL, GA. IAPD ↗

$2.18B RAUM · 26 reps · 801-901-6150 · drivewealthadvisers.com

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — notice-filed in IN, MI, NJ. IAPD ↗

$465.1M RAUM · 26 reps · 860.973.3214

FIRST NATIONAL ADVISERS, LLC — notice-filed in GA, LA. IAPD ↗

$6.57B RAUM · 28 reps · (800) 538-7298 · privatewealthreserve.com

FOSTER VICTOR WEALTH ADVISORS — notice-filed in CT, MA. IAPD ↗

$2.15B RAUM · 19 reps · (864) 720-2000 · fostervictor.com

NICOLET WEALTH MANAGEMENT — notice-filed in MT, SC. IAPD ↗

$3.85B RAUM · 34 reps · 920-430-1400 · nicoletbank.com

GOALVEST ADVISORY LLC — notice-filed in CA, MA, NJ. IAPD ↗

$628.3M RAUM · 5 reps · (646) 941-8458

XYPN INVEST — notice-filed in IN, KS, SD. IAPD ↗

$321.0M RAUM · 25 reps · (360) 301-7579 · charlesmichaelfinancial.com

CROSS FINANCIAL ADVISORS — notice-filed in IN, OH, UT. IAPD ↗

$418.9M RAUM · 14 reps · (503) 430-0563 · crossfinancialmgmt.com

BORDEAUX WEALTH ADVISORS — notice-filed in MN, OH. IAPD ↗

$5.64B RAUM · 27 reps · 650-289-1105 · focusfinancialpartners.com

INTEGRA GLOBAL ADVISORS LLC — notice-filed in FL, NY, TX. IAPD ↗

$562.6M RAUM · 12 reps · (203) 266-3942

VERDENCE CAPITAL ADVISORS, LLC — notice-filed in MN, VT. IAPD ↗

$3.91B RAUM · 28 reps · 410-472-5380 · verdence.com

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — notice-filed in MD, OH, TN. IAPD ↗

$780.0M RAUM · 33 reps · 913-295-9500

SIGNAL ADVISORS WEALTH, LLC — notice-filed in MA, NH. IAPD ↗

$1.16B RAUM · 9 reps · 1-866-774-4625

HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC — notice-filed in GA, NC, VA. IAPD ↗

$540.3M RAUM · 3 reps · 504-832-3921 · hubbellstrickland.com

IEQ CAPITAL, LLC — notice-filed in KY, SC. IAPD ↗

$35.38B RAUM · 140 reps · 650-581-9807 · ieqcapital.com

WILLIAMS JONES WEALTH MANAGEMENT, LLC — notice-filed in HI, PR. IAPD ↗

$11.62B RAUM · 18 reps · 212-935-8750 · focusfinancialpartners.com

AUSTIN PRIVATE WEALTH, LLC — notice-filed in OR, WI. IAPD ↗

$1.33B RAUM · 20 reps · (512) 886-4114

LEGACY WEALTH — notice-filed in AZ, CO, FL. IAPD ↗

$475.0M RAUM · 4 reps · 651-621-2383 · legacywealthwisdom.com

RISKBRIDGE ADVISORS, LLC — notice-filed in AZ, CA, WA. IAPD ↗

$833.8M RAUM · 8 reps · (203) 658-6055 · riskbridgeadvisors.com

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC — notice-filed in IA, ID. IAPD ↗

$6.68B RAUM · 26 reps · 860-596-8126

KAVAR CAPITAL PARTNERS — notice-filed in MA, NC. IAPD ↗

$1.34B RAUM · 4 reps · 913-428-3300 · kavarcapital.com

MILL CAPITAL MANAGEMENT, LLC — notice-filed in NY, TX. IAPD ↗

$1.37B RAUM · 3 reps · 980-494-6455

BADGLEY PHELPS WEALTH MANAGERS — notice-filed in MA, OH. IAPD ↗

$5.90B RAUM · 26 reps · 206-623-6172

SMART WEALTH, LLC — notice-filed in GA, KS, MO. IAPD ↗

$440.0M RAUM · 16 reps · 402-369-7777

ENCOMPASS MORE ASSET MANAGEMENT LLC — notice-filed in MT, PR, VT. IAPD ↗

$581.9M RAUM · 76 reps · 925-272-8850 · encompassmore.com

CAP SIX ADVISORS — notice-filed in CO, KS, MO. IAPD ↗

$268.2M RAUM · 3 reps · 281-671-7982 · cap-six.com

KEYSTONE FINANCIAL PLANNING, INC — moved its main office from MIDDLEBURG HEIGHTS, OH to WESTLAKE, OH. IAPD ↗

$377.5M RAUM · 2 reps · 440-234-6323 · keystonefin.com

PEGASUS ASSET MANAGEMENT INC — moved its main office from MONTEBELLO, NY to MORRISTOWN, NJ. IAPD ↗

$473.2M RAUM · 3 reps · 845-369-9422 · pegasusassetmgt.com

PVG ASSET MANAGEMENT CORP — moved its main office from DENVER, CO to CENTENNIAL, CO. IAPD ↗

$617.9M RAUM · 6 reps · 303-526-0548 · facebook.com\pvgasset

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC — moved its main office from IPSWICH, MA to BEVERLY, MA. IAPD ↗

$695.6M RAUM · 6 reps · 978-356-6333 · ipswichinvestment.com

ITS ASSET MANAGEMENT, L.P. — moved its main office from WASHINGTON, PA to NORTH HAVEN, CT. IAPD ↗

$282.8M RAUM · 2 reps · 203-234-9499 · ptsmanagement.com

BELL INVESTMENT ADVISORS INC — moved its main office from OAKLAND, CA to ORINDA, CA. IAPD ↗

$686.4M RAUM · 6 reps · 510-433-1066

MEIRA WEALTH — moved its main office from CORAL CABLES, FL to CORAL GABLES, FL. IAPD ↗

$279.6M RAUM · 5 reps · 305-670-4440

ASSET PLANNING, INC — moved its main office from CYPRESS, CA to LOS ALAMITOS, CA. IAPD ↗

$506.0M RAUM · 6 reps · 714-827-5794 · assetplanninginc.com

CASTLE WEALTH MANAGEMENT — moved its main office from WEST PALM BEACH, FL to BOYNTON BEACH, FL. IAPD ↗

$371.9M RAUM · 6 reps · 561-686-9604

CURRAN & LEWIS INVESTMENT MANAGEMENT, INC. — moved its main office from REDWOOD CITY, CA to PETALUMA, CA. IAPD ↗

$253.6M RAUM · 2 reps · (650) 463-0200

ALTRIUS CAPITAL MANAGEMENT, INC. — moved its main office from NEW BERN, NC to GRAND RAPIDS, MI. IAPD ↗

$626.8M RAUM · 7 reps · 252-638-7598 · altrius-capital.com

CONFIDENCE WEALTH MANAGEMENT, INC. — moved its main office from HENDERSON, NV to LOS ANGELES, CA. IAPD ↗

$344.2M RAUM · 12 reps · 310-824-1000

FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC — moved its main office from NEW YORK, NY to CHARLOTTESVILLE, VA. IAPD ↗

$323.7M RAUM · 4 reps · 800-628-3812 · fieldsgottscho.com

OPTIVEST, INC. — moved its main office from DANA POINT, CA to SAN JUAN CAPISTRANO, CA. IAPD ↗

$316.1M RAUM · 3 reps · 949-363-8686 · optivestinc.com

INTEGRITY FINANCIAL CORPORATION — moved its main office from CHEYENNE, WY to JACKSON, WY. IAPD ↗

$680.1M RAUM · 20 reps · 8007944015

THE WEALTH COLLABORATIVE, INC. — moved its main office from WESTLAKE VILLAGE, CA to CORONA DEL MAR, CA. IAPD ↗

$702.0M RAUM · 2 reps · 818-577-1180

MERITAS WEALTH MANAGEMENT, LLC — moved its main office from LARKSPUR, CA to SAN RAFAEL, CA. IAPD ↗

$533.8M RAUM · 5 reps · 415-300-4560

NAUTILUS ADVISORS LLC — moved its main office from SAN DIEGO, CA to LA JOLLA, CA. IAPD ↗

$267.6M RAUM · 3 reps · 619-573-4590

FULLCIRCLE WEALTH LLC — moved its main office from DALLAS, TX to MCKINNEY, TX. IAPD ↗

$393.5M RAUM · 4 reps · 972-480-6200 · fullcircle-wealth.com

FINANCIAL PLANNING SOLUTIONS, LLC — moved its main office from NEWTON, MA to AUBURNDALE, MA. IAPD ↗

$312.4M RAUM · 5 reps · 617-630-4978 · elderplan.com

HARPSWELL CAPITAL ADVISORS, LLC — moved its main office from NEW GLOUCESTER, ME to YARMOUTH, ME. IAPD ↗

$497.4M RAUM · 2 reps · 207-926-1380

ALIGN IMPACT, LLC — moved its main office from SANTA MONICA, CA to DENVER, CO. IAPD ↗

$782.3M RAUM · 19 reps · 805-243-8055

ARJUNA CAPITAL, LLC — moved its main office from DURHAM, NC to MANCHESTER, MA. IAPD ↗

$634.1M RAUM · 3 reps · (978) 704-0112 · arjuna-capital.com

ATLAS PRIVATE WEALTH ADVISORS — moved its main office from MATAWAN, NJ to RED BANK, NJ. IAPD ↗

$688.1M RAUM · 13 reps · (888) 996-2666

MARIN BAY WEALTH ADVISORS, LLC — moved its main office from SAUSALITO, CA to SAN ANSELMO, CA. IAPD ↗

$328.7M RAUM · 2 reps · 415-944-6457

4J WEALTH MANAGEMENT, LLC — moved its main office from ALEXANDRIA, VA to MCLEAN, VA. IAPD ↗

$294.1M RAUM · 4 reps · (703) 566-9573

HOXTON WEALTH USA LLC — moved its main office from BARSHA HEIGHTS, DUBAI, to JERSEY CITY, NJ. IAPD ↗

$470.0M RAUM · 37 reps · 737-249-9620

TACTIVE ADVISORS, LLC — moved its main office from JACKSONVILLE, FL to SARASOTA, FL. IAPD ↗

$456.9M RAUM · 13 reps · 855-282-2848 · pcliftonfinancial.com

UNION HERITAGE CAPITAL — moved its main office from BLOOMFIELD HILLS, MI to DETROIT, MI. IAPD ↗

$279.8M RAUM · 1 reps · 313-300-0207 · unionheritage.com

ESSENTIAL PARTNERS LLC — moved its main office from PACIFIC PALISADES, CA to RANCHO SANTA FE,, CA. IAPD ↗

$325.1M RAUM · 1 reps · 213-878-0074 · essentialp.com

TRANSCE3ND LLC — moved its main office from KYLE, TX to BUDA, TX. IAPD ↗

$362.0M RAUM · 39 reps · 512-268-9220 · e3wealth.com

BRIDGEPORT FINANCIAL SOLUTIONS — moved its main office from FAIRFIELD, IA to PHOENIX, AZ. IAPD ↗

$484.5M RAUM · 11 reps · 877-411-2737 · bridgeport.financial

FRANKLIN MANAGED OPTIONS STRATEGIES, LLC — moved its main office from WESTPORT, CT to STAMFORD, CT. IAPD ↗

$447.4M RAUM · 3 reps · (888) 865-7268 · franklintempleton.com

FIRST TURN MANAGEMENT, LLC — moved its main office from DEL MAR, CA to SOLANA BEACH, CA. IAPD ↗

$536.6M RAUM · 3 reps · 310-902-0958

A&M PRIVATE WEALTH PARTNERS, LLC — moved its main office from PALM BEACH GARDENS, FL to WEST PALM BEACH, FL. IAPD ↗

$760.6M RAUM · 15 reps · 561-268-0900 · ampwp.com

NAVISTA WEALTH MANAGEMENT, INC. — moved its main office from MINNEAPOLIS, MN to MINNETONKA, MN. IAPD ↗

$632.6M RAUM · 3 reps · 612-315-2400 · navistawealth.com

ELEVATED FINANCIAL GROUP — moved its main office from INDIANAPOLIS, IN to CARMEL, IN. IAPD ↗

$399.3M RAUM · 4 reps · 317-533-7721 · elevatedfg.com

CALLAHAN CAPITAL MANAGEMENT — notice-filed in NE, OH, OR, TN. IAPD ↗

$193.9M RAUM · 3 reps · 970-870-8750 · callahancapital.com

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC — notice-filed in MO, NC, VA, VI. IAPD ↗

$88.7M RAUM · 3 reps · 516-408-1160 · cpasllc.com

SUPERIOR PLANNING, LLC — notice-filed in AZ, CO, TX, WA. IAPD ↗

$192.1M RAUM · 7 reps · 858-546-1046

ROOKWOOD WEALTH MANAGEMENT, LLC — notice-filed in CA, GA, SC, TX. IAPD ↗

$168.1M RAUM · 1 reps · 513-871-7815

MARSTONE LLC — notice-filed in CA, KS, NC, TX. IAPD ↗

$2.1M RAUM · 2 reps · 212.203.7790

VCP FINANCIAL LLC — notice-filed in AZ, CT, UT, VA. IAPD ↗

$115.8M RAUM · 4 reps · 212.328.7876 · vcpfinancial.com

DIAMOND WEALTH MANAGEMENT, LLC — notice-filed in FL, NM, NV, WY. IAPD ↗

$183.5M RAUM · 6 reps · 801-216-4811 · diamondwealthmgt.com

BRAVIAS FINANCIAL — notice-filed in NC, NH, SC, VA. IAPD ↗

$181.0M RAUM · 6 reps · 732-702-2600

INTEGRITY FINANCIAL ADVISORS, LLC — notice-filed in CT, FL, IL, VA. IAPD ↗

$124.4M RAUM · 9 reps · 978-338-4830 · integrityfa.com

STEELE STREET CAPITAL LLC — notice-filed in FL, MA, NH, TX. IAPD ↗

$101.7M RAUM · 1 reps · 207-475-0060

STRIVE RETIREMENT GROUP — notice-filed in CT, NC, NY, VA. IAPD ↗

$0 RAUM · 2 reps · 407-739-6616

EXCELSIOR ADVISOR NETWORK LLC — notice-filed in CA, IL, NY, TX. IAPD ↗

$109.5M RAUM · 4 reps · 773-331-4692 · excelsioradvisor.com

NORTHLAND ASSET MANAGEMENT — notice-filed in NM, OH. IAPD ↗

$359.9M RAUM · 24 reps · 800-851-2920

LANDAAS & COMPANY — notice-filed in WA. IAPD ↗

$1.72B RAUM · 21 reps · 414-223-1099 · landaas.com

CORBYN INVESTMENT MANAGEMENT INC — notice-filed in GA, MI. IAPD ↗

$976.2M RAUM · 7 reps · 410-832-5500

SALEM INVESTMENT COUNSELORS INC — notice-filed in PA. IAPD ↗

$3.84B RAUM · 11 reps · 336-768-7230 · saleminvestment.com

EVERGREEN CAPITAL MANAGEMENT LLC — notice-filed in DC. IAPD ↗

$5.22B RAUM · 26 reps · 425-467-4600

TOTH FINANCIAL ADVISORY CORP — notice-filed in MO. IAPD ↗

$1.02B RAUM · 9 reps · 703-443-8684

PLANNED SOLUTIONS, INC. — notice-filed in MT, VA. IAPD ↗

$540.0M RAUM · 5 reps · 916-361-0100 · plannedsolutions.com

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. — notice-filed in VT. IAPD ↗

$1.39B RAUM · 7 reps · 617-227-3111 · pimboston.com

BROCKENBROUGH — notice-filed in CA. IAPD ↗

$5.44B RAUM · 15 reps · 804-288-0404 · jamestownfunds.com

PARAGON CAPITAL MANAGEMENT — notice-filed in TX. IAPD ↗

$1.25B RAUM · 4 reps · 303-293-3680 · paragoncapitalco.com

ST. DENIS J. VILLERE & CO., LLC — notice-filed in CA. IAPD ↗

$1.53B RAUM · 4 reps · 504-525-0808 · villere.com

JENSEN INVESTMENT MANAGEMENT INC. — notice-filed in CO. IAPD ↗

$11.24B RAUM · 15 reps · 503-726-4384

CORNERSTONE CAPITAL, INC. — notice-filed in FL. IAPD ↗

$1.26B RAUM · 3 reps · 650-566-9650 · cornerstone-capital.net

POTOMAC FUND MANAGEMENT — notice-filed in LA. IAPD ↗

$1.86B RAUM · 24 reps · (305) 824-2702 · potomac.com

PATTEN AND PATTEN, INC. — notice-filed in NH. IAPD ↗

$2.06B RAUM · 4 reps · 423.756.3480 · patteninc.com

R M DAVIS INC — notice-filed in MT. IAPD ↗

$7.27B RAUM · 24 reps · 207-774-0022 · rmdavis.com

MCDONALD CAPITAL INVESTORS INC — notice-filed in FL. IAPD ↗

$1.87B RAUM · 2 reps · 925-258-5401

JOHN W. BRISTOL & CO., INC. — notice-filed in PA. IAPD ↗

$6.72B RAUM · 9 reps · 212-389-5880

GODSEY & GIBB WEALTH MANAGEMENT — notice-filed in NV. IAPD ↗

$1.40B RAUM · 11 reps · 804-285-7333

TRUEPOINT, INC. — notice-filed in UT. IAPD ↗

$5.39B RAUM · 37 reps · 513-792-6648 · truepointwealth.com

TORRAY INVESTMENT PARTNERS LLC — notice-filed in GA, WA. IAPD ↗

$725.8M RAUM · 4 reps · 301-493-4600 · funds.torray.com

TIMUCUAN ASSET MANAGEMENT INC — notice-filed in NV. IAPD ↗

$3.86B RAUM · 5 reps · 904-356-1739 · timucuan.com

DAVID VAUGHAN INVESTMENTS, LLC — notice-filed in OH. IAPD ↗

$4.93B RAUM · 46 reps · 309-685-0033

SYSTEMATIC FINANCIAL MANAGEMENT LP — notice-filed in KY. IAPD ↗

$3.90B RAUM · 8 reps · 201-928-1982 · sfmlp.com

SMITHBRIDGE ASSET MANAGEMENT, INC. — notice-filed in NE, NH. IAPD ↗

$665.8M RAUM · 6 reps · 610-361-9141

FIRESTONE CAPITAL MANAGEMENT INC — notice-filed in CO, NJ. IAPD ↗

$710.3M RAUM · 5 reps · (305) 669-2119

ELDRIDGE INVESTMENT ADVISORS INC — notice-filed in CA, NY. IAPD ↗

$790.9M RAUM · 8 reps · 603-625-8559 · eldridgeco.com

BAXTER INVESTMENT MANAGEMENT — notice-filed in AZ. IAPD ↗

$1.01B RAUM · 5 reps · 203-637-4559 · baxterinvestment.com

WELLINGTON MANAGEMENT COMPANY LLP — notice-filed in OR. IAPD ↗

$1305.65B RAUM · 479 reps · 617-951-5000 · wellington.com

VERUS FINANCIAL PARTNERS — notice-filed in NY. IAPD ↗

$1.00B RAUM · 12 reps · 804-592-3465

STACK FINANCIAL MANAGEMENT INC — notice-filed in DE. IAPD ↗

$1.90B RAUM · 8 reps · 406-862-8000

UBS ASSET MANAGEMENT (AMERICAS) LLC — notice-filed in WY. IAPD ↗

$542.25B RAUM · 263 reps · 212-713-2000

PDS PLANNING INC — notice-filed in VA. IAPD ↗

$1.79B RAUM · 11 reps · 614-481-8449 · pdsplanning.com

FOSTER & MOTLEY INC — notice-filed in MA. IAPD ↗

$2.54B RAUM · 22 reps · 513-561-6640 · fosterandmotley.com

WILMINGTON TRUST INVESTMENT ADVISORS, INC. — notice-filed in NH. IAPD ↗

$17.43B RAUM · 126 reps · (302) 651-8118

PROVIDENT INVESTMENT MANAGEMENT, INC. — notice-filed in NC. IAPD ↗

$1.23B RAUM · 6 reps · 248-380-1700 · investprovident.com

CHECK CAPITAL MANAGEMENT INC — notice-filed in NE. IAPD ↗

$2.09B RAUM · 9 reps · 714-641-3579

FOSTER GROUP, INC. — notice-filed in NH. IAPD ↗

$3.54B RAUM · 47 reps · 515-226-9000

BLUE BARN WEALTH — notice-filed in CO, ID. IAPD ↗

$521.4M RAUM · 9 reps · (801) 466-4101

LNW — notice-filed in NM. IAPD ↗

$7.66B RAUM · 58 reps · (415) 399-9159

TCI WEALTH ADVISORS, INC. — notice-filed in HI. IAPD ↗

$4.53B RAUM · 39 reps · 520-733-1477

UNITED ASSET STRATEGIES INC. — notice-filed in WA. IAPD ↗

$1.84B RAUM · 21 reps · 516-222-0021 · unitedasset.com

STEGNER INVESTMENT ASSOCIATES INC — notice-filed in TN. IAPD ↗

$2.41B RAUM · 5 reps · 502-895-0122

TRUMBOWER FINANCIAL ADVISORS LLC — notice-filed in SC. IAPD ↗

$1.83B RAUM · 8 reps · 301-215-8340 · trufinancial.com

SFMG WEALTH ADVISORS — notice-filed in OR. IAPD ↗

$2.52B RAUM · 16 reps · 972-960-6460 · sfmg.com

SOUTHEAST ASSET ADVISORS, LLC — notice-filed in NC. IAPD ↗

$3.72B RAUM · 7 reps · 229-226-8839 · assetadvisor.com

PT ASSET MANAGEMENT, LLC — notice-filed in MN. IAPD ↗

$9.59B RAUM · 16 reps · 312-521-1000

MEDIQUS ASSET ADVISORS, INC. — notice-filed in WY. IAPD ↗

$1.30B RAUM · 6 reps · 312-419-3733 · mediqus.com

KLCM ADVISORS, INC. — notice-filed in CA. IAPD ↗

$1.46B RAUM · 6 reps · 414-765-1234 · klcminc.com

PATHWAY CAPITAL MANAGEMENT, LP — notice-filed in NC. IAPD ↗

$92.95B RAUM · 83 reps · 949-622-1000 · pathwaycapital.com

COBBLESTONE CAPITAL ADVISORS, LLC — notice-filed in OH. IAPD ↗

$2.93B RAUM · 23 reps · 585-473-3333 · cobblestonecap.com

CLIFFORD SWAN INVESTMENT COUNSELORS — notice-filed in HI. IAPD ↗

$4.14B RAUM · 15 reps · 626-792-2228

FAIRVIEW CAPITAL — notice-filed in NY. IAPD ↗

$2.00B RAUM · 8 reps · 415-464-4640

MARCO INVESTMENT MANAGEMENT LLC — notice-filed in LA. IAPD ↗

$1.56B RAUM · 5 reps · 404-504-8600 · marcoinv.com

COVENANT ASSET MANAGEMENT, LLC — notice-filed in NC, VA. IAPD ↗

$624.3M RAUM · 8 reps · 908-879-4090

GENTER CAPITAL MANAGEMENT — notice-filed in ID. IAPD ↗

$4.53B RAUM · 13 reps · 310-477-6543

LEGACY WEALTH MANAGEMENT INC — notice-filed in NE. IAPD ↗

$2.36B RAUM · 14 reps · 901-758-9006

ENDOWMENT WEALTH MANAGEMENT, INC. — notice-filed in MN, WA. IAPD ↗

$427.6M RAUM · 9 reps · 920-785-6010

SEABRIDGE INVESTMENT ADVISORS LLC — notice-filed in CA, CT. IAPD ↗

$610.4M RAUM · 10 reps · 908-273-5085 · seabridge.com

MISSIONSQUARE RETIREMENT — notice-filed in VI. IAPD ↗

$5.96B RAUM · 211 reps · 202-962-4600

PROFESSIONAL PLANNING GROUP — notice-filed in VT. IAPD ↗

$1.17B RAUM · 9 reps · (401) 596-2800 · ppgadvisors.com

CAPITAL ADVANTAGE, INC. — notice-filed in CO. IAPD ↗

$1.11B RAUM · 9 reps · 925-299-1500

GEMMER ASSET MANAGEMENT LLC — notice-filed in TN. IAPD ↗

$2.01B RAUM · 8 reps · 925-933-3786

CORRIGAN FINANCIAL INC — notice-filed in AZ. IAPD ↗

$1.15B RAUM · 12 reps · 401-849-9313 · corriganfinancialinc.com

DIMENSION CAPITAL MANAGEMENT LLC — notice-filed in CA. IAPD ↗

$6.58B RAUM · 10 reps · 305-371-2776 · dimensioncapital.com

BBR PARTNERS, LLC — notice-filed in UT. IAPD ↗

$31.18B RAUM · 55 reps · 212-313-9870

BRIDGEWATER ADVISORS INC. — notice-filed in NH. IAPD ↗

$2.14B RAUM · 16 reps · 212-221-5300 · bridgewateradv.com

BEESE FULMER PRIVATE WEALTH MANAGEMENT — notice-filed in IL. IAPD ↗

$1.58B RAUM · 5 reps · 330-454-6555 · beesefulmer.com

CAHILL FINANCIAL ADVISORS, INC. — notice-filed in MA. IAPD ↗

$1.43B RAUM · 10 reps · 952-926-1659

GFP PRIVATE WEALTH — notice-filed in KS. IAPD ↗

$1.35B RAUM · 18 reps · 833-309-9900 · gries.com

SLOY, DAHL & HOLST, LLC — notice-filed in FL. IAPD ↗

$1.68B RAUM · 5 reps · 503-248-9800 · sdh-inc.com

SUMMIT FINANCIAL STRATEGIES INC — notice-filed in MA. IAPD ↗

$2.05B RAUM · 27 reps · 614-885-1115

GEN FINANCIAL MANAGEMENT INC. — notice-filed in AZ, NH. IAPD ↗

$496.5M RAUM · 4 reps · 952-513-1466 · genfinancial.com

BROWN ADVISORY — notice-filed in SD. IAPD ↗

$121.94B RAUM · 269 reps · 410-537-5400

PLANNING ALTERNATIVES LTD — notice-filed in NH. IAPD ↗

$1.28B RAUM · 11 reps · 248-645-1520

FMP WEALTH ADVISERS — notice-filed in CO. IAPD ↗

$1.13B RAUM · 12 reps · 512-329-5174 · fmprofessionals.com

DESTINATION WEALTH MANAGEMENT — notice-filed in MT. IAPD ↗

$4.15B RAUM · 34 reps · 925-935-2900 · destinationwm.com

GREENWOOD GEARHART INC. — notice-filed in KS. IAPD ↗

$1.64B RAUM · 11 reps · 479-521-5353

ZWJ INVESTMENT COUNSEL INC — notice-filed in MS. IAPD ↗

$3.86B RAUM · 12 reps · 404-873-2211 · zwjic.com

NWF ADVISORY SERVICES INC — notice-filed in LA. IAPD ↗

$3.82B RAUM · 71 reps · 310-475-5854 · nwfadvisory.com

BROOKFIELD PUBLIC SECURITIES GROUP LLC — notice-filed in WY. IAPD ↗

$48.29B RAUM · 38 reps · 212-549-8400 · publicsecurities.brookfield.com

SILVEROAK WEALTH MANAGEMENT LLC — notice-filed in IA. IAPD ↗

$1.72B RAUM · 7 reps · 952-896-5700 · silveroakwealth.com

MASON INVESTMENT ADVISORY SERVICES INC — notice-filed in NM. IAPD ↗

$13.20B RAUM · 31 reps · 703-716-6000 · masoncompanies.com

WEALTHCARE CAPITAL MANAGEMENT LLC — notice-filed in DE. IAPD ↗

$3.03B RAUM · 36 reps · 804-644-4711 · gdx360.com

COHO PARTNERS, LTD. — notice-filed in ME. IAPD ↗

$2.20B RAUM · 6 reps · 484-318-7575 · cohofunds.com

ORLEANS CAPITAL MANAGEMENT CORP — notice-filed in RI. IAPD ↗

$1.58B RAUM · 7 reps · 504-592-4680 · orleanscapital.com

STONEBRIDGE CAPITAL ADVISORS LLC — notice-filed in WY. IAPD ↗

$2.27B RAUM · 13 reps · 651-251-1000 · stonebridgecap.com

APERIO GROUP, LLC — notice-filed in PR. IAPD ↗

$111.41B RAUM · 90 reps · 415-339-4300 · aperiogroup.com

JOEL R. MOGY INVESTMENT COUNSEL INC. — notice-filed in CO. IAPD ↗

$2.06B RAUM · 3 reps · (310) 552-0529

NOVAK & POWELL FINANCIAL SERVICES, INC. — notice-filed in AL, NY. IAPD ↗

$333.6M RAUM · 8 reps · 727-451-3440 · novakpowell.com

LNW — notice-filed in FL. IAPD ↗

$4.53B RAUM · 44 reps · 206-464-5100 · lnwadvisors.com

MCMORGAN & COMPANY LLC — notice-filed in IL. IAPD ↗

$7.42B RAUM · 16 reps · 415-788-9300 · mcmorgan.com

STEEL GROVE CAPITAL ADVISORS, LLC — notice-filed in AL. IAPD ↗

$1.36B RAUM · 7 reps · 901-498-6300 · steelgrove.com

MAROTTA WEALTH MANAGEMENT, INC. — notice-filed in NH, SC. IAPD ↗

$603.8M RAUM · 12 reps · 434-244-0000 · emarotta.com

AETOS ALTERNATIVES MANAGEMENT — notice-filed in FL. IAPD ↗

$4.70B RAUM · 16 reps · 212-201-2500

LUMBARD & KELLNER, LLC — notice-filed in FL, ME. IAPD ↗

$357.2M RAUM · 3 reps · 603-465-7700 · lumbard.com

DETALUS ADVISORS, LLC — notice-filed in GA, LA. IAPD ↗

$928.4M RAUM · 9 reps · 314-997-3191 · detalus.com

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. — notice-filed in NC. IAPD ↗

$2.09B RAUM · 17 reps · (952) 224-4350 · punchinvest.com

BURNS MATTESON CAPITAL MANAGEMENT, LLC — notice-filed in MD, NE. IAPD ↗

$342.5M RAUM · 4 reps · 607-937-9282 · burnsmatteson.com

OJM GROUP, LLC — notice-filed in LA, MA. IAPD ↗

$803.3M RAUM · 8 reps · 513-791-7525

ALTAIR ADVISERS, LLC — notice-filed in NH. IAPD ↗

$8.68B RAUM · 32 reps · 312-429-3000 · altairadvisers.com

PROBITY ADVISORS, INC. — notice-filed in AR, NE. IAPD ↗

$731.8M RAUM · 7 reps · 214-891-8131 · probityadvisors.com

WINDSOR ADVISORY GROUP, LLC — notice-filed in NY. IAPD ↗

$2.58B RAUM · 14 reps · 614-545-0300

RKL PRIVATE WEALTH — notice-filed in GA. IAPD ↗

$2.13B RAUM · 25 reps · (717) 399-1700 · vimeo.com

STERN CAPITAL MANAGEMENT, INC. — notice-filed in SC, VA. IAPD ↗

$252.2M RAUM · 3 reps · 732-679-7050 · sterncm.com

JOHNSON WEALTH INC. — notice-filed in VT. IAPD ↗

$9.11B RAUM · 61 reps · 414-291-4500 · johnsonfinancialgroup.com

NET WORTH ADVISORY GROUP, LLC — notice-filed in IL, WA. IAPD ↗

$718.4M RAUM · 10 reps · 801-566-6639

PRUDENT INVESTORS — notice-filed in CO, MI. IAPD ↗

$409.3M RAUM · 4 reps · 760-597-9255

ANNEX WEALTH MANAGEMENT, LLC — notice-filed in AL. IAPD ↗

$6.17B RAUM · 66 reps · 262-786-6363 · annexwealth.wistia.com

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP — notice-filed in MI. IAPD ↗

$2.91B RAUM · 21 reps · 412-697-5200 · schneiderdowns.com

MCMILL CPA AND ADVISORS — notice-filed in MI, VA. IAPD ↗

$730.2M RAUM · 22 reps · 402-371-1160 · retirementplanconsultants.net

BOLTON GLOBAL ASSET MANAGEMENT — notice-filed in AK. IAPD ↗

$7.00B RAUM · 116 reps · 978.779.5361 · boltoncapitalgroup.com

SMITH SALLEY WEALTH MANAGEMENT — notice-filed in MD. IAPD ↗

$2.34B RAUM · 15 reps · 336-379-7556 · smith-salley.com

DEAN FINANCIAL SERVICES — notice-filed in IL, NC. IAPD ↗

$319.6M RAUM · 4 reps · 937-222-9531 · chdean.com

DIVIDEND ASSETS CAPITAL, LLC — notice-filed in MD, RI. IAPD ↗

$620.1M RAUM · 5 reps · 843.645.9700

J. SAFRA ASSET MANAGEMENT CORPORATION — notice-filed in MA. IAPD ↗

$4.60B RAUM · 6 reps · 212-704-5553

CARRET ASSET MANAGEMENT, LLC — notice-filed in AK. IAPD ↗

$3.23B RAUM · 10 reps · 212-593-3800 · carret.com

BLUE CHIP PARTNERS, LLC — notice-filed in AZ. IAPD ↗

$1.54B RAUM · 17 reps · 248-848-1111

TIMESSQUARE CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$8.22B RAUM · 21 reps · 1-800-541-5156 · tscmllc.com

PIONEER WEALTH MANAGEMENT GROUP — notice-filed in LA, NH. IAPD ↗

$273.7M RAUM · 9 reps · 512-334-6800

AEGIS WEALTH — notice-filed in MA, NE. IAPD ↗

$708.0M RAUM · 6 reps · 301-664-2313 · aegiswealth.com

MARCUM WEALTH, LLC — notice-filed in WI. IAPD ↗

$2.97B RAUM · 38 reps · 440-459-5900 · operationveteranfinance.org

NARWHAL CAPITAL MANAGEMENT — notice-filed in NE. IAPD ↗

$1.76B RAUM · 11 reps · (770) 344-0172 · narwhal.com

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC — notice-filed in ME. IAPD ↗

$7.64B RAUM · 7 reps · 800-458-6589 · stephensimg.com

RAPPAPORT REICHES CAPITAL MANAGEMENT, — notice-filed in WA. IAPD ↗

$1.13B RAUM · 13 reps · 847-832-0030 · rrcapital.com

WEALTH MANAGEMENT — notice-filed in OH. IAPD ↗

$3.10B RAUM · 48 reps · 402-371-1160 · dashboard.wealthmgmtllc.com

ROCKWOOD WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗

$2.19B RAUM · 42 reps · 267-983-6400

ZUCKERMAN INVESTMENT GROUP — notice-filed in AZ. IAPD ↗

$1.90B RAUM · 7 reps · 312-948-8000

MV CAPITAL MANAGEMENT, INC. — notice-filed in OH. IAPD ↗

$1.27B RAUM · 9 reps · 301-656-6545

S.B. VALUE PARTNERS, L.P. — notice-filed in AL. IAPD ↗

$5.00B RAUM · 5 reps · 844-728-2583

LEGACY ADVISORS, LLC — notice-filed in NH. IAPD ↗

$4.18B RAUM · 22 reps · 610-943-3000 · legacyadvice.com

MEASURED RISK PORTFOLIOS — notice-filed in NC, NM. IAPD ↗

$400.0M RAUM · 3 reps · 858-935-1125 · kingsroadinc.com

ADVOCACY WEALTH MANAGEMENT, LLC — notice-filed in MI. IAPD ↗

$2.08B RAUM · 17 reps · 404.836.7141 · advocacywealth.com

CORNERSTONE ADVISORY — notice-filed in OH. IAPD ↗

$2.01B RAUM · 8 reps · 410-468-1693 · cornerstoneadvisory.com

METLIFE INVESTMENT MANAGEMENT, LLC — notice-filed in CT. IAPD ↗

$508.89B RAUM · 688 reps · 973-355-4000 · investments.metlife.com

COPPERWYND FINANCIAL — notice-filed in MI, MT. IAPD ↗

$720.1M RAUM · 5 reps · 480-348-2100 · copperwyndfinancial.com

JAFFE TILCHIN INVESTMENT PARTNERS, LLC — notice-filed in MN. IAPD ↗

$1.84B RAUM · 34 reps · 813-963-2500 · jaffetilchin.com

SMITH ANGLIN FINANCIAL, LLC — notice-filed in MO. IAPD ↗

$2.01B RAUM · 16 reps · (972) 267-1244

WALSH & ASSOCIATES, LLC — notice-filed in MA, MO. IAPD ↗

$660.2M RAUM · 7 reps · 941-952-1188 · walshandassociates.com

MAR VISTA INVESTMENT PARTNERS, LLC — notice-filed in MO. IAPD ↗

$1.51B RAUM · 17 reps · 310-917-2800

DMKC ADVISORY SERVICES, LLC — notice-filed in GA, NV. IAPD ↗

$668.7M RAUM · 9 reps · 515-221-1133 · dmkc.com

AUXANO ADVISORS — notice-filed in VA. IAPD ↗

$1.45B RAUM · 8 reps · (425) 889-1261 · auxanoadvisors.com

TBH GLOBAL ASSET MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$1.27B RAUM · 0 reps · 615-690-4820

OCEAN PARK ASSET MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$4.87B RAUM · 8 reps · 310-452-1887 · sierramutualfunds.com

ALTERNA WEALTH MANAGEMENT, INC. — notice-filed in NM. IAPD ↗

$1.23B RAUM · 40 reps · 713-885-9843 · alternawealthmanagement.com

QUATTRO ADVISORS L.L.C. — notice-filed in FL, VA. IAPD ↗

$516.3M RAUM · 5 reps · (412) 586-5406 · quattro-advisors.com

CONSTELLATION WEALTH ADVISORS — notice-filed in TN. IAPD ↗

$4.66B RAUM · 23 reps · 513-871-5500

MAINLINE WEST FUND MANAGER LLC — notice-filed in TX. IAPD ↗

$1.68B RAUM · 4 reps · 720-536-3380 · mainlinewest.net

WEALTHSPIRE ADVISORS — notice-filed in WA. IAPD ↗

$3.68B RAUM · 21 reps · 631-227-3900

OLD WEST INVESTMENT MANAGEMENT, LLC — notice-filed in IN, PA. IAPD ↗

$476.5M RAUM · 7 reps · (213) 943-1740 · oldwestim.com

ROCKY MOUNTAIN ADVISERS, LLC — notice-filed in IA. IAPD ↗

$2.96B RAUM · 5 reps · 785-823-3097 · srhadvisorsllc.com

CAPITAL INVESTMENT ADVISORY SERVICES, LLC — notice-filed in AZ. IAPD ↗

$1.93B RAUM · 76 reps · 919-831-2370 · capital-invest.com

CLEAR HAVEN CAPITAL MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$1.20B RAUM · 5 reps · 332-240-0416 · clearhavencm.com

LEAFHOUSE FINANCIAL ADVISORS, LLC — notice-filed in AK. IAPD ↗

$20.72B RAUM · 7 reps · (512) 879-1505 · leafhousefinancial.com

STILLWATER CAPITAL ADVISORS, LLC — notice-filed in GA. IAPD ↗

$1.15B RAUM · 4 reps · 610-848-6760 · stillwateradv.com

MONTE FINANCIAL GROUP, LLC — notice-filed in CA, NH. IAPD ↗

$426.6M RAUM · 6 reps · 203-453-6851

EFFICIENT ADVISORS — notice-filed in DC. IAPD ↗

$2.77B RAUM · 8 reps · 267-613-6250 · efficientadvisors.com

ANDINA FAMILY OFFICES — notice-filed in OR. IAPD ↗

$1.02B RAUM · 11 reps · 801-653-0564 · andinafamilyoffices.com

CKW FINANCIAL GROUP, LLC — notice-filed in UT. IAPD ↗

$2.21B RAUM · 2 reps · 808-629-7600 · ckwhawaii.com

VENTURA WEALTH MANAGEMENT — notice-filed in NY, SC. IAPD ↗

$599.6M RAUM · 8 reps · 866 899-0068

COASTAL BRIDGE ADVISORS — notice-filed in GA. IAPD ↗

$4.60B RAUM · 22 reps · 203-683-1530

EMPIRICAL WEALTH MANAGEMENT — notice-filed in KY. IAPD ↗

$6.70B RAUM · 53 reps · 206-923-3474

RED DOOR WEALTH MANAGEMENT, LLC — notice-filed in MO. IAPD ↗

$2.52B RAUM · 9 reps · 901-681-0018

ASHTON THOMAS PRIVATE WEALTH — notice-filed in NH. IAPD ↗

$4.05B RAUM · 35 reps · 602-732-4745

BELMONT CAPITAL GROUP — notice-filed in LA, NJ. IAPD ↗

$931.4M RAUM · 4 reps · 310-203-2670 · belmontcapfunds.com

SOLTIS INVESTMENT ADVISORS, LLC — notice-filed in AR. IAPD ↗

$8.35B RAUM · 51 reps · 435-674-1600 · soltisadvisors.com

WESTFULLER ADVISORS, LLC — notice-filed in NJ. IAPD ↗

$2.14B RAUM · 12 reps · 212-542-5851 · westfulleradvisors.com

FLAGSHIP HARBOR ADVISORS, LLC — notice-filed in ID. IAPD ↗

$3.01B RAUM · 60 reps · (857) 350-4229

ACTIVEST WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$1.02B RAUM · 9 reps · 954-399-8121 · activestwm.com

FOUNTAINHEAD ADVISORS — notice-filed in NV. IAPD ↗

$1.02B RAUM · 18 reps · 732-346-1900

EFG ASSET MANAGEMENT (AMERICAS) CORP. — notice-filed in IL. IAPD ↗

$1.92B RAUM · 21 reps · 305-482-8000 · efginternational.com

TRINITY LEGACY PARTNERS, LLC — notice-filed in FL, GA. IAPD ↗

$460.4M RAUM · 7 reps · 713-999-8053 · trinitylegacy.com

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$1.42B RAUM · 11 reps · 541-762-0300

TFO FAMILY OFFICE PARTNERS — notice-filed in SC. IAPD ↗

$4.17B RAUM · 41 reps · 602-466-2611 · tfopartners.com

JANNEY CAPITAL MANAGEMENT LLC — notice-filed in NE. IAPD ↗

$5.31B RAUM · 8 reps · 412-562-8100

ANGELES WEALTH MANAGEMENT, LLC — notice-filed in CT. IAPD ↗

$2.27B RAUM · 6 reps · 310-393-6300 · angeleswealth.com

THE INVESTMENT HOUSE LLC — notice-filed in AR. IAPD ↗

$1.95B RAUM · 7 reps · 310-873-3021 · tihllc.com

THE PINNACLE FINANCIAL GROUP — notice-filed in IN. IAPD ↗

$1.18B RAUM · 40 reps · 516-763-9700

STRATEGY FINANCIAL GROUP — notice-filed in NC, NE. IAPD ↗

$279.9M RAUM · 5 reps · 602-343-9301 · calvingoetz.com

CORNERSTONE WEALTH MANAGEMENT, LLC — notice-filed in ME. IAPD ↗

$4.08B RAUM · 91 reps · 636-397-6200

IRON HORSE WEALTH MANAGEMENT, LLC — notice-filed in AZ, MI. IAPD ↗

$532.8M RAUM · 6 reps · 515-779-6250 · ironhorsewm.com

PRAIRIE WEALTH ADVISORS, INC. — notice-filed in CO, MO. IAPD ↗

$472.2M RAUM · 3 reps · 402-505-6810 · prairiewealthadvisors.com

PRIVATE CAPITAL MANAGEMENT, LLC — notice-filed in MD. IAPD ↗

$1.54B RAUM · 13 reps · 303-370-0055 · pcm-inc.com

THE PORTFOLIO STRATEGY GROUP, LLC — notice-filed in NH. IAPD ↗

$2.38B RAUM · 9 reps · 9142884900 · psgwealth.com

ELM WEALTH — notice-filed in DE. IAPD ↗

$2.02B RAUM · 5 reps · (888) 676-3148

APTUS CAPITAL ADVISORS, LLC — notice-filed in VT. IAPD ↗

$9.86B RAUM · 19 reps · 251-517-7198 · aptuscapitaladvisors.com

PRACTICECFO INVESTMENTS — notice-filed in NC, OR. IAPD ↗

$332.1M RAUM · 9 reps · 800-675-2712

BAKER TILLY WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗

$4.41B RAUM · 16 reps · 833-761-0673 · bakertilly.com

GOLDEN STATE WEALTH MANAGEMENT, LLC — notice-filed in AL. IAPD ↗

$1.84B RAUM · 47 reps · 866.273.1563 · curtishoward.com

ORGEL WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗

$8.06B RAUM · 31 reps · 715-835-6525

FLAHARTY ASSET MANAGEMENT, LLC — notice-filed in LA, NH. IAPD ↗

$809.6M RAUM · 8 reps · 727-252-1050

CLARIS FINANCIAL, LLC — notice-filed in FL, SC. IAPD ↗

$286.0M RAUM · 5 reps · 804-935-3000 · clarisfinancial.com

OCCIDENTAL ASSET MANAGEMENT, LLC — notice-filed in NC, NH. IAPD ↗

$796.1M RAUM · 10 reps · 650-344-1600 · ymwadvisors.com

SHEPHERD FINANCIAL PARTNERS, LLC — notice-filed in NJ. IAPD ↗

$1.14B RAUM · 8 reps · (781) 756-1804

SCHECHTER INVESTMENT ADVISORS, LLC — notice-filed in SC. IAPD ↗

$3.94B RAUM · 14 reps · 248-731-9500 · schechterwealth.com

WT WEALTH MANAGEMENT, LLC — notice-filed in CO, VA. IAPD ↗

$385.2M RAUM · 15 reps · 800-825-0616 · x.com.wtwealthmanagement

WEALTHSHIELD PARTNERS, LLC — notice-filed in IL. IAPD ↗

$1.08B RAUM · 13 reps · 919-948-4453 · madisonoakswp.com

VISIONARY WEALTH ADVISORS, LLC — notice-filed in NM. IAPD ↗

$2.86B RAUM · 44 reps · 314-764-2727

PETIX & BOTTE FINANCIAL — notice-filed in CO, FL. IAPD ↗

$364.0M RAUM · 3 reps · 619-698-6500

KEYSTONE FINANCIAL GROUP, LLC — notice-filed in CO. IAPD ↗

$1.86B RAUM · 32 reps · 859-317-8316 · jryoungco.com

MCADAM LLC — notice-filed in NE. IAPD ↗

$2.29B RAUM · 138 reps · (888) 614-5323

CITRINE CAPITAL — notice-filed in IL, WA. IAPD ↗

$278.1M RAUM · 5 reps · (415) 494-8262 · citrinecapitaladvisors.com

LWM ADVISORY SERVICES, LLC — notice-filed in MA, MD. IAPD ↗

$837.8M RAUM · 8 reps · 954-474-7100 · lwmfl.com

GR FINANCIAL GROUP, LLC — notice-filed in IL, UT. IAPD ↗

$981.5M RAUM · 6 reps · 520-577-4711 · gr-financialgroup.com

THE PATRIOT FINANCIAL GROUP, LLC — notice-filed in DC. IAPD ↗

$2.41B RAUM · 47 reps · 508-251-6100

INTELLECTUS PARTNERS, LLC — notice-filed in FL. IAPD ↗

$1.28B RAUM · 6 reps · 415-795-7830 · intellect.us

ARISTOTLE CAPITAL BOSTON, LLC — notice-filed in NE. IAPD ↗

$2.72B RAUM · 8 reps · 617-274-3700

MONOGRAPH WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗

$2.58B RAUM · 7 reps · 310-496-7377 · monographwealth.com

PROSPERITY WEALTH MANAGEMENT, INC. — notice-filed in IA, MS. IAPD ↗

$442.2M RAUM · 47 reps · 925-791-4444 · thinkfloresfinancial.com

FOUNDATIONS INVESTMENT ADVISORS LLC — notice-filed in PR. IAPD ↗

$7.18B RAUM · 229 reps · 480-626-2979

ARIES WEALTH MANAGEMENT, LLC — notice-filed in CA, TX. IAPD ↗

$530.7M RAUM · 4 reps · 207-536-0530

CASTLE ROCK WEALTH MANAGEMENT, LLC — notice-filed in FL, NM. IAPD ↗

$521.8M RAUM · 8 reps · 925-478-8800 · crwmadvisors.com

PROFICIO CAPITAL PARTNERS LLC — notice-filed in ME. IAPD ↗

$3.61B RAUM · 10 reps · 617-340-8425 · proficiocap.com

TRUE LINK FINANCIAL ADVISORS — notice-filed in NY. IAPD ↗

$1.35B RAUM · 5 reps · 855-435-5140

KOVITZ INVESTMENT GROUP PARTNERS, LLC — notice-filed in MS. IAPD ↗

$31.73B RAUM · 181 reps · 312-334-7300

LONGTAIL ALPHA, LLC — notice-filed in HI, NY. IAPD ↗

$725.8M RAUM · 4 reps · 949 706 8092 · longtailalpha.com

TRIUMPH CAPITAL MANAGEMENT — notice-filed in KY, OK. IAPD ↗

$483.4M RAUM · 18 reps · 720-399-5555 · gotostage.com

WEALTH QUARTERBACK LLC — notice-filed in CO, MT. IAPD ↗

$331.8M RAUM · 4 reps · 732-965-8190 · jalinski.com

STEWARD PARTNERS INVESTMENT ADVISORY, LLC — notice-filed in ND. IAPD ↗

$24.75B RAUM · 397 reps · 866-694-7769

USA FINANCIAL EXCHANGE — notice-filed in WY. IAPD ↗

$1.60B RAUM · 0 reps · 888-444-0125 · usafinancialexchange.com

LYELL WEALTH MANAGEMENT LP — notice-filed in NC. IAPD ↗

$1.34B RAUM · 9 reps · 650-353-3692 · lyellwealth.com

WADDELL & ASSOCIATES, LLC — notice-filed in AZ. IAPD ↗

$1.70B RAUM · 11 reps · 901-767-9187 · vimeo.com

WESTSHORE WEALTH — notice-filed in FL, ID. IAPD ↗

$534.3M RAUM · 6 reps · (949) 825-7505 · westshorewealth.com

CLARK ASSET MANAGEMENT, LLC — notice-filed in MT, NV. IAPD ↗

$778.3M RAUM · 6 reps · 603-237-1341

TRAIL RIDGE INVESTMENT ADVISORS, LLC — notice-filed in CA, FL. IAPD ↗

$294.3M RAUM · 8 reps · 970 305-5150 · trailridgewm.com

INTEGRATED CAPITAL MANAGEMENT — notice-filed in GA, SC. IAPD ↗

$367.6M RAUM · 4 reps · 248-593-8900

180 WEALTH ADVISORS, LLC — notice-filed in AL. IAPD ↗

$1.06B RAUM · 6 reps · (253) 394-0720 · 180wealthadvisors.com

THE FIDUCIARY ALLIANCE — notice-filed in AK. IAPD ↗

$1.92B RAUM · 38 reps · 864-385-7999

EVOLUTION WEALTH ADVISORS, LLC — notice-filed in NY. IAPD ↗

$1.31B RAUM · 6 reps · (305) 921-4740 · ewadvisors.net

MMBG INVESTMENT ADVISORS CO. — notice-filed in TX. IAPD ↗

$2.46B RAUM · 5 reps · 305-374-0704 · mmbginvestment.com

GPS WEALTH STRATEGIES GROUP, LLC — notice-filed in HI. IAPD ↗

$1.42B RAUM · 26 reps · 7204145412 · lizwindisch.com

SEPIO CAPITAL, LP — notice-filed in HI. IAPD ↗

$4.46B RAUM · 17 reps · (415) 915-3708 · sepiocap.com

CAPITAL SQUARE, LLC — notice-filed in CO, SC. IAPD ↗

$393.6M RAUM · 10 reps · 423-877-6708 · capitalsquare.biz

OPEROSE ADVISORS LLC — notice-filed in CA. IAPD ↗

$1.60B RAUM · 8 reps · 414-209-3280

ALERA INVESTMENT ADVISORS, LLC — notice-filed in CT. IAPD ↗

$3.57B RAUM · 53 reps · (847) 457-3000 · aleragroup.com

AWM CAPITAL, LLC — notice-filed in NE. IAPD ↗

$1.15B RAUM · 24 reps · (323) 940-1339

ATLANTA CONSULTING GROUP ADVISORS, LLC — notice-filed in VA. IAPD ↗

$13.59B RAUM · 10 reps · 888-317-2810

WINTHROP WEALTH — notice-filed in MN. IAPD ↗

$2.60B RAUM · 22 reps · 617-530-1010

PETERSON WEALTH SERVICES INC. — notice-filed in NE, OK. IAPD ↗

$462.7M RAUM · 5 reps · 801-475-4002

PRACTICE FINANCIAL GROUP — notice-filed in NM, NV. IAPD ↗

$333.1M RAUM · 7 reps · (541) 973-2602 · pfg-investments.com

HAMILTON WEALTH, LLC — notice-filed in NH, VA. IAPD ↗

$553.7M RAUM · 3 reps · 747-208-4300

HENDRICKS WEALTH AND ESTATE MANAGEMENT — notice-filed in KY, LA. IAPD ↗

$411.6M RAUM · 4 reps · 847-428-3997

VALLEY WEALTH STRATEGIES, LLC — notice-filed in MN. IAPD ↗

$1.21B RAUM · 26 reps · (209) 366-1264 · zukfinancial.com

OPAL WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗

$1.03B RAUM · 7 reps · 516-388-7980

CORNERSTONE WEALTH — notice-filed in NH. IAPD ↗

$2.11B RAUM · 50 reps · 704-987-3410

ROOT FINANCIAL PARTNERS — notice-filed in DE. IAPD ↗

$1.11B RAUM · 35 reps · (760) 452-0720

JGP WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗

$1.21B RAUM · 13 reps · 503-446-6450

BROADWAY WEALTH SOLUTIONS — notice-filed in CA, NH. IAPD ↗

$265.8M RAUM · 12 reps · (210) 283-6600 · broadway.bank

MATERETSKY FINANCIAL GROUP — notice-filed in CO, TX. IAPD ↗

$622.7M RAUM · 4 reps · 561-735-9227

ATOM INVESTORS LP — notice-filed in CA. IAPD ↗

$3.30B RAUM · 6 reps · (737) 249-0292

MARTEL WEALTH ADVISORS INC — notice-filed in NY. IAPD ↗

$1.25B RAUM · 12 reps · 360-694-9940

ATTICUS WEALTH MANAGEMENT — notice-filed in TN, VA. IAPD ↗

$447.5M RAUM · 7 reps · 877-232-1001 · atticuswm.com

ASPIRE CAPITAL ADVISORS LLC — notice-filed in NV. IAPD ↗

$1.01B RAUM · 10 reps · (206) 939-5615 · investwithaspire.com

BISON WEALTH, LLC — notice-filed in KY. IAPD ↗

$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com

RESOLUTE PARTNERS GROUP — notice-filed in FL. IAPD ↗

$1.81B RAUM · 5 reps · 415-699-0309

STERLING FINANCIAL GROUP, INC. — notice-filed in LA, TX. IAPD ↗

$361.3M RAUM · 4 reps · (626) 440-9192

SOUND VIEW WEALTH ADVISORS GROUP, LLC — notice-filed in WA. IAPD ↗

$1.94B RAUM · 10 reps · 912-239-4630

HUDSON VALUE PARTNERS, LLC — notice-filed in NH, TX. IAPD ↗

$530.7M RAUM · 4 reps · 646-343-9772 · hudsonvaluepartners.com

PAINTED PORCH ADVISORS LLC — notice-filed in IL, MA. IAPD ↗

$518.2M RAUM · 9 reps · 805-567-4288 · paintedporchadvisors.com

EAGLEBROOK ADVISORS — notice-filed in DC, NH. IAPD ↗

$350.2M RAUM · 4 reps · 786-807-7374

BURKHOLDER WEALTH MANAGEMENT — notice-filed in AR, CA. IAPD ↗

$255.1M RAUM · 4 reps · 918-727-7100

WMS WEALTH PLANNERS — notice-filed in NY, TX. IAPD ↗

$252.9M RAUM · 4 reps · 412-781-7100 · wmswealthplanners.com

WEDMONT PRIVATE CAPITAL — notice-filed in OH. IAPD ↗

$2.37B RAUM · 5 reps · 6108858200

MADISON PARTNERS — notice-filed in OR. IAPD ↗

$1.09B RAUM · 12 reps · 608-210-1021

SYNERGY INVESTMENT MANAGEMENT LLC — notice-filed in MA, TX. IAPD ↗

$461.2M RAUM · 9 reps · 321-203-4458

GIVERNY CAPITAL ASSET MANAGEMENT — notice-filed in IL, NC. IAPD ↗

$502.6M RAUM · 2 reps · 646-669-8950

FORGE FINANCIAL — notice-filed in OH. IAPD ↗

$1.20B RAUM · 14 reps · 405-340-1600

CORE ADVISORY GROUP — notice-filed in NY, PA. IAPD ↗

$296.8M RAUM · 10 reps · 803-324-5464 · kingwealthpartners.com

FOURTH DIMENSION WEALTH, LLC — notice-filed in IL, SC. IAPD ↗

$283.6M RAUM · 9 reps · 440-664-4045 · 4d-wealth.com

NATIONAL INVESTMENT SERVICES OF AMERICA, LLC — notice-filed in NJ. IAPD ↗

$12.91B RAUM · 25 reps · 414.765.1980 · nisi.net

ODEON CAPITAL ADVISORS LLC — notice-filed in NJ, TX. IAPD ↗

$786.0M RAUM · 3 reps · 212-230-5880 · odeonadvisors.com

CYNDEO WEALTH PARTNERS — notice-filed in OR. IAPD ↗

$2.58B RAUM · 15 reps · (727) 472-3700 · cyndeowp.com

MAYFLOWER ADVISORS — notice-filed in AZ. IAPD ↗

$4.78B RAUM · 24 reps · 617-259-1767

QUENT CAPITAL, LLC — notice-filed in AZ. IAPD ↗

$1.65B RAUM · 10 reps · 212-796-0707

CARRICK LANE LLC — notice-filed in IN. IAPD ↗

$2.38B RAUM · 5 reps · 212-433-8450 · carricklane.com

TACTIVE ADVISORS, LLC — notice-filed in OK, TN. IAPD ↗

$456.9M RAUM · 13 reps · 855-282-2848 · pcliftonfinancial.com

CORDOBA ADVISORY PARTNERS LLC — notice-filed in CA. IAPD ↗

$2.61B RAUM · 6 reps · (917) 746-4806 · cordobapartners.co

HOWARD CAPITAL MANAGEMENT GROUP, LLC — notice-filed in IL. IAPD ↗

$2.30B RAUM · 7 reps · 310-473-9100 · focusfinancialpartners.com

GREENUP STREET WEALTH MANAGEMENT LLC — notice-filed in IA, MA. IAPD ↗

$661.7M RAUM · 15 reps · 734-656-8121

OAK HARBOR WEALTH PARTNERS, LLC — notice-filed in MD, WA. IAPD ↗

$623.1M RAUM · 4 reps · 919-800-0705 · oakharborwealthpartners.com

VISTA FINANCE, LLC — notice-filed in MN, WY. IAPD ↗

$273.8M RAUM · 5 reps · 314-518-5240

YOUSIF CAPITAL MANAGEMENT, LLC — notice-filed in PA. IAPD ↗

$13.98B RAUM · 8 reps · 248-792-6634

ALLEGIANCE FINANCIAL GROUP — notice-filed in CO, NH. IAPD ↗

$505.0M RAUM · 6 reps · (703) 242-7900

VICKERMAN INVESTMENT ADVISORS, INC. — notice-filed in AK, UT. IAPD ↗

$466.6M RAUM · 4 reps · 509-325-7610 · vickermandriscoll.com

THE ASCENT GROUP, LLC — notice-filed in NE. IAPD ↗

$4.93B RAUM · 4 reps · 757-499-8300 · tagwm.com

THEPARTNERS WEALTH MANAGEMENT — notice-filed in DE, VA. IAPD ↗

$454.5M RAUM · 19 reps · 800-324-3010 · twsfinancialplanning.com

INNOVATIVE WEALTH BUILDING LLC — notice-filed in AL, NY. IAPD ↗

$525.0M RAUM · 8 reps · 240-237-8086

INTERGY PRIVATE WEALTH, LLC — notice-filed in NH, OH. IAPD ↗

$467.0M RAUM · 4 reps · 719-413-8820

DOYENNE WEALTH ADVISORS — notice-filed in WA. IAPD ↗

$1.81B RAUM · 10 reps · 312-374-0844 · doyenneadvisors.com

CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$1.58B RAUM · 5 reps · 212-697-1000

TRANSCE3ND LLC — notice-filed in OR, PA. IAPD ↗

$362.0M RAUM · 39 reps · 512-268-9220 · e3wealth.com

PACE FINANCIAL ADVISORS — notice-filed in CO, OH. IAPD ↗

$390.1M RAUM · 10 reps · 971-727-8434 · pace-fa.com

SAVVY — notice-filed in WI. IAPD ↗

$1.30B RAUM · 52 reps · 833-745-6789

3CHOPT INVESTMENT PARTNERS LLC — notice-filed in MD, SC. IAPD ↗

$739.1M RAUM · 3 reps · 804-401-1840 · 3choptinvest.com

DAYMARK WEALTH PARTNERS, LLC — notice-filed in UT. IAPD ↗

$3.94B RAUM · 19 reps · 513-838-2520

ADVISOR PARTNERS — notice-filed in AR. IAPD ↗

$7.67B RAUM · 9 reps · 888-265-2257 · advisorpartners.com

GEARHART & ASSOCIATES — notice-filed in MO, SC. IAPD ↗

$723.9M RAUM · 4 reps · 513-985-3450 · gearhart-assoc.com

TFB ADVISORS, LLC — notice-filed in MN, WI. IAPD ↗

$859.6M RAUM · 31 reps · 913-648-5526 · taxfavoredbenefits.com

STRIVE ASSET MANAGEMENT — notice-filed in FL. IAPD ↗

$2.06B RAUM · 10 reps · 872-270-5406

GATEWAY WEALTH PARTNERS, LLC — notice-filed in MS. IAPD ↗

$1.25B RAUM · 66 reps · (920) 731-9293 · integratedwealthpartners.com

TWIN PEAKS WEALTH ADVISORS — notice-filed in GA, OR. IAPD ↗

$410.4M RAUM · 9 reps · (650) 200-0308

CITI GLOBAL ALTERNATIVES, LLC — notice-filed in FL. IAPD ↗

$23.66B RAUM · 54 reps · 212-559-1000 · privatebank.citibank.com

ROSSBY FINANCIAL, LLC — notice-filed in CT, MO. IAPD ↗

$358.6M RAUM · 2 reps · 321-209-0111

STENGER FAMILY OFFICE, LLC — notice-filed in CO, UT. IAPD ↗

$433.4M RAUM · 7 reps · 630-912-8295 · stengerfamilyoffice.com

FIDUCIARY BENEFITS GROUP — notice-filed in AZ, LA. IAPD ↗

$843.4M RAUM · 3 reps · 844-967-8491

THREE SEASONS WEALTH — notice-filed in NV, TX. IAPD ↗

$361.7M RAUM · 6 reps · 801-662-0585 · threeseasonswealth.com

QUOTIENT WEALTH PARTNERS, LLC — notice-filed in ME. IAPD ↗

$3.54B RAUM · 26 reps · (972) 807-0003

FIDUCIARY FAMILY OFFICE, LLC — notice-filed in LA, NY. IAPD ↗

$696.1M RAUM · 3 reps · (561) 353-4440 · fiduciaryfo.com

WEALTHCARE CAPITAL PARTNERS, LLC — notice-filed in DE, NY. IAPD ↗

$330.9M RAUM · 9 reps · 804.644.4711

TOPSAIL WEALTH MANAGEMENT LLC — notice-filed in KY. IAPD ↗

$1.03B RAUM · 3 reps · 980-308-9901 · topsailwealthmanagement.com

MFP FINANCIAL SERVICES, LLC — notice-filed in AZ, TN. IAPD ↗

$313.1M RAUM · 3 reps · 727-443-3300

ELEVATED FINANCIAL GROUP — notice-filed in MI, NE. IAPD ↗

$399.3M RAUM · 4 reps · 317-533-7721 · elevatedfg.com

INNOVEST PORTFOLIO SOLUTIONS LLC — notice-filed in LA, MI, NY. IAPD ↗

$0 RAUM · 29 reps · 303-694-1900 · innovestinc.com

THE BEDMINSTER GROUP — notice-filed in CA, MA, NY. IAPD ↗

$181.8M RAUM · 2 reps · 843-705-5544

THE PRIVATE INVESTMENT GROUP, INC. — notice-filed in FL, SC, TX. IAPD ↗

$157.1M RAUM · 2 reps · 937-434-0500 · tpiginc.com

CENTER FOR ASSET MANAGEMENT, LLC — notice-filed in CT, NY, TX. IAPD ↗

$229.1M RAUM · 2 reps · 561-625-0900 · cf-am.com

FMSA — notice-filed in GA, PA, TN. IAPD ↗

$189.1M RAUM · 12 reps · 5612892602 · myfmsa.com

CAITLIN JOHN, LLC — notice-filed in GA, LA, NH. IAPD ↗

$183.4M RAUM · 19 reps · 810-355-1325 · caitlinjohn.com

FIRST AMERICAN ASSET ADVISORY, LLC — notice-filed in FL, OR, PA. IAPD ↗

$140.2M RAUM · 5 reps · (516) 622-3100 · firstaaa.com

NEST EGG — notice-filed in DE, IA, TX. IAPD ↗

$101.6M RAUM · 7 reps · 888-345-2163 · mybanknestegg.com

HESEN & HASLAM — notice-filed in LA, NV, UT. IAPD ↗

$250.0M RAUM · 3 reps · 818-200-1107 · hhretirement.com

STRATEGIC ADVISORY SERVICES — notice-filed in FL, GA, LA. IAPD ↗

$211.7M RAUM · 10 reps · 901-751-2025 · saswealthadvisors.com

BLACK KNIGHT WEALTH MANAGEMENT, LLC — notice-filed in CA, FL, NE. IAPD ↗

$240.0M RAUM · 5 reps · 972-786-6527 · blackknightwm.com

OPTIMA CAPITAL MANAGEMENT — notice-filed in IN, UT, WI. IAPD ↗

$116.5M RAUM · 4 reps · 480-757-9052

DRIVEN INVESTMENTS LLC — notice-filed in MO, MT, RI. IAPD ↗

$168.6M RAUM · 5 reps · 844-932-3272

KURE ADVISORY, LLC — notice-filed in CA, CO, NY. IAPD ↗

$190.7M RAUM · 5 reps · 763-412-3891 · incomeplanninggroup.com

NINE30 ADVISORS LLC — notice-filed in AZ, IL, OH. IAPD ↗

$189,507 RAUM · 2 reps · (650) 391-4391 · nine30.com

MAIN ADVISORY, INC. — notice-filed in GA, MD, VA. IAPD ↗

$128.2M RAUM · 2 reps · (724) 731-0173 · mainadvisory.com

TRUMAN WEALTH ADVISORS — notice-filed in MN, TN, TX. IAPD ↗

$0 RAUM · 3 reps · 573-227-2077 · trumanwealthadvisors.com

WESTPARK CAPITAL, INC. — moved its main office from LOS ANGELES, CA to NEW YORK, NY. IAPD ↗

$47.6M RAUM · 10 reps · 347-429-8380 · diligentfinancialgroup.com

GUILD INVESTMENT MANAGEMENT, INC. — moved its main office from LOS ANGELES, CA to WESTLAKE VILLAGE, CA. IAPD ↗

$151.9M RAUM · 3 reps · 310-826-8600 · guildinvestment.com

PEGASUS GROUP, LLC — moved its main office from MONTEBELLO, NY to MORRISTOWN, NJ. IAPD ↗

$77.3M RAUM · 2 reps · 845-369-9422

SPECTRUM ADVISORS, INC. — moved its main office from ADDISON, TX to PLANO, TX. IAPD ↗

$149.0M RAUM · 4 reps · 972-931-3700 · spectrumadvisors.net

SEAMANS CAPITAL MANAGEMENT, LLC — moved its main office from LEXINGTON, MA to WALTHAM, MA. IAPD ↗

$124.8M RAUM · 3 reps · 781-890-5225 · seamansholdings.com

BASSETT HARGROVE INVESTMENT COUNSEL, LLC — moved its main office from GREENVILLE, DE to CHADDS FORD, PA. IAPD ↗

$114.9M RAUM · 1 reps · 610-388-7803 · bassetthargrove.com

BLUE MARBLE INVESTMENTS — moved its main office from SAN LUIS OBISPO, CA to SANTA BARBARA, CA. IAPD ↗

$181.4M RAUM · 3 reps · 805-595-1820

QUANTITATIVE ASSET MANAGEMENT, LLC — moved its main office from WAYZATA, MN to MINNETONKA, MN. IAPD ↗

$163.6M RAUM · 2 reps · 952-476-7855 · qamgmt.com

JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS — moved its main office from MEDFORD, OR to JACKSONVILLE, OR. IAPD ↗

$196.6M RAUM · 2 reps · 541-500-4321 · jonescares.org

CORE PLANNING — moved its main office from ST. LOUIS, MO to OFALLON, MO. IAPD ↗

$121.5M RAUM · 32 reps · 636-734-7507 · savor.financial

PMD ADVISORY — moved its main office from VESTAVIA HILLS, AL to HOOVER, AL. IAPD ↗

$104.4M RAUM · 2 reps · 205-986-0060 · pmdadvisory.com

APPROACH RETIREMENT ADVISORS, LLC — moved its main office from VESTAVIA, AL to BIRMINGHAM, AL. IAPD ↗

$199.4M RAUM · 2 reps · (205) 588-8637 · approachretirement.com

ARISTOTLE CREDIT PARTNERS, LLC — moved its main office from NEWPORT BEACH, CA to LOS ANGELES, CA. IAPD ↗

$225.0M RAUM · 2 reps · 949-681-2100

HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. — moved its main office from WESTLAKE, OH to CLEVELAND, OH. IAPD ↗

$53.9M RAUM · 0 reps · 440-899-1121

SAPIENCE INVESTMENTS, LLC — moved its main office from NEWPORT BEACH, CA to IRVINE, CA. IAPD ↗

$184.7M RAUM · 4 reps · 949 662 1011 · sapienceinv.com

PLANROCK INVESTMENTS LLC — moved its main office from BRENTWOOD, TN to FRANKLIN, TN. IAPD ↗

$64.4M RAUM · 4 reps · 800-677-6025 · planrock.com

RAYLIANT INVESTMENT RESEARCH — moved its main office from PASADENA, CA to NEWPORT BEACH, CA. IAPD ↗

$167.6M RAUM · 11 reps · 626-407-4581 · rayliant.com

WINTER & ASSOCIATES, INC. — moved its main office from SAINT PAUL, MN to ST. PAUL, MN. IAPD ↗

$147.5M RAUM · 4 reps · (651) 414-5000

FINANCIAL PLANNING SERVICES, INC. — moved its main office from CHARLOTTE, NC to FORT LAUDERDALE, FL. IAPD ↗

$145.0M RAUM · 2 reps · 954-526-8339 · ifsinvest.com

SKYBOUND WEALTH MANAGEMENT USA, LLC — moved its main office from LONDON, to HOUSTON, TX. IAPD ↗

$160.6M RAUM · 6 reps · 1-346-845-0001

CALLAHAN FINANCIAL PLANNING — moved its main office from COUNCIL BLUFFS, IA to TREYNOR, IA. IAPD ↗

$86.3M RAUM · 3 reps · (800) 991-5195 · callahanfp.com

BLUEPRINT FINANCIAL ADVISORS — moved its main office from GREENSBORO, NC to CHARLOTTE, NC. IAPD ↗

$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com

VALUR ROBO ADVISORS — moved its main office from MIAMI, FL to NEW YORK, NY. IAPD ↗

$2.9M RAUM · 1 reps · 415-968-9304 · valurfinance.com

TRUEDGE ASSET MANAGEMENT LLC — moved its main office from CARMEL, IN to INDIANAPOLIS, IN. IAPD ↗

$306,351 RAUM · 1 reps · 317-581-4010 · truedgeam.com

COVINGTONALSINA — moved its main office from ANNAPOLIS, MD to JACKSONVILLE, FL. IAPD ↗

$189.3M RAUM · 4 reps · 410-457-7165

KELLY WEALTH MANAGEMENT, INC. — moved its main office from SOUTHFIELD, MI to ROYAL OAK, MI. IAPD ↗

$134.4M RAUM · 2 reps · 248-262-7217

DECISIONMAP WEALTH MANAGEMENT, LLC — moved its main office from RESTON, VA to GREAT FALLS, VA. IAPD ↗

$242.5M RAUM · 4 reps · (703) 520-1160 · decisionmap.com

EMPOWER PRIVATE WEALTH — moved its main office from SARASOTA, FL to NEW YORK, NY. IAPD ↗

$29.5M RAUM · 1 reps · 941-340-0404 · empowerpw.com

CARL P. SHERR & CO., LLC — notice-filed in RI. IAPD ↗

$450.5M RAUM · 3 reps · 508-791-7126

ALLEGHENY INVESTMENTS — notice-filed in LA. IAPD ↗

$633.8M RAUM · 13 reps · 412-367-3880

LESKO SECURITIES, INC. — notice-filed in CA. IAPD ↗

$597.1M RAUM · 12 reps · 607-724-2421

FSB PREMIER WEALTH MANAGEMENT, INC. — notice-filed in CA. IAPD ↗

$346.7M RAUM · 11 reps · 319-235-6561 · fsbfs.com

CHAPIN DAVIS ASSET MANAGEMENT — notice-filed in CO. IAPD ↗

$539.1M RAUM · 23 reps · 410-435-3200

UNITED BROKERAGE SERVICES INC — notice-filed in GA. IAPD ↗

$389.1M RAUM · 53 reps · 888-424-6158 · united-brokerage.com

USA FINANCIAL SECURITIES CORPORATION — notice-filed in WY. IAPD ↗

$301.5M RAUM · 141 reps · 888-407-8198 · advisorskinny.com

FIDUCIARY ADVISORS, LLC — notice-filed in FL. IAPD ↗

$464.5M RAUM · 1 reps · 801-492-7341 · fiduciaryadvisors.com

AUFMAN ASSOCIATES INC — notice-filed in LA. IAPD ↗

$863.2M RAUM · 3 reps · 724-934-5600 · aufmanassociates.com

PEGASUS ASSET MANAGEMENT INC — notice-filed in CT. IAPD ↗

$473.2M RAUM · 3 reps · 845-369-9422 · pegasusassetmgt.com

BLANKINSHIP & FOSTER, LLC — notice-filed in NH. IAPD ↗

$862.2M RAUM · 8 reps · 858-755-5166

THE ARKANSAS FINANCIAL GROUP, INC. — notice-filed in AL. IAPD ↗

$861.4M RAUM · 5 reps · 501-376-9051

BRIAUD FINANCIAL ADVISORS — notice-filed in NE. IAPD ↗

$775.3M RAUM · 5 reps · 979-260-9771 · briaud.com

INDEPENDENT INVESTORS INC — notice-filed in CT. IAPD ↗

$541.2M RAUM · 2 reps · 631-979-2142

NIGHT OWL CAPITAL MANAGEMENT, LLC — notice-filed in SC. IAPD ↗

$865.8M RAUM · 5 reps · 203-302-3870 · nightowlcapital.com

CHATHAM CAPITAL GROUP INC — notice-filed in NY. IAPD ↗

$780.6M RAUM · 4 reps · 912-691-2320

PETTYJOHN, WOOD & WHITE, INC. — notice-filed in LA. IAPD ↗

$853.8M RAUM · 5 reps · 434-845-1266 · pwandw.com

SNYDER WEALTH GROUP — notice-filed in VA. IAPD ↗

$375.7M RAUM · 4 reps · 631-289-4224

SIERRA INVESTMENT MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$385.1M RAUM · 8 reps · 310-452-1887

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC — notice-filed in CO. IAPD ↗

$695.6M RAUM · 6 reps · 978-356-6333 · ipswichinvestment.com

BRUNI J V & CO — notice-filed in NC. IAPD ↗

$946.9M RAUM · 3 reps · 719-575-9880 · jvbruni.com

STERLING CAPITAL MANAGEMENT INC — notice-filed in CO. IAPD ↗

$255.2M RAUM · 2 reps · 262-970-9700

DOMINION PORTFOLIO MANAGEMENT, INC. — notice-filed in OK. IAPD ↗

$261.3M RAUM · 20 reps · 813-264-0440

TRUST ADVISORY GROUP LTD — notice-filed in WI. IAPD ↗

$494.4M RAUM · 30 reps · 800-292-2411 · paramountfingrp.com

PEAK ASSET MANAGEMENT, LLC — notice-filed in NH. IAPD ↗

$910.0M RAUM · 11 reps · 303-926-0100 · peakam.com

GRANT STREET ASSET MANAGEMENT INC — notice-filed in SC. IAPD ↗

$668.9M RAUM · 6 reps · 412-257-8060

ASPYRE WEALTH PARTNERS — notice-filed in OR. IAPD ↗

$669.3M RAUM · 11 reps · 913-345-1881 · aspyrewealth.com

PREMIER FINANCIAL GROUP INC — notice-filed in TX. IAPD ↗

$721.4M RAUM · 11 reps · 707-443-2741

BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. — notice-filed in NC. IAPD ↗

$805.1M RAUM · 9 reps · 925-932-0344

GPM GROWTH INVESTORS, INC. — notice-filed in NY. IAPD ↗

$258.1M RAUM · 5 reps · 248-865-0518

SOWA FINANCIAL GROUP — notice-filed in LA. IAPD ↗

$419.7M RAUM · 3 reps · 401-434-8090 · sowafinancial.com

KELMAN LAZAROV INC — notice-filed in SC. IAPD ↗

$705.4M RAUM · 12 reps · 901-685-8284 · kelman-lazarov.com

BLUE OCEAN CAPITAL — notice-filed in NC. IAPD ↗

$517.3M RAUM · 5 reps · 561-659-3301 · blueoceancpa.com

SHOKER INVESTMENTS — notice-filed in TX. IAPD ↗

$420.7M RAUM · 2 reps · 513-524-1776 · marketspectator.tumblr.com

HANSON & DOREMUS INVESTMENT MANAGEMENT — notice-filed in IL. IAPD ↗

$849.6M RAUM · 11 reps · 802-658-2668 · hansondoremus.com

AVISO WEALTH MANAGEMENT — notice-filed in AK. IAPD ↗

$494.9M RAUM · 9 reps · 877-633-1210 · avisowealthmanagement.com

OLD PORT ADVISORS — notice-filed in CA. IAPD ↗

$746.4M RAUM · 11 reps · 207-774-6552

LOMBARD ADVISERS INCORPORATED — notice-filed in KY. IAPD ↗

$567.4M RAUM · 31 reps · 410-342-1300 · golombard.com

WHITE PINE CAPITAL LLC — notice-filed in WI. IAPD ↗

$363.7M RAUM · 3 reps · 612-376-9765 · whitepinecapital.com

BOUVEL INVESTMENT PARTNERS, LLC — notice-filed in UT. IAPD ↗

$313.8M RAUM · 2 reps · 610-933-3300 · bouvel.com

LEGACY CONSULTING GROUP — notice-filed in CO. IAPD ↗

$356.4M RAUM · 2 reps · 972-599-4750 · legacyconsultinggroup.com

STERLING FINANCIAL PLANNING INC — notice-filed in TN. IAPD ↗

$671.9M RAUM · 7 reps · 973-729-1234 · sterlingadvice.com

SIERRA ASSET MANAGEMENT — notice-filed in LA. IAPD ↗

$385.4M RAUM · 1 reps · 559-658-5193

MCGOWAN & CO LLP — notice-filed in LA. IAPD ↗

$575.4M RAUM · 3 reps · 610-520-2400 · mcgowanco.com

TOWER VIEW WEALTH MANAGEMENT LLC — notice-filed in LA. IAPD ↗

$281.9M RAUM · 2 reps · 414-253-4096 · tower-view.com

VAWTER FINANCIAL LTD — notice-filed in NC. IAPD ↗

$313.6M RAUM · 4 reps · 614-451-1002

DUMONT & BLAKE INVESTMENT ADVISORS LLC — notice-filed in DE. IAPD ↗

$540.8M RAUM · 4 reps · 609-514-1899

SHAYNE & JACOBS, LLC — notice-filed in NY. IAPD ↗

$561.9M RAUM · 4 reps · 615/250-1600 · shayneandjacobs.com

NAVPOINT FINANCIAL, INC. — notice-filed in WI. IAPD ↗

$643.6M RAUM · 7 reps · 952-746-1115 · navpoint-financial.com

TILLMAN HARTLEY LLC — notice-filed in TX. IAPD ↗

$609.3M RAUM · 3 reps · 352-335-9015 · tillmanhartley.com

WAGNER LOFTIN INVESTMENT SERVICES LLC — notice-filed in NY. IAPD ↗

$478.5M RAUM · 7 reps · 925-930-7176 · wlisinvest.com

LINCOLN CAPITAL CORPORATION — notice-filed in VT. IAPD ↗

$377.5M RAUM · 4 reps · (401) 454-3040 · lincolncapitalcorp.com

STRATEGY ASSET MANAGERS L.L.C. — notice-filed in VA. IAPD ↗

$741.5M RAUM · 9 reps · 626-657-0559

SCHAEFER FINANCIAL MANAGEMENT, INC. — notice-filed in MA. IAPD ↗

$979.1M RAUM · 7 reps · 303-770-6700

KEATING INVESTMENT COUNSELORS INC — notice-filed in SC. IAPD ↗

$343.5M RAUM · 3 reps · 561-278-7862 · keatinginvestment.com

KNIGHTSBRIDGE WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗

$833.5M RAUM · 7 reps · 949-644-4444 · knightsb.com

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$295.8M RAUM · 4 reps · 763-201-1025

OMC FINANCIAL SERVICES LTD — notice-filed in PA. IAPD ↗

$286.8M RAUM · 3 reps · 315-446-8720 · omcfinance.com

CLARK FINANCIAL SERVICES GROUP, INC. — notice-filed in CA. IAPD ↗

$456.1M RAUM · 5 reps · 314-469-5000 · clarkfin.com

NOESIS CAPITAL MANAGEMENT CORP — notice-filed in CO. IAPD ↗

$707.2M RAUM · 7 reps · 561-999-9888 · noesis-capital.com

THE MARSHALL FINANCIAL GROUP, INC — notice-filed in OH. IAPD ↗

$866.4M RAUM · 20 reps · (215) 348-9393

DOCK STREET ASSET MANAGEMENT INC — notice-filed in NE. IAPD ↗

$905.8M RAUM · 4 reps · 203-532-9470 · dockstreet.com

BLUME CAPITAL MANAGEMENT, INC. — notice-filed in OR. IAPD ↗

$696.1M RAUM · 2 reps · 510-549-3534 · blumecapital.com

THE STERLING GROUP — notice-filed in GA. IAPD ↗

$396.6M RAUM · 4 reps · 626-440-5995

CONSULTIVA WEALTH MANAGEMENT, CORP. — notice-filed in WY. IAPD ↗

$429.7M RAUM · 17 reps · 787-763-5868 · consultiva.com

CHICAGO WEALTH MANAGEMENT, INC. — notice-filed in MI. IAPD ↗

$307.4M RAUM · 4 reps · 312-376-8350

MWA FINANCIAL SERVICES, INC. — notice-filed in MT. IAPD ↗

$376.9M RAUM · 134 reps · 309-558-3100

NEW PERSPECTIVES, INC. — notice-filed in CA. IAPD ↗

$288.6M RAUM · 3 reps · 601-991-3158 · newper.com

RADEMACHER FINANCIAL, INC. — notice-filed in NY. IAPD ↗

$262.9M RAUM · 5 reps · 785-865-5308 · rademacherfinancial.com

AMERICAN TRUST INVESTMENT ADVISORS, LLC — notice-filed in ME. IAPD ↗

$497.3M RAUM · 2 reps · 603-448-6415 · amertrust.com

PARSONS CAPITAL MANAGEMENT, LLC — notice-filed in UT. IAPD ↗

$803.8M RAUM · 2 reps · 908-730-0011 · parsonscapitalmanagement.com

PROFESSIONAL FINANCIAL SOLUTIONS, LLC — notice-filed in DC. IAPD ↗

$330.4M RAUM · 5 reps · 703-385-0870

ELEMENT WEALTH, LLC — notice-filed in NC. IAPD ↗

$641.9M RAUM · 7 reps · 601-957-6006 · myelementwealth.com

BCS WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$811.6M RAUM · 8 reps · 423-283-9821

HARMONY ASSET MANAGEMENT LLC — notice-filed in SC. IAPD ↗

$393.6M RAUM · 8 reps · 480-314-5967

WINDSOR CAPITAL MANAGEMENT, LLC — notice-filed in OR. IAPD ↗

$665.0M RAUM · 5 reps · 480-515-3514 · moneyuncomplicated.net

HRC WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗

$404.9M RAUM · 8 reps · 208-882-5547 · haydenross.com

AMERANT INVESTMENTS, INC. — notice-filed in CA. IAPD ↗

$688.2M RAUM · 15 reps · 305-460-8599 · amerantinvestments.com

SQUIRE WEALTH ADVISORS — notice-filed in NE. IAPD ↗

$493.9M RAUM · 12 reps · 801-226-7722

COLLEGIATE CAPITAL MANAGEMENT, INC. — notice-filed in LA. IAPD ↗

$582.3M RAUM · 4 reps · 919-838-0101

FINANCIAL AVENGERS, INC. — notice-filed in OR. IAPD ↗

$433.3M RAUM · 2 reps · (415) 773-2174

NUVERSE ADVISORS LLC — notice-filed in FL. IAPD ↗

$963.7M RAUM · 6 reps · 305-932-6010 · nuverse.com

NAVALIGN, LLC — notice-filed in LA. IAPD ↗

$655.6M RAUM · 7 reps · 818-728-4500 · navalign.com

PATTON WEALTH ADVISORS — notice-filed in LA. IAPD ↗

$671.1M RAUM · 1 reps · 214-234-9900

HWA FINANCIAL GROUP — notice-filed in GA. IAPD ↗

$255.9M RAUM · 3 reps · 410.696.4025

RIDGEWOOD INVESTMENTS — notice-filed in MD. IAPD ↗

$346.7M RAUM · 5 reps · 973-544-6970 · ridgewoodinvestments.com

ALTRIUS CAPITAL MANAGEMENT, INC. — notice-filed in MO. IAPD ↗

$626.8M RAUM · 7 reps · 252-638-7598 · altrius-capital.com

MATSON FINANCIAL ADVISORS, INC. — notice-filed in FL. IAPD ↗

$446.9M RAUM · 3 reps · 203-743-0131

KASSOUF WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗

$402.4M RAUM · 7 reps · 205-776-0100 · kassoufwealth.com

SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in SC. IAPD ↗

$297.9M RAUM · 0 reps · 314-963-9336 · saxonycapitalmanagement.com

CARMEL CAPITAL PARTNERS, LLC — notice-filed in FL. IAPD ↗

$380.3M RAUM · 7 reps · 858-457-7544

MOSELEY INVESTMENT MANAGEMENT, INC. — notice-filed in CO. IAPD ↗

$410.4M RAUM · 3 reps · 941-745-2799 · moseleyinvestment.com

NWK GROUP — notice-filed in OR. IAPD ↗

$570.9M RAUM · 4 reps · 415-248-2700

HELLER WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗

$445.9M RAUM · 3 reps · 631-248-3600

DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC — notice-filed in NH. IAPD ↗

$372.6M RAUM · 7 reps · 260-436-2051

ARCATAUR CAPITAL MANAGEMENT LLC — notice-filed in MN. IAPD ↗

$403.6M RAUM · 6 reps · 414-225-8200 · arcataur.com

OMNI 360 WEALTH, INC. — notice-filed in VA. IAPD ↗

$324.5M RAUM · 4 reps · 609-452-0889 · omni360advisors.com

CORNERSTONE WEALTH ADVISORS, INC. — notice-filed in LA. IAPD ↗

$527.8M RAUM · 5 reps · (952) 920-3900 · cornerstonewealthadvisors.com

SYMPHONY FINANCIAL SERVICES, INC. — notice-filed in NJ. IAPD ↗

$376.1M RAUM · 7 reps · 330-434-2000

SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. — notice-filed in CO. IAPD ↗

$350.8M RAUM · 2 reps · 859-223-6333

PKS ADVISORY SERVICES, LLC — notice-filed in SD. IAPD ↗

$905.4M RAUM · 37 reps · (518) 426-5791 · woehlerfinancialgroup.com

RB CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$817.2M RAUM · 12 reps · (775) 993-2900

HIGHLAND FINANCIAL ADVISORS, LLC — notice-filed in PA. IAPD ↗

$503.8M RAUM · 9 reps · 973-557-2933

FRISCH FINANCIAL GROUP, INC. — notice-filed in NC. IAPD ↗

$789.7M RAUM · 7 reps · 516-694-7900

SMITH ASSET MANAGEMENT CO., LLC — notice-filed in CA. IAPD ↗

$261.4M RAUM · 4 reps · 352-493-7700 · smithamco.com

FRANCIS FINANCIAL — notice-filed in NH. IAPD ↗

$680.3M RAUM · 7 reps · 212-374-9008 · francisfinancial.com

TEMPLETON FINANCIAL SERVICES INC. — notice-filed in TX. IAPD ↗

$384.1M RAUM · 3 reps · 480.883.1073 · tfsformunis.com

HOGANTAYLOR WEALTH — notice-filed in TN. IAPD ↗

$496.8M RAUM · 6 reps · 918.388.2690 · hogantaylorwealth.com

NELSON CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$711.7M RAUM · 7 reps · (650) 322-4000

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC — notice-filed in WI. IAPD ↗

$474.5M RAUM · 4 reps · 888-375-4918

BROOK CAPITAL — notice-filed in NC. IAPD ↗

$256.4M RAUM · 4 reps · 262-784-7205 · brookcapital.com

WESTWOOD WEALTH MANAGEMENT — notice-filed in WA. IAPD ↗

$638.2M RAUM · 23 reps · 2147566900

GRYPHON ADVISORS, LLC — notice-filed in IN. IAPD ↗

$533.3M RAUM · 3 reps · 847-424-0465 · gryphonadvisors.net

PROSTATIS FINANCIAL ADVISORS GROUP — notice-filed in GA. IAPD ↗

$508.9M RAUM · 18 reps · 410-863-1040

SILVERLEAFE CAPITAL PARTNERS, LLC — notice-filed in LA. IAPD ↗

$435.8M RAUM · 4 reps · 901-259-3345

CAPITAL TRUST ADVISORS — notice-filed in WA. IAPD ↗

$356.8M RAUM · 4 reps · (415) 399-9100 · capitaltrustadvisors.com

KENDALL CAPITAL MANAGEMENT — notice-filed in CO. IAPD ↗

$604.1M RAUM · 6 reps · 301-838-9110

MARYLAND CAPITAL ADVISORS, INC. — notice-filed in NC. IAPD ↗

$428.6M RAUM · 3 reps · 410-604-2741

CAPITAL MARKETS IQ, LLC — notice-filed in KY. IAPD ↗

$450.9M RAUM · 19 reps · 310.882.6380

SPECTRUM WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$269.5M RAUM · 3 reps · 949-597-0101 · swmadvisors.com

THE RICE PARTNERSHIP, LLC — notice-filed in OR. IAPD ↗

$785.8M RAUM · 9 reps · 808-585-7788

HOLLAND ADVISORY SERVICES, INC. — notice-filed in TN. IAPD ↗

$263.5M RAUM · 11 reps · 386-671-7526

NORTH BERKELEY WEALTH MANAGEMENT, LLC — notice-filed in LA. IAPD ↗

$710.6M RAUM · 8 reps · 510-528-5820

IFRAH FINANCIAL SERVICES, INC. — notice-filed in CO. IAPD ↗

$446.9M RAUM · 9 reps · 501-821-7733 · ifrahfinancial.com

ELCO MANAGEMENT COMPANY, LLC — notice-filed in LA. IAPD ↗

$252.2M RAUM · 7 reps · 212-603-7582 · elcomanagement.com

PYA WALTMAN CAPITAL, LLC — notice-filed in NC. IAPD ↗

$819.3M RAUM · 11 reps · 865-693-6301

STONE HOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$669.9M RAUM · 13 reps · (570) 836-7020

TORREY GROWTH & INCOME ADVISORS, LLC — notice-filed in DC. IAPD ↗

$322.2M RAUM · 2 reps · 760-274-2744

USA FINANCIAL FORMULAS CORPORATION — notice-filed in WY. IAPD ↗

$625.5M RAUM · 4 reps · (888)407-8198 · portformulas.com

BLUEPOINTE CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$879.5M RAUM · 4 reps · 650-293-4545 · bluepointeventures.com

MERIT FINANCIAL PARTNERS LLC — notice-filed in NH. IAPD ↗

$313.8M RAUM · 6 reps · 718-898-0871 · meritfinancialpartners.com

PINNACLE CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$263.5M RAUM · 6 reps · 315-234-9716 · cpcfs.com

PEIRCE CAPITAL MANAGEMENT, LLC — notice-filed in NM. IAPD ↗

$456.8M RAUM · 5 reps · (281) 858-3524 · peircecap.com

TOTAL CLARITY WEALTH MANAGEMENT, INC — notice-filed in NY. IAPD ↗

$607.9M RAUM · 20 reps · 630-762-9352 · totalclaritybusiness.com

KEATING FINANCIAL ADVISORY SERVICES — notice-filed in KY. IAPD ↗

$330.0M RAUM · 30 reps · 785-537-0366 · purposefulwealthadvisors.com

PEACHTREE INVESTMENT PARTNERS, LLC — notice-filed in NE. IAPD ↗

$305.3M RAUM · 2 reps · 404-226-2728 · peachtreeinvestmentpartners.com

GUARDIAN WEALTH ADVISORS, LLC — notice-filed in LA. IAPD ↗

$267.2M RAUM · 3 reps · 952-746-3211

ROBINSWOOD FINANCIAL — notice-filed in CO. IAPD ↗

$366.6M RAUM · 5 reps · 452-296-1611 · robinswood.com

CAIRN INVESTMENT GROUP — notice-filed in SC. IAPD ↗

$350.8M RAUM · 4 reps · 503-241-4901

BARRY INVESTMENT ADVISORS, LLC — notice-filed in SC. IAPD ↗

$712.6M RAUM · 8 reps · 888-992-8601 · barryinvestmentadvisors.com

PASI INVESTMENTS, LLC — notice-filed in CO. IAPD ↗

$564.2M RAUM · 4 reps · 860-284-6880

RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$531.1M RAUM · 2 reps · 917-660-0980 · redlighthouseinvestment.com

TRADEWINDS CAPITAL MANAGEMENT, LLC — notice-filed in ID. IAPD ↗

$602.8M RAUM · 7 reps · 360-715-9000

AVIANCE CAPITAL PARTNERS LLC — notice-filed in NC. IAPD ↗

$971.0M RAUM · 6 reps · 239-598-4747

KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC — notice-filed in TN. IAPD ↗

$373.6M RAUM · 5 reps · 229-439-2348

GREAT POINT WEALTH ADVISORS, LLC — notice-filed in VT. IAPD ↗

$627.5M RAUM · 3 reps · (617) 585-0050 · greatpointwealth.com

COURAGE MILLER PARTNERS, LLC — notice-filed in OR. IAPD ↗

$418.8M RAUM · 3 reps · 757-390-3100 · couragemiller.com

HT PARTNERS LLC — notice-filed in MA. IAPD ↗

$503.4M RAUM · 5 reps · 860-662-4197 · htpartnersfamilywealth.com

THE RETIREMENT SOLUTION LLC — notice-filed in NC. IAPD ↗

$573.3M RAUM · 15 reps · 425-558-3700

CONVERGENCE INVESTMENT PARTNERS, LLC — notice-filed in NV. IAPD ↗

$464.8M RAUM · 4 reps · 561-494-8001

CENTRAL TRUST BANK — notice-filed in NE. IAPD ↗

$508.6M RAUM · 3 reps · 573-634-1105

MCGLONE SUTTNER WEALTH MANAGEMENT, INC. — notice-filed in MI. IAPD ↗

$816.0M RAUM · 7 reps · (920) 882-5299

ESSEX PRIVATE WEALTH MANAGEMENT LLC — notice-filed in VA. IAPD ↗

$293.6M RAUM · 4 reps · (978) 887-5981 · huntwicke.com

GIVERNY CAPITAL ADVISORS — notice-filed in CT. IAPD ↗

$394.9M RAUM · 2 reps · 609-759-1250

NOVA FINANCIAL SERVICES — notice-filed in OR. IAPD ↗

$391.2M RAUM · 7 reps · 520-745-5555 · yourfuturebynova.com

BLOSSOM WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗

$335.7M RAUM · 3 reps · 925-833-9999

16TH AMENDMENT ADVISORS LLC — notice-filed in OH. IAPD ↗

$323.6M RAUM · 6 reps · 212-332-1600 · 16rock.com

WOODWARD FINANCIAL ADVISORS, INC. — notice-filed in LA. IAPD ↗

$574.3M RAUM · 6 reps · 919-929-2495 · woodwardadvisors.com

TIMONIER — notice-filed in CO. IAPD ↗

$388.8M RAUM · 4 reps · 336-725-5010 · timonier.com

LODESTONE WEALTH MANAGEMENT LLC — notice-filed in CA. IAPD ↗

$306.2M RAUM · 3 reps · 509-413-2386 · lodestonewm.com

MISSION CREEK CAPITAL PARTNERS, INC. — notice-filed in NC. IAPD ↗

$630.4M RAUM · 8 reps · 415-363-0400 · missioncreekcap.com

BULLDOG INVESTORS, LLP — notice-filed in CO. IAPD ↗

$456.0M RAUM · 3 reps · 201-556-0092 · bulldoginvestors.com

KUBHERA ENTERPRISES LLC — notice-filed in GA. IAPD ↗

$290.2M RAUM · 3 reps · 609-799-5900 · kubhera.com

KEVIN M. GIBNEY AND COMPANY, LLC — notice-filed in FL. IAPD ↗

$296.3M RAUM · 2 reps · 908-970-9800 · gibneywealth.com

FIRST FINANCIAL COACHING, INC. — notice-filed in TN. IAPD ↗

$279.7M RAUM · 10 reps · 586-463-1880 · firstfinancialcoach.com

FINANCIAL ADVISORS NETWORK, INC. — notice-filed in MD. IAPD ↗

$954.0M RAUM · 11 reps · 714-597-6510

HOEY INVESTMENTS, INC. — notice-filed in AZ. IAPD ↗

$635.5M RAUM · 4 reps · 610-738-4280

RIA ADVISORY GROUP, LLC — notice-filed in NH. IAPD ↗

$456.5M RAUM · 23 reps · 515 965-8588 · riaadvisorygroup.com

POLLOCK INVESTMENT ADVISORS, LLC — notice-filed in LA. IAPD ↗

$322.4M RAUM · 3 reps · 734-929-2520 · pollockinvestmentadvisors.com

DARA CAPITAL US, INC. — notice-filed in CT. IAPD ↗

$515.9M RAUM · 2 reps · 646-779-9760

RENAISSANCE INVESTMENT GROUP, LLC — notice-filed in NC. IAPD ↗

$636.1M RAUM · 5 reps · 413-445-2481 · rigllc.com

MEMBERS ADVISORY GROUP, LLC — notice-filed in TN. IAPD ↗

$405.0M RAUM · 4 reps · (716) 632-4066 · membersadvgrp.com

TRELLIS WEALTH ADVISORS, LLC — notice-filed in CO. IAPD ↗

$385.5M RAUM · 4 reps · 805-548-8920 · trelliswealth.com

GOODHAVEN CAPITAL MANAGEMENT — notice-filed in FL. IAPD ↗

$434.7M RAUM · 2 reps · 305-677-7650 · goodhavenllc.com

AVALAN, LLC — notice-filed in MI. IAPD ↗

$488.9M RAUM · 10 reps · 805-962-7725 · winewomenworth.com

POST RESCH TALLON GROUP — notice-filed in MA. IAPD ↗

$293.1M RAUM · 6 reps · 585-249-1030 · postreschtallon.com

COMPASS FINANCIAL MANAGEMENT LLC — notice-filed in ME. IAPD ↗

$519.0M RAUM · 27 reps · 813-831-5168 · compassfmllc.com

ELLIS INVESTMENT PARTNERS, LLC — notice-filed in NH. IAPD ↗

$916.7M RAUM · 17 reps · 484-320-6300 · ellisinvestmentpartners.com

GLOBAL VIEW CAPITAL MANAGEMENT LLC — notice-filed in HI. IAPD ↗

$708.0M RAUM · 85 reps · 262-650-1030 · gvcmanagement.com

RPG FAMILY WEALTH ADVISORY, LLC — notice-filed in NJ. IAPD ↗

$590.3M RAUM · 13 reps · (888) 285-8600

INVESTOR FAN — notice-filed in NV. IAPD ↗

$427.7M RAUM · 11 reps · 425-372-7517 · facebook.com.sherpawealthstrategies

CULTIVAR CAPITAL, INC. — notice-filed in CO. IAPD ↗

$304.1M RAUM · 3 reps · 940-600-4553 · cultivarcapital.com

SEQUENT PLANNING, LLC — notice-filed in NM. IAPD ↗

$394.7M RAUM · 70 reps · 402-953-3544 · sequentplanning.com

OAKWELL PRIVATE WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗

$461.9M RAUM · 9 reps · 1-800-55OAKWELL · oakwellpwm.com

CORE WEALTH MANAGEMENT, INC. — notice-filed in NE. IAPD ↗

$345.5M RAUM · 3 reps · 561-491-0231 · core-wm.com

AMJ FINANCIAL WEALTH MANAGEMENT LLC — notice-filed in SC. IAPD ↗

$427.4M RAUM · 7 reps · 703-466-0477

FSA INVESTMENT GROUP, LLC — notice-filed in MT. IAPD ↗

$709.5M RAUM · 13 reps · (850) 696-1550 · fsa-ig.com

PARAGON FINANCIAL SERVICES — notice-filed in NY. IAPD ↗

$337.4M RAUM · 4 reps · 804-673-8888 · investparagon.com

AFFINITY CAPITAL ADVISORS LLC — notice-filed in CO. IAPD ↗

$636.1M RAUM · 4 reps · 510-984-0261 · affinitycapital.com

FULLCIRCLE WEALTH LLC — notice-filed in IL. IAPD ↗

$393.5M RAUM · 4 reps · 972-480-6200 · fullcircle-wealth.com

CASCADES CAPITAL ASSET MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$322.0M RAUM · 3 reps · 336-404-4746 · cascadescapital.com

CONCENTRUM WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗

$809.3M RAUM · 5 reps · 408-840-4030

COPPER FINANCIAL — notice-filed in DC. IAPD ↗

$346.1M RAUM · 41 reps · 913-905-3600

FINANCIAL PLANNING SOLUTIONS, LLC — notice-filed in ME. IAPD ↗

$312.4M RAUM · 5 reps · 617-630-4978 · elderplan.com

NAVIGOE, LLC — notice-filed in AZ. IAPD ↗

$341.8M RAUM · 2 reps · 888-596-4636

LOGICA CAPITAL ADVISERS, LLC — notice-filed in TN. IAPD ↗

$522.6M RAUM · 4 reps · 424-652-9500

TROXELL FINANCIAL — notice-filed in AZ. IAPD ↗

$969.8M RAUM · 6 reps · (217) 321-3210 · troxellfinancial.com

MBM WEALTH CONSULTANTS, LLC — notice-filed in AZ. IAPD ↗

$417.9M RAUM · 6 reps · (636) 274-6262

SANCHEZ WEALTH MANAGEMENT GROUP, LLC — notice-filed in NE. IAPD ↗

$465.5M RAUM · 3 reps · 904-281-9261 · sanchezwealth.com

CAPITAL PLANNING, LLC — notice-filed in ID. IAPD ↗

$676.9M RAUM · 8 reps · 425-643-1800

TRANSATLANTIQUE PRIVATE WEALTH LLC — notice-filed in VA. IAPD ↗

$676.2M RAUM · 10 reps · 212 644 4219

BRIDGEWATER ASSET MANAGEMENT LLC — notice-filed in AZ. IAPD ↗

$298.5M RAUM · 5 reps · 636-536-9936 · bwam.net

BROPHY WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗

$512.6M RAUM · 2 reps · (603) 668-2303 · brophywealth.com

FLUENT FINANCIAL, LLC — notice-filed in NM. IAPD ↗

$297.1M RAUM · 6 reps · 972-852-4800

SIVIA CAPITAL PARTNERS, LLC — notice-filed in NY. IAPD ↗

$640.8M RAUM · 2 reps · (415) 231-7490

COIGN CAPITAL ADVISORS LLC — notice-filed in NC. IAPD ↗

$321.0M RAUM · 7 reps · 801-676-4570 · coigncapital.com

MFA WEALTH ADVISORS, LLC — notice-filed in MD. IAPD ↗

$529.1M RAUM · 8 reps · 412-343-8700

ARCHVEST WEALTH ADVISORS, INC. — notice-filed in FL. IAPD ↗

$330.0M RAUM · 5 reps · 925-215-5600 · archvest.com

FORTIS CAPITAL MANAGEMENT LLC — notice-filed in NY. IAPD ↗

$726.3M RAUM · 11 reps · 425-453-5010

RUEDI WEALTH MANAGEMENT, INC. — notice-filed in AL. IAPD ↗

$432.0M RAUM · 5 reps · 217-356-1400

WHITE OAKS WEALTH ADVISORS, INC. — notice-filed in WI. IAPD ↗

$530.0M RAUM · 3 reps · 612-455-6900 · whiteoakswealth.com

NARUS FINANCIAL PARTNERS, LLC — notice-filed in LA. IAPD ↗

$467.7M RAUM · 6 reps · 866-534-0530

BENTOAK CAPITAL — notice-filed in FL. IAPD ↗

$803.7M RAUM · 14 reps · 817-550-6750

NAVIGATE WEALTH MANAGEMENT, LLC — notice-filed in MS. IAPD ↗

$354.6M RAUM · 6 reps · 205-224-9500

QUARTZ PARTNERS INVESTMENT MANAGEMENT — notice-filed in IL. IAPD ↗

$281.0M RAUM · 13 reps · 800-433-0422

MARSHALL INVESTMENT MANAGEMENT, LLC — notice-filed in GA. IAPD ↗

$264.1M RAUM · 8 reps · 303-991-6415

THE GLEASON GROUP, INC. — notice-filed in TN. IAPD ↗

$973.9M RAUM · 5 reps · (502) 882-7300

INTEGRATED INVESTMENT CONSULTANTS, LLC — notice-filed in CA. IAPD ↗

$773.2M RAUM · 9 reps · 866-433-3581 · integratedic.com

THE MAIN STREET GROUP — notice-filed in NY. IAPD ↗

$414.6M RAUM · 8 reps · 804-270-4470 · themainstreetgroup.com

CASTLEPOINT WEALTH ADVISORS — notice-filed in NH. IAPD ↗

$605.0M RAUM · 8 reps · 405-705-2906

REDWOOD WEALTH MANAGEMENT GROUP, LLC — notice-filed in TN. IAPD ↗

$282.5M RAUM · 3 reps · 856-500-2900 · redwoodwmg.com

DGS CAPITAL MANAGEMENT — notice-filed in MA. IAPD ↗

$535.5M RAUM · 4 reps · 646-992-4370 · dgs.capital

R2 WEALTH MANAGEMENT PARTNERS — notice-filed in NC. IAPD ↗

$386.2M RAUM · 5 reps · 402-489-9375

SWEENEY & MICHEL, LLC — notice-filed in NE. IAPD ↗

$625.9M RAUM · 3 reps · (530) 487-1777

NICHOLAS WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗

$413.7M RAUM · 10 reps · 404-890-5606

KANEN WEALTH MANAGEMENT LLC — notice-filed in PA. IAPD ↗

$340.9M RAUM · 3 reps · 631-863-3100 · kanenadvisory.com

BMSS WESSON WEALTH SOLUTIONS — notice-filed in TX. IAPD ↗

$577.1M RAUM · 6 reps · 205-982-5555 · bmsswesson.com

WHIPPLEWOOD ADVISORS, LLC — notice-filed in NE. IAPD ↗

$288.0M RAUM · 7 reps · 303-989-7600

PARADIGM WEALTH ADVISORY LLC — notice-filed in NH. IAPD ↗

$468.3M RAUM · 12 reps · (908) 450-7402

WOLFF FINANCIAL MANAGEMENT LLC — notice-filed in IN. IAPD ↗

$531.7M RAUM · 4 reps · 269-372-3100

5C CAPITAL MANAGEMENT, LLC — notice-filed in PA. IAPD ↗

$537.4M RAUM · 7 reps · (347) 331-0648 · 5cwealth.com

MAXIMAI INVESTMENT PARTNERS, LLC — notice-filed in TX. IAPD ↗

$538.7M RAUM · 6 reps · 786-332-6050 · maximaipartners.com

ORIN GREEN FINANCIAL, LLC — notice-filed in TX. IAPD ↗

$463.8M RAUM · 4 reps · (858) 634-3232 · willowcreekfinancial..com

PSI ADVISORS, LLC — notice-filed in MA. IAPD ↗

$696.7M RAUM · 12 reps · (813)343-3860

ROUND ROCK ADVISORS LLC — notice-filed in LA. IAPD ↗

$814.6M RAUM · 14 reps · (203) 920-4774

1776 WEALTH LLC — notice-filed in NV. IAPD ↗

$372.1M RAUM · 2 reps · 678-257-2730 · 1776wealth.com

RUNNING OAK CAPITAL LLC — notice-filed in IL. IAPD ↗

$822.8M RAUM · 2 reps · 919-656-3712 · runningoak.com

STORDAHL CAPITAL MANAGEMENT, INC. — notice-filed in SC. IAPD ↗

$612.2M RAUM · 5 reps · 303-770-0602 · stordahlcap.com

ALLIANCE WEALTH ADVISORS, LLC — notice-filed in VA. IAPD ↗

$498.5M RAUM · 6 reps · 570-961-1516

ALLIUM FINANCIAL ADVISORS, LLC — notice-filed in AZ. IAPD ↗

$638.9M RAUM · 4 reps · 877-487-6860 · alliumfinancial.com

LEEWARD FINANCIAL PARTNERS, LLC — notice-filed in AZ. IAPD ↗

$323.8M RAUM · 3 reps · (206) 718-6644 · leewardfp.com

RESOLUTE WEALTH ADVISOR, INC. — notice-filed in MS. IAPD ↗

$258.4M RAUM · 4 reps · 419-422-4400 · resolutewealthadvisor.com

TRUE NORTH RETIREMENT ADVISORS, LLC — notice-filed in ID. IAPD ↗

$430.2M RAUM · 4 reps · (503) 387-6869 · truenorthretirementadvisors.com

INNEALTA CAPITAL — notice-filed in MN. IAPD ↗

$258.8M RAUM · 4 reps · (737) 808-4640

MAIA WEALTH — notice-filed in LA. IAPD ↗

$704.3M RAUM · 35 reps · (720) 644-8803 · maiawealth.com

BRIDGEWEALTH ADVISORY GROUP, LLC — notice-filed in NH. IAPD ↗

$740.1M RAUM · 6 reps · (559) 432-6100 · bridgewealth.com

SOVEREIGN FINANCIAL GROUP, INC. — notice-filed in SC. IAPD ↗

$882.7M RAUM · 16 reps · (888) 765-8180

CAPASSO PLANNING PARTNERS LLC — notice-filed in TN. IAPD ↗

$327.7M RAUM · 7 reps · 843-608-8487

MCGUIRE WEALTH MANAGEMENT — notice-filed in NY. IAPD ↗

$819.0M RAUM · 3 reps · 401-364-5000 · mcguirewealth.com

INLET PRIVATE WEALTH, LLC — notice-filed in TX. IAPD ↗

$554.9M RAUM · 3 reps · (561) 781-0400 · inletprivatewealth.com

TRG ADVISORS, INC. — notice-filed in NH. IAPD ↗

$547.7M RAUM · 3 reps · 716-204-7610 · trgadvisory.com

OXINAS PARTNERS WEALTH MANAGEMENT — notice-filed in NC. IAPD ↗

$344.6M RAUM · 6 reps · (812) 725-8649

MTM INVESTMENT MANAGEMENT, LLC — notice-filed in NY. IAPD ↗

$621.3M RAUM · 5 reps · 864-582-7000

AUSPICIOUS FINANCIAL PLANNING, LLC — notice-filed in WA. IAPD ↗

$274.1M RAUM · 1 reps · 925-355-1200 · auspiciousfinancial.com

JUNCTURE WEALTH STRATEGIES, LLC — notice-filed in FL. IAPD ↗

$409.6M RAUM · 9 reps · 480-253-4100 · juncturewealth.com

ASIO CAPITAL LLC — notice-filed in GA. IAPD ↗

$621.5M RAUM · 6 reps · 859-785-4130 · asiocapital.com

BLUE INVESTMENT PARTNERS LLC — notice-filed in NY. IAPD ↗

$342.1M RAUM · 2 reps · (925) 388-6940 · blueinvpartners.com

BLUE ROCK FINANCIAL GROUP — notice-filed in FL. IAPD ↗

$335.0M RAUM · 3 reps · (302) 752-6637

WOOD TARVER FINANCIAL — notice-filed in AZ. IAPD ↗

$390.3M RAUM · 2 reps · 208-343-2001 · woodtarverfinancial.com

EXCEL WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗

$273.0M RAUM · 6 reps · (888) 929-9920 · excelwm.com

MODEL WEALTH — notice-filed in FL. IAPD ↗

$286.1M RAUM · 4 reps · (630) 381-1170 · modelwealth.com

OPTAS, LLC — notice-filed in WA. IAPD ↗

$741.4M RAUM · 4 reps · 888-284-7139

MONTZ HARCUS WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗

$713.7M RAUM · 6 reps · 504-488-3700

INVESTMENT RESEARCH PARTNERS — notice-filed in FL. IAPD ↗

$370.2M RAUM · 4 reps · 814-966-7206

BALLAST FINANCIAL ADVISORS, LLC — notice-filed in NC. IAPD ↗

$276.4M RAUM · 6 reps · 484-266-7281 · anchorcap.net

RHP WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗

$307.0M RAUM · 4 reps · (713) 554-2252

SYNERGY FINANCIAL PARTNERS, LLC — notice-filed in CA. IAPD ↗

$280.0M RAUM · 5 reps · 303-399-9999 · sfpdenver.com

BOOKENDS FINANCIAL PLANNING — notice-filed in LA. IAPD ↗

$289.0M RAUM · 5 reps · 317-859-2502

BLUE ZONE WEALTH ADVISORS, LLC — notice-filed in NV. IAPD ↗

$564.8M RAUM · 5 reps · (310) 310-2789 · bluezoneadvisory.com

SOUTHBRIDGE ADVISORS, LLC — notice-filed in NC. IAPD ↗

$349.7M RAUM · 6 reps · 866-797-8693 · southbridgeadv.com

RUNNING POINT CAPITAL ADVISORS LLC — notice-filed in WA. IAPD ↗

$656.9M RAUM · 6 reps · 424-502-3501 · runningpointcapital.com

MASON & ASSOCIATES, LLC — notice-filed in SC. IAPD ↗

$403.9M RAUM · 5 reps · (757) 223-9898

ASPEN WEALTH STRATEGIES, LLC — notice-filed in NE. IAPD ↗

$279.7M RAUM · 6 reps · (303) 421-1113 · aspenwealthstrategies.com

AIRE ADVISORS, LLC — notice-filed in MT. IAPD ↗

$905.4M RAUM · 8 reps · 310-277-2473

PATHVIEW WEALTH ADVISORS — notice-filed in TN. IAPD ↗

$579.6M RAUM · 6 reps · 619 295 0200 · pathview.com

SAN LUIS WEALTH ADVISORS — notice-filed in OR. IAPD ↗

$705.5M RAUM · 4 reps · 805-810-0002 · sanluiswealth.com

MARKS WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗

$383.0M RAUM · 4 reps · (410) 934-1199

PACIFIC POINT ADVISORS, LLC — notice-filed in ID. IAPD ↗

$345.6M RAUM · 4 reps · 858-356-6600 · pacificpointcapital.com

INSTRUMENTAL WEALTH, LLC — notice-filed in NY. IAPD ↗

$397.1M RAUM · 4 reps · 813-578-7001

CORVUS WEALTH ADVISORS LLC — notice-filed in TX. IAPD ↗

$870.6M RAUM · 7 reps · 805-434-2608

ASPIRE GROWTH PARTNERS LLC — notice-filed in MD. IAPD ↗

$992.5M RAUM · 3 reps · (330) 239-1776

COGENTBLUE — notice-filed in LA. IAPD ↗

$566.0M RAUM · 3 reps · 865-309-5892 · cogentbluewealth.com

OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. — notice-filed in AL. IAPD ↗

$607.1M RAUM · 14 reps · 810-744-4450

VON BERGE WEALTH MANAGEMENT GROUP, LLC — notice-filed in NE. IAPD ↗

$430.0M RAUM · 2 reps · 619-343-3212 · vonbergewealthmgt.com

POINTOAK RETIREMENT ADVISORS — notice-filed in NH. IAPD ↗

$818.7M RAUM · 3 reps · 703-595-4444

STRONG TOWER ADVISORY SERVICES — notice-filed in LA. IAPD ↗

$654.5M RAUM · 2 reps · 612-436-3750

NOBLE FAMILY WEALTH — notice-filed in NH. IAPD ↗

$400.6M RAUM · 4 reps · 727-674-1462 · noblefamilywealth.com

TRACTION FINANCIAL PARTNERS — notice-filed in IL. IAPD ↗

$262.8M RAUM · 5 reps · 307-672-9738

THE LEWIS FINANCIAL GROUP — notice-filed in NH. IAPD ↗

$313.9M RAUM · 2 reps · 703-288-1272 · thelewisfinancialgroup.com

PROSPERITAS FINANCIAL, LLC — notice-filed in UT. IAPD ↗

$612.7M RAUM · 16 reps · 661-255-9555

INTERWISE — notice-filed in CA. IAPD ↗

$273.2M RAUM · 4 reps · 801-484-6004 · interwisewealth.com

HERITAGE WEALTH MANAGEMENT, INC. — notice-filed in UT. IAPD ↗

$491.2M RAUM · 5 reps · 858-613-9191 · heritage-wm.com

UNCONVENTIONAL INVESTOR, LLC — notice-filed in TX. IAPD ↗

$267.4M RAUM · 2 reps · (415) 235-3729 · unconventionalinvestor.com

SAFE HARBOR FAMILY CAPITAL, LLC — notice-filed in TX. IAPD ↗

$545.8M RAUM · 4 reps · 919-537-7110

FORTITUDE FAMILY OFFICE — notice-filed in DE. IAPD ↗

$741.7M RAUM · 11 reps · (602) 834-0089 · fortitudefo.com

GADDIS PREMIER WEALTH ADVISORS LLC — notice-filed in AZ. IAPD ↗

$314.0M RAUM · 7 reps · 580-745-8133

SPARTA WEALTH PARTNERS — notice-filed in OH. IAPD ↗

$265.4M RAUM · 5 reps · 704-575-1148

HIBERNIA WEALTH PARTNERS, LLC — notice-filed in FL. IAPD ↗

$346.6M RAUM · 6 reps · 225-778-7972

BREAKWATER CAPITAL GROUP — notice-filed in VA. IAPD ↗

$843.4M RAUM · 3 reps · (551) 342-3733 · breakwatercapitalgroup.com

ATLAS FIDUCIARY SERVICES, INC. — notice-filed in MA. IAPD ↗

$257.7M RAUM · 2 reps · 603-581-7125 · afgplanning.com

CORE WEALTH PARTNERS LLC — notice-filed in AZ. IAPD ↗

$354.7M RAUM · 5 reps · (707) 568-2400 · corewealthpartners.com

ACCESS INVESTMENT MANAGEMENT, LLC — notice-filed in MD. IAPD ↗

$419.6M RAUM · 2 reps · (678) 429-4949 · accesscapital-llc.com

GOLDEN STATE EQUITY PARTNERS, LLC — notice-filed in ID. IAPD ↗

$880.4M RAUM · 24 reps · 866-273-1563 · schneider-wealth.com

UPTICK PARTNERS, LLC — notice-filed in AZ. IAPD ↗

$688.1M RAUM · 7 reps · (936) 800-0800

BULL HARBOR CAPITAL LLC. — notice-filed in TN. IAPD ↗

$344.0M RAUM · 16 reps · 804-965-5408 · bullharborcapital.com

MARIDEA WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗

$469.2M RAUM · 15 reps · 347-289-5227 · hartshornegroup.com

TRIAD WEALTH PARTNERS, LLC — notice-filed in NE. IAPD ↗

$425.0M RAUM · 13 reps · 785-830-0000 · triadwealthpartners.com

LEGACY EDGE ADVISORS — notice-filed in NH. IAPD ↗

$896.2M RAUM · 12 reps · 516-447-4200

ELYXIUM WEALTH LLC — notice-filed in FL. IAPD ↗

$452.7M RAUM · 4 reps · (310) 221-8349*224 · elyxwealth.com

PARR MCKNIGHT WEALTH MANAGEMENT GROUP — notice-filed in AZ. IAPD ↗

$952.4M RAUM · 5 reps · 612-324-0235 · parrmcknightwmg.com

ALLEGIANT WEALTH ADVISORS, LLC — notice-filed in TX. IAPD ↗

$956.5M RAUM · 1 reps · (918) 623-4500 · allegiantwealth.com

IMPACT RETIREMENT ADVISORS — notice-filed in CA. IAPD ↗

$704.0M RAUM · 2 reps · 507-581-6131 · impactretirementadvisors.com

CARRERA CAPITAL ADVISORS — notice-filed in CO. IAPD ↗

$647.7M RAUM · 9 reps · 248-362-5009 · carrera-capital-advisors.com

A&M PRIVATE WEALTH PARTNERS, LLC — notice-filed in DE. IAPD ↗

$760.6M RAUM · 15 reps · 561-268-0900 · ampwp.com

PARKWOODS WEALTH PARTNERS, LLC — notice-filed in ME. IAPD ↗

$408.6M RAUM · 3 reps · 315-757-1100 · parkwoodswealth.com

MOREY & QUINN WEALTH PARTNERS — notice-filed in GA. IAPD ↗

$328.1M RAUM · 3 reps · (402) 502-9900 · moreyandquinn.com

MAY HILL CAPITAL, LLC — notice-filed in VA. IAPD ↗

$380.7M RAUM · 2 reps · 617-800-0388 · mayhillwealth.com

UNITING WEALTH PARTNERS — notice-filed in OK. IAPD ↗

$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com

TRADEWELL SECURITIES, LLC — notice-filed in TX. IAPD ↗

$267.0M RAUM · 3 reps · 260-490-2084 · tradewelltax.com

STONE TEMPLE PARTNERS LLC — notice-filed in UT. IAPD ↗

$619.8M RAUM · 5 reps · (203) 253-1823 · stpartners.co

CREWS & ASSOCIATES, INC. — notice-filed in NJ, WI. IAPD ↗

$149.4M RAUM · 20 reps · 501-907-2000 · crewsfs.com

STAPP WEALTH MANAGEMENT, PLLC — notice-filed in AR, AZ. IAPD ↗

$123.1M RAUM · 3 reps · 360-754-8895

KANE INVESTMENT MANAGEMENT, INC. — notice-filed in AZ, TX. IAPD ↗

$220.6M RAUM · 6 reps · 408-358-5263 · kaneinvestment.com

CAPE ANN CAPITAL, INC. — notice-filed in CA, CT. IAPD ↗

$198.8M RAUM · 3 reps · 978-526-7541

OMEGA CAPITAL MANAGEMENT, LLC — notice-filed in MA, PA. IAPD ↗

$127.0M RAUM · 1 reps · 973-927-8388 · omegacap.com

COLLINS ADVISORS, LLC — notice-filed in NC, NM. IAPD ↗

$158.9M RAUM · 3 reps · 716-833-6338 · collinsadvisorsllc.com

READ & POWELL FINANCIAL SERVICES, LLC — notice-filed in NH, UT. IAPD ↗

$146.7M RAUM · 6 reps · 775-738-4430 · readandpowell.com

CAMPION ASSET MANAGEMENT, LLC — notice-filed in CA, DC. IAPD ↗

$203.8M RAUM · 3 reps · 703-828-1137 · campionam.com

TAURUS CAPITAL ADVISORS, LLC — notice-filed in CA, NY. IAPD ↗

$167.2M RAUM · 4 reps · 503-756-2972 · tauruscap.com

CANNON BEACH FINANCIAL ADVISORS — notice-filed in LA, NH. IAPD ↗

$175.7M RAUM · 2 reps · 888-839-9399

BARNSTONE ADVISORS LLC — notice-filed in DE, TX. IAPD ↗

$214.6M RAUM · 3 reps · 610-917-2210 · barnstoneadvisors.com

TAYLOR CAPITAL MANAGEMENT — notice-filed in CA, SC. IAPD ↗

$136.7M RAUM · 1 reps · 304-260-0078

FINGERLAKES WEALTH MANAGEMENT, INC. — notice-filed in VA, WA. IAPD ↗

$231.6M RAUM · 3 reps · 607-257-1008

LANIER FINANCIAL GROUP LLC — notice-filed in FL, NH. IAPD ↗

$208.4M RAUM · 8 reps · 404-882-2628 · lanierfinancialgroup.com

ALERA RETIREMENT ADVISORS, LLC — notice-filed in FL, PA. IAPD ↗

$45.7M RAUM · 3 reps · (585) 434-0646 · waterfordgroupny.com

DAVINCI FINANCIAL DESIGNS — notice-filed in MD, TN. IAPD ↗

$198.3M RAUM · 5 reps · 803-741-0134

DONALIES FINANCIAL PLANNING, LLC — notice-filed in CA, MT. IAPD ↗

$180.2M RAUM · 3 reps · 240-888-2573 · donaliesfp.com

FELTL ADVISORS — notice-filed in NE, TN. IAPD ↗

$132.4M RAUM · 14 reps · 612-492-8800 · feltladvisors.com

SABER CAPITAL MANAGEMENT LLC — notice-filed in CA, CT. IAPD ↗

$105.7M RAUM · 1 reps · 919-610-6809 · sabercapitalmgt.com

INVESTABLE WEALTH, LLC — notice-filed in MT, SD. IAPD ↗

$79.0M RAUM · 2 reps · 801-317-8222

STRIDE INVESTMENTS, LLC — notice-filed in AZ, OH. IAPD ↗

$197.0M RAUM · 4 reps · 312-767-9166 · stridefinancialadvisors.com

MEIXLER INVESTMENT MANAGEMENT, LTD. — notice-filed in ID, WA. IAPD ↗

$189.7M RAUM · 1 reps · 928-537-8700 · showlowadvisors.com

HOLDER WEALTH MANAGEMENT — notice-filed in CA, TN. IAPD ↗

$244.6M RAUM · 3 reps · 217-398-4015 · holderwealthmgt.com

RICE FINANCIAL CONSULTING, INC. — notice-filed in OR, WA. IAPD ↗

$230.7M RAUM · 5 reps · (408) 354-3400 · ricefc.com

SOUNDHAVEN CAPITAL MANAGEMENT — notice-filed in NJ, TX. IAPD ↗

$159.4M RAUM · 1 reps · 818-292-1474 · soundhavencapital.com

LOCKSHIELD PARTNERS, INC. — notice-filed in OH, TX. IAPD ↗

$245.8M RAUM · 3 reps · 270-629-2046

STONEBRIDGE WEALTH MANAGEMENT LLC — notice-filed in GA, MI. IAPD ↗

$232.1M RAUM · 3 reps · (630) 230-1830

TALL PINES CAPITAL, LLC — notice-filed in KY, PA. IAPD ↗

$30.0M RAUM · 1 reps · (630) 564-1348 · tallpinescap.com

GREAT GABLE WEALTH MANAGEMENT, LLC — notice-filed in MD, TX. IAPD ↗

$189.7M RAUM · 2 reps · 415-986-1116

ASPEN PRIVATE ADVISORS, LLC — notice-filed in FL, MN. IAPD ↗

$176.7M RAUM · 4 reps · 605-951-9620

WEALTHFD — notice-filed in OH, SC. IAPD ↗

$61.9M RAUM · 4 reps · 215-671-6660

BIG SIOUX WEALTH MANAGEMENT — notice-filed in FL, ND. IAPD ↗

$200.7M RAUM · 3 reps · 605-882-4280 · bigsiouxwealth.com

ECIO, INC. — notice-filed in IA, IL. IAPD ↗

$231.7M RAUM · 4 reps · 608-291-4646 · getecio.com

SMARTPATH ADVISORS — notice-filed in AL, OR. IAPD ↗

$0 RAUM · 9 reps · (678) 538-9420 · smartpathadvisors.co

HUNTER LEWIS LLC — notice-filed in CO, TX. IAPD ↗

$226.0M RAUM · 5 reps · 434-996-0370

ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in SC, WI. IAPD ↗

$185.2M RAUM · 35 reps · 866-232-3251 · advisorsharewm.com

SONOMA PRIVATE WEALTH LLC — notice-filed in IL, NY. IAPD ↗

$136.7M RAUM · 3 reps · 415-806-0073 · sonomaprivatewealth.com

WHALEN FINANCIAL — notice-filed in OR, PA. IAPD ↗

$192.3M RAUM · 3 reps · 702-878-3900

AVAIL INVESTMENT PARTNERS, LLC — notice-filed in NH, NY. IAPD ↗

$140.1M RAUM · 6 reps · 814-996-7206 · availinvest.com

GRAETZ WEALTH — notice-filed in CO, FL. IAPD ↗

$132.4M RAUM · 3 reps · (616) 226-8867 · graetzwealth.com

LEGACY WEALTH MANAGEMENT GROUP, INC. — notice-filed in SC, TN. IAPD ↗

$233.3M RAUM · 6 reps · 434-266-1214 · lynchburglegacy.com

CROWN POINT WEALTH ADVISORS — notice-filed in AZ, CA. IAPD ↗

$141.5M RAUM · 3 reps · 541-386-2792

ECHELONS CAPITAL, LLC — notice-filed in NC, TN. IAPD ↗

$127.1M RAUM · 1 reps · 706-372-4218 · echelonscapital.com

MDRN CAPITAL — notice-filed in CT, MN. IAPD ↗

$160.9M RAUM · 23 reps · 410-533-9966

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC — notice-filed in GA, TX. IAPD ↗

$215.2M RAUM · 3 reps · 727-734-3334 · thehollandgrp.com

COBBLESTONE ASSET MANAGEMENT — notice-filed in MD, SC. IAPD ↗

$180.8M RAUM · 2 reps · 804-272-8272

POINTER FINANCIAL ADVISORS LLC — notice-filed in NC, SC. IAPD ↗

$139.4M RAUM · 2 reps · 301-804-0250 · pointeradvisors.com

CAPITAL SQUARED FINANCIAL LLC — notice-filed in DC, NH. IAPD ↗

$122.1M RAUM · 2 reps · 240-600-1678 · csqfinancial.com

FIRESIDE CAPITAL ADVISORS — notice-filed in CA, FL. IAPD ↗

$206.3M RAUM · 3 reps · 469-357-6370 · firesidecapital.com

BLUE SKY CAPITAL CONSULTANTS GROUP, INC. — notice-filed in TX, WA. IAPD ↗

$247.8M RAUM · 4 reps · 858-513-8445

RDG CAPITAL MANAGEMENT LLC — notice-filed in FL, TX. IAPD ↗

$104.8M RAUM · 1 reps · 585-673-2683 · rdgcapitalmanagement.com

CORRALES & CO. — notice-filed in LA, MD. IAPD ↗

$167.5M RAUM · 3 reps · (239) 421-5359

MARTINSEN WEALTH MANAGEMENT — notice-filed in FL, NE. IAPD ↗

$102.3M RAUM · 5 reps · 480-550-6556 · martinsenwealth.com

B.B. GRAHAM & COMPANY, INC. — notice-filed in MD. IAPD ↗

$196.1M RAUM · 28 reps · (714) 628-5200 · bbgraham.com

SUPREME ALLIANCE LLC — notice-filed in WI. IAPD ↗

$18.3M RAUM · 11 reps · 561-460-2870 · supremealliancellc.com

SLOCUM, GORDON & CO. LLP — notice-filed in NH. IAPD ↗

$225.2M RAUM · 2 reps · 401-849-4900 · slocumgordon.com

PERKINS CAPITAL MANAGEMENT INC — notice-filed in SD. IAPD ↗

$127.2M RAUM · 3 reps · 952-473-8367 · perkinscapital.com

ALAN B. LANCZ & ASSOCIATES, INC. — notice-filed in IL. IAPD ↗

$162.2M RAUM · 3 reps · 419-536-5200 · ablonline.com

ROBBINS WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗

$220.9M RAUM · 3 reps · 814-838-4185 · investrwm.com

BEADELL A D INVESTMENT COUNSEL INC — notice-filed in IL. IAPD ↗

$217.3M RAUM · 2 reps · 262-241-0331 · adbeadell.com

WALSKY INVESTMENT MANAGEMENT INC — notice-filed in FL. IAPD ↗

$122.3M RAUM · 2 reps · 610-670-6918 · walsky.com

MONTICELLO ASSOCIATES INC — notice-filed in MA. IAPD ↗

$0 RAUM · 22 reps · 303-572-6300

MCGINN PENNINGER INVESTMENT MANAGEMENT INC. — notice-filed in NY. IAPD ↗

$174.3M RAUM · 3 reps · 703-548-2555 · mcginninpenninger.com

MASON CAPITAL PARTNERS — notice-filed in CO. IAPD ↗

$202.0M RAUM · 4 reps · 617-228-5190

BOYD FINANCIAL STRATEGIES, INC. — notice-filed in TX. IAPD ↗

$121.0M RAUM · 3 reps · (508) 754-3226 · boydstrategy.com

BANYAN CAPITAL MANAGEMENT, INC. — notice-filed in NE. IAPD ↗

$220.3M RAUM · 2 reps · 770-951-2129 · banyancapital.com

BROADMARK ASSET MANAGEMENT LLC — notice-filed in TX. IAPD ↗

$238.5M RAUM · 4 reps · 2147566900 · broadmarkasset.com

OTTO & ASSOCIATES, INC. — notice-filed in CA. IAPD ↗

$249.9M RAUM · 3 reps · 802-649-1946 · ottoandassociates.com

PKS INVESTMENT ADVISORS LLC — notice-filed in NH. IAPD ↗

$242.4M RAUM · 8 reps · 410-546-5600 · pksadvisors.com

STEWARDSHIP CAPITAL — notice-filed in LA. IAPD ↗

$141.5M RAUM · 4 reps · 816-833-6650 · getyourmoneymoving.com

PILE WEALTH MANAGEMENT — notice-filed in IN. IAPD ↗

$168.4M RAUM · 2 reps · (317) 269-3454 · pilewealth.com

THE PUTNEY FINANCIAL GROUP LLC — notice-filed in AL. IAPD ↗

$187.3M RAUM · 4 reps · 415-460-1990 · putneyfinancial.com

TRIBECA FINANCIAL, LLC — notice-filed in UT. IAPD ↗

$202.6M RAUM · 5 reps · 480-553-6247 · tribecafinancial.co

LOUDON INVESTMENT MANAGEMENT, LLC — notice-filed in VT. IAPD ↗

$221.6M RAUM · 3 reps · 603-298-7370 · loudoninv.com

KOHLHEPP INVESTMENT ADVISORS, LTD. — notice-filed in NC. IAPD ↗

$191.0M RAUM · 4 reps · 215-340-5777 · kohlheppadvisors.com

WEALTHKARE.COM, INC. — notice-filed in FL. IAPD ↗

$106.2M RAUM · 6 reps · 814-542-5433 · unlockretirement.seminarsoncall.com

CEF ADVISORS — notice-filed in NC. IAPD ↗

$186.6M RAUM · 2 reps · 804-288-2482 · cefadvisors.com

D.H. HILL ADVISORS, INC. — notice-filed in OR. IAPD ↗

$196.9M RAUM · 19 reps · 832-644-1852 · dhhill.com

CONWAY FINANCIAL GROUP, LLC — notice-filed in IN. IAPD ↗

$138.2M RAUM · 2 reps · (314) 579-9157 · conwayfinancialgroup.com

VISION CAPITAL & MANAGEMENT — notice-filed in OH. IAPD ↗

$120.9M RAUM · 3 reps · 704-894-9639 · visioncapitalmgt.com

AWR INVESTMENT MANAGEMENT, LLC — notice-filed in NH. IAPD ↗

$127.8M RAUM · 1 reps · (415) 457-9415 · awrinvestmentmanagement.com

CHESAPEAKE INVESTMENT MANAGEMENT LLC — notice-filed in FL. IAPD ↗

$206.0M RAUM · 4 reps · 202-821-1530 · chesapeakeim.com

IVY LEAGUE FINANCIAL ADVISORS LLC — notice-filed in CA. IAPD ↗

$151.0M RAUM · 3 reps · 301-258-1300 · ivyfa.com

SENSIBLE PORTFOLIOS, LLC — notice-filed in WI. IAPD ↗

$167.5M RAUM · 2 reps · 775-323-1488 · sensibleportfolios.com

LEGACY PLANNING ADVISORS, LLC — notice-filed in NC. IAPD ↗

$192.0M RAUM · 4 reps · 770-919-2075

ABEL FINANCIAL MANAGEMENT CO. — notice-filed in TX. IAPD ↗

$105.6M RAUM · 2 reps · 443-812-5459

TSW WEALTH MANAGEMENT — notice-filed in CT. IAPD ↗

$248.6M RAUM · 2 reps · 508-655-9303

CREW CAPITAL MANAGEMENT, LTD. — notice-filed in NH. IAPD ↗

$216.4M RAUM · 8 reps · 513-245-2620 · crewcapital.com

ECONOLOGICS FINANCIAL ADVISORS — notice-filed in NM. IAPD ↗

$140.8M RAUM · 6 reps · 727-588-1540 · practicetransitionassessment.com

WMGNA — notice-filed in GA. IAPD ↗

$217.1M RAUM · 3 reps · 860-679-5255

LESLIE MARIE GIORDANO — notice-filed in PA. IAPD ↗

$60.1M RAUM · 1 reps · 516-747-5210 · lesliegiordano.com

ENGLESON & ASSOCIATES — notice-filed in VA. IAPD ↗

$102.4M RAUM · 4 reps · 585-424-6150

THE MONITOR GROUP, INC. — notice-filed in TN. IAPD ↗

$154.4M RAUM · 2 reps · 706-854-8040 · themonitorgroup.net

DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC — notice-filed in WA. IAPD ↗

$138.8M RAUM · 3 reps · 601-898-8069 · davenportwattsdrake.com

WEINGARTEN ASSOCIATES, L.L.C. — notice-filed in PA. IAPD ↗

$167.7M RAUM · 1 reps · 609-620-1770 · weingartenassociates.com

CAPSTONE WEALTH MANAGEMENT GROUP, LLC — notice-filed in NM. IAPD ↗

$233.1M RAUM · 4 reps · 541-330-0266 · capstonewmg.com

4WEALTH ADVISORS, INC. — notice-filed in TN. IAPD ↗

$246.9M RAUM · 9 reps · 708-695-5300

FEDERMANN FINANCIAL ADVISORS INC. — notice-filed in FL. IAPD ↗

$89.3M RAUM · 2 reps · 631-981-1904 · fedadvisors.com

LESA SROUFE & COMPANY, INC. — notice-filed in CA. IAPD ↗

$158.6M RAUM · 3 reps · 206-838-8383 · sroufeco.com

SIERRA FINANCIAL ADVISORY — notice-filed in CO. IAPD ↗

$126.2M RAUM · 2 reps · 530-470-8939 · sierrafinancialadvisory.com

CLARION ADVISORS INC. — notice-filed in WA. IAPD ↗

$110.9M RAUM · 2 reps · 530-889-0200 · clarionadvisors.com

GRANGE CAPITAL, LLC — notice-filed in NH. IAPD ↗

$199.1M RAUM · 5 reps · 971 708 6659

JEFFREY CHARLES LLOYD WOLMAN — notice-filed in NY. IAPD ↗

$230.1M RAUM · 2 reps · 310-234-1992

HAWKINS INVESTMENT COUNSEL, LLC — notice-filed in CA. IAPD ↗

$150.8M RAUM · 3 reps · 360.536.2181 · hawkinscounsel.com

MJC ADVISORS, LLC — notice-filed in FL. IAPD ↗

$171.0M RAUM · 2 reps · 410-458-4934 · mjcadvisorsllc.com

NEWPORT WEALTH ADVISORS, INC. — notice-filed in NV. IAPD ↗

$193.3M RAUM · 6 reps · (877) 692-7227 · rpbacademy.com

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC — notice-filed in PA. IAPD ↗

$249.3M RAUM · 5 reps · (541) 248-2052 · sscapm.com

PHYSICIAN FAMILY FINANCIAL ADVISORS INC — notice-filed in GA. IAPD ↗

$228.7M RAUM · 4 reps · 541-463-0899

ADVANCED ADVISOR GROUP, LLC — notice-filed in FL. IAPD ↗

$13.5M RAUM · 9 reps · 763-689-9023

WEALTHMD CORPORATION — notice-filed in TN. IAPD ↗

$212.9M RAUM · 1 reps · 502-413-6893 · wealthmd.net

GLOBAL AUTOTRADING — notice-filed in MN. IAPD ↗

$15.5M RAUM · 1 reps · N/A · global-autotrading.com

LOTUSGROUP ADVISORS — notice-filed in FL. IAPD ↗

$233.9M RAUM · 7 reps · 720.593.9861 · lgadvisors.com

SCHNEIDER WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗

$136.1M RAUM · 1 reps · 888-444-9981 · schneiderwealth.com

PARKER FINANCIAL LLC — notice-filed in NC. IAPD ↗

$217.0M RAUM · 4 reps · 360-337-2701

GREEN ALPHA INVESTMENTS — notice-filed in VA. IAPD ↗

$244.2M RAUM · 3 reps · 303-993-7856 · greenalphaadvisors.com

KANON BLOCH CARRE — notice-filed in NH. IAPD ↗

$249.0M RAUM · 1 reps · 781 792 2930

ADVANTAGE INVESTMENT MANAGEMENT — notice-filed in CA. IAPD ↗

$184.9M RAUM · 4 reps · 502-212-3000

SPRAKER WEST WEALTH MANAGEMENT, INC — notice-filed in TN. IAPD ↗

$249.5M RAUM · 5 reps · 407-478-7899

HERITAGE WEALTH MANAGEMENT GROUP, LTD — notice-filed in FL. IAPD ↗

$124.1M RAUM · 5 reps · 757-321-3725 EXT. 205 · hwmgroup.com

CLARITY INVESTMENTS + PLANNING LLC — notice-filed in MD. IAPD ↗

$122.5M RAUM · 1 reps · (212) 730-7029 · clarityinv.com

INFINIUM INVESTMENT ADVISORS, LLC — notice-filed in IL. IAPD ↗

$101.7M RAUM · 1 reps · 720- 253-1818 · infiniumadvisors.com

RGA INVESTMENT ADVISORS, LLC — notice-filed in MN. IAPD ↗

$107.3M RAUM · 3 reps · 516-665-1945 · rgaia.com

GUIDESTREAM FINANCIAL, INC. — notice-filed in IA. IAPD ↗

$217.2M RAUM · 5 reps · (517) 750-2727 · guidestreamfinancial.com

MCBROOM & ASSOCIATES, LLC — notice-filed in TX. IAPD ↗

$215.2M RAUM · 2 reps · 702-267-6649

BELLINGHAM CAPITAL — notice-filed in AZ. IAPD ↗

$142.0M RAUM · 4 reps · 360-685-4240 · bellinghamcapital.com

ALLIANCE INVESTMENT MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$179.1M RAUM · 2 reps · 800-890-1246 · allianceim.com

PROFICIENT WEALTH COUNSELORS, LLC — notice-filed in MD. IAPD ↗

$129.7M RAUM · 1 reps · 781-278-9488 · proficientwealth.com

PRINCIPIA WEALTH ADVISORY, LLC — notice-filed in NE. IAPD ↗

$190.0M RAUM · 4 reps · 214-775-0899 · pwadvisory.com

1650 WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗

$112.0M RAUM · 1 reps · 800-658-9560

BAUMAN WEALTH ADVISORS — notice-filed in FL. IAPD ↗

$118.3M RAUM · 4 reps · 702-897-9997

LOGIC WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗

$164.7M RAUM · 9 reps · (626) 757-4323 · logicwm.com

SKYOAK CAPITAL, INC. — notice-filed in TX. IAPD ↗

$196.3M RAUM · 3 reps · 800-971-8070

LIVE OAK WEALTH ADVISORY GROUP, LLC — notice-filed in AR. IAPD ↗

$143.0M RAUM · 3 reps · 281-822-9200

CLARITY WEALTH DEVELOPMENT, LLC — notice-filed in CA. IAPD ↗

$170.6M RAUM · 4 reps · 541-753-1898

SAGE STONE WEALTH MANAGEMENT LLC — notice-filed in MA. IAPD ↗

$230.4M RAUM · 3 reps · 858-412-6404 · sagestonewealth.com

BOX FINANCIAL ADVISORS, LLC — notice-filed in LA. IAPD ↗

$95.5M RAUM · 3 reps · (817) 865-1811 · boxfinancial.com

FISCHER INVESTMENT STRATEGIES, LLC — notice-filed in ID. IAPD ↗

$200.4M RAUM · 5 reps · 805-418-7686 · fischerinvestmentstrategies.com

IMPERIUM WEALTH MANAGEMENT, LLC — notice-filed in MO. IAPD ↗

$217.8M RAUM · 2 reps · 210-332-9533 · imperiumwealth.com

CAPSTONE INVESTMENT GROUP — notice-filed in WI. IAPD ↗

$152.4M RAUM · 4 reps · 360-570-9888 · wisdomanddiscipline.com

ATMOS ADVISORY, LLC — notice-filed in CO. IAPD ↗

$149.0M RAUM · 3 reps · (412) 497-1766

ONE ADVISORY PARTNERS, LLC — notice-filed in CA. IAPD ↗

$243.3M RAUM · 4 reps · 913-663-2376 · oneadvisorypartners.com

ARGYLE CAPITAL PARTNERS, LLC — notice-filed in FL. IAPD ↗

$190.4M RAUM · 3 reps · (310) 772-2201

JCSD CAPITAL, LLC — notice-filed in TX. IAPD ↗

$174.4M RAUM · 3 reps · 925-954-7207

RETIREMENT STRATEGIES, LTD. — notice-filed in VA. IAPD ↗

$242.9M RAUM · 5 reps · 614-799-8668

MAXELE ADVISORS, LLC — notice-filed in TX. IAPD ↗

$165.3M RAUM · 1 reps · 314-961-1850 · maxeleadvisors.com

JGC TAX & WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗

$108.9M RAUM · 3 reps · 503-390-7880 · app.modestspark.com

PIEDMONT CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$200.1M RAUM · 2 reps · 406-862-9400

TREASURE COAST FINANCIAL PLANNING, INC. — notice-filed in IN. IAPD ↗

$206.9M RAUM · 2 reps · 772-231-1422 · theplanningco.com

STASH WEALTH, LLC — notice-filed in GA. IAPD ↗

$41.1M RAUM · 2 reps · 212-913-9904 · stashwealth.com

INTEGRITY WEALTH PARTNERS, LLC — notice-filed in OR. IAPD ↗

$171.1M RAUM · 2 reps · 925-300-3222

HICKORY ASSET MANAGEMENT, INC. — notice-filed in NC. IAPD ↗

$249.3M RAUM · 3 reps · 440-358-1330

OCEANIQ CAPITAL, LLC — notice-filed in WA. IAPD ↗

$181.3M RAUM · 3 reps · (415) 432-7580 · oceaniqcapital.com

OAKTREE ADVISORS LLC — notice-filed in NH. IAPD ↗

$179.3M RAUM · 3 reps · (610) 882-5670

IADVISE PARTNERS — notice-filed in FL. IAPD ↗

$190.4M RAUM · 1 reps · 212-686-4601 · iadvisepartners.com

O'CONNOR FINANCIAL GROUP LLC — notice-filed in TN. IAPD ↗

$235.1M RAUM · 3 reps · (217) 223-0113

LUKEN INVESTMENT ANALYTICS, LLC — notice-filed in KS. IAPD ↗

$236.9M RAUM · 5 reps · (615) 550-5570 · stradynamic.com

HIPPOCRATIC FINANCIAL ADVISORS — notice-filed in AL. IAPD ↗

$170.2M RAUM · 3 reps · 866-447-2380 · hippocraticfa.com

SECTOR ANALYSTS LLC — notice-filed in NY. IAPD ↗

$213.7M RAUM · 2 reps · 610-945-8014 · sectoranalysts.com

BIRCHVIEW CAPITAL, LP — notice-filed in MA. IAPD ↗

$183.1M RAUM · 4 reps · 802-923-3826

CENTER FOR WEALTH MANAGEMENT ADVISORY — notice-filed in NC. IAPD ↗

$187.3M RAUM · 6 reps · (513) 407-5430 · centerforwealthmanagement.com

CAERUS INVESTMENT ADVISORS, LLC — notice-filed in CT. IAPD ↗

$194.6M RAUM · 2 reps · 650-906-7666

PR WEALTH MANAGEMENT GROUP — notice-filed in HI. IAPD ↗

$142.0M RAUM · 4 reps · 309-792-8291

EVERGREEN WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗

$211.0M RAUM · 4 reps · (517) 655-2118 · www.investevergreen.com

OCTO CAPITAL, LLC — notice-filed in FL. IAPD ↗

$140.7M RAUM · 1 reps · 248-731-7729

ABBINGTON INVESTMENT GROUP, LLC — notice-filed in VA. IAPD ↗

$122.9M RAUM · 3 reps · 207-433-5820 · abbingtongroup.com

MUNN WEALTH MANAGEMENT, LLC — notice-filed in MO. IAPD ↗

$209.6M RAUM · 5 reps · 419-794-0536 · munnwealth.com

LAKEWOOD ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$220.2M RAUM · 4 reps · 312-543-1772 · lakewoodasset.com

INVISOR — notice-filed in NE. IAPD ↗

$167.3M RAUM · 4 reps · 785-334-4100 · goinvisor.com

MURRAY FINANCIAL SERVICES, INC — notice-filed in NH. IAPD ↗

$122.4M RAUM · 1 reps · 530-896-5484

EVERSPIRE — notice-filed in CO. IAPD ↗

$181.1M RAUM · 13 reps · 801-545-8706 · synchronywealth.com

MUTUAL TRUST ADVISORY GROUP — notice-filed in NC. IAPD ↗

$128.0M RAUM · 2 reps · 239-204-4333

POLARIS FINANCIAL, LLC — notice-filed in ID. IAPD ↗

$49.6M RAUM · 2 reps · 7089960213 · polarisportfolios.com

COMPASS RETIREMENT GROUP LLC — notice-filed in CA. IAPD ↗

$93.5M RAUM · 6 reps · 314-373-1598

GIBSON WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗

$164.7M RAUM · 3 reps · 214-347-7475 · gibsonwealthadvisors.com

SJHL FINANCIAL GROUP — notice-filed in NM. IAPD ↗

$138.7M RAUM · 3 reps · 620-241-1826

ROBBINS FARLEY LLC — notice-filed in MI. IAPD ↗

$225.1M RAUM · 3 reps · 603-703-0255

AUTHENTIKOS WEALTH ADVISORY LLC — notice-filed in NV. IAPD ↗

$154.8M RAUM · 3 reps · 877.457.4567 · authentikos.com

PRAIRIE RIVERS INVESTMENTS, LLC — notice-filed in OH. IAPD ↗

$216.2M RAUM · 3 reps · 618-544-9010 · ourpri.com

KANANI ADVISORY GROUP INC. — notice-filed in GA. IAPD ↗

$201.5M RAUM · 4 reps · (949) 502-7001 · kananiadvisorygroup.com

RING MOUNTAIN CAPITAL, LLC — notice-filed in FL. IAPD ↗

$185.7M RAUM · 1 reps · 415-350-1355 · ringmountaincapital.com

AN EXCEPTIONAL LIFE FINANCIAL, LLC — notice-filed in IL. IAPD ↗

$218.2M RAUM · 5 reps · 317-941-6492

MADISON GLOBAL ADVISORS LLC — notice-filed in CA. IAPD ↗

$80.4M RAUM · 5 reps · 631-240-4155

MILESTONES PRIVATE INVESTMENT ADVISORS LLC — notice-filed in NE. IAPD ↗

$198.1M RAUM · 2 reps · 585-203-1956 · milestones-advisors.com

KINWELL LLC — notice-filed in TX. IAPD ↗

$192.0M RAUM · 2 reps · (843) 308-1639 · kinwell.financial

FENIX TRADING — notice-filed in DE. IAPD ↗

$132.8M RAUM · 3 reps · (646) 652-6561

SAPPHIRE BLUE INVESTMENT PARTNERS — notice-filed in KY. IAPD ↗

$180.6M RAUM · 2 reps · 810-714-9456

STEWARDS ADVISORY SERVICES — notice-filed in PA. IAPD ↗

$108.4M RAUM · 2 reps · 319-229-7439 · stewardsadvisory.com

FOLIOBEYOND, LLC — notice-filed in TX. IAPD ↗

$95.7M RAUM · 2 reps · 212-397-7539 · foliobeyond.com

KAIZEN FINANCIAL STRATEGIES, LLC — notice-filed in VA. IAPD ↗

$234.4M RAUM · 5 reps · (408) 819-9010

SAGE TREE WEALTH — notice-filed in TX. IAPD ↗

$32.0M RAUM · 2 reps · 5855002579

CIMARRON WEALTH MANAGEMENT, INC. — notice-filed in CA. IAPD ↗

$230.5M RAUM · 5 reps · 970-249-9882

MCNAUGHTON WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗

$243.0M RAUM · 3 reps · (858) 693-2310 · mcnaughtonwealthmgmt.com

PARLIN ADVISORS LLC — notice-filed in CA. IAPD ↗

$59.5M RAUM · 1 reps · (908) 377-4202 · parlinadvisors.com

ALAPOCAS INVESTMENT PARTNERS, INC. — notice-filed in FL. IAPD ↗

$206.6M RAUM · 2 reps · 978-529-2395

HUDSON CAPITAL ADVISORY, INC. — notice-filed in FL. IAPD ↗

$133.0M RAUM · 3 reps · 716-277-2717 · hudsonadvisors.com

QUILITY FINANCIAL ADVISORS — notice-filed in ID. IAPD ↗

$71.0M RAUM · 15 reps · 321-888-2599

GLENORCHY CAPITAL LIMITED — notice-filed in MI. IAPD ↗

$216.2M RAUM · 2 reps · 61416433041 · glenorchycapital.net

FIRST GROWTH CAPITAL LLC — notice-filed in FL. IAPD ↗

$217.6M RAUM · 2 reps · 202-656-9723 · firstgrowthcapitalpartners.com

INDEPENDENCE WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗

$162.8M RAUM · 5 reps · 216-268-3888 · iwadirect.com

SECFI ADVISORY LIMITED — notice-filed in CO. IAPD ↗

$174.0M RAUM · 9 reps · (707) 652-9961

WICKHAM FINANCIAL & INSURANCE SERVICES — notice-filed in NC. IAPD ↗

$145.8M RAUM · 2 reps · 770-424-8711 · wickhamservices.com

SFG WEALTH ADVISORS, LLC — notice-filed in GA. IAPD ↗

$163.4M RAUM · 3 reps · (813) 251-9095 · sfgtampa.com

GREAT POINT ADVISORS, LLC — notice-filed in KS. IAPD ↗

$45.1M RAUM · 20 reps · 312-356-4875

ALPHA CAPITAL FAMILY OFFICE, LLC — notice-filed in OH. IAPD ↗

$217.4M RAUM · 8 reps · 303-900-1911 · acfamilyoffice.com

EMISSARY WEALTH — notice-filed in TX. IAPD ↗

$156.1M RAUM · 4 reps · 201-853-9103

CHANNEL INVESTMENT PARTNERS — notice-filed in NC. IAPD ↗

$34.4M RAUM · 2 reps · 571-721-1852 · channelinvestmentpartners.com

MAGNIFI — notice-filed in AK. IAPD ↗

$2.2M RAUM · 4 reps · 888-807-4066

STARK WEALTH MANAGEMENT LLC — notice-filed in NC. IAPD ↗

$176.9M RAUM · 2 reps · 610-419-9894 · starkfinancialgroup.com

ATHOS PRIVATE WEALTH LLC — notice-filed in NY. IAPD ↗

$176.7M RAUM · 4 reps · 435-252-1099

DELTA WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗

$120.5M RAUM · 2 reps · 317-735-6445 · deltawealthadvisors.com

WEIGELFAM — notice-filed in CA. IAPD ↗

$64.3M RAUM · 1 reps · 646-872-0632

MY PROSPER TEAM — notice-filed in WI. IAPD ↗

$52.5M RAUM · 6 reps · 801-889-1341

TETON WEALTH GROUP LLC — notice-filed in TX. IAPD ↗

$165.5M RAUM · 9 reps · 844-838-6600 · retireteton.com

INVESTED ADVISORS — notice-filed in TN. IAPD ↗

$226.2M RAUM · 2 reps · 814-235-2703 · weareinvested.com

CHROME ADVISORS — notice-filed in TX. IAPD ↗

$127.5M RAUM · 1 reps · 415-818-9005

BRIGHT ANGEL ADVISORS LLC — notice-filed in TX. IAPD ↗

$200.2M RAUM · 2 reps · 612-372-0090

BLOM & HOWELL FINANCIAL PLANNING, INC. — notice-filed in TN. IAPD ↗

$143.8M RAUM · 3 reps · 209-857-5207

THE WEALTHGARDEN F.S. LLC — notice-filed in NY. IAPD ↗

$182.3M RAUM · 3 reps · 310-571-8489 · thewealthgardenfs.com

SEEK FIRST INC. — notice-filed in TX. IAPD ↗

$202.7M RAUM · 3 reps · 866-398-4044 · seekfirstinc.com

J.M. ARBOUR, LLC — notice-filed in MA. IAPD ↗

$154.0M RAUM · 6 reps · (207) 248-6767 · jmarbour.com

SAGE ADVISORS LLC — notice-filed in KY. IAPD ↗

$184.9M RAUM · 4 reps · 317-363-6204

GEORGIA WEALTH PARTNERS, LLC — notice-filed in LA. IAPD ↗

$137.2M RAUM · 4 reps · 678-510-5280 · georgiawealthpartners.com

MINT ASSET MANAGEMENT LLC — notice-filed in FL. IAPD ↗

$56.5M RAUM · 3 reps · 908-777-1717 · mintassetmanagement.com

BLUEPRINT FINANCIAL ADVISORS — notice-filed in WI. IAPD ↗

$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com

X ADVISORS, LLC — notice-filed in MD. IAPD ↗

$189.9M RAUM · 8 reps · 805-465-9232 · xadvisors.co

OPTIMIZE FINANCIAL INC. — notice-filed in IA. IAPD ↗

$176.5M RAUM · 4 reps · 949-471-0000

RABE INVESTMENT CONSULTING GROUP — notice-filed in TX. IAPD ↗

$129.9M RAUM · 2 reps · 2167707300

MORALIS TECHNOLOGIES, LLC — notice-filed in NY. IAPD ↗

$51.9M RAUM · 8 reps · 833-730-3700 · aquinaswealth.com

KERUSSO CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$161.1M RAUM · 2 reps · 404-226-2537

HDA WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$119.1M RAUM · 2 reps · 330-980-0741 · hdawealth.com

ENTREWEALTH — notice-filed in CO. IAPD ↗

$222.6M RAUM · 9 reps · 512-240-2244 · jeffsocha.com

WILKINSON WEALTH MANAGEMENT, LLC — notice-filed in MN. IAPD ↗

$143.3M RAUM · 2 reps · 520-777-1911 · wilkinsonwealthmgmt.com

SAYBROOK WEALTH GROUP, INC. — notice-filed in TX. IAPD ↗

$241.6M RAUM · 1 reps · (860) 388-2200 · saybrookwealth.com

SENIOR TAX ADVISORY GROUP, INC. — notice-filed in TN. IAPD ↗

$88.5M RAUM · 3 reps · 719-596-4844 · springstax.com

WILLIAMSON LEGACY GROUP, LLC — notice-filed in CA. IAPD ↗

$208.7M RAUM · 5 reps · 317-447-3212 · williamsonlegacygroup.com

THE CLIFFORD GROUP LLC — notice-filed in LA. IAPD ↗

$204.2M RAUM · 3 reps · (617) 600-2083 · thecliffordgrp.com

ALPHA ZERO LLC — notice-filed in IA. IAPD ↗

$183.2M RAUM · 6 reps · (561) 576-2599 · alphazerowealth.com

ICW HOLDINGS, LLC — notice-filed in CT. IAPD ↗

$107.7M RAUM · 1 reps · 347-413-4750 · icwinvest.co

TABLEAUX WEALTH — notice-filed in FL. IAPD ↗

$154.3M RAUM · 4 reps · 413-264-2400

AXIM PLANNING & WEALTH — notice-filed in WA. IAPD ↗

$119.3M RAUM · 1 reps · 937-291-2060 · aximwealth.com

NEIL JESANI WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗

$125.9M RAUM · 3 reps · (954) 800-3528

TIER ONE WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗

$125.1M RAUM · 3 reps · 303-858-0000 · tieronewm.com

PLENTY FINANCIAL RIA, LLC — notice-filed in SC. IAPD ↗

$6.2M RAUM · 1 reps · 628-333-3863

PANORAMA WEALTH ADVISORS — notice-filed in LA. IAPD ↗

$115.1M RAUM · 3 reps · 720-356-0779 · pwa.llc

LAKESHORE CAPITAL GROUP, INC. — notice-filed in TX. IAPD ↗

$153.2M RAUM · 2 reps · 847-701-0400 · thelakeshorecapitalgroup.com

JEFFERSON BRIDGE CAPITAL, LLC — notice-filed in MO. IAPD ↗

$130.8M RAUM · 3 reps · 615-312-7750 · jeffersonbridge.com

BPM WEALTH ADVISORS, LLC — notice-filed in IL. IAPD ↗

$49.9M RAUM · 2 reps · 415-421-5757 · bpm.com

STRATEGIC WEALTH CAPITAL — notice-filed in OH. IAPD ↗

$206.5M RAUM · 1 reps · 415-780-7022

LYNX ADVISORY PARTNERS — notice-filed in TX. IAPD ↗

$214.8M RAUM · 5 reps · (305) 772-7137

INDEX TECHNOLOGIES GROUP LLC — notice-filed in TX. IAPD ↗

$105.0M RAUM · 4 reps · 212-466-6760

EVANSBROOK CAPITAL MANAGEMENT — notice-filed in CO. IAPD ↗

$184.6M RAUM · 2 reps · 917-406-9128 · evansbrook.com

JN PRIVATE WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗

$129.3M RAUM · 1 reps · 443-319-1200 · jnprivatewealth.com

LMPG WEALTH ADVISORS, LLC — notice-filed in TX. IAPD ↗

$132.4M RAUM · 2 reps · 610-202-9897

WAYSTONE ADVISORS LLC — notice-filed in ID. IAPD ↗

$136.1M RAUM · 4 reps · (425) 484-0045 · waystoneadvisors.com

FCIG WEALTH MANAGEMENT, LLC — notice-filed in MA. IAPD ↗

$107.3M RAUM · 2 reps · 877-420-5234

SMART STEPS WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗

$60.9M RAUM · 1 reps · 314-970-2377 · smartstepswealth.com

CONCURRENT ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$32.9M RAUM · 2 reps · 813-575-2652 · concurrentam.com

THE KIECKHEFER GROUP — notice-filed in IL. IAPD ↗

$184.6M RAUM · 2 reps · 4147043826 · kieckhefergroup.com

EMPOWER PRIVATE WEALTH — notice-filed in NY. IAPD ↗

$29.5M RAUM · 1 reps · 941-340-0404 · empowerpw.com

TOTAL WEALTH SERVICES, LLC — notice-filed in TX. IAPD ↗

$121.2M RAUM · 2 reps · 818-309-3071 · totalwealthservices.com

SANDRO WEALTH MANAGEMENT LLC — notice-filed in MO. IAPD ↗

$0 RAUM · 5 reps · 2016613416 · sandrowealth.com

PERSPECTIVE WEALTH ADVISORS — notice-filed in NE. IAPD ↗

$113.1M RAUM · 3 reps · 970-732-7975

YANDELL INVESTMENTS, LLC — notice-filed in GA. IAPD ↗

$154.2M RAUM · 1 reps · 407-898-5777

THE WELLINGTON GRP LLC — notice-filed in TX. IAPD ↗

$136.4M RAUM · 8 reps · 317-846-5055 · thewellingtongroupllc.com

TRITONPOINT PARTNERS, LLC — notice-filed in MD. IAPD ↗

$110.3M RAUM · 4 reps · 301-799-9001 · tritonpointwealth.com

PRESIDIO WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗

$175.5M RAUM · 3 reps · 801-290-3201

SMARTHARVEST PORTFOLIOS — notice-filed in CA. IAPD ↗

$170.0M RAUM · 1 reps · 206-841-9944 · smartharvestportfolios.com

CAPSTONE RIA — notice-filed in IN. IAPD ↗

$0 RAUM · 1 reps · 877-739-6007 · capstoneria.com

STORGATE, LLC — notice-filed in NC. IAPD ↗

$0 RAUM · 1 reps · (917) 690-7972 · storgate.com

ROTHSCHILD INVESTMENT — changed its website from rothschildinv.com to rothschildwealth.com. IAPD ↗

$2.31B RAUM · 18 reps · 312-983-8900 · rothschildwealth.com

SAGE, RUTTY & CO., INC. — changed its website from sageruttyuniversity.com to sagerutty401k.com. IAPD ↗

$3.02B RAUM · 35 reps · 585-232-3760 · sagerutty401k.com

SCHWARTZ INVESTMENT COUNSEL INC — changed its website from schwartzinvest.com to schwartzvaluefocusedfund.com. IAPD ↗

$3.65B RAUM · 11 reps · 7344557777 · schwartzvaluefocusedfund.com

CAPITAL MANAGEMENT ASSOCIATES INC — changed its website from first-advisors.com to tomluing.com. IAPD ↗

$1.63B RAUM · 17 reps · 952-893-1200 · tomluing.com

WASATCH ADVISORS LP — changed its website from wasatchfunds.com to wasatchglobal.com. IAPD ↗

$27.92B RAUM · 48 reps · 801-533-0777 · wasatchglobal.com

MASLOW WEALTH ADVISORS — changed its website from durbinbennettwealth.com to maslow-wealth.com. IAPD ↗

$2.07B RAUM · 15 reps · 512-610-6930 · maslow-wealth.com

OBERMEYER WEALTH PARTNERS — changed its website from obermeyerwood.com to obermeyerwealth.com. IAPD ↗

$2.61B RAUM · 13 reps · 970-925-8747 · obermeyerwealth.com

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC — changed its website from aroundthecurve.com to icx.efrontcloud.com. IAPD ↗

$66.45B RAUM · 47 reps · 215-609-3500 · icx.efrontcloud.com

TRILLIUM ASSET MANAGEMENT — changed its website from trilliuminvest.com to trilliummutualfunds.com. IAPD ↗

$5.01B RAUM · 38 reps · 617-423-6655 · trilliummutualfunds.com

ARGENT ADVISORS, INC. — changed its website from argentfinanical.com to ruston.argentadvisors.com. IAPD ↗

$1.46B RAUM · 13 reps · 318-324-8000 · ruston.argentadvisors.com

LNW — changed its website from vimeo.com to lnwadvisors.com. IAPD ↗

$4.53B RAUM · 44 reps · 206-464-5100 · lnwadvisors.com

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. — changed its website from acrinv-rps.com to acropolisinvestment.biz. IAPD ↗

$2.20B RAUM · 39 reps · 888-882-0072 · acropolisinvestment.biz

MIDWEST CAPITAL ADVISORS, LLC — changed its website from midwestcap.com to mcagps.com. IAPD ↗

$1.13B RAUM · 7 reps · 616-454-9600 · mcagps.com

ORG PORTFOLIO MANAGEMENT LLC — changed its website from orgpm.com to orgrealproperty.com. IAPD ↗

$5.92B RAUM · 15 reps · 216-468-0055 · orgrealproperty.com

BILL FEW ASSOCIATES, INC. — changed its website from google.com to g.co. IAPD ↗

$2.64B RAUM · 29 reps · 412 630-6000 · g.co

NARWHAL CAPITAL MANAGEMENT — changed its website from narwhalcapital.com to narwhal.com. IAPD ↗

$1.76B RAUM · 11 reps · (770) 344-0172 · narwhal.com

EJF CAPITAL LLC — changed its website from senecaservicing.com to ejfi.com. IAPD ↗

$6.51B RAUM · 20 reps · 703-997-5728 · ejfi.com

FIRST PACIFIC ADVISORS, LP — changed its website from fpafunds.com to fpag.fpa.com. IAPD ↗

$26.70B RAUM · 20 reps · 800-982-4372 · fpag.fpa.com

STRATEGIC FINANCIAL CONCEPTS, LLC — changed its website from benefitplanninggroup.net to solinskygroup.com. IAPD ↗

$1.01B RAUM · 41 reps · 210-737-7800 · solinskygroup.com

BENEFIT FINANCIAL SERVICES GROUP — changed its website from bfsg-az.com to bfsg.com. IAPD ↗

$1.29B RAUM · 26 reps · 949-955-2552 · bfsg.com

SENDERO WEALTH MANAGEMENT, LLC — changed its website from sendero.com to senderowealthmanagement.com. IAPD ↗

$5.82B RAUM · 18 reps · 210-805-0171 · senderowealthmanagement.com

CS PLANNING CORP — changed its website from richardsonwealthmanagement.com to seltunfg.com. IAPD ↗

$1.27B RAUM · 48 reps · 503-292-5853 · seltunfg.com

BAY COLONY ADVISORS — changed its website from essentialassetmanagement.net to davidboczar.com. IAPD ↗

$1.26B RAUM · 30 reps · 978-369-7200 · davidboczar.com

CGN ADVISORS, LLC — changed its website from stowersfinancialplanning.com to arcadiafs.com. IAPD ↗

$1.26B RAUM · 40 reps · 910-333-6659 · arcadiafs.com

CLARO ADVISORS, LLC — changed its website from claroadvisorspatrickmcnamara.com to jimabbottclaroadvisors.com. IAPD ↗

$1.28B RAUM · 16 reps · (800) 604-2838 · jimabbottclaroadvisors.com

TIDAL INVESTMENTS LLC — changed its website from torosoadvisors.com to tidalfinancialgroup.com. IAPD ↗

$27.26B RAUM · 19 reps · 855-843-2534 · tidalfinancialgroup.com

NORTHWEST FINANCIAL ADVISORS LLC — changed its website from nwfllc.com to jvaladez.nwfllc.com. IAPD ↗

$1.92B RAUM · 35 reps · 703-810-1072 · jvaladez.nwfllc.com

GOLDEN STATE WEALTH MANAGEMENT, LLC — changed its website from rohlingwealth.com to curtishoward.com. IAPD ↗

$1.84B RAUM · 47 reps · 866.273.1563 · curtishoward.com

INVST, LLC — changed its website from invst4life.com to levinefinancial.net. IAPD ↗

$1.79B RAUM · 39 reps · 317-202-1891 · levinefinancial.net

PRINCIPAL STREET PARTNERS, LLC — changed its website from prinicpalstreetfunds.com to principalstreet.com. IAPD ↗

$2.86B RAUM · 5 reps · 844-678-6900 · principalstreet.com

EVERSOURCE WEALTH ADVISORS, LLC — changed its website from clarionwealth.com to cornerstone360advisors.com. IAPD ↗

$3.95B RAUM · 40 reps · 205-982-5515 · cornerstone360advisors.com

SGROI WEALTH ADVISORY GROUP LLC — changed its website from sgroifinancial.com to sgroilawley.com. IAPD ↗

$1.08B RAUM · 13 reps · 716-674-6700 · sgroilawley.com

ACCURATE WEALTH MANAGEMENT, LLC — changed its website from seacureadvisors.com to accurateadvisorygroup.com. IAPD ↗

$1.15B RAUM · 41 reps · 813-994-0984 · accurateadvisorygroup.com

SONORA INVESTMENT MANAGEMENT — changed its website from focusfinancialpartners.com to invmgmt.com. IAPD ↗

$2.44B RAUM · 12 reps · 520-624-4554 · invmgmt.com

KAUFMAN HALL INVESTMENT MANAGEMENT — changed its website from kaufmanhall.com to khim.com. IAPD ↗

$2.31B RAUM · 7 reps · 224-7243809 · khim.com

DIVERSIFY WEALTH MANAGEMENT, LLC — changed its website from firstpurpose.com to caliberwealthmanagement.com. IAPD ↗

$2.53B RAUM · 48 reps · 801-838-9999 · caliberwealthmanagement.com

ALLIANCE ADVISORY & SECURITIES, LLC — changed its website from allianceadvisory.com to aewealth.com. IAPD ↗

$639.4M RAUM · 16 reps · 805-371-8020 · aewealth.com

FIDUCIARY ADVISORS, LLC — changed its website from managedplan.com to fiduciaryadvisors.com. IAPD ↗

$464.5M RAUM · 1 reps · 801-492-7341 · fiduciaryadvisors.com

LAWSON KROEKER INVESTMENT MANAGEMENT INC — changed its website from lkfunds.com to lawsonkroeker.com. IAPD ↗

$682.7M RAUM · 5 reps · 402-392-2606 · lawsonkroeker.com

TRUST ADVISORY GROUP LTD — changed its website from orionwealthadvisors.com to paramountfingrp.com. IAPD ↗

$494.4M RAUM · 30 reps · 800-292-2411 · paramountfingrp.com

ITS ASSET MANAGEMENT, L.P. — changed its website from itsconnect.com to ptsmanagement.com. IAPD ↗

$282.8M RAUM · 2 reps · 203-234-9499 · ptsmanagement.com

PRENTISS SMITH & COMPANY, INC. — changed its website from socialinvesting.com to prentiss-smith.com. IAPD ↗

$437.0M RAUM · 5 reps · 802-254-2913 · prentiss-smith.com

D. SCOTT NEAL, INC. — changed its website from dscottneal.com to dsneal.com. IAPD ↗

$352.0M RAUM · 6 reps · 859-254-3036 · dsneal.com

CENTURY MANAGEMENT FINANCIAL ADVISORS — changed its website from cmadvisorsfunds.com to centman.com. IAPD ↗

$568.6M RAUM · 11 reps · 512-329-0050 · centman.com

SHILANSKI & ASSOCIATES, INC. — changed its website from shilanski.com to plan-your-federal-retirement.com. IAPD ↗

$420.3M RAUM · 6 reps · 907-278-1351 · plan-your-federal-retirement.com

CONCORD WEALTH PARTNERS — changed its website from custom.concordwealthpartners.com to cavenessadvisory.com. IAPD ↗

$946.0M RAUM · 10 reps · 276-628-5910 · cavenessadvisory.com

FINANCIAL FREEDOM — changed its website from finfree.com to finfreeohio.com. IAPD ↗

$407.1M RAUM · 2 reps · 513-697-6400 · finfreeohio.com

MARYLAND FINANCIAL GROUP, INC. — changed its website from barnettwealthadvisors.com to tmg-llc.net. IAPD ↗

$880.3M RAUM · 37 reps · 301-251-8550 · tmg-llc.net

KEATING FINANCIAL ADVISORY SERVICES — changed its website from theconverseteam.com to purposefulwealthadvisors.com. IAPD ↗

$330.0M RAUM · 30 reps · 785-537-0366 · purposefulwealthadvisors.com

REAP FINANCIAL GROUP, LLC — changed its website from reapprivateclient.com to taxfreedomsummit.com. IAPD ↗

$510.2M RAUM · 7 reps · 512-249-7300 · taxfreedomsummit.com

SEMMAX FINANCIAL ADVISORS, INC. — changed its website from gruposemmax.com to quieroretirarmidinero.com. IAPD ↗

$395.3M RAUM · 7 reps · 336-856-0080 · quieroretirarmidinero.com

HARVEST FINANCIAL ADVISORS, LLC — changed its website from harvestadviser.com to harvest-advisor.com. IAPD ↗

$582.6M RAUM · 5 reps · 513-779-3030 · harvest-advisor.com

CAPE INVESTMENT ADVISORY, INC. — changed its website from sequoiaadvisoryservices.com to glacierwealthmanagement.com. IAPD ↗

$402.4M RAUM · 40 reps · 678-583-1120 · glacierwealthmanagement.com

LSIA — changed its website from lsiawealth.com to thelsiaway.com. IAPD ↗

$916.0M RAUM · 4 reps · 414-459-1759 · thelsiaway.com

HT PARTNERS LLC — changed its website from htpartnersiq.com to htpartnersfamilywealth.com. IAPD ↗

$503.4M RAUM · 5 reps · 860-662-4197 · htpartnersfamilywealth.com

ELEVATE WEALTH ADVISORY, INC. — changed its website from vickeryfinancial.com to elevate-wealth.com. IAPD ↗

$338.1M RAUM · 7 reps · 706-353-2728 · elevate-wealth.com

16TH AMENDMENT ADVISORS LLC — changed its website from 16thadvisors.com to 16rock.com. IAPD ↗

$323.6M RAUM · 6 reps · 212-332-1600 · 16rock.com

THE LLOYD ADVISORY GROUP — changed its website from thelloydgroupinc.com to lloydadvisorygroup.com. IAPD ↗

$371.8M RAUM · 7 reps · 770-932-0387 · lloydadvisorygroup.com

BELMONT CAPITAL GROUP — changed its website from belmontcapitalgroup.com to belmontcapfunds.com. IAPD ↗

$931.4M RAUM · 4 reps · 310-203-2670 · belmontcapfunds.com

SOUTHLAND EQUITY PARTNERS, LLC. — changed its website from westernreservecm.com to grpwealthstrategies.com. IAPD ↗

$785.3M RAUM · 21 reps · 770.998.5879 · grpwealthstrategies.com

CREAND MANAGEMENT — changed its website from creditandorragroup.com to creand.us. IAPD ↗

$533.4M RAUM · 11 reps · 305-358-8844 · creand.us

LEGACY FINANCIAL GROUP — changed its website from legendsatlegacycarshow.com to sfsplanners.info. IAPD ↗

$840.4M RAUM · 13 reps · 515-255-3306 · sfsplanners.info

AVALAN, LLC — changed its website from avalanwealth.com to winewomenworth.com. IAPD ↗

$488.9M RAUM · 10 reps · 805-962-7725 · winewomenworth.com

BCP ADVISORS LLC — changed its website from bcpglobal.com to monexinvestor.com. IAPD ↗

$291.7M RAUM · 5 reps · 305-415-0060 · monexinvestor.com

MRAZ AND ASSOCIATES — changed its website from mrazamerine.com to mrazandassociates.com. IAPD ↗

$784.9M RAUM · 6 reps · (209) 593-5870 · mrazandassociates.com

INVESTOR FAN — changed its website from thewaytoinvest.com to facebook.com.sherpawealthstrategies. IAPD ↗

$427.7M RAUM · 11 reps · 425-372-7517 · facebook.com.sherpawealthstrategies

SOLOMON API LLC — changed its website from arseneauadvisory.com to solomonapi.com. IAPD ↗

$362.0M RAUM · 3 reps · 321-888-2599 · solomonapi.com

BCU WEALTH ADVISORS, LLC — changed its website from targetcu.org to uhgcu.org. IAPD ↗

$535.0M RAUM · 3 reps · 847-932-8007 · uhgcu.org

PARAGON FINANCIAL SERVICES — changed its website from paragonfinancialservices.biz to investparagon.com. IAPD ↗

$337.4M RAUM · 4 reps · 804-673-8888 · investparagon.com

AFFINITY CAPITAL ADVISORS LLC — changed its website from affinitycapadv.com to affinitycapital.com. IAPD ↗

$636.1M RAUM · 4 reps · 510-984-0261 · affinitycapital.com

VALIDEX GLOBAL INVESTING — changed its website from validusgrowth.com to validex.co. IAPD ↗

$304.8M RAUM · 2 reps · 858-410-1410 · validex.co

BRIGHTWATER ADVISORY, LLC — changed its website from tampaasset.com to brightwateradvisory.com. IAPD ↗

$276.6M RAUM · 2 reps · 813-251-6310 · brightwateradvisory.com

S.E.E.D. PLANNING GROUP, LLC — changed its website from seedpg.com to seedplanninggroup.com. IAPD ↗

$490.9M RAUM · 17 reps · (607) 217-5091 · seedplanninggroup.com

RIDGEVIEW ASSET MANAGEMENT PARTNERS, LLC — changed its website from smore.com to ridgeviewasset.com. IAPD ↗

$321.5M RAUM · 2 reps · 203-595-5535 · ridgeviewasset.com

ORIN GREEN FINANCIAL, LLC — changed its website from oringreenfinancial.com to willowcreekfinancial..com. IAPD ↗

$463.8M RAUM · 4 reps · (858) 634-3232 · willowcreekfinancial..com

BEACON GLOBAL ADVISOR NETWORK, LLC — changed its website from beaconglobaladvisors.com to bganetwork.com. IAPD ↗

$396.9M RAUM · 50 reps · 888-679-6474 · bganetwork.com

FORTRESS PRIVATE LEDGER, LLC — changed its website from fortressretirementplanadvisors.com to myept.com. IAPD ↗

$346.1M RAUM · 15 reps · 919-322-2761 · myept.com

PANORAMIC INVESTMENT ADVISORS — changed its website from panoramicia.com to insightassetmgmt.com. IAPD ↗

$292.5M RAUM · 8 reps · 303-691-1808 · insightassetmgmt.com

BLAKE SCHUTTER THEIL WEALTH ADVISORS, LLC — changed its website from blakeschutter.com to bstwealthadvisors.com. IAPD ↗

$463.3M RAUM · 4 reps · 9379567875 · bstwealthadvisors.com

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC — changed its website from edwardsadvisorlegacy.com to bfewealth.com. IAPD ↗

$894.0M RAUM · 14 reps · 314-726-1600 · bfewealth.com

CORE ADVISORY GROUP — changed its website from strosserwealth.com to kingwealthpartners.com. IAPD ↗

$296.8M RAUM · 10 reps · 803-324-5464 · kingwealthpartners.com

GETTINGS BUSCH WEALTH MANAGEMENT — changed its website from gettingsreed.com to auroramgt.com. IAPD ↗

$444.1M RAUM · 7 reps · 765-742-7366 · auroramgt.com

UNION HERITAGE CAPITAL — changed its website from unionheritagecapital.com to unionheritage.com. IAPD ↗

$279.8M RAUM · 1 reps · 313-300-0207 · unionheritage.com

PACIFIC POINT ADVISORS, LLC — changed its website from pacificpointwm.com to pacificpointcapital.com. IAPD ↗

$345.6M RAUM · 4 reps · 858-356-6600 · pacificpointcapital.com

THEPARTNERS WEALTH MANAGEMENT — changed its website from wilkinswealthmgmt.com to twsfinancialplanning.com. IAPD ↗

$454.5M RAUM · 19 reps · 800-324-3010 · twsfinancialplanning.com

MEOW ADVISORY, LLC — changed its website from meow.co to meow.com. IAPD ↗

$675.5M RAUM · 1 reps · 929-333-3405 · meow.com

GALAPAGOS ADVISORY LLC — changed its website from galapagos-advisory.com to galapagoscapital.us. IAPD ↗

$274.9M RAUM · 4 reps · 3055155878 · galapagoscapital.us

GOLDEN STATE EQUITY PARTNERS, LLC — changed its website from vector3wealth.com to schneider-wealth.com. IAPD ↗

$880.4M RAUM · 24 reps · 866-273-1563 · schneider-wealth.com

JPL WEALTH MANAGEMENT, LLC — changed its website from jplwm.com to jplwealthmanagement.com. IAPD ↗

$516.0M RAUM · 4 reps · 855-575-5752 · jplwealthmanagement.com

NAPLES WEALTH PLANNING — changed its website from pricewm.com to napleswealthplanning.com. IAPD ↗

$356.3M RAUM · 10 reps · 239-330-4183 · napleswealthplanning.com

CARRERA CAPITAL ADVISORS — changed its website from carreraadviser.com to carrera-capital-advisors.com. IAPD ↗

$647.7M RAUM · 9 reps · 248-362-5009 · carrera-capital-advisors.com

MIAMI VALLEY PORTFOLIO MANAGEMENT INC — changed its website from mvp24-7.com to behnkenfinancial.com. IAPD ↗

$189.0M RAUM · 4 reps · 937-833-4043 · behnkenfinancial.com

FINANCIAL STEWARD ASSOCIATES, LLC — changed its website from allseasonsadvisory.com to financialstewardassociates.com. IAPD ↗

$0 RAUM · 4 reps · 303-444-5440 · financialstewardassociates.com

PERSONAL MONEY PLANNING, LLC — changed its website from texasinvest.com to personalmoneyplanning.com. IAPD ↗

$115.9M RAUM · 3 reps · 940-692-6885 · personalmoneyplanning.com

NEWPORT INVESTMENT ADVISORS INC — changed its website from 1800newport.com to newport.investments. IAPD ↗

$158.9M RAUM · 2 reps · 216-514-5151 · newport.investments

COVE WEALTH MANAGEMENT — changed its website from valuedretirements.com to covewm.com. IAPD ↗

$166.6M RAUM · 4 reps · 713-821-3242 · covewm.com

STEWARDSHIP TRUST ADVISORS — changed its website from pilgrimscapital.com to stw.adv.com. IAPD ↗

$245.4M RAUM · 4 reps · 616-878-4200 · stw.adv.com

BCM WEALTH MANAGEMENT — changed its website from youtube. to biddlecapitalmanagement.com. IAPD ↗

$199.5M RAUM · 4 reps · 888-369-2261 · biddlecapitalmanagement.com

WEALTH MANAGEMENT SOLUTIONS — changed its website from smartadvisormatch.com to nextdoor.com. IAPD ↗

$155.2M RAUM · 2 reps · 480-609-4334 · nextdoor.com

DWR WEALTH MANAGEMENT, LLC — changed its website from dunhamcpas.com to dwrwealth.com. IAPD ↗

$179.6M RAUM · 4 reps · (408) 260-9600 · dwrwealth.com

TURNER FINANCIAL GROUP, INC. — changed its website from seelan.com to gfthomasadvisory.com. IAPD ↗

$171.0M RAUM · 8 reps · 850-995-1797 · gfthomasadvisory.com

WRIGHT PRIVATE ASSET MANAGEMENT LLC — changed its website from wrightinvestorsservice.com to wrightpam.com. IAPD ↗

$62.4M RAUM · 8 reps · 203-783-4400 · wrightpam.com

BLAND GARVEY WEALTH ADVISORS, LLC — changed its website from blandgarveywealthadvisors.com to blandgarvey.com. IAPD ↗

$204.6M RAUM · 4 reps · 972-231-2503 · blandgarvey.com

ABRIDGE PARTNERS, LLC — changed its website from abridgepartnersllc.com to abridgepartners.com. IAPD ↗

$102.8M RAUM · 2 reps · (601) 718-0000 · abridgepartners.com

401K GENERATION — changed its website from 401kgeneration.com to 401kdocs.com. IAPD ↗

$172.9M RAUM · 6 reps · (407) 636-6689 · 401kdocs.com

MCNEILL CAPITAL, LLC — changed its website from truelivingfinancial.com to mcneillcapital.com. IAPD ↗

$36.6M RAUM · 1 reps · 518-364-7899 · mcneillcapital.com

FISCHER INVESTMENT STRATEGIES, LLC — changed its website from fisfp.com to fischerinvestmentstrategies.com. IAPD ↗

$200.4M RAUM · 5 reps · 805-418-7686 · fischerinvestmentstrategies.com

ATLAS FINANCIAL ADVISORS, INC. — changed its website from atlasfa.com to stevenvanmetre.com. IAPD ↗

$107.8M RAUM · 3 reps · 530 589 2515 · stevenvanmetre.com

STRIDE INVESTMENTS, LLC — changed its website from atfinancial-edu.com to stridefinancialadvisors.com. IAPD ↗

$197.0M RAUM · 4 reps · 312-767-9166 · stridefinancialadvisors.com

LAGUNA WEALTH ADVISORS, LLC — changed its website from lagunawealthadvisors.com to lagunawealth.com. IAPD ↗

$129.1M RAUM · 3 reps · 949 464-4466 · lagunawealth.com

MD FINANCIAL ADVISORS / VESTMENT FINANCIAL — changed its website from podcasts.google.com to mdfinancialadvisors.com. IAPD ↗

$243.2M RAUM · 11 reps · (888) 256-6855 · mdfinancialadvisors.com

LUKEN INVESTMENT ANALYTICS, LLC — changed its website from smartdiversification.com to stradynamic.com. IAPD ↗

$236.9M RAUM · 5 reps · (615) 550-5570 · stradynamic.com

LFN ADVISORS INC. — changed its website from legacyfinancialnetwork.com to legacyfinancialnetwork.net. IAPD ↗

$15.7M RAUM · 3 reps · 616-589-4004 · legacyfinancialnetwork.net

LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC — changed its website from livianco.com to llfadvisors.com. IAPD ↗

$67.3M RAUM · 2 reps · 212-319-8903 · llfadvisors.com

FINANCIAL PARTNERS, LLC — changed its website from fprrs.com to financialpartnersnm.com. IAPD ↗

$145.6M RAUM · 3 reps · 505-795-7910 · financialpartnersnm.com

ATWOB — changed its website from today2b.com to atwob.com. IAPD ↗

$87.5M RAUM · 2 reps · (914) 302-3233 · atwob.com

WEALTHTRUST ASSET MANAGEMENT, LLC — changed its website from canyoncreekc.com to wealthtrustam.com. IAPD ↗

$183.0M RAUM · 5 reps · 850-460-8444 · wealthtrustam.com

TAURUM RETIREMENT PARTNERS, LLC — changed its website from taurum.net to taurum.us. IAPD ↗

$142.6M RAUM · 2 reps · 480-626-2501 · taurum.us

SACKETT WEALTH ADVISORS, INC. — changed its website from sackettfinancial.com to sackettwealth.com. IAPD ↗

$181.4M RAUM · 4 reps · (714) 671-9330 · sackettwealth.com

CAVU WEALTH MANAGEMENT — changed its website from cavuwm.com to cavuwealthmanagement.com. IAPD ↗

$175.0M RAUM · 7 reps · 858-360-7800 · cavuwealthmanagement.com

HUDSON CAPITAL ADVISORY, INC. — changed its website from invest-hca.com to hudsonadvisors.com. IAPD ↗

$133.0M RAUM · 3 reps · 716-277-2717 · hudsonadvisors.com

NOTTINGHAM WEALTH PARTNERS, INC. — changed its website from onegroupwealthpartners.com to nottinghamwealthpartners.com. IAPD ↗

$65.6M RAUM · 2 reps · 561-472-2312 · nottinghamwealthpartners.com

TEAM WEALTH & TAX ADVISORS — changed its website from wealthandtax.com to g.co. IAPD ↗

$185.8M RAUM · 6 reps · 951-308-6444 · g.co

UNITY WEALTH PARTNERS — changed its website from unitywealthpartners.com to nurtureplanning.com. IAPD ↗

$10.3M RAUM · 3 reps · (949) 688-0928 · nurtureplanning.com

XO CAPITAL LLC — changed its website from xocapital.net to xocapital.team. IAPD ↗

$186.6M RAUM · 3 reps · 310-507-7957 · xocapital.team

724 CAPITAL, LLC — changed its website from 724cap.com to cigfinancialservices.com. IAPD ↗

$225.9M RAUM · 13 reps · 517-256-4319 · cigfinancialservices.com

MCKINLEY ALASKA PRIVATE INVESTMENTS, LLC — changed its website from mckinleycapital.com to mckinleymgmt.com. IAPD ↗

$123.6M RAUM · 5 reps · 907-563-4488 · mckinleymgmt.com

TSG ALPHA PARTNERS, LLC — changed its website from tsgalphapartners.com to tsginvest.com. IAPD ↗

$75.4M RAUM · 6 reps · 631-403-5364 · tsginvest.com

CARRY ADVISORS LLC — changed its website from carrymoney.com to carry.com. IAPD ↗

$74.5M RAUM · 2 reps · 2014720612 · carry.com

MURPHY & MULLICK CAPITAL MANAGEMENT CORP — changed its website from murphyfinancialgrp.com to mmcmgmt.com. IAPD ↗

$136.3M RAUM · 3 reps · 631-257-0080 · mmcmgmt.com

LIGHTHOUSE — changed its website from lighthouse-invest.io to lighthouseinvest.io. IAPD ↗

$555,898 RAUM · 1 reps · 2014679489 · lighthouseinvest.io

THE WELLINGTON GRP LLC — changed its website from wellingtonwealthstrategies.com to thewellingtongroupllc.com. IAPD ↗

$136.4M RAUM · 8 reps · 317-846-5055 · thewellingtongroupllc.com

HACKMAN CAPITAL PARTNERS, LLC — (CULVER CITY, CA) is newly SEC-registered with $2.31B RAUM and 17 advisory reps. IAPD ↗fund

$2.31B RAUM · 17 reps · 310-473-8900 · hackmancapital.com

WAYSTONE ASSET MANAGEMENT (USA) LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 312-724-9036

C1 ADVISORS LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · 6503747800 · c1fund.com

VARIADIC LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $25.0M RAUM and 11 advisory reps. IAPD ↗institutional

$25.0M RAUM · 11 reps · 646-384-8680 · variadic.com

SECONDMARKET FINANCIAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 646-968-7000 · vimeo.com

LATTIS MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · +1 646 639 3113

AUDAX PDB MANAGEMENT COMPANY, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 71 advisory reps. IAPD ↗institutional

$0 RAUM · 71 reps · 212-703-2700

MOZAYYX MANAGEMENT LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 512-522-9690 · mozayyx.com

FREMEN CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 203-442-5712

CAIRD INVESTMENTS — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · (469)729-0530 · cairdinvestments.com

BLACK LAKE INVESTMENTS LLC — (SHOREWOOD, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 215.913.2782 · blacklakeinvestments.com

CIBRA CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 442037256245

FBMC RETIREMENT SOLUTIONS, LLC — (TALLAHASSEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 850-425-6200

DERBY LANE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 917-232-0856

GARNET CREDIT MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 212-970-6601 · garnetcredit.com

SIMPLEADVISORY LLC — (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 516-464-5500

ASPEN RENEWABLE INVESTMENTS, L.L.C. — (NEW YORK, NY) is newly SEC-registered with $1.02B RAUM and 6 advisory reps. IAPD ↗fund

$1.02B RAUM · 6 reps · 212-478-0000 · desri.com

REPOWER HOLDINGS LLP — (DOVER, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional

$0 RAUM · 5 reps · 248-786-9850 · repowerholdings.com

2E CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 212 203 8042

DARWINS RIVER CAPITAL — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 347-504-9817

TIAA WEALTH INVESTMENT MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 212-490-9000

THREE FIFTY EIGHT INVESTMENT GROUP, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · (203) 722-0526 · 358investmentgroup.com

ROYALTY PHARMA MANAGER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional

$0 RAUM · 0 reps · 212.883.0200

AMPLIUS ASSET MANAGEMENT, LLC — (BLUE BELL, PA) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗institutional

$0 RAUM · 8 reps · 215-310-7770

SEABURY CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional

$0 RAUM · 6 reps · 347-583-7807 · seaburycapital.com

MPACT CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 917-348-8649 · mpactcap.com

ROYALTY PHARMA SUB-MANAGER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional

$0 RAUM · 0 reps · 212-883-0200

PRUNE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 855-778-6367 · prune.com

SMA CAPITAL LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · (860) 839-0074 · smacap.com

SAVA CAPITAL LLC — (DORADO, PR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 914-924-4988

PANTHEON INFRA ADVISORS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · 415-249-6200 · pantheon.com

TELESCOPE PARTNERS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $819.7M RAUM and 7 advisory reps. IAPD ↗fund

$819.7M RAUM · 7 reps · 650-550-0885

4D ADVISORS, LLC — (REDONDO BEACH, CA) is newly SEC-registered with $262.2M RAUM and 2 advisory reps. IAPD ↗fund

$262.2M RAUM · 2 reps · 310-346-9928 · 4dadvisorsllc.com

VELOCITY CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $256.4M RAUM and 7 advisory reps. IAPD ↗fund

$256.4M RAUM · 7 reps · 212-540-7133

10 EAST PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered with $253.4M RAUM and 6 advisory reps. IAPD ↗fund

$253.4M RAUM · 6 reps · (646) 532-2440 · app.10east.co

ONE BOW RIVER ADVISERS, LLC. — (COLORADO SPRINGS, CO) is newly SEC-registered with $519.0M RAUM and 8 advisory reps. IAPD ↗fund

$519.0M RAUM · 8 reps · (303) 861-8466 · onebowriver.com

BROADVIEW MANAGEMENT, LLC — (ST. LOUIS, MO) is newly SEC-registered with $335.0M RAUM and 12 advisory reps. IAPD ↗fund

$335.0M RAUM · 12 reps · 314-366-3240

WOODLOCK HOUSE FAMILY CAPITAL — (location n/a) is newly SEC-registered with $189.9M RAUM and 1 advisory reps. IAPD ↗fund

$189.9M RAUM · 1 reps · 240-644-8169

ALTRIARCH ASSET MANAGEMENT, LLC — (CHARLESTON, SC) is newly SEC-registered with $163.6M RAUM and 5 advisory reps. IAPD ↗fund

$163.6M RAUM · 5 reps · 704-607-8840 · altriarch.com

PROSPERA FUNDS, INC. — (ISLE OF PALMS, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund

$0 RAUM · 2 reps · (512) 660-8038 · prosperaf.com

EREZ ASSET MANAGEMENT, LLC — (NEW ROCHELLE, NY) is newly SEC-registered with $30.1M RAUM and 1 advisory reps. IAPD ↗fund

$30.1M RAUM · 1 reps · 917-455-9764 · erezassetmgmt.com

M37 MANAGEMENT LP — (MENLO PARK, CA) is newly SEC-registered with $232.6M RAUM and 4 advisory reps. IAPD ↗fund

$232.6M RAUM · 4 reps · 347-267-1584 · m37.com

TOWNSHIP CAPITAL, LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $80.8M RAUM and 6 advisory reps. IAPD ↗fund

$80.8M RAUM · 6 reps · 561-918-1220 · townshipinc.com

SABA LT, LP — (NEW YORK, NY) is newly SEC-registered with $178.4M RAUM and 6 advisory reps. IAPD ↗fund

$178.4M RAUM · 6 reps · 646-569-3030

PEACHTREE GROUP — (ATLANTA, GA) is newly SEC-registered with $155.7M RAUM and 68 advisory reps. IAPD ↗fund

$155.7M RAUM · 68 reps · 404-497-4111

COASTLANDS CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund

$0 RAUM · 1 reps · 415-322-8245

VINVA INVESTMENT MANAGEMENT — (SYDNEY, NSW, Australia) is newly SEC-registered with $14.67B RAUM and 15 advisory reps. IAPD ↗foreign

$14.67B RAUM · 15 reps · +612 8298 4700 · vinva.com

ASTARIS CAPITAL MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $721.0M RAUM and 5 advisory reps. IAPD ↗foreign

$721.0M RAUM · 5 reps · +44 20 7590 5400 · astaris.com

INTERNATIONAL MONEY MATTERS PVT LTD — (BANGALORE, KARNATAKA, India) is newly SEC-registered with $311.6M RAUM and 21 advisory reps. IAPD ↗foreign

$311.6M RAUM · 21 reps · +91 8049904565 · immpl.com

DRAGON CAPITAL MANAGEMENT (HK) LIMITED — (CENTRAL, Hong Kong) is newly SEC-registered with $95.8M RAUM and 1 advisory reps. IAPD ↗foreign

$95.8M RAUM · 1 reps · 85239798100 · dragoncapital.com

FINQ AI — (TEL AVIV, Israel) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · +972 508258824 · finqai.com

TAULA CAPITAL MANAGEMENT (DIFC) LTD — (DUBAI, United Arab Emirates) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign

$0 RAUM · 3 reps · +97 14323 0800 · taulacapital.com

HIGHGATE GROUP USA INC. — (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign

$0 RAUM · 3 reps · 514-789-7140

SYGNUS CAPITAL SL LIMITED — (CASTRIES, Saint Lucia) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign

$0 RAUM · 2 reps · (758) 731-3500

Q WEALTH USA INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · 1-833-793-2584

DA INV — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗foreign

$0 RAUM · 4 reps · 917-202-2007 · dolarapp.com

VENICE CAPITAL LLC — (SAO PAULO, Brazil) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign

$0 RAUM · 2 reps · +55 (11) 96406-9906

ALAMUT CAPITAL — (TORONTO, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · 647 574 4093 · alamut.capital

PRAXIS INVESTMENT MANAGEMENT, INC. — EVERENCE CAPITAL MANAGEMENT, INC. is now doing business as . IAPD ↗institutional

$2.77B RAUM · 5 reps · 574-533-9511

LINCOLN ADVISORS — LPC REALTY ADVISORS I, LLC is now doing business as . IAPD ↗institutional

$1.86B RAUM · 7 reps · 214-740-3300 · lincolnadvisors.com

LINCOLN ADVISORS — LINCOLN ADVISORY GROUP, LLC is now doing business as . IAPD ↗institutional

$3.15B RAUM · 8 reps · 214-740-3300 · lincolnadvisors.com

THE INFORMED MOMENTUM COMPANY LLC — EAM INVESTORS, LLC is now doing business as . IAPD ↗institutional

$1.10B RAUM · 13 reps · 760-479-5080 · informedmomentum.com

PTMA INVESTMENT ADVISORS — PUBLIC TRUST ADVISORS, LLC is now doing business as . IAPD ↗institutional

$94.21B RAUM · 13 reps · 855-395-3954 · publictrustadvisors.com

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS — CERITY PARTNERS RETIREMENT PLAN ADVISORS is now doing business as . IAPD ↗institutional

$18.95B RAUM · 68 reps · 212-850-4260

IMPACTASSETS CAPITAL PARTNERS PB LLC — IMPACTASSETS CAPITAL PARTNERS PBLLC is now doing business as . IAPD ↗institutional

$1.80B RAUM · 15 reps · 855-920-2303 · impactassetscapital.com

AGL US DL MANAGEMENT LLC — . is now doing business as AGL US DL MANAGEMENT LLC. IAPD ↗institutional

$1.00B RAUM · 0 reps · 212-973-8600

HSBC GLOBAL ASSET MANAGEMENT (USA) INC. — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗institutional

$130.50B RAUM · 56 reps · 212-525-1066 · assetmanagement.us.hsbc.com

SUNAMERICA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (26 -> 28). IAPD ↗institutional

$57.42B RAUM · 13 reps · 201-324-6300 · corebridgefinancial.com

FIDUCIARY COUNSELORS INC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗institutional

$17.02B RAUM · 6 reps · 202-558-5130 · fiduciarycounselors.com

MASON STREET ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (12 -> 13). IAPD ↗institutional

$35.04B RAUM · 13 reps · 414-665-5400

SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. — 's Item 11 disclosure-reporting entries rose by 5 (28 -> 33). IAPD ↗institutional

$6.83B RAUM · 11 reps · 212-421-6800

CBRE INVESTMENT MANAGEMENT, LLC — CBRE INVESTMENT MANAGEMENT is now doing business as . IAPD ↗fund

$6.11B RAUM · 117 reps · (212) 824-2150

SARATOGA CAPITAL MANAGEMENT, LLC — SARATOGA CAPITAL MANAGEMENT,LLC is now doing business as . IAPD ↗institutional

$149.6M RAUM · 3 reps · 623-266-4567

HIGGINBOTHAM RETIREMENT ADVISORS, INC. — MBG RETIREMENT is now doing business as . IAPD ↗institutional

$0 RAUM · 2 reps · 713-693-6113 · higginbotham.net

FIVE ARROWS MANAGERS NORTH AMERICA LLC — ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA) is now doing business as . IAPD ↗fund

$3.24B RAUM · 11 reps · 213-621-3700 · rothschildandco.com

L&G - ASSET MANAGEMENT, AMERICA — LGIM AMERICA is now doing business as . IAPD ↗fund

$233.25B RAUM · 100 reps · 312-585-0300 · am.landg.us.com

CASTLE CREEK CAPITAL — CASTLE CREEK ADVISORS IV LLC is now doing business as . IAPD ↗fund

$1.07B RAUM · 11 reps · 858-756-8300 · castlecreek.com

AVISTA HEALTHCARE PARTNERS — AVISTA CAPITAL PARTNERS is now doing business as . IAPD ↗fund

$4.97B RAUM · 16 reps · 212-593-6900 · avistahealthcare.com

MENLO EQUITIES — LLC is now doing business as MENLO EQUITIES. IAPD ↗fund

$4.49B RAUM · 17 reps · 650-326-9300 · menloequities.com

GREENOAKS — CAPITAL is now doing business as GREENOAKS. IAPD ↗fund

$12.65B RAUM · 16 reps · 415.942.5322 · greenoaks.com

GLOBAL IMC LLC — EAM GLOBAL INVESTORS LLC is now doing business as . IAPD ↗fund

$1.42B RAUM · 13 reps · 760-479-5080 · informedmomentum.com

BAIN CAPITAL ASSET MANAGEMENT, LP — BOYLSTON ADVISORS, LP is now doing business as . IAPD ↗fund

$11.19B RAUM · 2 reps · 617-516-2318

VARSITY HEALTHCARE PARTNERS — VARSITY MANAGEMENT is now doing business as . IAPD ↗fund

$1.80B RAUM · 12 reps · 310-564-2690 · varsityhealthcarepartners.com

GLP CAPITAL PARTNERS LLC — GLP CAPITAL PARTNERS, INC. is now doing business as . IAPD ↗fund

$9.42B RAUM · 30 reps · 213-819-9450 · gcp.com

ABL WEALTH ADVISORS, LLC — LONGEVITY WEALTH ADVISORS, LLC is now doing business as . IAPD ↗institutional

$0 RAUM · 1 reps · 407-358-3332 · ablwealth.com

PINEGROVE VENTURE PARTNERS, LLC — SVB CAPITAL is now doing business as . IAPD ↗fund

$11.68B RAUM · 18 reps · 650-519-0540

BUENA CAPITAL ADVISORS D/B/A IVY INVEST — BUENA CAPITAL ADVISORS LLC is now doing business as . IAPD ↗institutional

$7.4M RAUM · 1 reps · 8005357096 · buenacapital.com

S2G INVESTMENTS, LLC — S2G VENTURES is now doing business as . IAPD ↗fund

$2.42B RAUM · 50 reps · 312-438-7584 · s2ginvestments.com

ALPHABIT INVESTMENTS, LLC — OASIS CAPITAL PARTNERS is now doing business as . IAPD ↗institutional

$0 RAUM · 2 reps · 641-925-2138

BIVIUM CAPITAL PARTNERS, LLC — notice-filed in CT, DC, NC, PA, TN, VA. IAPD ↗institutional

$5.10B RAUM · 9 reps · 415-825-0610 · biviumcapital.com

NEWPORT GROUP CONSULTING, LLC — notice-filed in AK, AR, DC, DE, HI, ID, KS, KY, MT, ND, NH, NM, NV, OK, RI, UT, VT, WY. IAPD ↗institutional

$4.40B RAUM · 10 reps · 407-333-2905 · newportgroup.com

GUGGENHEIM PRIVATE INVESTMENTS, LLC — notice-filed in AK, AL, AR, AZ, CA, CO, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗institutional

$2.90B RAUM · 0 reps · 1-212-739-0700 · guggenheiminvestments.com

ALPHACENTRIC ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 4 (11 -> 15). IAPD ↗institutional

$495.0M RAUM · 7 reps · 787-334-1781 · alphacentricfunds.com

OLYMPUS PEAK MANAGEMENT — OLYMPUS PEAK ASSET MANAGEMENT LP is now doing business as . IAPD ↗fund

$529.8M RAUM · 3 reps · 212-373-1195

SAFE HARBOR CAPITAL PARTNERS — SHE DDF1 MANAGER LLC is now doing business as . IAPD ↗fund

$355.4M RAUM · 10 reps · 786-230-1609 · safeharborcp.com

IG4 CAPITAL ADVISORS US LLC — IG4 CAPITAL ADVISORS (US) LP is now doing business as . IAPD ↗fund

$311.7M RAUM · 3 reps · 12039715686

SETPOINT CAPITAL — SETPOINT MANAGEMENT LLC is now doing business as . IAPD ↗fund

$483.5M RAUM · 11 reps · 512-240-2513 · setpointcapital.com

MEKETA INVESTMENT GROUP INC — notice-filed in CO, CT, LA, TX. IAPD ↗institutional

$11.41B RAUM · 116 reps · 781-471-3500 · meketa.com

ELDRIDGE STRUCTURED CREDIT ADVISERS, LLC — notice-filed in CA, CT, IL, TX. IAPD ↗institutional

$12.72B RAUM · 10 reps · 212-895-2000

NPPG PLAN PROFESSIONALS, LLC — notice-filed in AL, MT, OH, RI. IAPD ↗institutional

$4.55B RAUM · 2 reps · 732-758-1577 · nppg.com

LCG ASSOCIATES, INC. — notice-filed in MN, OH, VA. IAPD ↗institutional

$2.42B RAUM · 47 reps · (770) 644-0100

BNY MELLON INVESTMENT ADVISER, INC. — 's Item 11 disclosure-reporting entries rose by 2 (19 -> 21). IAPD ↗fund

$365.42B RAUM · 18 reps · 212-635-8827 · bny.com

VANGUARD GROUP INC — 's Item 11 disclosure-reporting entries rose by 21 (26 -> 47). IAPD ↗fund

$10246.60B RAUM · 330 reps · 610-669-1000

TRUSTAGE INVESTMENT MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund

$37.25B RAUM · 42 reps · 6082385851 · trustage.com

UBS FARMLAND INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (99 -> 101). IAPD ↗institutional

$0 RAUM · 7 reps · 860-616-9200 · ubs.com

UBS REALTY INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (100 -> 102). IAPD ↗fund

$2.53B RAUM · 27 reps · 860-616-9000 · ubs.com

MH INVESTMENT MANAGEMENT INC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗institutional

$59.3M RAUM · 3 reps · 908-444-8654

SSGA FUNDS MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗fund

$1173.45B RAUM · 219 reps · 617-786-3000

RATIONAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 4 (11 -> 15). IAPD ↗fund

$2.28B RAUM · 8 reps · 787-334-1781 · catalyst-insights.com

PENTWATER CAPITAL MANAGEMENT LP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund

$9.35B RAUM · 20 reps · 239-384-9750 · pwcm.com

VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 22 (25 -> 47). IAPD ↗fund

$491.43B RAUM · 84 reps · 610-669-1000

ECOR1 CAPITAL, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund

$3.91B RAUM · 9 reps · 415-754-3517

GPB CAPITAL HOLDINGS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (17 -> 18). IAPD ↗fund

$1.05B RAUM · 2 reps · 212.235.2650

GALAXY DIGITAL CAPITAL MANAGEMENT LP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund

$2.45B RAUM · 29 reps · 212-499-0081 · ventures.galaxy.com

FNY INVESTMENT ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund

$3.07B RAUM · 98 reps · (212) 848-0600 · firstny.com

MADISON AVENUE SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗fund

$1.65B RAUM · 0 reps · 312-962-3800 · hightoweradvisors.com

NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 1 (12 -> 13). IAPD ↗fund

$299.97B RAUM · 201 reps · 414-665-1444 · realestate.northwesternmutual.com

TIFIN GIVE — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional

$4.7M RAUM · 2 reps · 800-807-4066 · tifin.com

BERNSTEIN INSTITUTIONAL SERVICES LLC — 's Item 11 disclosure-reporting entries rose by 34 (43 -> 77). IAPD ↗institutional

$0 RAUM · 90 reps · 9173448600 · autonomous.com

PEAKSHARES LLC — 's Item 11 disclosure-reporting entries rose by 8 (0 -> 8). IAPD ↗institutional

$17.4M RAUM · 3 reps · 877-577-3257 · peaksharesfunds.com

MAN GLOBAL PRIVATE MARKETS (USA) INC. — moved its main office from CHARLOTTE, NC to NEW YORK, NY. IAPD ↗institutional

$1.49B RAUM · 16 reps · 980 321 7560 · man.com

MICROVEST CAPITAL MANAGEMENT — DAI ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗fund

$169.7M RAUM · 3 reps · 202-450-1630

CAIS ADVISORS — LLC is now doing business as CAIS ADVISORS. IAPD ↗fund

$125.0M RAUM · 6 reps · 212-300-9355 · caisgroup.com

NORTH GROUND CAPITAL — CF CAPITAL LLC is now doing business as . IAPD ↗fund

$108.8M RAUM · 2 reps · 617.423.5984 · northgroundcapital.com

INVESTBEV — GROWTH BEVERAGE GROUP, LP is now doing business as . IAPD ↗fund

$191.9M RAUM · 8 reps · 312-617-9057 · investbev.com

TRINITY CAPITAL ADVISER LLC — TRINITY CAPITAL ADVISER, LLC is now doing business as . IAPD ↗fund

$75.2M RAUM · 61 reps · 480-374-5350

SALLYPORT — PARTNERS is now doing business as SALLYPORT. IAPD ↗fund

$159.6M RAUM · 5 reps · 281-423-0260 · sallyportinvestments.com

GALLIARD CAPITAL MANAGEMENT — notice-filed in AK, AL, AR, AZ, DE, HI, ID, LA, ME, MS, MT, ND, NE, NH, NV, OK, PR, SD, UT, VT, WA, WV, WY. IAPD ↗fund

$80.36B RAUM · 20 reps · 612-667-3220 · galliard.com

FRANCIS LLC — notice-filed in CT, DE, KY, LA, MA, MD, ME, MT, NE, NM, NV, RI, SC, VT, WV, WY. IAPD ↗institutional

$0 RAUM · 21 reps · 866-232-6457 · francisway.com

GLOBAL INFRASTRUCTURE MANAGEMENT, LLC — notice-filed in AK, AL, AR, CA, CO, DC, FL, GA, IA, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NM, OH, OK, OR, PA, TN, TX, UT, VA, WA, WI, WY. IAPD ↗fund

$116.11B RAUM · 206 reps · 212-810-5300 · global-infra.com

GUGGENHEIM CORPORATE FUNDING, LLC — notice-filed in AK, AL, AR, AZ, CA, CO, DC, FL, GA, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗fund

$9.03B RAUM · 13 reps · 212-739-0700 · guggenheiminvestments.com

SOVEREIGN'S CAPITAL MANAGEMENT, LLC — notice-filed in AL, CA, FL, IL, IN, KY, LA, MD, MI, MN, MO, NH, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA. IAPD ↗fund

$1.05B RAUM · 26 reps · 404-260-2798 · sovereignscapital.com

FIDELITY DIVERSIFYING SOLUTIONS LLC — notice-filed in AK, AL, CA, CT, DC, DE, FL, GA, HI, IA, IN, KS, MD, MI, MN, MO, NM, NV, NY, OH, OR, PA, TN, TX, VA, VT, WA, WI, WV, WY. IAPD ↗fund

$9.66B RAUM · 35 reps · 617-563-7000

CHOREO PARTNER ALLIANCE, LLC — notice-filed in CO, CT, FL, IA, IN, NY, PA, SC, TX, WI, WV. IAPD ↗institutional

$0 RAUM · 5 reps · 312-702-1680 · choreoadvisors.com

MONEY PICKLE — notice-filed in AL, AZ, CO, CT, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, WA, WI. IAPD ↗institutional

$0 RAUM · 1 reps · 248-881-4288

NERDWALLET ADVISORY — notice-filed in AK, AL, AR, CT, DC, DE, GA, IA, IN, KY, LA, MD, MI, MN, MO, MS, NC, NV, OH, OK, PR, SC, TN, WI, WV. IAPD ↗institutional

$0 RAUM · 1 reps · 415-549-8913 · nerdwalletcoach.uprise.us

HILLTOP SECURITIES ASSET MANAGEMENT, LLC — notice-filed in IN, KY. IAPD ↗institutional

$31.69B RAUM · 13 reps · 214-953-4000 · hilltopsecurities.com

LSCP ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund

$296.3M RAUM · 11 reps · 512-407-2600 · legacystarcapital.com

DRIFTWOOD ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund

$881.0M RAUM · 20 reps · 305-500-9998 · driftwoodadvisors.us

MATTHEW 25 MANAGEMENT CORP — moved its main office from DRESHER, PA to AMBLER, PA. IAPD ↗institutional

$281.8M RAUM · 1 reps · 215-884-4458

NEWFRONT RETIREMENT SERVICES, INC. — moved its main office from SAN FRANCISCO, CA to SAN MATEO, CA. IAPD ↗institutional

$649.3M RAUM · 19 reps · 415-754-3635 · newfront.com

LBC CREDIT PARTNERS — notice-filed in FL, GA, OH, SC. IAPD ↗fund

$3.26B RAUM · 102 reps · 215-972-8900 · lbccredit.com

PIPER SANDLER & CO. — notice-filed in OR. IAPD ↗institutional

$1.99B RAUM · 21 reps · 612-303-6000 · pipersandler.com

PGIM PRIVATE PLACEMENT INVESTORS, L.P. — notice-filed in NY. IAPD ↗institutional

$23.60B RAUM · 289 reps · 973-367-2454 · pgimprivatecapital.com

INTERCONTINENTAL REAL ESTATE CORPORATION — notice-filed in MI. IAPD ↗institutional

$12.58B RAUM · 38 reps · 617-782-2600

THE INFORMED MOMENTUM COMPANY LLC — notice-filed in WA. IAPD ↗institutional

$1.10B RAUM · 13 reps · 760-479-5080 · informedmomentum.com

GLOBAL X MANAGEMENT COMPANY LLC — notice-filed in FL. IAPD ↗institutional

$55.75B RAUM · 37 reps · 212-644-6440 · globalxetfs.com

PLANPILOT — notice-filed in UT. IAPD ↗institutional

$3.71B RAUM · 11 reps · 312-973-4911

RIVER CANYON FUND MANAGEMENT LLC — notice-filed in NY. IAPD ↗institutional

$1.14B RAUM · 48 reps · 214 253 6000 · rivercanyonfunds.com

DWIGHT SECURITIES MANAGEMENT LLC — notice-filed in NY. IAPD ↗institutional

$2.83B RAUM · 24 reps · 212-960-3750 · dwightmortgagetrust.com

LAWLEY RETIREMENT ADVISORS — notice-filed in TX. IAPD ↗institutional

$1.95B RAUM · 5 reps · 716-849-8219 · lawleyretirement.com

M&G INVESTMENTS (USA) INC. — notice-filed in CA. IAPD ↗institutional

$15.58B RAUM · 22 reps · 312-952-9464 · mandg.com

FS REIT ADVISOR, LLC — notice-filed in NY. IAPD ↗institutional

$8.57B RAUM · 3 reps · 215-220-6651

VETA INVESTMENT PARTNERS, LLC — notice-filed in TX. IAPD ↗institutional

$4.49B RAUM · 2 reps · 646-630-3218 · vetainvestmentpartners.com

SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC — notice-filed in NC. IAPD ↗institutional

$1.02B RAUM · 109 reps · (203) 542-4200

BONDBLOXX — notice-filed in AZ. IAPD ↗institutional

$3.43B RAUM · 4 reps · 800-896-5089

BLUE OWL INSURANCE SOLUTIONS — notice-filed in TX. IAPD ↗institutional

$22.60B RAUM · 30 reps · (212) 419-3000

CAPITAL CLIENT GROUP, INC. — notice-filed in MI, PA, WI. IAPD ↗institutional

$0 RAUM · 655 reps · 213-486-9200 · pro.capitalgroup.com

PORTFOLIO ADVISORS LLC — notice-filed in KS, MD, ND. IAPD ↗fund

$44.67B RAUM · 84 reps · 203-662-3456 · portfolioadvisorsllc.com

ELDRIDGE CREDIT ADVISERS, LLC — notice-filed in CA, CT, TX. IAPD ↗fund

$7.71B RAUM · 43 reps · 212-895-2000

MILLENNIUM MANAGEMENT LLC — notice-filed in LA, MI, MN. IAPD ↗fund

$571.11B RAUM · 2892 reps · 212-841-4100 · millenniummanagementllc.com

CAPITALSPRING — notice-filed in CA, GA, TX. IAPD ↗fund

$2.72B RAUM · 24 reps · 212-981-0140 · capitalspring.com

BLUE OWL ALTERNATIVE CREDIT ADVISORS II LLC — notice-filed in CA, CT, MA. IAPD ↗institutional

$0 RAUM · 210 reps · (212) 419-3000

WOLF POINT ASSET MANAGEMENT LP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund

$209.4M RAUM · 4 reps · 312-995-1400

QUARTUS INVESTMENT ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund

$31.2M RAUM · 1 reps · 212-634-7173

TWENTY ACRE CAPITAL LP — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund

$198.5M RAUM · 6 reps · 215-978-9800 · twentyacre.com

CATALYST INTERNATIONAL ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 4 (11 -> 15). IAPD ↗fund

$44.7M RAUM · 7 reps · 787-334-1781 · catalystucits.com

GSSG SOLAR, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund

$200.2M RAUM · 5 reps · 415-361-3427 · gssgsolar.com

PRCE MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund

$25.0M RAUM · 2 reps · 770-777-9373

ALLIANCEBERNSTEIN CORPORATION — moved its main office from NASHVILLE, TN to NEW YORK, NY. IAPD ↗institutional

$0 RAUM · 0 reps · 212-969-1000

HQ CAPITAL PRIVATE EQUITY LLC — moved its main office from NEW YORK, NY to MIAMI, FL. IAPD ↗fund

$8.05B RAUM · 14 reps · 786-944-0500

FILLMORE CAPITAL PARTNERS, LLC — moved its main office from COLUMBUS, OH to POWELL, OH. IAPD ↗fund

$1.38B RAUM · 10 reps · 614-781-1420 · fillmorecap.com

VARDE MANAGEMENT, L.P. — moved its main office from MINNEAPOLIS, MN to NEW YORK, NY. IAPD ↗fund

$17.98B RAUM · 65 reps · 212-321-3780 · varde.com

GLADIUS CAPITAL MANAGEMENT LP — moved its main office from CHICAGO, IL to PARK CITY, UT. IAPD ↗fund

$3.06B RAUM · 6 reps · 312-348-5900 · gladiusgroup.com

VANCE STREET CAPITAL LLC — moved its main office from PACIFIC PALISADES, CA to LOS ANGELES, CA. IAPD ↗fund

$2.98B RAUM · 21 reps · 310-231-7100 · vancestreetcapital.com

ROCKPOINT — moved its main office from DALLAS, TX to BOSTON, MA. IAPD ↗fund

$12.78B RAUM · 46 reps · 617-437-8400 · rockpoint.com

FLEXPOINT FORD, LLC — moved its main office from CHICAGO, IL to MIAMI, FL. IAPD ↗fund

$7.78B RAUM · 60 reps · 786-885-1850 · flexpointford.com

HITE HEDGE ASSET MANAGEMENT LLC — moved its main office from QUINCY, MA to BRAINTREE, MA. IAPD ↗fund

$2.57B RAUM · 13 reps · 617-431-4360 · hitehedge.com

FISHER LYNCH CAPITAL, LLC — moved its main office from SAN MATEO, CA to BURLINGAME, CA. IAPD ↗fund

$8.05B RAUM · 11 reps · 617-406-3124 · fisherlynch.com

WALLEYE CAPITAL LLC — moved its main office from PLYMOUTH, MN to WAYZATA, MN. IAPD ↗fund

$47.29B RAUM · 147 reps · 952-345-5200 · walleyecapital.com

INDIGO PARTNERS LLC — moved its main office from PHOENIX, AZ to SCOTTSDALE, AZ. IAPD ↗fund

$1.41B RAUM · 7 reps · 602-224-1500

STEADVIEW CAPITAL MANAGEMENT LLC — moved its main office from LONDON, to SAN FRANCISCO, CA. IAPD ↗fund

$3.04B RAUM · 10 reps · 2124040345 · steadview.com

STRATTAM CAPITAL MANAGEMENT, LLC — moved its main office from AUSTIN, TX to SAN FRANCISCO, CA. IAPD ↗fund

$1.02B RAUM · 9 reps · 512-829-3963

OPENGATE CAPITAL MANAGEMENT, LLC — moved its main office from LOS ANGELES, CA to NEW YORK, NY. IAPD ↗fund

$1.06B RAUM · 20 reps · 212-400-7400

THEOREM — moved its main office from SAN MATEO, CA to NEW YORK, NY. IAPD ↗fund

$1.68B RAUM · 5 reps · 646-214-8587 · pagaya.com

BLUEPRINT CAPITAL ADVISORS LLC — moved its main office from NEWARK, NJ to SHORT HILLS, NJ. IAPD ↗fund

$1.72B RAUM · 4 reps · 2127862084 · blueprintllc.com

1SHARPE CAPITAL LLC — moved its main office from PIEDMONT, CA to SAN FRANCISCO, CA. IAPD ↗fund

$2.10B RAUM · 15 reps · 510-788-5000

LOCUST POINT CAPITAL — moved its main office from RED BANK, NJ to MIAMI, FL. IAPD ↗fund

$1.51B RAUM · 26 reps · 732-945-7474 · locustpointcapital.com

DRAGONFLY DIGITAL MANAGEMENT, LLC — moved its main office from OAKLAND, CA to SAN FRANCISCO, CA. IAPD ↗fund

$4.14B RAUM · 9 reps · 415-795-8868

ARDSLEY PARTNERS — moved its main office from STAMFORD, CT to ROWAYTON, CT. IAPD ↗fund

$1.14B RAUM · 9 reps · 203-564-4200 · ardsley.com

DARK FOREST CAPITAL MANAGEMENT LP — moved its main office from SAN JUAN, PR to NEW YORK, NY. IAPD ↗fund

$1.65B RAUM · 7 reps · 1-914-391-1549

10T HOLDINGS, LLC — moved its main office from GREENWICH, CT to NEW YORK, NY. IAPD ↗fund

$1.36B RAUM · 12 reps · 203-441-7300

ARMADA ETFS — moved its main office from SHELTON, CT to NOVI, MI. IAPD ↗institutional

$11.1M RAUM · 2 reps · 212-220-6681

DISTRIBUTION COGNIZANT, LLC — moved its main office from MONTEREY, CA to PALO ALTO, CA. IAPD ↗institutional

$4.6M RAUM · 1 reps · 949-415-6325 · distributioncognizant.com

STRIVE ADVISORY, LLC — moved its main office from DUBLIN, OH to DALLAS, TX. IAPD ↗institutional

$0 RAUM · 5 reps · 855-427-7360 · strive.com

NERDWALLET ADVISORY — moved its main office from SAN FRANCISCO, CA to SCOTTSDALE, AZ. IAPD ↗institutional

$0 RAUM · 1 reps · 415-549-8913 · nerdwalletcoach.uprise.us

SIMPLIFY EQLS LLC — moved its main office from NEW YORK, NY to LAS VEGAS, NV. IAPD ↗institutional

$114.3M RAUM · 13 reps · 646-585-0476

ROSCOMMON ANALYTICS LLC — moved its main office from NEW YORK, NY to HOUSTON, TX. IAPD ↗fund

$1.36B RAUM · 54 reps · 212-850-8865

ALPHABIT INVESTMENTS, LLC — moved its main office from GILBERT, AZ to FOREST CITY, IA. IAPD ↗institutional

$0 RAUM · 2 reps · 641-925-2138

INSTITUTIONAL CAPITAL MANAGEMENT, INC. — notice-filed in MI. IAPD ↗institutional

$584.0M RAUM · 1 reps · 303-579-9595 · thinkicm.com

CURAFIN ADVISORS — notice-filed in CO. IAPD ↗institutional

$448.4M RAUM · 3 reps · 480-284-7080 · curafinadvisors.com

CIFC PRIVATE CREDIT MANAGEMENT LLC — notice-filed in CA, IL, OH, PA, SC. IAPD ↗fund

$131.0M RAUM · 102 reps · 786-652-3250 · cifc.com

DEUTSCHE BANK SECURITIES INC. — notice-filed in MA, WY. IAPD ↗institutional

$0 RAUM · 146 reps · 212-250-2500 · db.com

CAMDEN ASSET MANAGEMENT — notice-filed in DE, NY. IAPD ↗fund

$8.79B RAUM · 5 reps · 310-785-9755 · camdenasset.com

TOWERS WATSON INVESTMENT SERVICES, INC. — notice-filed in CO, SC. IAPD ↗fund

$52.22B RAUM · 236 reps · 312-288-7700 · wtwco.com

SAGE ADVISORS, LLC — notice-filed in KY, NJ, PA. IAPD ↗fund

$442.5M RAUM · 9 reps · 212-850-4260

SANDS CAPITAL VENTURES, LLC — notice-filed in MT, NH. IAPD ↗fund

$3.21B RAUM · 64 reps · 703-562-4000

KSL CAPITAL PARTNERS — notice-filed in CT, NY. IAPD ↗fund

$25.26B RAUM · 69 reps · 720-284-6400

CIFC ASSET MANAGEMENT LLC — notice-filed in GA, OH. IAPD ↗fund

$41.52B RAUM · 102 reps · 786-652-3250

TXRE ADVISERS, LLC — notice-filed in IL, NJ. IAPD ↗fund

$4.89B RAUM · 43 reps · 972-201-2841 · hillwood.pl

STAR MOUNTAIN FUND MANAGEMENT, LLC — notice-filed in CA, PA. IAPD ↗fund

$3.96B RAUM · 25 reps · 212-810-9044

BLUE OWL REAL ESTATE CAPITAL LLC — notice-filed in DC, TX. IAPD ↗fund

$52.79B RAUM · 110 reps · (212) 419-3000 · blueowlproducts.com

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC — notice-filed in LA, NH. IAPD ↗institutional

$170.7M RAUM · 2 reps · 727-324-4004

NYL INVESTORS LLC — notice-filed in NJ, OK. IAPD ↗fund

$312.16B RAUM · 189 reps · 212-576-7000 · newyorklifeinvestments.com

RETHINK CAPITAL PARTNERS, LLC — notice-filed in MD, PA. IAPD ↗fund

$2.23B RAUM · 22 reps · (914) 683-8474

SQUAREPOINT OPS LLC — notice-filed in CA, IL. IAPD ↗fund

$182.23B RAUM · 51 reps · 646 868 1500 · squarepoint-capital.com

ENGINEERS GATE MANAGER LP — notice-filed in CT, TN. IAPD ↗fund

$13.57B RAUM · 105 reps · 646-757-2800

ARENA INVESTORS, LP — notice-filed in FL, UT. IAPD ↗fund

$2.66B RAUM · 31 reps · 914-670-7809

PROTERRA INVESTMENT PARTNERS LP — notice-filed in IL, VI. IAPD ↗fund

$3.61B RAUM · 40 reps · 612-257-7900

TWO SIGMA INVESTOR SOLUTIONS, LP — notice-filed in NH, VA. IAPD ↗institutional

$0 RAUM · 2 reps · (212) 625-5700

OXFORD FINANCE ADVISORS, LLC — notice-filed in FL, NY. IAPD ↗fund

$1.60B RAUM · 76 reps · 703-519-4900

PGIM REAL ESTATE ADVISORS LLC — notice-filed in CA, NJ. IAPD ↗institutional

$0 RAUM · 2 reps · 973-367-5122 · pgimrealestate.com

VINE INVESTMENT ADVISORS, LP — moved its main office from NEW YORK, NY to PALM BEACH GARDENS, FL. IAPD ↗fund

$546.3M RAUM · 1 reps · 9175127051

LNK PARTNERS, LLC — moved its main office from WHITE PLAINS, NY to RYE BROOK, NY. IAPD ↗fund

$666.7M RAUM · 1 reps · 914-824-5900 · lnkpartners.com

OAK HARBOR CAPITAL, LLC — moved its main office from SEATTLE, WA to LAS VEGAS, NV. IAPD ↗fund

$507.8M RAUM · 8 reps · 855-330-9520 · argolicallc.com

VILA, LLC — moved its main office from LOS ANGELES, CA to SAN FRANCISCO, CA. IAPD ↗fund

$298.9M RAUM · 4 reps · 213-306-5950 · vilallc.com

GREENSLEDGE ASSET MANAGEMENT LLC — moved its main office from HARTFORD, CT to SIMSBURY, CT. IAPD ↗fund

$606.0M RAUM · 3 reps · 860-256-4952 · greensledge.com

OCTAHEDRON CAPITAL MANAGEMENT, L.P. — moved its main office from HILLSBOROUGH, CA to BURLINGAME, CA. IAPD ↗fund

$358.8M RAUM · 5 reps · 858-243-2204

KANBRICK LLC — moved its main office from NASHVILLE, TN to CHARLOTTE, NC. IAPD ↗fund

$280.1M RAUM · 6 reps · 872-225-2249

FVLCRUM PARTNERS, LLC — moved its main office from ROCKVILLE, MD to BETHESDA, MD. IAPD ↗fund

$298.3M RAUM · 11 reps · 202-960-1170

TYRO CAPITAL MANAGEMENT, LLC — moved its main office from NEW YORK, NY to MIAMI, FL. IAPD ↗fund

$254.9M RAUM · 4 reps · 212-271-5285 · tyropartners.com

BENCH WALK ADVISORS LLC — moved its main office from WILMINGTON, DE to BOCA RATON, FL. IAPD ↗fund

$627.3M RAUM · 13 reps · 561-448-4441

LNC PARTNERS — moved its main office from RESTON, VA to ARLINGTON, VA. IAPD ↗fund

$642.4M RAUM · 13 reps · (703) 651-2150 · lnc-partners.com

FORTWOOD CAPITAL LP — moved its main office from GRENWICH, CT to GREENWICH, CT. IAPD ↗fund

$320.8M RAUM · 4 reps · 475-303-3380

FORMAN CAPITAL, LLC — moved its main office from BOYNTON BEACH, FL to DELRAY BEACH, FL. IAPD ↗fund

$368.1M RAUM · 11 reps · 561-588-0132 · formancap.com

USI SECURITIES, INC. — notice-filed in MO. IAPD ↗institutional

$0 RAUM · 19 reps · 860-652-3239

CIGNA INVESTMENTS, INC. — notice-filed in IL. IAPD ↗fund

$27.52B RAUM · 49 reps · 860-226-3723

SMITH GROUP ASSET MANAGEMENT — notice-filed in NY. IAPD ↗institutional

$133.7M RAUM · 10 reps · 214-880-4600

FIRST EAGLE INVESTMENT MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗fund

$101.61B RAUM · 43 reps · 212-698-3300 · firsteagle.com

HARBOR CAPITAL ADVISORS, INC. — notice-filed in NY. IAPD ↗fund

$64.79B RAUM · 27 reps · (312) 443-4400

CABOT PROPERTIES L.P. — notice-filed in NY. IAPD ↗fund

$9.29B RAUM · 118 reps · 617-723-7400 · cabotprop.com

LOS ANGELES CAPITAL MANAGEMENT LLC — notice-filed in TX. IAPD ↗fund

$31.29B RAUM · 41 reps · 310-479-9998 · lacapm.com

TPG ANGELO GORDON — notice-filed in FL. IAPD ↗fund

$100.72B RAUM · 326 reps · 212.692.2000 · angelogordon.com

PARTNERS GROUP (USA) INC. — notice-filed in FL. IAPD ↗fund

$27.52B RAUM · 267 reps · 212-908-2600 · partnersgroup.com

COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC — notice-filed in CA. IAPD ↗fund

$112.27B RAUM · 265 reps · 212-458-6082 · corebridgefinancial.com

FIRST EAGLE ALTERNATIVE CREDIT, LLC — notice-filed in TX. IAPD ↗fund

$16.82B RAUM · 55 reps · 617-848-2577 · firsteagle.com

ANGEL OAK CAPITAL ADVISORS, LLC — notice-filed in CO. IAPD ↗fund

$10.21B RAUM · 25 reps · 404-953-4900

SANDERS CAPITAL, LLC — notice-filed in NE. IAPD ↗fund

$100.24B RAUM · 16 reps · 212-291-7900 · sanderscapital.com

CERBERUS CAPITAL MANAGEMENT, L.P. — notice-filed in AZ. IAPD ↗fund

$85.77B RAUM · 273 reps · 212-891-2100

OBRA CAPITAL MANAGEMENT, LLC. — notice-filed in IL. IAPD ↗fund

$3.60B RAUM · 60 reps · 917-831-1000

PERMIAN — notice-filed in NY. IAPD ↗fund

$2.13B RAUM · 7 reps · 212-257-6080 · permianlp.com

TENEX CAPITAL MANAGEMENT, L.P. — notice-filed in FL. IAPD ↗fund

$4.74B RAUM · 33 reps · 212-457-1138 · tenexcm.com

HAYFIN CAPITAL MANAGEMENT LLC — notice-filed in IL. IAPD ↗fund

$1.63B RAUM · 16 reps · 646-218-9479 · hayfin.com

IGP INDUSTRIES, LLC — notice-filed in IL. IAPD ↗fund

$1.50B RAUM · 23 reps · 415-882-4550 · igpequity.com

SILVER POINT CAPITAL, L.P. — notice-filed in NC. IAPD ↗fund

$37.09B RAUM · 109 reps · 203-542-4200 · silverpointcapital.com

FLEXPOINT FORD, LLC — notice-filed in FL. IAPD ↗fund

$7.78B RAUM · 60 reps · 786-885-1850 · flexpointford.com

FUNDAMENTAL ADVISORS LP — notice-filed in CA. IAPD ↗fund

$3.96B RAUM · 28 reps · 212-205-5000 · fundamental.com

LS POWER EQUITY ADVISORS, LLC — notice-filed in MO. IAPD ↗fund

$12.42B RAUM · 139 reps · 212-615-3456

JACKSON AVENUE, LLC — notice-filed in TX. IAPD ↗institutional

$170.6M RAUM · 2 reps · 703-626-6475 · jacksonavenue.com

VALOR EQUITY PARTNERS — notice-filed in CA. IAPD ↗fund

$26.08B RAUM · 70 reps · 312-683-1900

PENNYBACKER CAPITAL MANAGEMENT, LLC — notice-filed in NY. IAPD ↗fund

$5.18B RAUM · 45 reps · 512-610-2910 · pennybackercap.com

RA CAPITAL MANAGEMENT, LP — notice-filed in NY. IAPD ↗fund

$12.63B RAUM · 96 reps · 617-778-2500 · racap.com

LGT CAPITAL PARTNERS (USA) INC. — notice-filed in CA. IAPD ↗fund

$54.92B RAUM · 45 reps · 212-336-0650 · lgtcp.com

GRAHAM CAPITAL MANAGEMENT, L.P. — notice-filed in NY. IAPD ↗fund

$28.54B RAUM · 98 reps · 203-899-3400 · grahamcapital.com

CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. — notice-filed in GA. IAPD ↗fund

$58.97B RAUM · 161 reps · 212-813-4900 · carlyle.com

THE PALISADES GROUP, LLC — notice-filed in NY. IAPD ↗fund

$22.62B RAUM · 11 reps · 512-361-2148

RAITH CAPITAL PARTNERS — notice-filed in MA. IAPD ↗fund

$2.07B RAUM · 15 reps · 212-938-6995

ARMISTICE CAPITAL LLC — notice-filed in FL. IAPD ↗fund

$5.54B RAUM · 19 reps · 212-231-4930 · armisticecapital.com

HEALTHCARE ROYALTY MANAGEMENT, LLC — notice-filed in FL. IAPD ↗fund

$3.33B RAUM · 19 reps · 203-487-8300

GLOBAL IMC LLC — notice-filed in WA. IAPD ↗fund

$1.42B RAUM · 13 reps · 760-479-5080 · informedmomentum.com

RETIREMENT PLANOLOGY, INC. — notice-filed in MD. IAPD ↗institutional

$204.2M RAUM · 3 reps · 703-595-2829

AE INDUSTRIAL PARTNERS, LP — notice-filed in DC. IAPD ↗fund

$6.40B RAUM · 46 reps · 561-372-0994 · aeroequity.com

OPENGATE CAPITAL MANAGEMENT, LLC — notice-filed in NY. IAPD ↗fund

$1.06B RAUM · 20 reps · 212-400-7400

COMMUNITY DEVELOPMENT FUND ADVISORS, LLC — notice-filed in CT. IAPD ↗institutional

$206.1M RAUM · 2 reps · 305-663-0100 · communitydevelopmentfund.com

IKARIAN CAPITAL — notice-filed in MI, WA. IAPD ↗fund

$559.8M RAUM · 3 reps · 214-276-0670

ENERGY IMPACT PARTNERS LP — notice-filed in DC. IAPD ↗fund

$4.97B RAUM · 62 reps · 212-899-9700 · energyimpactpartners.com

GARDA CAPITAL PARTNERS — notice-filed in MA. IAPD ↗fund

$106.64B RAUM · 59 reps · 612-330-4900 · gardacp.dk

BLUE OWL CREDIT ADVISORS LLC — notice-filed in TX. IAPD ↗fund

$57.08B RAUM · 210 reps · (212) 419-3000 · blueowl.com

POINT72 ASSET MANAGEMENT, L.P. — notice-filed in DC. IAPD ↗fund

$220.93B RAUM · 1431 reps · 203-890-2000 · careers.point72.com

CENTIVA CAPITAL, LP — notice-filed in NC. IAPD ↗fund

$19.47B RAUM · 156 reps · 212-554-4180 · centivacapital.com

GOLDENTREE ASSET MANAGEMENT CREDIT ADVISOR LLC — notice-filed in FL. IAPD ↗institutional

$0 RAUM · 70 reps · 212-847-3459

ANZU PARTNERS, LLC — notice-filed in GA, NH. IAPD ↗fund

$975.9M RAUM · 10 reps · 202 742 5870

MARINER WEALTH — notice-filed in TN. IAPD ↗institutional

$0 RAUM · 50 reps · 913-904-5700 · mariner.com

TREVILLE CAPITAL MANAGEMENT LLC — notice-filed in NC. IAPD ↗fund

$1.96B RAUM · 13 reps · 212-812-0210 · treville.com

KENNEDY LEWIS MANAGEMENT LP — notice-filed in AZ. IAPD ↗fund

$10.80B RAUM · 43 reps · 212-782-3480

PARAFI CAPITAL LP — notice-filed in CA. IAPD ↗fund

$1.40B RAUM · 8 reps · (203) 326-1321 · parafi.com

MARTIS CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗fund

$2.14B RAUM · 15 reps · 202-975-1281

COMPASS ROSE ASSET MANAGEMENT — notice-filed in SC. IAPD ↗fund

$11.86B RAUM · 20 reps · 212-888-1433 · compassroseam.com

RETIREMENT RESEARCHER, LLC — notice-filed in RI. IAPD ↗institutional

$0 RAUM · 2 reps · 833-828-9811

BLUE OWL TECHNOLOGY CREDIT ADVISORS LLC — notice-filed in TX. IAPD ↗fund

$7.06B RAUM · 210 reps · (212) 419-3000 · blueowl.com

BLUE OWL CREDIT PRIVATE FUND ADVISORS LLC — notice-filed in TX. IAPD ↗fund

$33.60B RAUM · 210 reps · (212) 419-3000

TYREE & D'ANGELO PARTNERS MANAGEMENT LP — notice-filed in TX. IAPD ↗fund

$1.90B RAUM · 53 reps · 312-489-5050 · tdpfund.com

ROMARK CREDIT ADVISORS LP — notice-filed in CO. IAPD ↗fund

$3.33B RAUM · 22 reps · 212-867-9090 · romarkadvisors.com

HARNESS WEALTH — notice-filed in FL. IAPD ↗institutional

$0 RAUM · 2 reps · (646) 586-5427 · harnesswealth.com

NASSAU ALTERNATIVE INVESTMENTS LLC — notice-filed in CT. IAPD ↗fund

$1.37B RAUM · 6 reps · (646) 630-8376

ALIGNED CLIMATE CAPITAL LLC — notice-filed in ME. IAPD ↗fund

$1.77B RAUM · 15 reps · 201-316-3402 · alignedclimatecapital.com

BLUE OWL DIVERSIFIED CREDIT ADVISORS LLC — notice-filed in TX. IAPD ↗fund

$4.10B RAUM · 210 reps · (212) 419-3000 · blueowl.com

SOOTCHY SECURITIES, LLC — notice-filed in AR. IAPD ↗institutional

$0 RAUM · 1 reps · 310-807-0144

CATALIO CAPITAL MANAGEMENT, LP — notice-filed in DC. IAPD ↗fund

$1.67B RAUM · 17 reps · 410-989-6168

EDISON PARTNERS MANAGEMENT, LLC — notice-filed in TN. IAPD ↗fund

$2.39B RAUM · 14 reps · (609) 896-1900 · edisonpartners.com

SOUND CAPITAL SOLUTIONS LLC — notice-filed in FL. IAPD ↗institutional

$224.2M RAUM · 5 reps · 630-853-3300 · soundcapitalsolutions.com

ACRE MANAGER, LLC — notice-filed in NY. IAPD ↗fund

$3.64B RAUM · 6 reps · 404-968-9795

BLUE OWL TECHNOLOGY CREDIT ADVISORS II LLC — notice-filed in TX. IAPD ↗fund

$6.82B RAUM · 210 reps · (212) 419-3000 · otic.com

STRIVE ADVISORY, LLC — notice-filed in TX. IAPD ↗institutional

$0 RAUM · 5 reps · 855-427-7360 · strive.com

PINEGROVE VENTURE PARTNERS, LLC — notice-filed in CT. IAPD ↗fund

$11.68B RAUM · 18 reps · 650-519-0540

SIMPLIFY EQLS LLC — notice-filed in CA. IAPD ↗institutional

$114.3M RAUM · 13 reps · 646-585-0476

KODAI CAPITAL MANAGEMENT LP — notice-filed in ME. IAPD ↗fund

$2.93B RAUM · 21 reps · 312-264-0620

BUENA CAPITAL ADVISORS D/B/A IVY INVEST — notice-filed in NY. IAPD ↗institutional

$7.4M RAUM · 1 reps · 8005357096 · buenacapital.com

MEKETA CAPITAL, LLC — notice-filed in CA. IAPD ↗institutional

$36.1M RAUM · 14 reps · 720-697-1010 · meketacapital.com

PRESTON CAPITAL — notice-filed in CA. IAPD ↗fund

$1.26B RAUM · 9 reps · 949-272-2000 · prestoncap.com

GID MULTIFAMILY INVESTMENT MANAGEMENT LLC — notice-filed in NY. IAPD ↗fund

$4.59B RAUM · 121 reps · 833-259-7511

DXD CAPITAL — notice-filed in CO, CT. IAPD ↗fund

$294.7M RAUM · 15 reps · 505-633-4190 · dxd.capital

SARMAYA PARTNERS, LLC — notice-filed in CO. IAPD ↗institutional

$3.2M RAUM · 3 reps · 303-520-2419 · sarmayapartners.com

ALPHABIT INVESTMENTS, LLC — notice-filed in IA. IAPD ↗institutional

$0 RAUM · 2 reps · 641-925-2138

MICROVEST CAPITAL MANAGEMENT — moved its main office from BETHESDA, MD to WASHINGTON, DC. IAPD ↗fund

$169.7M RAUM · 3 reps · 202-450-1630

AETOS CAPITAL REAL ESTATE — moved its main office from NEW YORK, NY to GREENWICH, CT. IAPD ↗fund

$210.5M RAUM · 3 reps · +1 (212) 710-3200 · aetoscapitalasia.com

PLEXO CAPITAL MANAGEMENT, LLC — moved its main office from SAN FRANCISCO, CA to LOS ANGELES, CA. IAPD ↗fund

$161.7M RAUM · 2 reps · 510-838-0825

NATURAL CAPITAL — moved its main office from LITTLE ROCK, AR to FAYETTEVILLE, AR. IAPD ↗fund

$218.0M RAUM · 10 reps · 501-517-3162 · naturalcapitalfirm.com

SHIMA CAPITAL MANAGEMENT LLC — moved its main office from SAN JUAN, PR to IRVINE, CA. IAPD ↗fund

$164.6M RAUM · 6 reps · 808-301-2963 · shima.capital

C4M GLOBAL ADVISORS LLC — moved its main office from WASHINGTON D.C., DC to ARLINGTON, VA. IAPD ↗fund

$10.7M RAUM · 2 reps · 888-336-8402 · c4m.com

KATE CAPITAL LLC — moved its main office from STAMFORD, CT to WESTPORT, CT. IAPD ↗fund

$218.7M RAUM · 5 reps · 203-216-9667 · katecapllc.com

NEW CATALYST — moved its main office from TYSONS, VA to MCLEAN, VA. IAPD ↗fund

$185.0M RAUM · 7 reps · 202-240-8775 · newcatalystsp.com

TRIANGLE PEAK PARTNERS, LP — notice-filed in CO. IAPD ↗fund

$312.5M RAUM · 4 reps · 831-998-9540 · trianglepeakpartners.com

ACK ASSET MANAGEMENT LLC — notice-filed in NY. IAPD ↗fund

$949.1M RAUM · 6 reps · 914-358-3299

TRUMAN CAPITAL ADVISORS, LP — notice-filed in WA. IAPD ↗fund

$531.8M RAUM · 15 reps · 914-730-7102

ALIDADE CAPITAL, LLC — notice-filed in MA. IAPD ↗fund

$551.3M RAUM · 12 reps · 248-593-7878 · alidadecapital.com

OAK HARBOR CAPITAL, LLC — notice-filed in NV. IAPD ↗fund

$507.8M RAUM · 8 reps · 855-330-9520 · argolicallc.com

ENHANCED CAPITAL PARTNERS, LLC — notice-filed in CT. IAPD ↗fund

$875.0M RAUM · 15 reps · 504-569-7900

GREENLAKE ASSET MANAGEMENT LLC — notice-filed in NY. IAPD ↗fund

$980.4M RAUM · 9 reps · 626-529-1080 · greenlakefund.com

INNOVATIVE PORTFOLIOS LLC — notice-filed in TX. IAPD ↗fund

$784.6M RAUM · 12 reps · 317-689-6450

DUBIN CLARK — notice-filed in MN. IAPD ↗fund

$402.8M RAUM · 13 reps · 904-799-1984 · dubinclark.com

AMIP MANAGEMENT — notice-filed in CT. IAPD ↗fund

$594.8M RAUM · 5 reps · 562-735-6555

BACKCAST PARTNERS MANAGEMENT LLC — notice-filed in NY. IAPD ↗fund

$854.6M RAUM · 12 reps · 9735127487 · backcastpartners.com

GUILD CAPITAL MANAGEMENT — notice-filed in CA. IAPD ↗fund

$417.5M RAUM · 8 reps · 3109230225 · guildcap.com

FLATIRON RR LLC, MANAGER SERIES — notice-filed in DE. IAPD ↗fund

$798.6M RAUM · 19 reps · 212-576-7000

MACHINE INVESTMENT GROUP, LP — notice-filed in VA. IAPD ↗fund

$455.3M RAUM · 10 reps · 917-970-0313 · machineinv.com

OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC — notice-filed in CA. IAPD ↗fund

$427.8M RAUM · 26 reps · 1-713-402-8266 · ogci.com

PALO DURO INVESTMENT PARTNERS, LP — notice-filed in IN. IAPD ↗fund

$425.7M RAUM · 4 reps · 312-264-4670

SNOWHAWK LP — notice-filed in FL. IAPD ↗fund

$508.8M RAUM · 9 reps · 888-335-3137

BLUE OWL STRATEGIC EQUITY ADVISORS LLC — notice-filed in TX. IAPD ↗fund

$310.1M RAUM · 210 reps · (212) 419-3000

WHITEBARK INVESTORS — notice-filed in NY. IAPD ↗fund

$340.2M RAUM · 3 reps · 775-737-2214 · whitebarkinvestors.com

SAAS CAPITAL, LLC — notice-filed in MA, VA. IAPD ↗fund

$183.4M RAUM · 6 reps · 303-870-9529 · saas-capital.com

STAINES FINANCIAL, LLC — notice-filed in AL, WA. IAPD ↗fund

$166.4M RAUM · 3 reps · 916-663-6723 · stainesfinancial.com

KINGFISH CAPITAL PARTNERS LLC — notice-filed in NY. IAPD ↗fund

$212.4M RAUM · 35 reps · 650-980-0200

NIGHTVIEW CAPITAL, LLC — notice-filed in HI. IAPD ↗fund

$154.2M RAUM · 4 reps · (866) 666-7156 · nightviewcapital.com

ALIGN PRIVATE CAPITAL — notice-filed in NC. IAPD ↗fund

$176.8M RAUM · 5 reps · 917-365-9073 · alignprivatecapital.com

CAPRICE CAPITAL PARTNERS, LLC — notice-filed in TN. IAPD ↗fund

$214.4M RAUM · 4 reps · 310-893-5070 · capricecapital.com

FORSYTH STREET ASSET MANAGEMENT LLC — notice-filed in TN. IAPD ↗fund

$241.0M RAUM · 3 reps · 212-697-1640 · forsythstreet.com

KELSON ASSET MANAGEMENT LLC — notice-filed in DE. IAPD ↗fund

$226.5M RAUM · 2 reps · 917-691-8007

SHIMA CAPITAL MANAGEMENT LLC — notice-filed in CA. IAPD ↗fund

$164.6M RAUM · 6 reps · 808-301-2963 · shima.capital

C4M GLOBAL ADVISORS LLC — notice-filed in VA. IAPD ↗fund

$10.7M RAUM · 2 reps · 888-336-8402 · c4m.com

HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (14 -> 15). IAPD ↗foreign

$128.35B RAUM · 104 reps · 852-2284-1111

NORTHERN TRUST GLOBAL INVESTMENTS LTD — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗foreign

$189.31B RAUM · 19 reps · 0044-(0)207-982-2000 · pointofview.northerntrust.com

WAVERTON INVESTMENT MANAGEMENT LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign

$17.14B RAUM · 50 reps · 0044 20 7484 7496 · waverton.co.uk

CREDIT SUISSE ASSET MANAGEMENT LIMITED — 's Item 11 disclosure-reporting entries rose by 8 (64 -> 72). IAPD ↗foreign

$9.74B RAUM · 2 reps · +44 20 7888 8888 · ubs.com

HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗foreign

$210.25B RAUM · 195 reps · 44 207 992 4172 · globalliquidity.hsbc.com

THE CATALYST CAPITAL GROUP INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign

$2.44B RAUM · 6 reps · 416-945-3000 · catcapital.com

SAMSUNG ASSET MANAGEMENT COMPANY, LTD. — 's Item 11 disclosure-reporting entries rose by 4 (19 -> 23). IAPD ↗foreign

$244.45B RAUM · 339 reps · 82-2-3774-7554

VANGUARD ASSET MANAGEMENT, LIMITED — 's Item 11 disclosure-reporting entries rose by 22 (22 -> 44). IAPD ↗foreign

$482.96B RAUM · 73 reps · 44 203 7535600 · vanguardinvestor.co.uk

VANGUARD INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 22 (22 -> 44). IAPD ↗foreign

$92.43B RAUM · 55 reps · 61 3 8888 3888

ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗foreign

$13.20B RAUM · 64 reps · 852-2238-8888 · hk.allianzgi.com

IFPS — INTEGRATED FINANCIAL PLANNING SERVICES is now doing business as . IAPD ↗foreign

$0 RAUM · 3 reps · 443-450-4543 · ifpsonline.com

ALEXANDER BEARD (USA) INC. — ALEXANDER BEARD (USA), INC. is now doing business as . IAPD ↗foreign

$39.9M RAUM · 2 reps · 650-684-0450 · abg.net

EPISTEME CAPITAL — PARTNERS (UK), LLP is now doing business as EPISTEME CAPITAL. IAPD ↗foreign

$249.0M RAUM · 14 reps · 44 20 7292 2662 · epistemecap.com

ANDA ASSET MANAGEMENT CO., LTD. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗foreign

$972.1M RAUM · 22 reps · 822-2156-2800 · andaasset.com

TANAGER WEALTH MANAGEMENT — notice-filed in CT, IL, MA, WA. IAPD ↗foreign

$1.26B RAUM · 13 reps · 020 3965 6330

SCHRODER WEALTH MANAGEMENT (US) LIMITED — notice-filed in CO, CT, MD, ME, MS, NH, SC, VA. IAPD ↗foreign

$922.4M RAUM · 3 reps · 00 44 (0)20 7658 6000 · schroders.com

J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD — notice-filed in CT, GA, NV, VA. IAPD ↗foreign

$913.8M RAUM · 8 reps · 41583176400 · jsafrasarasin.com

RECORD CURRENCY MANAGEMENT LIMITED — moved its main office from BERKSHIRE, to LONDON, . IAPD ↗foreign

$101.90B RAUM · 38 reps · (44)2038921300 · recordfg.com

FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED — moved its main office from EDINBURGH SCOTLAND, to EDINBURGH, . IAPD ↗foreign

$14.79B RAUM · 63 reps · 44(0)131 473 2200 · stewartinvestors.com

T. ROWE PRICE AUSTRALIA LIMITED — moved its main office from SYDNEY, NEW SOUTH WALES, to SYDNEY, NSW, . IAPD ↗foreign

$17.50B RAUM · 28 reps · 61 02 8667 5700 · troweprice.com

BOSTON TRUST WALDEN INC. — changed its website from btim.com to bostontrustwalden.com. IAPD ↗institutional

$5.13B RAUM · 20 reps · 617-726-7250 · bostontrustwalden.com

THE INFORMED MOMENTUM COMPANY LLC — changed its website from eaminvestors.com to informedmomentum.com. IAPD ↗institutional

$1.10B RAUM · 13 reps · 760-479-5080 · informedmomentum.com

NEPHILA ADVISORS LLC — changed its website from nephila.com to nephilaclimate.com. IAPD ↗institutional

$11.42B RAUM · 13 reps · 615-823-8488 · nephilaclimate.com

FS FUND ADVISOR, LLC — changed its website from fskkradvisor.com to fscreit.com. IAPD ↗institutional

$2.03B RAUM · 6 reps · 215-220-6651 · fscreit.com

MORGAN PROPERTIES SPECIAL SITUATIONS II LLC — changed its website from morganproperties.com to morgan-properties.com. IAPD ↗institutional

$1.32B RAUM · 16 reps · 610-265-2800 · morgan-properties.com

ROUNDHILL INVESTMENTS — changed its website from public.com to roundhillinvestments.com. IAPD ↗institutional

$3.79B RAUM · 6 reps · 646-661-5441 · roundhillinvestments.com

BNY MELLON ETF INVESTMENT ADVISER, LLC — changed its website from im.bnymellon.com to bny.com. IAPD ↗institutional

$7.25B RAUM · 2 reps · 212-635-8827 · bny.com

CARDINAL CAPITAL MANAGEMENT, INC. — notice-filed in CA, WA. IAPD ↗foreign

$3.59B RAUM · 13 reps · 1-800-310-4664

ENVISAGE — moved its main office from ZÜRICH, to GENEVA, . IAPD ↗foreign

$305.1M RAUM · 6 reps · +41 44 552 03 87 · envisage.ch

SILVER HEIGHTS CAPITAL MANAGEMENT INC. — moved its main office from TORONTO, to TORONTO, ONTARIO, . IAPD ↗foreign

$673.4M RAUM · 2 reps · 416-342-5624

INVESTRUST CONSULTING, LLC — changed its website from investrust.com to investrustwealthmanagement.com. IAPD ↗institutional

$544.1M RAUM · 8 reps · 405-843-7046 · investrustwealthmanagement.com

NORTHMARQ FUND MANAGEMENT, LLC — changed its website from morrisonstreetcapital.com to northmarq.com. IAPD ↗institutional

$491.7M RAUM · 7 reps · 503-952-0700 · northmarq.com

PICTET ASSET MANAGEMENT (USA) CORP — changed its website from am.pictet to am.pictet.com. IAPD ↗institutional

$259.5M RAUM · 2 reps · 1 212 237 3190 · am.pictet.com

CHICAGO ATLANTIC BDC ADVISERS, LLC — changed its website from silverspikecap.com to lien.chicagoatlantic.com. IAPD ↗institutional

$309.6M RAUM · 5 reps · 212-905-4920 · lien.chicagoatlantic.com

CLARET ASSET MANAGEMENT CORP — notice-filed in SC. IAPD ↗foreign

$1.91B RAUM · 17 reps · 514-842-6110 · claret.ca

KBI GLOBAL INVESTORS (NORTH AMERICA) LTD — notice-filed in LA. IAPD ↗foreign

$2.13B RAUM · 28 reps · -4384048 · kbiglobalinvestors.com

RATHBONES — notice-filed in MI. IAPD ↗foreign

$67.01B RAUM · 512 reps · +44-151 236 6666

MASECO PRIVATE WEALTH — notice-filed in MN. IAPD ↗foreign

$3.27B RAUM · 23 reps · +44 20 7043 0455 · instagram.com\masecopw

BELLECAPITAL INTERNATIONAL — notice-filed in NH. IAPD ↗foreign

$1.76B RAUM · 11 reps · 41 44 268 11 70 · bellecapital.com

GUARDIAN PARTNERS INC. — notice-filed in NH. IAPD ↗foreign

$2.93B RAUM · 32 reps · 416.840.8001 · guardiancapital.com

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS — notice-filed in AK, NM, WV. IAPD ↗foreign

$168.5M RAUM · 5 reps · 44 020 3787 9250

RICHARDSON WEALTH (USA) LIMITED — notice-filed in AR, DC, DE. IAPD ↗foreign

$217.6M RAUM · 0 reps · 1-855-204-7467

BIN YUAN CAPITAL (CAYMAN) LIMITED — moved its main office from CAYMAN ISLANDS, to GRAND CAYMAN, . IAPD ↗foreign

$82.0M RAUM · 11 reps · +1 3459433100 · binyuancapital.com

PATTERSON PARTNERS LTD. — moved its main office from PEMBROKE, to HAMILTON, . IAPD ↗foreign

$27.2M RAUM · 2 reps · 441-296-3528 · pattersonpartnersltd.com

EQUITY STORY USA — moved its main office from MANLY, NSW, to SYDNEY NSW, . IAPD ↗foreign

$0 RAUM · 2 reps · +61 488 424 441

REYL OVERSEAS LTD. — notice-filed in MA. IAPD ↗foreign

$333.3M RAUM · 7 reps · +41 58 717 9400 · reyl-overseas.com

HYPOSWISS ADVISORS SA — notice-filed in SD. IAPD ↗foreign

$597.1M RAUM · 4 reps · +41 22 310 7640 · hyposwissadvisors.ch

PARKVIEW LTD. — notice-filed in LA. IAPD ↗foreign

$412.3M RAUM · 6 reps · +41 44 283 40 80 · parkviewgroup.com

LORNE STEINBERG WEALTH MANAGEMENT INC. — notice-filed in MA. IAPD ↗foreign

$654.1M RAUM · 12 reps · 514-876-9888

DEMARCHE — changed its website from vimeo.com to demarche.com. IAPD ↗institutional

$0 RAUM · 18 reps · [913] 384-4994 · demarche.com

TSCG INVESTORS, LLC — changed its website from tscginvestors.com to tscg.com. IAPD ↗institutional

$0 RAUM · 5 reps · 860 651-4000 · tscg.com

BNY MELLON INVESTMENT ADVISER, INC. — changed its website from bnymellonim.com to bny.com. IAPD ↗fund

$365.42B RAUM · 18 reps · 212-635-8827 · bny.com

TRUSTAGE INVESTMENT MANAGEMENT — changed its website from cunamutual.com to trustage.com. IAPD ↗fund

$37.25B RAUM · 42 reps · 6082385851 · trustage.com

RHUMBLINE ADVISERS — changed its website from rhumblineadvisers.com to rhumbline.com. IAPD ↗fund

$123.16B RAUM · 8 reps · 617-345-0434 · rhumbline.com

ZAIS GROUP — changed its website from zaisimpact.eu to zaisesg.info. IAPD ↗fund

$5.41B RAUM · 21 reps · 732-530-3610 · zaisesg.info

BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP — changed its website from bentallgreenoak.com to bgo.com. IAPD ↗fund

$24.72B RAUM · 16 reps · 206-623-4739 · bgo.com

GROVESTREET — changed its website from grovestreetadvisors.com to grovestreet.com. IAPD ↗fund

$6.66B RAUM · 8 reps · 781-263-6100 · grovestreet.com

ALCENTRA NY, LLC — changed its website from alcentra.com to aefrif.com. IAPD ↗fund

$14.19B RAUM · 8 reps · 212-588-6770 · aefrif.com

FERMAT CAPITAL MANAGEMENT, LLC — changed its website from fcm.com to fermatcapital.com. IAPD ↗fund

$11.06B RAUM · 15 reps · 203-454-6800 · fermatcapital.com

57 STARS LLC — changed its website from 57stars.net to 57stars.com. IAPD ↗fund

$4.14B RAUM · 18 reps · 202-824-1600 · 57stars.com

TIG ADVISORS LLC — changed its website from tigfunds.com to alti-global.com. IAPD ↗fund

$1.89B RAUM · 8 reps · 212-759-0340 · alti-global.com

LONE PINE CAPITAL LLC — changed its website from lpcap.com to lonepinecapital.com. IAPD ↗fund

$20.14B RAUM · 20 reps · (203) 618 -1400 · lonepinecapital.com

TCV — changed its website from podcasts.com to tcv.com. IAPD ↗fund

$20.08B RAUM · 46 reps · 650-614-8200 · tcv.com

AVISTA HEALTHCARE PARTNERS — changed its website from avistacap.com to avistahealthcare.com. IAPD ↗fund

$4.97B RAUM · 16 reps · 212-593-6900 · avistahealthcare.com

LINDEN CAPITAL PARTNERS — changed its website from lindenllc.com to linden.com. IAPD ↗fund

$12.54B RAUM · 42 reps · 312-506-5600 · linden.com

GREYCROFT LP — changed its website from angel.co to greycroft.com. IAPD ↗fund

$4.36B RAUM · 24 reps · 212-756-3508 · greycroft.com

FALFURRIAS MANAGEMENT PARTNERS LP — changed its website from falfurriascapital.com to falfurrias.com. IAPD ↗fund

$3.16B RAUM · 35 reps · 704-371-3220 · falfurrias.com

CAS INVESTMENT PARTNERS, LLC — changed its website from cliffordsosin.com to casinvestmentpartners.com. IAPD ↗fund

$1.81B RAUM · 2 reps · (212) 804-7660 · casinvestmentpartners.com

GLOBAL IMC LLC — changed its website from eaminvestors.com to informedmomentum.com. IAPD ↗fund

$1.42B RAUM · 13 reps · 760-479-5080 · informedmomentum.com

CREATION INVESTMENTS — changed its website from creationinvestments.org to creationinvestments.com. IAPD ↗fund

$1.82B RAUM · 14 reps · 312-784-3988 · creationinvestments.com

ICAPITAL ADVISORS, LLC — changed its website from icapitalnetwork.com to icapital.com. IAPD ↗fund

$107.02B RAUM · 25 reps · 212-994-7400 · icapital.com

SIGNALFIRE — changed its website from angel.co to signalfire.com. IAPD ↗fund

$4.03B RAUM · 17 reps · 650-850-6000 · signalfire.com

THEOREM — changed its website from theoremlp.com to pagaya.com. IAPD ↗fund

$1.68B RAUM · 5 reps · 646-214-8587 · pagaya.com

RIDGEWOOD INFRASTRUCTURE — changed its website from quora.com to ryze.com. IAPD ↗fund

$1.88B RAUM · 12 reps · 212-867-0050 · ryze.com

RIDGELINE RESEARCH LLC — changed its website from ridgelineresearch.com to acvetfs.com. IAPD ↗institutional

$113.8M RAUM · 1 reps · 301-685-7171 · acvetfs.com

ADAPTIVE ADVISERS, LLC — changed its website from adaptive-investments.com to darong-investments.com. IAPD ↗institutional

$0 RAUM · 1 reps · 781-728-9556 · darong-investments.com

NERDWALLET ADVISORY — changed its website from nerdwalletadvisors.com to nerdwalletcoach.uprise.us. IAPD ↗institutional

$0 RAUM · 1 reps · 415-549-8913 · nerdwalletcoach.uprise.us

TREMBLANT CAPITAL GROUP — changed its website from tremblantcapital.com to tremblantetf.com. IAPD ↗institutional

$146.6M RAUM · 9 reps · 212-303-7373 · tremblantetf.com

COASTAL EQUITY MANAGEMENT, LLC — changed its website from coastalequitymanagement.com to dividendgrowthstrategy.com. IAPD ↗institutional

$1.5M RAUM · 2 reps · 850-435-4844 · dividendgrowthstrategy.com

IA PRIVATE WEALTH (USA) INC. — notice-filed in GA, LA. IAPD ↗foreign

$95.8M RAUM · 116 reps · 1-855-999-2081 · iaprivatewealthusa.com

MILLENNIUM BRIDGE CAPITAL — changed its website from mbclp.com to millenniumbridge.com. IAPD ↗fund

$738.5M RAUM · 9 reps · 303-454-5453 · millenniumbridge.com

TECHQUITY CAPITAL MANAGEMENT — changed its website from techquitycap.com to evolvedwirelessllc.com. IAPD ↗fund

$312.6M RAUM · 2 reps · 512-609-1820 · evolvedwirelessllc.com

HLM MANAGEMENT CO., LLC — changed its website from hlmvp.com to hlminvestmentpartners.com. IAPD ↗fund

$455.1M RAUM · 5 reps · 617-266-0030 · hlminvestmentpartners.com

WORTH VENTURE PARTNERS, LLC — changed its website from worthventure.com to wvpem.com. IAPD ↗fund

$634.8M RAUM · 4 reps · 212-558-9017 · wvpem.com

OAK HARBOR CAPITAL, LLC — changed its website from scolopaxllc.com to argolicallc.com. IAPD ↗fund

$507.8M RAUM · 8 reps · 855-330-9520 · argolicallc.com

ABR DYNAMIC FUNDS, LLC — changed its website from abrdynamicfunds.com to abrfunds.com. IAPD ↗fund

$526.9M RAUM · 4 reps · 212-918-4664 · abrfunds.com

J.H. LANE PARTNERS, LP — changed its website from jhlane.com to jhlanepartners.com. IAPD ↗fund

$258.3M RAUM · 5 reps · 212-899-9790 · jhlanepartners.com

SILVERVIEW CREDIT PARTNERS LP — changed its website from silverviewcredit.com to silverview.com. IAPD ↗fund

$575.4M RAUM · 8 reps · 646-205-6225 · silverview.com

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC — changed its website from cit.com to firstcitizens.com. IAPD ↗fund

$815.0M RAUM · 16 reps · 212-461-5761 · firstcitizens.com

EFFICIENT CAPITAL MANAGEMENT LLC — changed its website from efficientcapital.com to efficient.com. IAPD ↗fund

$913.9M RAUM · 14 reps · 630-657-6800 · efficient.com

OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLC — changed its website from gopherasset.com to oliveam.com. IAPD ↗fund

$985.0M RAUM · 4 reps · 650-656-9673 · oliveam.com

SAFE HARBOR CAPITAL PARTNERS — changed its website from safeharborequity.com to safeharborcp.com. IAPD ↗fund

$355.4M RAUM · 10 reps · 786-230-1609 · safeharborcp.com

WHVP — notice-filed in IL. IAPD ↗foreign

$162.8M RAUM · 4 reps · 011 41 44 315 77 77

HARBOURFRONT WEALTH AMERICA INC. — notice-filed in TX. IAPD ↗foreign

$6.4M RAUM · 10 reps · 877-588-6822 · harbourfrontwealthamerica.com

MASECO ASIA LIMITED — notice-filed in CO. IAPD ↗foreign

$82.4M RAUM · 4 reps · 852 5808 2064

GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC — changed its website from galapagoscapital.com to galapagoscapital.us. IAPD ↗fund

$14.9M RAUM · 5 reps · 305-515-5878 · galapagoscapital.us

NILES INVESTMENT MANAGEMENT, LLC — changed its website from danniles.com to nilesinvestmentmanagement.com. IAPD ↗fund

$118.8M RAUM · 1 reps · (305) 813-0484 · nilesinvestmentmanagement.com

CREDIT SUISSE ASSET MANAGEMENT LIMITED — changed its website from credit-suisse.com to ubs.com. IAPD ↗foreign

$9.74B RAUM · 2 reps · +44 20 7888 8888 · ubs.com

ABRDN ASIA LIMITED — changed its website from abrdn.com to aberdeeninvestments.com. IAPD ↗foreign

$43.38B RAUM · 44 reps · 65-63952700 · aberdeeninvestments.com

CARDINAL POINT WEALTH MANAGEMENT — changed its website from canadausfinancialplanning.com to cardinalpoint-capital.com. IAPD ↗foreign

$2.25B RAUM · 18 reps · 866-213-2036 · cardinalpoint-capital.com

FAMA RE.CAPITAL LTDA — changed its website from famainvestimentos.com.br to famarecapital.com. IAPD ↗foreign

$11.9M RAUM · 9 reps · 55-11-5508-1188 · famarecapital.com

HERMES GPE LLP — changed its website from hermes-investment.com to federatedhermes.com. IAPD ↗foreign

$8.59B RAUM · 42 reps · +44(0)2077020888 · federatedhermes.com

PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTD — changed its website from am.pictet to am.pictet.com. IAPD ↗foreign

$3.54B RAUM · 11 reps · +65 6 536 18 05 · am.pictet.com

SERONE CAPITAL MANAGEMENT LLP — changed its website from serone.com to seronecapital.com. IAPD ↗foreign

$2.78B RAUM · 15 reps · 44 20 3405 7350 · seronecapital.com

VERGENT ASSET MANAGEMENT — changed its website from cclgroup.com to vergent-am.cclgroup.com. IAPD ↗foreign

$1.19B RAUM · 10 reps · 44 203 535 8143 · vergent-am.cclgroup.com

KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD. — changed its website from kjrm.co.jp to kkcaustralia.com.au. IAPD ↗foreign

$4.12B RAUM · 9 reps · 65-69225800 · kkcaustralia.com.au

NAVI INTL-ADMINISTRADORA E GESTORA DE RECURSOS FINANCEIROS LTDA. — changed its website from navi.com.br to navi-international.com. IAPD ↗foreign

$556.0M RAUM · 4 reps · 55 21 3590 2410 · navi-international.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.