Marketing & brand — December 2025

Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).

1697 firms opened this window in the December 2025 SEC roster: 913 state expansion, 373 new registration, 109 disclosure added, 108 relocation, 98 rename, 96 website changed.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

BROADVIEW WEALTH PARTNERS — (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗

$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com

4:8 FINANCIAL — (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗

$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com

MOLDENHAUER & ASSOCIATES — (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗

$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com

WAFD WEALTH, INC — (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗

$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com

CLEARWAVE CAPITAL — (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗

$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com

VIP PLANNERS, INC. — (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗

$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. — (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗

$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com

STONEFIELD INVESTMENT ADVISORY, INC. — (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗

$108.0M RAUM · 1 reps · 319-377-7811

CLEARWATER CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗

$129.5M RAUM · 1 reps · 612-860-8489

WEALTH-BUILDERS, INC. — (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗

$103.6M RAUM · 1 reps · 206-940-9010

GOING CPAS AND WEALTH ADVISORS — (OPELOUSAS, LA) is newly SEC-registered with $123.9M RAUM and 8 advisory reps. IAPD ↗

$123.9M RAUM · 8 reps · 337-942-3041 · goingcpa.com

SIGNIA CAPITAL MANAGEMENT — (SPOKANE, WA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗

$123.9M RAUM · 2 reps · 509-789-8970 · signiacapital.com

ALESSANDRA CAPITAL MANAGEMENT, LLC — (TORRANCE, CA) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗

$115.5M RAUM · 2 reps · 310-377-9220 · alessandracapital.com

GARHWAL, CHAN & WILLIAMS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗

$123.6M RAUM · 2 reps · (415) 263-1900 · gcwinc.com

PASNAU INVESTMENT MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗

$114.0M RAUM · 2 reps · 860-354-9903

KOON FINANCIAL PLANNING & CONSULTING/KFP&C — (GREENWOOD, IN) is newly SEC-registered with $114.5M RAUM and 1 advisory reps. IAPD ↗

$114.5M RAUM · 1 reps · 317-887-1714 · koonfinancial.com; https

GARDEN STATE RETIREMENT SPECIALISTS, LLC — (RED BANK, NJ) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗

$103.6M RAUM · 2 reps · 732-936-9641

YDREAM FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $117.4M RAUM and 1 advisory reps. IAPD ↗

$117.4M RAUM · 1 reps · 734-447-5305

HARTLEY ADVISORS CORP. — (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗

$105.6M RAUM · 2 reps · 215-801-4830 · hartleyadvisors.com

HORIZON CAPITAL MANAGEMENT, LLC — (LAKE FOREST, IL) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗

$116.0M RAUM · 1 reps · 847-738-0801 · horizoncapmgmt.com

FOREVER FINANCIAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $52.9M RAUM and 1 advisory reps. IAPD ↗

$52.9M RAUM · 1 reps · 585-598-1377 · foreverfinancial.com

PETRIE CAPITAL MANAGEMENT LLC. — (SEATTLE, WA) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗

$103.5M RAUM · 1 reps · 206-545-0600 · petriecapital.com

AK GLOBAL ASSET MANAGEMENT, LLC — (OAKLAND, CA) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗

$112.8M RAUM · 2 reps · 510-466-6338 · akglobalusa.com

PRIVATE WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $123.0M RAUM and 1 advisory reps. IAPD ↗

$123.0M RAUM · 1 reps · (702) 734-1475

SKLOFF FINANCIAL GROUP — (location n/a) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗

$111.5M RAUM · 1 reps · 908-464-3060 · skloff.com

BRIDGELIGHT FINANCIAL ADVISORS, INC — (SHELTON, CT) is newly SEC-registered with $139.0M RAUM and 3 advisory reps. IAPD ↗

$139.0M RAUM · 3 reps · 203-795-7080 · bridgelightadvisors.com

REALITY FINANCIAL PLANNING SERVICES, LLC — (SARASOTA, FL) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗

$116.7M RAUM · 2 reps · (941) 366-5700 · realityfinancialplanning.com

FAIRWAY ASSET MANAGEMENT, LLC — (OMAHA, NE) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗

$111.9M RAUM · 3 reps · (402) 932-4630 · fairwayasset.com

ZENDAMENTALS — (CHICAGO, IL) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗

$129.6M RAUM · 1 reps · 773-248-1000 · zenwealthgroup.com

FULLERTON ADVISORS, LLC — (DANVILLE, CA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗

$108.1M RAUM · 1 reps · 925-480-7018 · fullertonadvisors.com

YUNISTONE INVESTMENT GROUP, LLC — (CHICAGO, IL) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗

$103.2M RAUM · 1 reps · 312-809-5038 · yunistone.com

DAVIS CAPITAL ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $41.8M RAUM and 1 advisory reps. IAPD ↗

$41.8M RAUM · 1 reps · 212-796-8440 · daviscapitaladvisors.com

INVESTMENT MANAGERS GROUP, LLC — (TEMECULA, CA) is newly SEC-registered with $110.1M RAUM and 2 advisory reps. IAPD ↗

$110.1M RAUM · 2 reps · 951-225-3260 · investmentmanagersgroup.com

STANDARD PARTNERS LLC — (BETHESDA, MD) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗

$113.3M RAUM · 1 reps · 240-494-6579

APPLEWHITE & BUYS FINANCIAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $138.1M RAUM and 2 advisory reps. IAPD ↗

$138.1M RAUM · 2 reps · 214-710-2498 · applewhitefp.com

FIRST LOOK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗

$120.5M RAUM · 1 reps · 844-377-8526 · firstlookcm.com

NEW WAVE FINANCIAL SERVICES — (location n/a) is newly SEC-registered with $112.7M RAUM and 1 advisory reps. IAPD ↗

$112.7M RAUM · 1 reps · 213-316-8641

SYNERGY WEALTH MANAGEMENT, LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗

$120.0M RAUM · 3 reps · 616-285-7818 · synergywm.com

PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 212-878-3702 · puissancecapital.com

AGEMY WEALTH ADVISORS, LLC — (DEVER, CO) is newly SEC-registered with $113.7M RAUM and 4 advisory reps. IAPD ↗

$113.7M RAUM · 4 reps · 203-738-0027

SUMMIT WEALTH MANAGEMENT LLC — (AKRON, OH) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗

$107.7M RAUM · 3 reps · 330-523-1065 · swm1.us

PEAK FINANCIAL MANAGEMENT, INC. — (BROOMFIELD, CO) is newly SEC-registered with $106.0M RAUM and 2 advisory reps. IAPD ↗

$106.0M RAUM · 2 reps · (303) 255-2252 · peakfinancialmanagement.com

PROSPERITEA PLANNING — (location n/a) is newly SEC-registered with $125.0M RAUM and 2 advisory reps. IAPD ↗

$125.0M RAUM · 2 reps · 413-829-4832

LIFESTYLE FREEDOM ADVISORY GROUP, LLC — (BRADENTON, FL) is newly SEC-registered with $125.6M RAUM and 5 advisory reps. IAPD ↗

$125.6M RAUM · 5 reps · 941-914-9422

WOLFGANG CAPITAL — (TEMECULA, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗

$108.6M RAUM · 3 reps · 951-200-5084 · calendly.com

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT — (PASADENA, CA) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗

$105.5M RAUM · 2 reps · (626) 405-2920 · bernardandjohnson.com

SEEDSAFE FINANCIAL LLC — (location n/a) is newly SEC-registered with $108.7M RAUM and 2 advisory reps. IAPD ↗

$108.7M RAUM · 2 reps · 360-602-1274 · seedsafefinancial.com

SPIRIT WEST ADVISORS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗

$106.0M RAUM · 1 reps · 480-306-7823

FINANCIAL DESIGN STUDIO, INC. — (DEER PARK, IL) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗

$105.0M RAUM · 3 reps · (847) 238-8050

BRASIL PLURAL INVESTMENT ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $104.6M RAUM and 10 advisory reps. IAPD ↗

$104.6M RAUM · 10 reps · (305) 904-9496

ASCENT CAPITAL PARTNERS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $197.0M RAUM and 2 advisory reps. IAPD ↗

$197.0M RAUM · 2 reps · (480) 841-6956

MAIDSTONE WEALTH MANAGEMENT, LLC — (CAMBRIDGE, NY) is newly SEC-registered with $25.5M RAUM and 1 advisory reps. IAPD ↗

$25.5M RAUM · 1 reps · 518-677-7358

AVENTINE FINANCIAL GROUP — (DOYLESTOWN, PA) is newly SEC-registered with $119.3M RAUM and 2 advisory reps. IAPD ↗

$119.3M RAUM · 2 reps · (212) 269-2512 · aventinefg.com

WEALTH MANAGEMENT SOLUTIONS — (location n/a) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗

$116.2M RAUM · 3 reps · (918) 499-1700 · wealthmgtsolutions.net

BONDURANT INVESTMENT ADVISORY, LLC — (EVANSTON, IL) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗

$105.1M RAUM · 2 reps · 847-602-6404 · sbondinvest.com

PASSPORT WEALTH MANAGEMENT — (CORNELIUS, NC) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗

$112.3M RAUM · 1 reps · (704) 457-0060 · passportwm.com

HATCHER CAPITAL INVESTMENTS, INC. — (LITTLE ROCK, AR) is newly SEC-registered with $112.3M RAUM and 3 advisory reps. IAPD ↗

$112.3M RAUM · 3 reps · 501-747-2656

PLEASANTDALE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗

$100.6M RAUM · 3 reps · 908-914-1572

KEYSTONE WEALTH MANAGEMENT — (WATERLOO, IA) is newly SEC-registered with $130.2M RAUM and 1 advisory reps. IAPD ↗

$130.2M RAUM · 1 reps · (319) 883-3096 · keystonewealth.com

FAMILY PARTNERS CAPITAL, LLC — (HAMILTON, MA) is newly SEC-registered with $102.0M RAUM and 1 advisory reps. IAPD ↗

$102.0M RAUM · 1 reps · 978-712-2990

ADVISORSTRUST PARTNERS LLC — (RALEIGH, NC) is newly SEC-registered with $216.8M RAUM and 3 advisory reps. IAPD ↗

$216.8M RAUM · 3 reps · (919) 607-4183 · jamesfinancialadvisors.com

WARM SPRINGS ADVISORS INC. — (LARKSPUR, CA) is newly SEC-registered with $138.0M RAUM and 1 advisory reps. IAPD ↗

$138.0M RAUM · 1 reps · 415-497-8564

ICONOCLASTIC CAPITAL MANAGEMENT LLC — (ROCHESTER, NY) is newly SEC-registered with $55.2M RAUM and 3 advisory reps. IAPD ↗

$55.2M RAUM · 3 reps · 585-504-1616 · iconocapital.com

GENESIS INVESTMENTS — (OOLTEWAH, TN) is newly SEC-registered with $102.6M RAUM and 4 advisory reps. IAPD ↗

$102.6M RAUM · 4 reps · 423-290-2619 · genesis.investments

THE CAPELOTO & HEDRICK CO — (location n/a) is newly SEC-registered with $121.0M RAUM and 2 advisory reps. IAPD ↗

$121.0M RAUM · 2 reps · 206-659-1715 · fosterpointcapital.com

SIKORSKI WEALTH MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗

$102.7M RAUM · 2 reps · 619-363-6007 · sikorskiwealthmgmt.com

Q2 WEALTH MANAGEMENT — (LEXINGTON, KY) is newly SEC-registered with $107.9M RAUM and 3 advisory reps. IAPD ↗

$107.9M RAUM · 3 reps · 859-216-2169

SOUNDPATH RETIREMENT STRATEGIES, LLC — (BELLEVUE, WA) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗

$111.5M RAUM · 3 reps · (425) 365-0204 · soundpathretirement.com

FINANCIAL DESIGN GROUP, LLC — (LAVISTA, NE) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗

$109.8M RAUM · 2 reps · 402-509-2250 · fdgomaha.com

NEU WEALTH GROUP — (location n/a) is newly SEC-registered with $205.5M RAUM and 1 advisory reps. IAPD ↗

$205.5M RAUM · 1 reps · 516-695-2844 · neuwealthgroup.com

SYNCHRONOUS WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $163.6M RAUM and 3 advisory reps. IAPD ↗

$163.6M RAUM · 3 reps · (805) 452-5918 · synchronouswealth.com

ATTLEBORO WEALTH MANAGEMENT LLC — (YARDLEY, PA) is newly SEC-registered with $113.1M RAUM and 4 advisory reps. IAPD ↗

$113.1M RAUM · 4 reps · 215-310-9440

DIVVI WEALTH MANAGEMENT — (KANSAS CITY, MO) is newly SEC-registered with $111.2M RAUM and 4 advisory reps. IAPD ↗

$111.2M RAUM · 4 reps · 8162378137

FINANCIAL PLANNING FIRST, LLC — (TUSCON, AZ) is newly SEC-registered with $109.5M RAUM and 1 advisory reps. IAPD ↗

$109.5M RAUM · 1 reps · 520-314-1301 · financialplanningfirst.com

BUTTERWORTH FINANCIAL LLC — (DANVERS, MA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗

$100.3M RAUM · 1 reps · 617-792-8492 · butterworthfinancial.net

ALTAR ROCK — (location n/a) is newly SEC-registered with $140.5M RAUM and 5 advisory reps. IAPD ↗

$140.5M RAUM · 5 reps · 917 226 0565 · altarrockwealth.com

CAIRN FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (360) 362-4922

MAVROS CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · (424) 522-2524 · mavrosgroup.com

TRIO WEALTH MANAGEMENT, LLC — (GREAT FALLS, VA) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗

$101.4M RAUM · 2 reps · (703) 459-9171

RIVERTREE WEALTH — (LITTLE ROCK, AR) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗

$108.6M RAUM · 2 reps · (501) 500-0893

STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — (SPOKANE, WA) is newly SEC-registered with $106.4M RAUM and 4 advisory reps. IAPD ↗

$106.4M RAUM · 4 reps · 509-443-0845 · scfinancials.com

TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗

$108.6M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com

TRUNORTH FINANCIAL LLC — (location n/a) is newly SEC-registered with $29.5M RAUM and 1 advisory reps. IAPD ↗

$29.5M RAUM · 1 reps · 845-741-7150

PMC WEALTH, LLC — (CLARENCE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 716-425-8800 · pmcwealthadvisors.com

SERENITY CAPITAL ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 585-662-8111 · serenitycapadvisors.com

EXIT WEALTH ADVISORS — (ALPHARETTA, GA) is newly SEC-registered with $187.2M RAUM and 3 advisory reps. IAPD ↗

$187.2M RAUM · 3 reps · 404-474-8513 · exitwealth.com

HERMITAGE WEALTH — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗

$0 RAUM · 6 reps · 804-270-7877

BULLSEYE INVESTMENT GROUP — (location n/a) is newly SEC-registered with $27.0M RAUM and 1 advisory reps. IAPD ↗

$27.0M RAUM · 1 reps · (917) 710-8347 · bullseyeig.com

IDEAL RETIREMENT SOLUTIONS — (PORT CHARLOTTE, FL) is newly SEC-registered with $101.4M RAUM and 4 advisory reps. IAPD ↗

$101.4M RAUM · 4 reps · (941) 876-8985 · idealretirementsolutions.com

HORIZON WEALTH — (DENVER, CO) is newly SEC-registered with $101.1M RAUM and 4 advisory reps. IAPD ↗

$101.1M RAUM · 4 reps · 303-777-7124 · myhorizonwealth.com

WELARA — (location n/a) is newly SEC-registered with $34.1M RAUM and 3 advisory reps. IAPD ↗

$34.1M RAUM · 3 reps · 1 917-524-6125

SOUTHEAST CAPITAL MANAGEMENT LTD — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 66 62 609 5962

AFT US CAPITAL LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $216 RAUM and 0 advisory reps. IAPD ↗

$216 RAUM · 0 reps · 213-454-0601 · aspireapp.com

MPM ADVISORS GROUP LLC — (LIVERPOOL, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 315-461-0414

PM WEALTH ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 212-643-0099

NEW WEST ASSET MANAGEMENT — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 1.913.209.9796 · newwestcap.com

SANDLOT PRIVATE WEALTH LLC — (OREM, UT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 801 428 7744 · sandlotwealth.com

GRANITE ISLANDS PRIVATE WEALTH, LLC — (GUILFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 203-889-3899 · graniteislands.com

HOOVER PRIVATE WEALTH, LLC — (ROYAL OAK, MI) is newly SEC-registered with $132.0M RAUM and 2 advisory reps. IAPD ↗

$132.0M RAUM · 2 reps · (248) 298-4000 · hooverprivatewealth.com

ANCHORED FINANCIAL PLANNING LLC — (WEST DEPTFORD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 856-796-3500 · anchoredfinancialplanning.com

STRATEGIC WEALTH PARTNERS LLC — (FRANKLIN, TN) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗

$101.7M RAUM · 2 reps · 407-310-3354 · strategicwealthpartners.net

ENCORE WEALTH ADVISORS — (MORRIS, MN) is newly SEC-registered (provisional 120-day approval) with $108.0M RAUM and 3 advisory reps. IAPD ↗

$108.0M RAUM · 3 reps · 320-288-4084

ALIGN ADVISOR GROUP, LLC — (VINELAND, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 856-692-0555

PATHFINDER WEALTH CONSULTING — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗

$0 RAUM · 9 reps · (910) 793-0616

ROCK CREEK WEALTH MANAGEMENT — (HILLSBORO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 503-505-7000 · rockcreekwm.com

AXIENT INVESTMENT ADVISORS LLC — (HUNTSVILLE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗

$0 RAUM · 8 reps · 256-980-1723 · axientadvisors.com

HOLON WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 510.325.1701

ACTIVE WEALTH ADVISORS — (WOODCLIFF LAKE, NJ) is newly SEC-registered with $52.6M RAUM and 1 advisory reps. IAPD ↗

$52.6M RAUM · 1 reps · 551-502-2266 · activewealthadvisors.com

NEXUS ONE FINANCIAL ADVISORS LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗

$0 RAUM · 5 reps · (469) 246-3642 · nxfa.com

WEALTHDOOR INVEST — (SUGAR LAND, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 832-592-1760 · wealthdoorinvest.com

PROVIDENCE LEGACY ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 484 302 8343

L 1 GLOBAL WEALTH LLC — (COCONUT GROVE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 305-848-3411

ASPENRIDGE WEALTH ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 682-231-8331 · aspenridgewealthadvisors.com

KFG, LLC — (RAPID CITY, SD) is newly SEC-registered with $173.9M RAUM and 9 advisory reps. IAPD ↗

$173.9M RAUM · 9 reps · 605-343-1400 · kahlerfinancial.com

SAUL WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 212-457-1990 · saulwealthadvisors.com

CADIA PRIVATE CLIENT LLC — (PARSIPPANY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 973-993-6300

LUEDTKE & ASSOCIATES — (ADELL, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 262-626-4783

LIFECAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · (917) 968-0055 · lifecapital-partners.com

WEALTH FORWARD ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 917-734-0826 · yourwealthforward.com

KTF INVESTMENTS, LLC — (SEAL BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 513-618-4498 · ktfinvestments.com

CANE CAPITAL PARTNERS, LLC — (SAINT FRANCISVILLE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 281-608-1137

DESIGNED WEALTH USA LTD. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 705-930-1218

COUNTRYSIDE FINANCIAL LLC — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $62.7M RAUM and 3 advisory reps. IAPD ↗

$62.7M RAUM · 3 reps · 716-256-1330

PIONEER ADVISORY LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 1-206-661-5225 · pitrade.com

LEO WEALTH MANAGEMENT, LLC — (STATEN ISLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 201-951-6828 · leowealthmgmt.com

CARDONE WEALTH ADVISORS — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 310-777-0255 · cardonewealthadvisors.com

BCM CAPITAL MANAGEMENT LLC — (NORTHFIELD, IL) is newly SEC-registered with $126.6M RAUM and 3 advisory reps. IAPD ↗

$126.6M RAUM · 3 reps · 847-446-7372 · bcmcapitalmanagement.com

AVRIO WEALTH LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · (646) 825-3957 · avriowealth.com

COLLABORATIVE CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 646-933-5730 · collaborativecapitaladvisors.com

CLEAR TRAIL ADVISORS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · (713) 893-9870

BLACK WALNUT WEALTH MANAGEMENT — (TRAVERSE CITY, MI) is newly SEC-registered (provisional 120-day approval) with $129.0M RAUM and 1 advisory reps. IAPD ↗

$129.0M RAUM · 1 reps · 231-421-7711 · blackwalnutwm.com

SCIA NY — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 212-849-1773

MARATHON WEALTH PARTNERS, INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 512-587-6259 · marathonwealthpartners.com

PURSUIT WEALTH STRATEGIES, LLC — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 919-847-7600 · pursuitwealthstrategies.com

CLARITY RETIREMENT & WEALTH, LLC — (NEW BEDFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 774-992-7444

CYNOSURE PORTFOLIO ADVISORS LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗

$0 RAUM · 8 reps · 801-521-3100 · cynosureportfolioadvisors.com

CONTANGO WEALTH MANAGEMENT LLC — (OAKLAND, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 415.794.1622

CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC — (TUSCALOOSA, AL) is newly SEC-registered with $100.5M RAUM and 1 advisory reps. IAPD ↗

$100.5M RAUM · 1 reps · 205-534-1310 · canterburycapitalwealth.com

ENRICH FINANCE LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 415-949-7080 · enrichfinance.com

BARK SECURITIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 551-330-2708 · bark.finance

DESERT SKY ADVISORY, LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 503-635-5244

CAGR FINANCE LLC — (LEWES, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 202-455-6725 · cagr.finance

MEZZI — (MENLO PARK, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (415) 612-2667

LIVET WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 801-893-8320 · livetwealth.com

EMVISION CAPITAL ADVISORS, LLC — (AURORA, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗

$0 RAUM · 9 reps · 330-954-3770 · emvisioncapital.com

MPI INFINITE INVESTORS, LLC — (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 480-695-3214 · mpiinfiniteinvestors.com

RIGHTOAK ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗

$0 RAUM · 6 reps · 517-306-4884 · rightoakassetmanagement.com

HARPER GLOBAL GROUP — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 415-397-6200 · harperglobalgroup.com

AUTONOMOUS WEALTH MANAGEMENT LLC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 914-650-1988 · autonomouswealthmanagement.com

KRAKEN ADVISER LLC — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗

$0 RAUM · 5 reps · 888-837-8818 · t.me

TRINITY STRATEGIC WEALTH — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗

$0 RAUM · 16 reps · 918-492-2150 · trinitystrategicwealth.com

LANE FAMILY WEALTH MANAGEMENT — (NORTH LIBERTY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 319-535-4525 · lanefamilywm.com

STONEBRIDGE FINANCIAL GROUP, LLC — (ST. LOUIS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗

$0 RAUM · 7 reps · 617-800-0388 · stonebridgefin.com

LIFTPOINT FAMILY WEALTH ADVISORS, LLC — (FAR HILLS, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · (862) 412-8862 · stonekeyfwm.com

SCHLEGEL DUNN LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · (972) 327-3607 · schlegeldunn.com

ALTURA WEALTH ADVISORS — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · (757) 834-7661 · alturawealth.com

MARATHON FINANCIAL GROUP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 857-201-3420 · meetmarathon.com

CSI GROUP ADVISORS, LLC — (WALL TOWNSHIP, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (732) 224-3990

DESTINY FAMILY OFFICE — (TAVARES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗

$0 RAUM · 7 reps · 844-357-1120 · destinyfamilyoffice.com

HARVEST - FAITH-BASED INVESTING — (LYNCHBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (872) 242-4689 · harvest-app.co

META WEALTH ADVISORY — (TIMONIUM, MD) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗

$130.5M RAUM · 1 reps · (410) 683-9263

HERITAGE STRATEGIC WEALTH, LLC — (CARY, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 847-826-2472

WEALTH ALIGNMENT PARTNERS, LLC — (HONOLULU, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 651-955-7903

COLUCCI WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 917-773-8326

QUANGENTICS INC. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 1-302-778-9092 · stonki.ai

EXDS CAPITAL — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · +13023425079

NORTHERN EDGE WEALTH MANAGEMENT — (MARQUETTE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 906-228-9191 · northernedgewealth.com

FIVE CORNERS FINANCIAL SERVICES — (EASTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 508-297-2033 · 5cornersfinancial.com

XCEPTION FAMILY OFFICE — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 404-547-0223

HYPHEN WEALTH MANAGEMENT — (LAFAYETTE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 408 314 7895

PARROT FINANCE, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (707) 343-8594 · parrotfinance.io

BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗

$0 RAUM · 29 reps · 212-483-1818 · bbh.com

COASTLINE COMPLETE WEALTH LLC — (BEAUFORT, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 843-379-1300 · coastlinecw.com

EQV ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 919-744-8191

SKYVIEW PINNACLE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 813-716-3581 · skyviewpinnacle.com

3ROOTS WEALTH PARTNERS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 402-980-1525

HUMILIS INVESTMENT STRATEGIES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 612-804-2308 · humilisinv.com

NEXTMOVE CAPITAL INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · +1 201-463-1030 · nextmovecap.com

LC VERO MANAGER — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $70.3M RAUM and 3 advisory reps. IAPD ↗

$70.3M RAUM · 3 reps · 917-657-5639 · verocapital.com

MANHATTAN WEALTH MANAGEMENT GROUP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 212-810-6961

ENDURE CAPITAL, LLC — (SANTA ANA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 949-341-4800 · endure-capital.com

PACIFIC POINT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · (858)-248-7054

TUTTLE WEALTH PARTNERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 888-723-2821 · tuttlewealth.com

STEELHEAD WEALTH MANAGEMENT — (GLEN ALLEN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (804) 393-2042 · steelheadwealth.com

ACP INVESTMENT MANAGEMENT — (KAILUA-KONA, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 808-657-6511

MUSAFFA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 1-212-290-1492 · musaffa.com

YOUR IA, LLC — (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 800-823-0489

STRUCTURE WEALTH PARTNERS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 407-739-5094

POINTONE FAMILY OFFICE — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 551-486-3150 · p1fo.com

DERRYRUSH WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 631-848-2145

CLEAR WAVE WEALTH MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 862-200-9438

ASPIRE WEALTH ADVISORY GROUP, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 212-540-9490

SCOUT WEALTH ADVISORS LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 844-839-9100 · scoutwa.com

ARX PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 717-587-6586

MARTINWRIGHT ADVISORY, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 404-882-8756 · mwadvisory.com

SPRING STREET WEALTH — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 917-695-9535 · springstreetwealth.com

MARY & PIP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 212-281-9546

SHARPE ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 917-608-0622

TWENTY-FIVE CAPITAL PARTNERS — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 9255776909

71 WEST CAPITAL PARTNERS — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗

$0 RAUM · 12 reps · 617-513-4127 · 71westcapital.com

MCKINNEY CAPITAL MANAGEMENT — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 713-888-0841 · retirewithmcm.com

ULTRA ADVISORY GROUP — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 949-590-4923 · ultraadvisorygroup.com

GRAY LION CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $5.5M RAUM and 1 advisory reps. IAPD ↗

$5.5M RAUM · 1 reps · 480-284-0384 · graylioncapital.com

CANBY FINANCIAL ADVISORS — (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗

$0 RAUM · 5 reps · 508-598-1082 · canbyfinancial.com

BECKETT CLARK PRIVATE WEALTH, LLC — (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 301-708-8911 · bcprivatewealth.com

LANMAR CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 347-409-1302

DANIEL INVESTMENT GROUP INC. — (ROYAL OAK, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 248-544-4122 · danielinvestment.com

PEREON WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 845-641-0404 · pereonwealth.com

IOLITE ASSET MANAGEMENT — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 866-903-1822 · rcmwa.com

HAZLETT WEALTH MANAGEMENT LLC — (KETCHUM, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 208-726-0605 · hazlettwealth.com

A3 CAPITAL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 832-967-5688

BELLARS HARRIS WEALTH MANAGEMENT — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗

$0 RAUM · 6 reps · 757-704-4200 · bellarsharriswealth.com

818 FAMILY OFFICE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 512-241-7341

NAVIANT PARTNERS, LLC — (FAIRHOPE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 251-270-5320 · naviantpartners.com

PFLUEGER WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 215-499-6850 · pfluegerwealth.com

STOREN LEGACY PARTNERS, LLC — (ZIONSVILLE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗

$0 RAUM · 6 reps · 317-733-1000

AUGUST WEALTH ADVISORS LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · (800) 985-9477 · augustwealthadvisors.com

DUNHAM — & ASSOCIATES INVESTMENT COUNSEL, INC. is now doing business as DUNHAM. IAPD ↗

$4.74B RAUM · 9 reps · 858-964-0500

FAMILY MANAGE LLC — FAMILY MANAGEMENT CORPORATION is now doing business as . IAPD ↗

$4.40B RAUM · 20 reps · 212-872-9600

ORANGE INVESTMENT ADVISORS, INC. — HUDSON VALLEY INVESTMENT ADVISORS, INC. is now doing business as . IAPD ↗

$1.65B RAUM · 8 reps · 845-294-6127 · hviaonline.com

CPC ADVISORS, LLC — CONSOLIDATED PLANNING CORPORATION is now doing business as . IAPD ↗

$2.10B RAUM · 22 reps · 404-879-3000

BOULAY WEALTH — BOULAY FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗

$2.42B RAUM · 32 reps · 952-893-9320

WEALTHSPIRE RETIREMENT ADVISORY — NFP RETIREMENT INC. is now doing business as . IAPD ↗

$118.03B RAUM · 149 reps · 949.460.9898

PNC WEALTH MANAGEMENT — PNC INVESTMENTS is now doing business as . IAPD ↗

$26.53B RAUM · 818 reps · 800-762-6111

DAYBRIGHT ADVISORY SERVICES, INC. — TRPC ADVISORY SERVICES is now doing business as . IAPD ↗

$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com

DYNAMIC — WEALTH ADVISORS is now doing business as DYNAMIC. IAPD ↗

$5.34B RAUM · 73 reps · (877) 257-3840 · ridgevalefp.com

CLARO ADVISORS INC. — CLARO ADVISORS, LLC is now doing business as . IAPD ↗

$1.28B RAUM · 16 reps · (800) 604-2838

SACHEM HILL LLC — SCHOOLCRAFT CAPITAL LLC is now doing business as . IAPD ↗

$1.23B RAUM · 5 reps · 303-625-6868 · sachemhill.com

WILLOW WEALTH — YIELDSTREET is now doing business as . IAPD ↗

$1.86B RAUM · 26 reps · 844-943-5378

HB WEALTH — HOMRICH BERG is now doing business as . IAPD ↗

$25.88B RAUM · 95 reps · 404-264-1400

CONCENTRIC — ADVISOR PARTNERS is now doing business as . IAPD ↗

$7.67B RAUM · 9 reps · 888-265-2257 · concentricinnovation.com

TRANSITION FINANCIAL ADVISORS GROUP, LLC — TRANSITION FINANCIAL ADVISORS GROUP, INC. is now doing business as . IAPD ↗

$261.5M RAUM · 3 reps · (480) 722-9414 · transitionfinancial.ca

REIFY WEALTH ADVISORS, INC. — WORLEY ERHART-GRAVES FINANCIAL ADVISORS, INC. is now doing business as . IAPD ↗

$445.5M RAUM · 11 reps · 317-872-5090

GREY LEDGE ADVISORS, LLC — GSB WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗

$540.4M RAUM · 7 reps · 203-453-9075 · greyledge.com

CFCI — COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. is now doing business as . IAPD ↗

$515.1M RAUM · 18 reps · 812-334-3190 · cfci.us

SALTMARSH FINANCIAL ADVISORS, LLC — SALTMARSH FINANCIAL ADVISORS, L.L.C. is now doing business as . IAPD ↗

$318.4M RAUM · 6 reps · 850-435-8300

ABACUS FCF ADVISORS LLC — FCF ADVISORS LLC is now doing business as . IAPD ↗

$763.0M RAUM · 3 reps · 212-217-2597

SONOMA WEST ADVISORS — DTS GROUP LLC is now doing business as . IAPD ↗

$265.4M RAUM · 1 reps · 415 497-7533 · sonomawestadvisors.com

KOM WEALTH MANAGEMENT GROUP, LLC — KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP is now doing business as . IAPD ↗

$385.0M RAUM · 7 reps · 920-733-3865 · onekom.com

EVEREST PRIVATE WEALTH — EVEREST MANAGEMENT CORP. is now doing business as . IAPD ↗

$307.0M RAUM · 2 reps · (408) 502-6015

ASPEN WEALTH MANAGEMENT, LLC — ASPEN WEALTH MANAGEMENT is now doing business as . IAPD ↗

$509.6M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com

EVERGREEN WEALTH — TROXELL FINANCIAL is now doing business as . IAPD ↗

$969.8M RAUM · 6 reps · (217) 321-3210

WELLFULL — BERNARDO WEALTH PLANNING, LLC is now doing business as . IAPD ↗

$755.9M RAUM · 9 reps · 267-500-1080

ROBERTS FINANCIAL SERVICES, LLC — ERTS WEALTH ADVISORS, LLC is now doing business as . IAPD ↗

$342.5M RAUM · 3 reps · (906) 228-5564 · baroberts.com

KINTRA WEALTH, LLC — EVERGREEN WEALTH SOLUTIONS, LLC is now doing business as . IAPD ↗

$460.9M RAUM · 7 reps · 570-601-6960 · evergreenwealthsolutions.com

ASCENTIS ASSET MANAGEMENT, LLC — GOLDEN STATE ASSET MANAGEMENT is now doing business as . IAPD ↗

$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com

LUCAS GROUP FINANCIAL ADVISORS, LLC — WALLEM ASSOCIATES, INC. is now doing business as . IAPD ↗

$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com

LIFEGOAL INVESTMENTS, LLC — LIFEGOAL WEALTH ADVISORS LLC is now doing business as . IAPD ↗

$271.0M RAUM · 5 reps · 607-434-0742

ZEGA INVESTMENTS, LLC — ZEGA INVESTMENTS is now doing business as . IAPD ↗

$548.8M RAUM · 10 reps · 800.380.9342 · luckinbillfinancial.com

ASCENTIS WEALTH MANAGEMENT, LLC — ORG WEALTH PARTNERS is now doing business as . IAPD ↗

$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com

SESTANTE FAMILY OFFICE — SESTANTE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗

$376.3M RAUM · 2 reps · 619-268-6279 · sestante.com

SPIEGELMAN WEALTH MANAGEMENT, INC. — SPIEGELMAN WEALTH MANAGEMENT LLC is now doing business as . IAPD ↗

$431.9M RAUM · 1 reps · 925-385-6200

OPENARC CORPORATE ADVISORY, LLC — 1330 ADVISORS, LLC is now doing business as . IAPD ↗

$443.7M RAUM · 140 reps · 844-648-6001

VANTUS WEALTH — ROY INVESTMENT ADVISORS is now doing business as . IAPD ↗

$379.4M RAUM · 5 reps · 844-682-6887 · vantuswealth.com

MEADOWBROOK ADVISORS — LLC is now doing business as MEADOWBROOK ADVISORS. IAPD ↗

$313.4M RAUM · 3 reps · 973-370-7850

J.P. MORGAN SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 2 (187 -> 189). IAPD ↗

$352.61B RAUM · 8097 reps · 800-999-2000 · privatebank.jpmorgan.com

BNY MELLON SECURITIES CORPORATION — 's Item 11 disclosure-reporting entries rose by 3 (20 -> 23). IAPD ↗

$7.14B RAUM · 91 reps · 212-635-8827 · bny.com

EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 40 (219 -> 259). IAPD ↗

$824.99B RAUM · 22226 reps · 314-515-2000 · vimeo.com

ESI FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 9 (21 -> 30). IAPD ↗

$2.45B RAUM · 430 reps · 800-344-7437 · equity-services.com

GOLDMAN SACHS & CO. LLC — 's Item 11 disclosure-reporting entries rose by 1 (765 -> 766). IAPD ↗

$233.16B RAUM · 2318 reps · 212-902-1000 · privatewealth.goldmansachs.com

RAYMOND JAMES & ASSOCIATES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (170 -> 172). IAPD ↗

$433.81B RAUM · 5537 reps · 727-567-1000

STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 42 (159 -> 201). IAPD ↗

$171.21B RAUM · 3045 reps · 314-342-2000 · surgantfinancial.com

LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 18 (345 -> 363). IAPD ↗

$618.92B RAUM · 28347 reps · 704-733-3300

CITIGROUP GLOBAL MARKETS INC. — 's Item 11 disclosure-reporting entries rose by 3 (172 -> 175). IAPD ↗

$46.87B RAUM · 4267 reps · 212-816-6000 · citi.com

A.G.P / ALLIANCE GLOBAL PARTNERS — 's Item 11 disclosure-reporting entries rose by 3 (7 -> 10). IAPD ↗

$2.30B RAUM · 140 reps · 800-727-7922 · coleaaronson.com

PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 7 (34 -> 41). IAPD ↗

$11.16B RAUM · 3732 reps · 833-786-0550

SYNOVUS SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (10 -> 11). IAPD ↗

$7.09B RAUM · 183 reps · 706-649-2327 · cfgltd.com

U.S. BANCORP ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (14 -> 15). IAPD ↗

$1.52B RAUM · 126 reps · 800-634-1100 · usbank.com

U.S. BANCORP INVESTMENTS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (11 -> 12). IAPD ↗

$19.30B RAUM · 919 reps · 800-888-4700

WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (645 -> 648). IAPD ↗

$606.04B RAUM · 8410 reps · 314-875-3000

VALIC FINANCIAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 4 (61 -> 65). IAPD ↗

$26.37B RAUM · 1239 reps · 866-544-4968 · valic.com

DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗

$193.11B RAUM · 92 reps · 212-454-4500

ON INVESTMENT MANAGEMENT CO — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗

$2.38B RAUM · 193 reps · 855-262-0913 · onescowealth.com

NORTHERN TRUST INVESTMENTS, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗

$1114.77B RAUM · 200 reps · 312-630-6000

JOHN HANCOCK INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (15 -> 16). IAPD ↗

$202.19B RAUM · 28 reps · 617-663-3000

MANULIFE INVESTMENT MANAGEMENT (US) LLC — 's Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗

$201.36B RAUM · 144 reps · 617-375-1500

VANGUARD ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 27 (79 -> 106). IAPD ↗

$300.43B RAUM · 1567 reps · 610-669-1000

RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗

$29.47B RAUM · 135 reps · 312-537-7000

EAGLE STRATEGIES LLC — 's Item 11 disclosure-reporting entries rose by 2 (68 -> 70). IAPD ↗

$25.40B RAUM · 2093 reps · (888) 695-3245 · eaglestrategies.com

U.S. BANCORP ASSET MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 3 (37 -> 40). IAPD ↗

$402.82B RAUM · 63 reps · 717-232-2723

EMPOWER ADVISORY GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗

$159.12B RAUM · 802 reps · 866-575-4977 · empower.com

EPOCH INVESTMENT PARTNERS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗

$33.05B RAUM · 141 reps · 212-303-7200

ARAX ADVISORY PARTNERS — 's Item 11 disclosure-reporting entries rose by 4 (2 -> 6). IAPD ↗

$8.96B RAUM · 61 reps · 303-633-5900 · swsllc.com

PROSPERITY - AN EISNERAMPER COMPANY — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 48 (29 -> 77). IAPD ↗

$102.41B RAUM · 3327 reps · 641-472-5100

VERUS CAPITAL PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (3 -> 5). IAPD ↗

$2.07B RAUM · 38 reps · 480-990-3719

ALPHASTAR CAPITAL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$1.84B RAUM · 109 reps · 855-340-2514 · alphastarcm.com

TD PRIVATE CLIENT WEALTH LLC — 's Item 11 disclosure-reporting entries rose by 1 (31 -> 32). IAPD ↗

$6.45B RAUM · 464 reps · 877-703-9896 · td.com

MCADAM LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$2.29B RAUM · 138 reps · (888) 614-5323 · cmwealth.com

MONECO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$1.92B RAUM · 43 reps · 203-319-3550

VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 25 (77 -> 102). IAPD ↗

$7.26B RAUM · 4 reps · 844-317-5190

ALDEN CAPITAL — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗

$1.44B RAUM · 20 reps · (215) 572-8700 · aldeninvestmentgroup.com

FARTHER — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗

$7.52B RAUM · 250 reps · 628-246-8004

MAIN STREET FINANCIAL SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$2.49B RAUM · 35 reps · 215-259-5021

ONYX BRIDGE WEALTH GROUP LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$1.00B RAUM · 17 reps · (914) 909-6699 · onyxbridge.com

BROOKLYN INVESTMENT GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$1.11B RAUM · 6 reps · 617-319-7229

CORIENT — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$143.63B RAUM · 620 reps · (305) 735-2020

MONTICELLO ASSOCIATES, LLC — MONTICELLO ASSOCIATES INC is now doing business as . IAPD ↗

$0 RAUM · 22 reps · 303-572-6300

REDBLACK ADVISERS, INC. — INTELLIFLO ADVISERS, INC. is now doing business as . IAPD ↗

$124.0M RAUM · 3 reps · 800-607-3340

STONEX INTERNATIONAL ADVISORS INC — INTERCAM ADVISORS, INC. is now doing business as . IAPD ↗

$225.1M RAUM · 23 reps · 305-377-8008 · intercam.us

AUREUM WEALTH MANAGEMENT, LLC — TFG FINANCIAL ADVISORS, LLC is now doing business as . IAPD ↗

$154.5M RAUM · 4 reps · (561) 209-1120 · aureumwealthmanagement.com

THE LIFE GROUP FINANCIAL SERVICES — GUNCHEON FINANCIAL, LLC is now doing business as . IAPD ↗

$136.5M RAUM · 4 reps · 563-587-7840

URBAN WEALTH MANAGEMENT OR UWM — URBAN WEALTH MANAGEMENT is now doing business as . IAPD ↗

$202.1M RAUM · 5 reps · 424-277-2260

SKY ALPHA ASSET ADVISORS — LLC is now doing business as SKY ALPHA ASSET ADVISORS. IAPD ↗

$208.0M RAUM · 2 reps · 561-410-7790 · skyalphaadvisors.com

INTEREST FINANCIAL, LLC — GRIFIN is now doing business as . IAPD ↗

$0 RAUM · 1 reps · 813-421-5704

DELOS CAPITAL ADVISORS — DELOS WEALTH ADVISORS is now doing business as . IAPD ↗

$162.2M RAUM · 4 reps · 972-810-1610

QUINCY WELLS ADVISORS, LLC — GREAT POINT ADVISORS, LLC is now doing business as . IAPD ↗

$45.1M RAUM · 20 reps · 312-356-4875

BANTAMAC CAPITAL, LLC — BOSUN ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗

$214.8M RAUM · 3 reps · 8723261723 · bantamac.com

COHESION WEALTH MANAGEMENT, LLC — EPIQWEST CULVER WEALTH ADVISORS LLC is now doing business as . IAPD ↗

$227.9M RAUM · 6 reps · 303-442-3670 · cohesionwm.com

VALTRION CAPITAL MANAGEMENT, LLC — REAL TALK CAPITAL, LLC is now doing business as . IAPD ↗

$143.6M RAUM · 4 reps · 833-856-2088 · valtrioncapital.com

RANDALL & ASSOCIATES WEALTH MANAGEMENT — BENNETT ASSOCIATES WEALTH MANAGEMENT is now doing business as . IAPD ↗

$144.8M RAUM · 2 reps · 724-602-0075 · randallawm.com

GANNETT WEALTH ADVISORS — SOUND ADVISORY is now doing business as . IAPD ↗

$69.9M RAUM · 7 reps · (208)254-0142

INNOVATIVE FAMILY OFFICE LLC — BROADSTREET FAMILY OFFICE LLC is now doing business as . IAPD ↗

$21.5M RAUM · 6 reps · (914) 427-8036 · innovativefo.com

ALTURA PRIVATE CAPITAL, LLC — MASTER RIA, LLC is now doing business as . IAPD ↗

$0 RAUM · 1 reps · 786-530.6274

PROTOCOL WEALTH, LLC — ENCLAVE DIGITAL WEALTH, LLC is now doing business as . IAPD ↗

$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io

COPPERLINE WEALTH MANAGEMENT & PLANNING — LLC is now doing business as COPPERLINE WEALTH MANAGEMENT & PLANNING. IAPD ↗

$118.0M RAUM · 2 reps · 307-586-1880 · copperlinewealth.com

THRYVE WEALTH MANAGEMENT — STRIVE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗

$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com

NERDWALLET WEALTH PARTNERS, LLC — NERD WALLET WEALTH PARTNERS is now doing business as . IAPD ↗

$236.1M RAUM · 7 reps · 917-275-7821 · nerdwalletwealthpartners.com

LEGACY ROAD FAMILY OFFICES — LEGACY ROAD LLC is now doing business as . IAPD ↗

$121.4M RAUM · 1 reps · 917-626-1042

SATURNA CAPITAL CORPORATION — notice-filed in AL, AZ, CO, DE, HI, KY, LA, MA, MS, NC, OR, PA, SC, TN. IAPD ↗

$8.62B RAUM · 13 reps · 360-734-9900

EARNED WEALTH ADVISORS, LLC — notice-filed in IL, KY, LA, MA, MD, NH, NJ, OH, VA. IAPD ↗

$1.92B RAUM · 20 reps · 925.939.2500

SAX WEALTH ADVISORS, LLC — notice-filed in DE, MI, NV, OR, UT, WA, WV. IAPD ↗

$2.44B RAUM · 24 reps · 973-859-2199

FRAGASSO FINANCIAL ADVISORS — notice-filed in CO, DE, IL, KS, LA, NE, NH, TN. IAPD ↗

$2.42B RAUM · 25 reps · 412-227-3200

APRIO WEALTH MANAGEMENT, LLC — notice-filed in DE, HI, KS, KY, MI, MT, UT. IAPD ↗

$2.64B RAUM · 24 reps · 404-892-9651 · wealth.aprio.com

PROSPERITY - AN EISNERAMPER COMPANY — notice-filed in ME, OR, RI, UT, VT, WV. IAPD ↗

$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com

BIP WEALTH, LLC — notice-filed in IA, MA, MI, MO, MT, ND, NE, NH, OR, UT. IAPD ↗

$4.46B RAUM · 36 reps · 404-495-5230

COMPOSITION WEALTH, LLC — notice-filed in ME, NM, UT, WI, WY. IAPD ↗

$6.71B RAUM · 46 reps · (310) 246-1243 · composition.com

GATEWAY INVESTMENT ADVISERS, LLC — notice-filed in CA, CT, NV, NY, TX, WA. IAPD ↗

$10.91B RAUM · 9 reps · 513-719-1100 · gia.com

COMPASS FINANCIAL GROUP, INC — notice-filed in AR, KS, MI, SC, TN, WY. IAPD ↗

$1.23B RAUM · 7 reps · 605-338-7150 · compassfin.net

APELLA WEALTH — notice-filed in KS, MT, NE, OK, SD. IAPD ↗

$7.95B RAUM · 68 reps · 860.785.2260

ONEASCENT FINANCIAL SERVICES LLC — notice-filed in IA, LA, MO, MS, OK, UT, WV. IAPD ↗

$2.61B RAUM · 57 reps · 205-313-9142

ROOT FINANCIAL PARTNERS — notice-filed in CT, DC, HI, ID, IN, LA, MA, MI, MN, MO, NH, NV, OK, SD, WI. IAPD ↗

$1.11B RAUM · 35 reps · (760) 452-0720

THURSTON SPRINGER ADVISORS — notice-filed in AK, AL, CO, CT, GA, IA, ID, MT, SD, UT, VA, WV, WY. IAPD ↗

$3.68B RAUM · 86 reps · 317.581.4000 · cohen-cap.com

AMERICANA PARTNERS, LLC — notice-filed in MI, NH, NJ, SC, SD. IAPD ↗

$6.08B RAUM · 26 reps · 713-429-5552 · americanapartners.podbean.com

GC WEALTH MANAGEMENT RIA, LLC — notice-filed in CO, CT, DE, ID, NJ, OH, OR, PA, SC, TN. IAPD ↗

$2.15B RAUM · 17 reps · 617-234-7000

WELLTH ADVISORY SERVICES, LLC — notice-filed in AR, AZ, ID, NJ, OR, VT, WA. IAPD ↗

$23.57B RAUM · 72 reps · 866-777-4015 · srpretire.com

THIRD VIEW PRIVATE WEALTH — notice-filed in CA, CO, FL, MI, NH, NJ, PA, TX, VA. IAPD ↗

$1.05B RAUM · 6 reps · 8607590650 · thirdviewpw.com

LAUREL OAK WEALTH MANAGEMENT, LLC — notice-filed in CA, CO, FL, MA, NC, NY, SC, TX, VA. IAPD ↗

$1.34B RAUM · 11 reps · 856-519-0200 · laureloakwealth.com

MERIDIAN FINANCIAL, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$257.9M RAUM · 2 reps · (508) 429-2600 · meridianfinancial.net

GRADIENT WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗

$591.1M RAUM · 62 reps · 866-991-1539 · gradientsecurities.com

REALTA INVESTMENT ADVISORS, INC — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗

$343.5M RAUM · 54 reps · 888-657-5200

RIA ADVISORY GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗

$456.5M RAUM · 23 reps · (515) 965-8588 · riaadvisorygroup.com

IAMS WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗

$343.0M RAUM · 53 reps · (888)255-7670

GLOBAL ASSETS ADVISORY, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗

$338.1M RAUM · 21 reps · 407-254-1500 · iaac.com

WASHINGTON AVENUE ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$286.6M RAUM · 7 reps · 844-678-1842

ALDEN INVESTMENT GROUP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$319.2M RAUM · 40 reps · 215-572-8700

WEBER ASSET MANAGEMENT, INC. — notice-filed in AZ, CA, FL, GA, IL, LA, MA, MD, NC, NE, NH, NJ, PA, SC, TX, VA, WA. IAPD ↗

$582.9M RAUM · 6 reps · 516-326-3299 · weberasset.com

BOULAY WEALTH — notice-filed in GA, IA, MI, NE. IAPD ↗

$2.42B RAUM · 32 reps · 952-893-9320

COOPER MCMANUS — notice-filed in CT, IN, MO, OK. IAPD ↗

$2.56B RAUM · 44 reps · 800-516-5333 · fcguides.com

AMERICAN FINANCIAL & TAX STRATEGIES, INC. — notice-filed in CA, CO, FL, GA, TX, VA. IAPD ↗

$270.8M RAUM · 1 reps · 212-315-0345

KEATING FINANCIAL ADVISORY SERVICES — notice-filed in AL, AR, AZ, CA, CT, GA, IA, ID, IN, MD, MI, MN, NH, OH, OK, OR, PA, SC, SD, VA, WA, WI. IAPD ↗

$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com

WILLOW GROVE ADVISORS, LLC — notice-filed in CT, LA, NE, NY, OR, TX. IAPD ↗

$300.1M RAUM · 5 reps · 510-705-1693 · willowgroveadvisors.com

FIRST FINANCIAL COACHING, INC. — notice-filed in HI, ID, IN, LA, MA, MO, NY, VA, WA. IAPD ↗

$279.7M RAUM · 10 reps · 586-463-1880 · firstfinancialcoach.com

MMA ASSET MANAGEMENT LLC — notice-filed in CO, DC, DE, ID, KS, KY, MA, MD, MN, MO, MT, NE, NV, OH, OK, TN, UT, VT, WA, WI. IAPD ↗

$715.2M RAUM · 16 reps · 610-684-3200 · marshmma.com

JAG CAPITAL MANAGEMENT LLC — notice-filed in KY, MN, OR, VT. IAPD ↗

$1.70B RAUM · 14 reps · 314-997-1277

BOYUM WEALTH ARCHITECTS LLC — notice-filed in CA, CO, FL, IA, IL, NE, WA, WI. IAPD ↗

$316.2M RAUM · 5 reps · 651-289-6444 · myboyum.com

FOURSTAR WEALTH ADVISORS, LLC — notice-filed in MN, MO, VT, WA. IAPD ↗

$1.24B RAUM · 45 reps · (312) 667-1750 · financialadvisorsworkshop.com

PRECISION WEALTH STRATEGIES, LLC — notice-filed in AZ, CO, NE, SC, VA. IAPD ↗

$386.3M RAUM · 7 reps · 314-994-6460

JOURNEY STRATEGIC WEALTH LLC — notice-filed in CT, DE, MD, NV. IAPD ↗

$3.76B RAUM · 20 reps · (201) 905-0070 · journeysw.com

DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in CT, DC, IN, MD, WA. IAPD ↗

$316.3M RAUM · 15 reps · 864-322-6046 · lindedin.com

CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — notice-filed in CA, IL, IN, TX. IAPD ↗

$1.63B RAUM · 8 reps · 212-697-1000

PEAK RETIREMENT PLANNING, INC. — notice-filed in IN, KS, MO, WA, WI. IAPD ↗

$416.4M RAUM · 16 reps · (614) 500-4121 · peakretirementplanning.com

CENTURION WEALTH MANAGEMENT — notice-filed in AK, DE, GA, IL, ME, OH, PA, SC. IAPD ↗

$741.2M RAUM · 8 reps · 571-765-1890 · centurionwealth.com

VICTORY FINANCIAL — notice-filed in AZ, CO, FL, GA, ID, LA, ME, MO, MT, NC, NV, SC. IAPD ↗

$687.6M RAUM · 34 reps · (512) 763-7671 · l5wealthplanning.com

TRIAD WEALTH PARTNERS, LLC — notice-filed in AZ, GA, IA, KY, MN, NH. IAPD ↗

$425.0M RAUM · 13 reps · 785-830-0000 · triadwealthpartners.com

LIFEGOAL INVESTMENTS, LLC — notice-filed in LA, NH, TN, UT, WI. IAPD ↗

$271.0M RAUM · 5 reps · 607-434-0742

WARNER WEALTH — notice-filed in CA, FL, MA, ME, NH, NJ, NY, PA, RI, TX. IAPD ↗

$362.8M RAUM · 5 reps · 203-929-2727 · warnerwealthct.com

ALCYON WEALTH PARTNERS — notice-filed in AZ, FL, GA, MO, NC, NH, PA, TX. IAPD ↗

$315.6M RAUM · 4 reps · (330) 797-4088

MARBLE WEALTH, LLC — notice-filed in FL, GA, LA, TN, TX. IAPD ↗

$894.6M RAUM · 5 reps · (334) 679-4800

OAKWORTH ASSET MANAGEMENT, LLC — notice-filed in CA, FL, GA, NH, SC. IAPD ↗

$757.4M RAUM · 15 reps · 205-263-4700 · oakworth.com

EVERGREEN WEALTH PARTNERS LLC — notice-filed in AZ, CA, CO, FL, ID, MN, NH, TX, WA. IAPD ↗

$360.1M RAUM · 4 reps · 406-862-4400 · willamettewealth.com

TMB CAPITAL PARTNERS, LLC — notice-filed in FL, LA, MS, TN, TX, VA. IAPD ↗

$834.3M RAUM · 4 reps · 501-671-1140 · tmbcapitalpartners.com

TICINO WEALTH — notice-filed in AZ, IA, ID, LA, NC, SC, TX, UT, WA. IAPD ↗

$395.2M RAUM · 2 reps · 949-427-8104 · ticinowealth.com

JUNO FINANCIAL GROUP LLC — notice-filed in FL, MD, NC, PA, SC, TX, WV. IAPD ↗

$521.5M RAUM · 5 reps · 804-500-6464 · junofinancialgroup.com

PEARL PLANNING — notice-filed in CA, FL, NY, OR, TX. IAPD ↗

$312.8M RAUM · 3 reps · 734.274.6744 · pearlplan.com

NAPIER FINANCIAL — notice-filed in CA, LA, ME, NH, NY, RI, TX. IAPD ↗

$517.7M RAUM · 8 reps · 781-884-2300 · napierfinancial.com

VANTUS WEALTH — notice-filed in CA, DE, MD, MI, NC, NH, NJ, NY, OH, TX, VA. IAPD ↗

$379.4M RAUM · 5 reps · 844-682-6887 · vantuswealth.com

MEADOWBROOK ADVISORS — notice-filed in CA, DC, DE, FL, NJ, NY, PA, TX. IAPD ↗

$313.4M RAUM · 3 reps · 973-370-7850

MACCO FINANCIAL GROUP, INC. — notice-filed in FL, GA, MI, TN, TX. IAPD ↗

$261.9M RAUM · 4 reps · (920) 617-6830 · maccofinancial.com

HALBERT HARGROVE — notice-filed in AK, AL, GA. IAPD ↗

$3.52B RAUM · 35 reps · 562-435-5657

ALBION FINANCIAL GROUP — notice-filed in CO, MA, OH. IAPD ↗

$1.86B RAUM · 11 reps · 801-487-3700 · albionfinancial.com

OSBORNE PARTNERS — notice-filed in LA, OK, VA. IAPD ↗

$2.36B RAUM · 14 reps · 415-362-5637

CAHILL FINANCIAL ADVISORS, INC. — notice-filed in LA, OH, VA. IAPD ↗

$1.43B RAUM · 10 reps · 952-926-1659

KEB WEALTH ADVISORS — notice-filed in CA, NE, WI. IAPD ↗

$1.06B RAUM · 13 reps · (217) 789-0960 · kebcpa.com

GREENSPRING ADVISORS, LLC — notice-filed in MN, MO, OR. IAPD ↗

$3.78B RAUM · 42 reps · 443-564-4600 · greenspringadvice.com

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC — notice-filed in DC, IL, TX. IAPD ↗

$3.00B RAUM · 10 reps · 781-416-1700 · nepwealth.com

TORREY GROWTH & INCOME ADVISORS, LLC — notice-filed in FL, NH, NY, TX. IAPD ↗

$322.2M RAUM · 3 reps · 760-274-2744 · torreygrowth.com

PURE FINANCIAL ADVISORS, LLC — notice-filed in AR, KS, VT. IAPD ↗

$8.02B RAUM · 64 reps · 866-876-7873

RIA ADVISORS — notice-filed in KS, KY, TN. IAPD ↗

$1.53B RAUM · 16 reps · 281-501-1791

HHM WEALTH ADVISORS, LLC — notice-filed in MS, OH, SC. IAPD ↗

$1.41B RAUM · 13 reps · 423-826-1670

ASHTON THOMAS PRIVATE WEALTH — notice-filed in PA, SD, TN. IAPD ↗

$4.05B RAUM · 35 reps · 602-732-4745

GLOBAL VIEW CAPITAL MANAGEMENT LLC — notice-filed in AK, KS, MD, TN. IAPD ↗

$708.0M RAUM · 85 reps · 262-650-1030 · gvcmanagement.com

IBEX WEALTH ADVISORS, LLC — notice-filed in GA, IL, LA, VA. IAPD ↗

$963.3M RAUM · 5 reps · 908-849-4800

MCADAM LLC — notice-filed in ID, MT, ND. IAPD ↗

$2.29B RAUM · 138 reps · (888) 614-5323 · cmwealth.com

WEALTH WATCH ADVISORS, INC — notice-filed in DC, MD, TN, VA. IAPD ↗

$473.7M RAUM · 47 reps · 855-822-3708 · altuswealthstrategies.com

ALPHACORE CAPITAL LLC — notice-filed in AR, DC, ME. IAPD ↗

$6.06B RAUM · 42 reps · 858-875-4100 · alphacore.com

MERIDIAN FINANCIAL PARTNERS LLC — notice-filed in CO, MA, NY, WV. IAPD ↗

$510.8M RAUM · 4 reps · (540)-878-5416

INSIGNEO ADVISORY SERVICES, LLC — notice-filed in HI, SD, VA. IAPD ↗

$3.61B RAUM · 188 reps · 305.373.9000 · insigneo.com

XYPN INVEST — notice-filed in IA, OK, RI, SC. IAPD ↗

$321.0M RAUM · 31 reps · (360) 301-7579

ARKOS GLOBAL ADVISORS, LLC — notice-filed in CA, CO, VA. IAPD ↗

$1.11B RAUM · 14 reps · (346) 352-2360

HIGH PROBABILITY ADVISORS, LLC — notice-filed in CA, DE, MI, NC. IAPD ↗

$813.4M RAUM · 11 reps · 585-485-0135

CAPITA FINANCIAL NETWORK, LLC — notice-filed in MI, MN, SC. IAPD ↗

$1.85B RAUM · 22 reps · 801-566-5058

CX INSTITUTIONAL, LLC — notice-filed in CT, DC, WV. IAPD ↗

$4.12B RAUM · 68 reps · 260-927-1830 · cxwealthdirect.com

KMG FIDUCIARY PARTNERS, LLC — notice-filed in KY, LA, WI. IAPD ↗

$1.60B RAUM · 10 reps · (419) 517-8040 · kmgfiduciarypartners.com

SIGNAL ADVISORS WEALTH, LLC — notice-filed in KY, PA, WI. IAPD ↗

$1.35B RAUM · 10 reps · 1-866-774-4625

THE MILLSTONE EVANS GROUP, LLC — notice-filed in GA, HI, ME, MN. IAPD ↗

$777.9M RAUM · 8 reps · 720-728-2801

MOSAIC WEALTH — notice-filed in AL, GA, SC. IAPD ↗

$1.64B RAUM · 16 reps · 314-627-5220

BULL HARBOR CAPITAL LLC. — notice-filed in DE, IA, NM, UT. IAPD ↗

$344.0M RAUM · 16 reps · 804-965-5408 · bullharborcapital.com

CAPITAL INVESTMENT COUNSEL, LLC — notice-filed in FL, MI, NC. IAPD ↗

$1.18B RAUM · 4 reps · (303) 381-0200

GATEPASS CAPITAL, LLC — notice-filed in FL, MI, NY, SC. IAPD ↗

$261.7M RAUM · 5 reps · 833-428-3727

PARKWOODS WEALTH PARTNERS, LLC — notice-filed in IN, KY, MA, OH. IAPD ↗

$408.6M RAUM · 3 reps · (877) 278-2716 · parkwoodswealth.com

UNITING WEALTH PARTNERS — notice-filed in AZ, FL, OH, SC. IAPD ↗

$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com

PCM ENCORE, LLC — notice-filed in CA, NY, OK. IAPD ↗

$1.24B RAUM · 6 reps · 425-214-1755

CEDAR COVE WEALTH PARTNERS — notice-filed in CO, FL, SD, WI. IAPD ↗

$431.7M RAUM · 10 reps · 952-358-3456 · cedarcovewealth.com

OPENARC CORPORATE ADVISORY, LLC — notice-filed in GA, IL, NJ, TX. IAPD ↗

$443.7M RAUM · 140 reps · 844-648-6001

CHARLES SCHWAB & CO., INC. — 's Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗

$0 RAUM · 3692 reps · 415-667-7000

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$124.9M RAUM · 2 reps · 503-672-7750 · schulmerichandassoc.com

PENBROOK MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$169.8M RAUM · 4 reps · 212-792-6952 · penbrookllc.com

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗

$186.8M RAUM · 24 reps · 203-418-9000

EAGLESTONE WEALTH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 8 (0 -> 8). IAPD ↗

$197.7M RAUM · 5 reps · 301-924-2160 · estwa.com

DIRECTIONAL ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗

$117.9M RAUM · 1 reps · 847-749-2312

STONEX INTERNATIONAL ADVISORS INC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$225.1M RAUM · 23 reps · 305-377-8008 · intercam.us

WELCY CAPITAL ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗

$183.6M RAUM · 3 reps · 786.353.0036 · welcycap.com

LITTLEJOHN FINANCIAL SERVICES INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$157.1M RAUM · 4 reps · 541-375-0898 · pinterest.com

CAPSTONE INVESTMENT GROUP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$152.4M RAUM · 6 reps · 360-570-9888 · wisdomanddiscipline.com

RUGGIERO INVESTMENTS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$114.0M RAUM · 3 reps · (800) 777-4726

PRECISE INVESTMENT MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗

$186.3M RAUM · 4 reps · 702-906-0940

FSAM LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗

$112.9M RAUM · 8 reps · 770-777-9373 · fssec.com

MUNAKATA ASSOCIATES LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$56.1M RAUM · 1 reps · 914-310-9863

RESOLUTE CAPITAL, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$188.7M RAUM · 10 reps · (864) 800-1831 · retiretrunorth.com

ELYSIUM WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$159.2M RAUM · 8 reps · 385-276-4716 · saltwealthpartners.com

CLOUD CAPITAL — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$189.9M RAUM · 4 reps · 8007954303 · cloudcapital.us

ALLIO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$556,892 RAUM · 1 reps · 888-969-4932 · alliocapital.com

SMART PORTFOLIO — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com

PLUM POINTE WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$206.7M RAUM · 2 reps · 401-228-8258

WEDBUSH SECURITIES INC. — moved its main office from LOS ANGELES, CA to PASADENA, CA. IAPD ↗

$5.68B RAUM · 202 reps · 213-688-8000

CABOT WEALTH MANAGEMENT — moved its main office from SALEM, MA to BEVERLY, MA. IAPD ↗

$1.06B RAUM · 8 reps · 978-745-9233

SPRING MOUNTAIN CAPITAL, LP — moved its main office from NEW YORK, NY to WEST WINDSOR, NJ. IAPD ↗

$1.60B RAUM · 19 reps · 212-292-8300

DAYBRIGHT ADVISORY SERVICES, INC. — moved its main office from NASHVILLE, TN to MIAMI, FL. IAPD ↗

$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com

TEEWINOT CAPITAL ADVISERS, L.L.C. — moved its main office from NEW YORK, NY to NORWALK, CT. IAPD ↗

$1.19B RAUM · 9 reps · 212-984-2360 · teewinotfunds.com

ALPHA ARCHITECT — moved its main office from HAVERTOWN, PA to NEWTOWN SQUARE, PA. IAPD ↗

$7.27B RAUM · 4 reps · +1.215.882.9983

RWA WEALTH PARTNERS — moved its main office from NEWTON, MA to BOSTON, MA. IAPD ↗

$17.26B RAUM · 67 reps · (857) 255-2100 · rwawealth.com

ETF ARCHITECT — moved its main office from HAVERTOWN, PA to NEWTOWN SQUARE, PA. IAPD ↗

$16.05B RAUM · 8 reps · 1.215.882.9983 · etfarchitect.com

SANCTUARY ADVISORS, LLC — moved its main office from INDIANAPOLIS, IN to MIAMI, FL. IAPD ↗

$27.70B RAUM · 370 reps · 317-975-7729

STEWARD PARTNERS INVESTMENT ADVISORY, LLC — moved its main office from NEW YORK, NY to STAMFORD, CT. IAPD ↗

$28.34B RAUM · 397 reps · 866-694-7769

TRIVIUM POINT ADVISORY, LLC — moved its main office from WESTPORT, CT to WILTON, CT. IAPD ↗

$1.49B RAUM · 23 reps · (203) 221-3085

OAKRIDGE MANAGEMENT GROUP LLC — moved its main office from DARIEN, CT to STAMFORD, CT. IAPD ↗

$1.08B RAUM · 3 reps · 203-257-3289

DUCENTA SQUARED ASSET MANAGEMENT — moved its main office from LOS ANGELES, CA to EL SEGUNDO, CA. IAPD ↗

$3.17B RAUM · 10 reps · (213) 687-9170

BROOKLYN INVESTMENT GROUP, LLC — moved its main office from BROOKLYN, NY to NEW YORK, NY. IAPD ↗

$1.11B RAUM · 6 reps · 617-319-7229

ALLOCATE MANAGEMENT COMPANY, LLC — moved its main office from MENLO PARK, CA to PALO ALTO, CA. IAPD ↗

$2.14B RAUM · 4 reps · 650-331-4151

SAPERSTON LEGACY ADVISORS, INC. — notice-filed in AZ, MA, NC, NH, OH, TN, TX, VT. IAPD ↗

$56.9M RAUM · 3 reps · 716-649-9800

CORNERSTONE FINANCIAL GROUP,LLC — notice-filed in CA, FL, IA, TX, WA. IAPD ↗

$247.0M RAUM · 5 reps · 402-758-0700

NEW ENGLAND SCHOONER, INC. — notice-filed in CT, FL, NH, RI, TX. IAPD ↗

$130.8M RAUM · 4 reps · 978-977-4757 · neschooner.com

LONE PEAK ADVISERS — notice-filed in FL, KY, MN, OH, PA. IAPD ↗

$119.0M RAUM · 6 reps · 801-855-8886 · lonepeakadvisers.com

FOUNDRY FINANCIAL LLC — notice-filed in AZ, GA, MA, NC, NH, WA. IAPD ↗

$104.7M RAUM · 4 reps · (213) 802-8662

RETIREMITTEN FINANCIAL LLC — notice-filed in AZ, GA, IN, OH, SC. IAPD ↗

$130.9M RAUM · 3 reps · 248-935-0470 · retiremitten.com

ABUNDO WEALTH — notice-filed in CO, GA, IN, MO, NE, NH, OH, WI. IAPD ↗

$0 RAUM · 9 reps · 612-502-5806

FAITH INVESTOR SERVICES — notice-filed in CA, FL, PA, SC, VA. IAPD ↗

$196.8M RAUM · 4 reps · (214) 462-7244

DOMAIN MONEY ADVISORS, LLC — notice-filed in HI, ID, LA, SC, TN, UT, WI. IAPD ↗

$0 RAUM · 9 reps · 646-970-6926

APEX WEALTH ADVISORS LLC — notice-filed in AL, CA, LA, OR, TX. IAPD ↗

$102.6M RAUM · 3 reps · 623-292-5560 · apexwealthadvisors.com

TSG ALPHA PARTNERS, LLC — notice-filed in AZ, CA, IA, IL, KY, MN, MO, PA. IAPD ↗

$75.4M RAUM · 6 reps · 631-403-5364 · tsginvest.com

LYON WEALTH ADVISORS — notice-filed in CA, FL, NH, PA, SC. IAPD ↗

$198.4M RAUM · 3 reps · 704-424-9780

BPM WEALTH ADVISORS, LLC — notice-filed in GA, ID, LA, MA, MD, MN, NC, NE, NH, NJ, PA, SD, TN. IAPD ↗

$49.9M RAUM · 2 reps · 415-421-5757 · bpm.com

OPENVEST — notice-filed in CO, GA, KS, LA, MI, OH, TX, UT. IAPD ↗

$2,364 RAUM · 1 reps · 212-523-0920 · openvest.co

MURPHY & MULLICK CAPITAL MANAGEMENT CORP — notice-filed in AZ, CT, IN, MD, NV, SC, VA. IAPD ↗

$136.3M RAUM · 2 reps · 631-257-0080 · mmcmgmt.com

SYNTHETICFI LLC — notice-filed in CO, DE, GA, KY, MA, MS, NV, OH, OR, PA, WI. IAPD ↗

$153.2M RAUM · 2 reps · (628) 600-2699 · syntheticfi.com

GREENPORTFOLIO INC. — notice-filed in DC, IN, MD, NC, NH, OH, OR, VA. IAPD ↗

$0 RAUM · 1 reps · 917-719-0206

EVERY SECURITIES LLC — notice-filed in AZ, GA, IN, MI, NJ, PA. IAPD ↗

$120.4M RAUM · 1 reps · 628-227-6078 · every.io

BQS FINANCIAL ADVISORS, LLC — notice-filed in AZ, CA, NJ, NM, NV, PA. IAPD ↗

$165.0M RAUM · 4 reps · 917-939-0632

HOLISTIC FINANCE LLC — notice-filed in AZ, CO, IA, ID, NE, NH. IAPD ↗

$1.6M RAUM · 2 reps · 808-746-7774 · holisticfinance.com

COPPERLINE WEALTH MANAGEMENT & PLANNING — notice-filed in CA, CO, FL, KS, MN, NC, NV, TX. IAPD ↗

$118.0M RAUM · 2 reps · 307-586-1880 · copperlinewealth.com

NERDWALLET WEALTH PARTNERS, LLC — notice-filed in CO, DC, MD, VA, WA. IAPD ↗

$236.1M RAUM · 7 reps · 917-275-7821 · nerdwalletwealthpartners.com

SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT — notice-filed in IN, LA, MS. IAPD ↗

$283.3M RAUM · 5 reps · 478-474-7004 · sbgwealth.com

ROMANO WEALTH MANAGEMENT — notice-filed in NJ, WA. IAPD ↗

$1.39B RAUM · 8 reps · 847-866-7700 · romanowealth.com

GOELZER INVESTMENT MANAGEMENT — notice-filed in KY, NC. IAPD ↗

$3.85B RAUM · 28 reps · 317-264-2600 · goelzerinc.com

MIDWESTERN SECURITIES TRADING CO.,LLC — notice-filed in ND, NH. IAPD ↗

$1.63B RAUM · 41 reps · 309-699-6786 · midwesternsecurities.com

HOWE AND RUSLING, INC. — notice-filed in OR, WI. IAPD ↗

$2.03B RAUM · 17 reps · 585-325-4140

JLB & ASSOCIATES INC — notice-filed in CA, OH, TX. IAPD ↗

$848.4M RAUM · 3 reps · 734-454-9191 · jlbinvest.com

COZAD ASSET MANAGEMENT INC — notice-filed in OK, UT. IAPD ↗

$2.24B RAUM · 20 reps · 217-356-8363

DAVID VAUGHAN INVESTMENTS, LLC — notice-filed in MD, SC. IAPD ↗

$4.93B RAUM · 46 reps · 309-685-0033

RETIREMENT INVESTMENT ADVISORS INC — notice-filed in MT, PA. IAPD ↗

$1.27B RAUM · 8 reps · 405-842-3443 · theretirementpath.com

VERUS FINANCIAL PARTNERS — notice-filed in GA, MA. IAPD ↗

$1.00B RAUM · 12 reps · 804-592-3465

SJS INVESTMENT SERVICES — notice-filed in MO, NC. IAPD ↗

$2.53B RAUM · 18 reps · 419-885-2626 · sjsinvest.com

LODESTAR PRIVATE ASSET MANAGEMENT LLC — notice-filed in OK, VA. IAPD ↗

$1.12B RAUM · 5 reps · 925-838-1234 · lodestarpam.com

HAMILTON CAPITAL — notice-filed in AL, WY. IAPD ↗

$4.38B RAUM · 50 reps · 614-273-1000

PRING TURNER — notice-filed in NV, OR, TN. IAPD ↗

$262.1M RAUM · 2 reps · (925) 287-8527

INTEGRIS WEALTH MANAGEMENT, LLC — notice-filed in MI, NC, SC. IAPD ↗

$635.1M RAUM · 11 reps · 831-333-1717

NOVARE CAPITAL MANAGEMENT — notice-filed in TN, WI. IAPD ↗

$1.72B RAUM · 17 reps · 704-334-3698

KANAWHA CAPITAL MANAGEMENT, LLC — notice-filed in MA, TN. IAPD ↗

$1.64B RAUM · 4 reps · 804-359-3900 · kancap.com

NADLER FINANCIAL GROUP, INC. — notice-filed in MN, NC. IAPD ↗

$1.92B RAUM · 16 reps · 847-940-4040 · nadlerfinancial.com

TORTOISE CAPITAL ADVISORS, L.L.C. — notice-filed in CO, DE. IAPD ↗

$8.44B RAUM · 19 reps · (913) 981-1020

OAKMONT CAPITAL MANAGEMENT, LLC — notice-filed in CA, GA. IAPD ↗

$3.14B RAUM · 16 reps · (412) 828-5550 · oakmontcap.com

WALDRON PRIVATE WEALTH — notice-filed in NV, SC. IAPD ↗

$4.52B RAUM · 41 reps · 412-221-1005

NPA ASSET MANAGEMENT, LLC — notice-filed in NC, VA. IAPD ↗

$1.01B RAUM · 52 reps · 201-476-0029 · nationwideplanning.com

ARAX ADVISORY PARTNERS — notice-filed in MO, OH. IAPD ↗

$8.96B RAUM · 61 reps · 303-633-5900 · swsllc.com

WILMINGTON CAPITAL SECURITIES, LLC — notice-filed in CA, CT, GA. IAPD ↗

$258.3M RAUM · 5 reps · 516-750-6200 · daveastorr.com

BULLTICK WEALTH MANAGEMENT, LLC — notice-filed in CT, NJ. IAPD ↗

$1.68B RAUM · 20 reps · 305-533-1541 · bulltick.com

SAGEVEST WEALTH MANAGEMENT — notice-filed in NC, NJ, NY. IAPD ↗

$358.5M RAUM · 4 reps · (703) 992-7650 · sagevestwealth.com

BENEFIT FINANCIAL SERVICES GROUP — notice-filed in UT, VA. IAPD ↗

$1.29B RAUM · 26 reps · 949-955-2552

JACOBI CAPITAL MANAGEMENT, LLC — notice-filed in LA, MN. IAPD ↗

$2.19B RAUM · 24 reps · 570-826-1801

REDWOOD INVESTMENT MANAGEMENT, LLC. — notice-filed in KS, MO. IAPD ↗

$2.55B RAUM · 6 reps · 3102728185 · redwoodmutualfunds.com

FUSION CAPITAL, LLC — notice-filed in GA, LA, MD. IAPD ↗

$405.4M RAUM · 4 reps · 843-972-0065

EMPIRICAL ASSET MANAGEMENT, LLC — notice-filed in AZ, CO, ME. IAPD ↗

$467.0M RAUM · 11 reps · 781-431-2223 · empiricalam.com

BLACKHAWK CAPITAL PARTNERS, LLC — notice-filed in MA, NY, OR. IAPD ↗

$336.4M RAUM · 8 reps · 262-242-4487

ISC ADVISORS, INC. — notice-filed in MT, PA. IAPD ↗

$1.54B RAUM · 26 reps · 214 520 1115

ALASKA WEALTH ADVISORS — notice-filed in NE, NH, NV. IAPD ↗

$925.4M RAUM · 10 reps · 907-272-7575

HUGHES FINANCIAL SERVICES, LLC — notice-filed in NE, OH, WV. IAPD ↗

$616.4M RAUM · 6 reps · 703-669-3660 · h4fs.com

PROFESSIONAL FINANCIAL ADVISORS, LLC — notice-filed in AZ, IA, IN. IAPD ↗

$614.1M RAUM · 6 reps · 308-534-8210

FALCON WEALTH PLANNING, INC. — notice-filed in GA, KY. IAPD ↗

$1.16B RAUM · 25 reps · 855-963-2526

WEST RIDGE ADVISORS — notice-filed in AK, LA, WA. IAPD ↗

$268.1M RAUM · 10 reps · (702) 547-9483 · westridgeadvisors.com

ONE DAY IN JULY LLC — notice-filed in NJ, SC. IAPD ↗

$1.09B RAUM · 10 reps · (802) 503-8280

INDEPENDENT WEALTH NETWORK, INC. — notice-filed in MA, MS, NH. IAPD ↗

$422.6M RAUM · 25 reps · 515-461-5123 · masfinancialandtax.com

PROCYON — notice-filed in OR, RI. IAPD ↗

$7.77B RAUM · 34 reps · (475) 232-2704

ABLE WEALTH MANAGEMENT LLC — notice-filed in MD, PA, TX. IAPD ↗

$322.1M RAUM · 6 reps · 212-634-7842

OPES WEALTH MANAGEMENT, LLC — notice-filed in CO, HI, NE. IAPD ↗

$664.7M RAUM · 5 reps · 408-831-5800

CARTER FINANCIAL GROUP, INC. — notice-filed in MO, NC, WA. IAPD ↗

$325.1M RAUM · 5 reps · 847-713-2700

REMBERT PENDLETON JACKSON — notice-filed in GA, OR. IAPD ↗

$2.38B RAUM · 13 reps · 703-821-6655

TRUWEALTH ADVISORS, LLC — notice-filed in OK, UT. IAPD ↗

$2.54B RAUM · 19 reps · 504-779-7799

OPTIMA CAPITAL LLC — notice-filed in ID, IN, LA. IAPD ↗

$292.8M RAUM · 7 reps · 503-270-1314 · optimacapitalllc.com

ARS WEALTH ADVISORS — notice-filed in TN, WA. IAPD ↗

$1.47B RAUM · 12 reps · 727-322-7681 · focusfinancialpartners.com

NILSINE PARTNERS, LLC — notice-filed in NC, WA. IAPD ↗

$1.71B RAUM · 11 reps · 303-529-5800 · link.edgepilot.com

SAVVY — notice-filed in MO, VT. IAPD ↗

$1.30B RAUM · 52 reps · 833-745-6789 · savvywealth.com

GATEWAY WEALTH PARTNERS, LLC — notice-filed in AL, NJ. IAPD ↗

$1.25B RAUM · 66 reps · (920) 731-9293 · financialadvisorsinc.com

UPTICK PARTNERS, LLC — notice-filed in IL, KS, MO. IAPD ↗

$688.1M RAUM · 7 reps · (936) 800-0800

MARIDEA WEALTH MANAGEMENT — notice-filed in AZ, ME, MI. IAPD ↗

$469.2M RAUM · 15 reps · 347-289-5227 · marideawealth.com

LUCAS GROUP FINANCIAL ADVISORS, LLC — notice-filed in IA, NE, NH. IAPD ↗

$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com

DIVERSIFIED, LLC — notice-filed in MN, NM. IAPD ↗

$2.08B RAUM · 28 reps · 302-765-3500

INDIVISIBLE PARTNERS — notice-filed in CT, MA, PA. IAPD ↗

$421.3M RAUM · 3 reps · 732-306-5490 · linkedin.company

ASSET ONE WEALTH MANAGEMENT, LLC — notice-filed in OH, OR, UT. IAPD ↗

$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com

THE CAVANAUGH GROUP INC — moved its main office from HILTON HEAD ISLAND, SC to KIAWAH ISLAND, SC. IAPD ↗

$453.6M RAUM · 2 reps · 410-241-0084

L. K. BENSON & COMPANY, P.C. — moved its main office from TOWSON, MD to TIMONIUM, MD. IAPD ↗

$369.1M RAUM · 2 reps · (410) 494-6680 · lkbenson.com

MULLANEY KEATING & WRIGHT INC — moved its main office from WEST HARTFORD, CT to MIDDLETOWN, CT. IAPD ↗

$337.0M RAUM · 3 reps · 860-521-9900 · mkwinc.com

PAUL MANNERS & ASSOCIATES, INC. — moved its main office from ATLANTA, GA to MARIETTA, GA. IAPD ↗

$349.5M RAUM · 2 reps · 404-231-8611 · paulmanners.net

VIOLICH CAPITAL MANAGEMENT — moved its main office from SAN FRANCISCO, CA to MILL VALLEY, CA. IAPD ↗

$911.7M RAUM · 1 reps · 415-217-4444 · violichcapital.com

HELIUM ADVISORS LLC — moved its main office from EVERETT, WA to VANCOUVER, WA. IAPD ↗

$308.1M RAUM · 4 reps · (425) 214-1533

SUMMIT WEALTH AND RETIREMENT PARTNERS — moved its main office from SAN RAMON, CA to EAGLE, ID. IAPD ↗

$824.8M RAUM · 6 reps · (925) 927-1900 · summitwealthandretirement.com

HENDRICKS WEALTH AND ESTATE MANAGEMENT — moved its main office from WEST DUNDEE, IL to ALGONQUIN, IL. IAPD ↗

$411.6M RAUM · 6 reps · 847-428-3997

EAGLEBROOK ADVISORS — moved its main office from BETHESDA, MD to NEW YORK, NY. IAPD ↗

$350.2M RAUM · 4 reps · 786-807-7374

BROWNLEE WEALTH MANAGEMENT — moved its main office from THE WOODLANDS, TX to HOUSTON, TX. IAPD ↗

$295.8M RAUM · 4 reps · 281-377-3170 · brownleewealthmanagement.com

MARKS WEALTH MANAGEMENT — moved its main office from ANNAPOLIS, MD to ELLICOTT CITY, MD. IAPD ↗

$383.0M RAUM · 4 reps · (410) 934-1199

ORG PARTNERS — moved its main office from ROANOKE, IN to DALLAS, TX. IAPD ↗

$772.6M RAUM · 15 reps · 260-469-9173 · tinkercapital.com

1836 ASSET MANAGEMENT, LLC — moved its main office from DALLAS, TX to GARLAND, TX. IAPD ↗

$360.0M RAUM · 3 reps · 888-808-8278 · 1836assetmgmt.com

ASCENTIS ASSET MANAGEMENT, LLC — moved its main office from SOUTH COAST METRO, CA to DALLAS, TX. IAPD ↗

$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com

LUCAS GROUP FINANCIAL ADVISORS, LLC — moved its main office from LOVES PARK, IL to FREEPORT, IL. IAPD ↗

$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com

NAPLES WEALTH PLANNING — moved its main office from NAPLES, FL to BONITA SPRINGS, FL. IAPD ↗

$356.3M RAUM · 10 reps · 239-330-4183 · napleswealthplanning.com

UNITING WEALTH PARTNERS — moved its main office from MISSION, KS to DENVER, CO. IAPD ↗

$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com

STONE TEMPLE PARTNERS LLC — moved its main office from DARIEN, CT to NEW YORK, NY. IAPD ↗

$619.8M RAUM · 9 reps · (203) 253-1823 · stpartners.co

ELEVATED FINANCIAL GROUP — moved its main office from CARMEL, IN to INDIANAPOLIS, IN. IAPD ↗

$399.3M RAUM · 4 reps · 317-533-7721

OPENARC CORPORATE ADVISORY, LLC — moved its main office from ST. PETERSBURG, FL to ATLANTA, GA. IAPD ↗

$443.7M RAUM · 140 reps · 844-648-6001

BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC — notice-filed in FL, MD, NC, SC. IAPD ↗

$116.3M RAUM · 3 reps · 703-796-0957

BLUEDOOR PRIVATE WEALTH, LLC — notice-filed in CO, FL, NY, TX. IAPD ↗

$105.9M RAUM · 4 reps · 781-810-4604 · bluedoorprivate.com

VALUEWEALTH SERVICES, LLC — notice-filed in GA, MS, NC, TN. IAPD ↗

$242.1M RAUM · 4 reps · 410-286-9230 · valuewealthservices.com

SKYBOUND WEALTH MANAGEMENT USA, LLC — notice-filed in KS, NH, OR, VA. IAPD ↗

$160.6M RAUM · 6 reps · 1-346-845-0001

PLUM POINTE WEALTH MANAGEMENT — notice-filed in CT, FL, NH, TX. IAPD ↗

$206.7M RAUM · 2 reps · 401-228-8258

APEX INVESTMENT GROUP — notice-filed in AZ, NV, PA, VA. IAPD ↗

$194.6M RAUM · 3 reps · 7743510805

CARROLL ADVISORY GROUP — notice-filed in AL, CA, UT, VA. IAPD ↗

$227.6M RAUM · 3 reps · 903-793-4014 · carrolladvisory.com

PROPER WEALTH — notice-filed in GA, NC, TN, TX. IAPD ↗

$131.2M RAUM · 3 reps · (850) 972-9725

TORREY-PAYNE WEALTH MANAGEMENT — notice-filed in AZ, ID, NV, TX. IAPD ↗

$180.3M RAUM · 1 reps · 626-657-3451 · torreypaynewm.com

ROTHSCHILD INVESTMENT — notice-filed in TN. IAPD ↗

$2.31B RAUM · 18 reps · 312-983-8900 · rothschildwealth.com

MEANS WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗

$1.31B RAUM · 13 reps · 1-207-947-6763

CALTON & ASSOCIATES, INC. — notice-filed in PR. IAPD ↗

$1.22B RAUM · 221 reps · 813-264-0440 · calton.com

UAS ASSET MANAGEMENT — notice-filed in NH, VA. IAPD ↗

$449.9M RAUM · 5 reps · 212-983-5822 · uasam.com

WALTER KEENAN WEALTH MANAGEMENT — notice-filed in GA, NY. IAPD ↗

$844.6M RAUM · 5 reps · 574-287-5977 · walterandkeenan.com

ATWOOD & PALMER, INC. — notice-filed in NE. IAPD ↗

$1.72B RAUM · 6 reps · 816-931-2266 · atwoodpalmer.com

WBH ADVISORY, INC. — notice-filed in NH. IAPD ↗

$1.49B RAUM · 11 reps · 410-653-7979 · wbhadvisory.com

FINANCIAL SYNERGIES — notice-filed in WY. IAPD ↗

$1.57B RAUM · 15 reps · 713-623-6600

BLOOM ADVISORS — notice-filed in IL. IAPD ↗

$1.41B RAUM · 9 reps · 248-932-5200

F L PUTNAM INVESTMENT MANAGEMENT CO. — notice-filed in AL. IAPD ↗

$7.70B RAUM · 73 reps · 800-344-3435 · flputnam.com

PLANCORP, LLC — notice-filed in GA. IAPD ↗

$7.29B RAUM · 39 reps · (636) 532-7824

PINNACLE ADVISORS — notice-filed in MI. IAPD ↗

$1.94B RAUM · 19 reps · 419-526-5226 · pinnacleadvisors.com

REGENCY INVESTMENT ADVISORS INC — notice-filed in NE. IAPD ↗

$1.01B RAUM · 8 reps · 559-438-2640 · regencyinvests.com

STEELE CAPITAL MANAGEMENT, INC. — notice-filed in IN. IAPD ↗

$3.03B RAUM · 11 reps · 563-588-2097

CABOT WEALTH MANAGEMENT — notice-filed in WI. IAPD ↗

$1.06B RAUM · 8 reps · 978-745-9233

TCI WEALTH ADVISORS, INC. — notice-filed in ME. IAPD ↗

$4.53B RAUM · 39 reps · 520-733-1477

INTELLICENTS INVESTMENT SOLUTIONS INC — notice-filed in ND. IAPD ↗

$7.36B RAUM · 46 reps · 507-377-2919

WHITEGATE INVESTMENT COUNSELORS, INC. — notice-filed in CA, FL. IAPD ↗

$545.6M RAUM · 3 reps · 603-228-5471 · whitegateinvest.com

CJM WEALTH ADVISERS, LTD. — notice-filed in NE. IAPD ↗

$1.29B RAUM · 11 reps · 703-425-0700

MSA FINANCIAL — notice-filed in OH. IAPD ↗

$1.17B RAUM · 8 reps · 781-843-3500

BRAGG FINANCIAL ADVISORS INC — notice-filed in TN. IAPD ↗

$3.90B RAUM · 15 reps · 704-377-0261

STRATEGIC FINANCIAL SERVICES — notice-filed in LA. IAPD ↗

$2.28B RAUM · 25 reps · (315)724-1776

GFP PRIVATE WEALTH — notice-filed in WA. IAPD ↗

$1.35B RAUM · 18 reps · 833-309-9900

OBERMEYER WEALTH PARTNERS — notice-filed in NM. IAPD ↗

$2.61B RAUM · 13 reps · 970-925-8747 · obermeyerwealth.com

ALTFEST PERSONAL WEALTH MANAGEMENT — notice-filed in WA. IAPD ↗

$1.62B RAUM · 19 reps · 212-406-0850

BMO FAMILY OFFICE, LLC — notice-filed in NY. IAPD ↗

$8.13B RAUM · 65 reps · (650) 210-5042 · uswealth.bmo.com

DESTINATION WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗

$4.15B RAUM · 34 reps · 925-935-2900 · destinationwm.com

GREENWOOD GEARHART INC. — notice-filed in SC. IAPD ↗

$1.64B RAUM · 11 reps · 479-521-5353

WASHINGTON TRUST ADVISORS — notice-filed in LA. IAPD ↗

$2.00B RAUM · 9 reps · 781-235-7055

IRONWOOD INVESTMENT COUNSEL, LLC — notice-filed in AK. IAPD ↗

$1.51B RAUM · 14 reps · 480-609-4700 · ironwoodic.com

NEW ENGLAND RESEARCH & MANAGEMENT, INC. — notice-filed in NJ, TX. IAPD ↗

$285.2M RAUM · 3 reps · 312-212-1704 · nerminc.com

RTD FINANCIAL ADVISORS INC — notice-filed in CO. IAPD ↗

$2.38B RAUM · 23 reps · 215-557-3800

LVM CAPITAL MANAGEMENT LTD — notice-filed in NE. IAPD ↗

$1.31B RAUM · 8 reps · 269-321-8120

ARBOR INVESTMENT ADVISORS — notice-filed in CA. IAPD ↗

$1.09B RAUM · 4 reps · 336-777-1677 · arborinvest.com

STOKER OSTLER, A PART OF BMO FINANCIAL GROUP — notice-filed in PA. IAPD ↗

$3.10B RAUM · 9 reps · 480-890-8088 · stokerostler.com

CORNERSTONE INVESTMENT PARTNERS, LLC — notice-filed in AZ. IAPD ↗

$2.14B RAUM · 7 reps · 404-751-3900 · cornerstone-ip.com

TOLLESON PRIVATE WEALTH MANAGEMENT — notice-filed in MN. IAPD ↗

$8.76B RAUM · 76 reps · 214-252-3250

PATRIOT INVESTMENT MANAGEMENT GROUP INC — notice-filed in PA. IAPD ↗

$1.69B RAUM · 16 reps · 865-777-2479

PLANTE MORAN FINANCIAL ADVISORS — notice-filed in WY. IAPD ↗

$23.15B RAUM · 138 reps · 248-352-2500

QUAD CITY INVESTMENT CENTER — notice-filed in FL, MO. IAPD ↗

$308.6M RAUM · 6 reps · 309-743-7793 · qcbt.bank

DELTA ASSET MANAGEMENT, LLC — notice-filed in WA. IAPD ↗

$1.44B RAUM · 5 reps · 901-767-4791 · deltaasset.com

JSF FINANCIAL, LLC — notice-filed in LA. IAPD ↗

$1.73B RAUM · 13 reps · 323-866-0833

DEW WEALTH MANAGEMENT — notice-filed in AR, MS. IAPD ↗

$361.9M RAUM · 20 reps · 480-614-9119

WAVERLY ADVISORS, LLC — notice-filed in VI. IAPD ↗

$28.26B RAUM · 190 reps · 205-871-3334

PBMARES WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗

$1.30B RAUM · 14 reps · 757.229.7180

LUTZ FINANCIAL — notice-filed in SD. IAPD ↗

$2.61B RAUM · 14 reps · 402-827-2300

SNIDER FINANCIAL GROUP — notice-filed in AK, FL. IAPD ↗

$500.7M RAUM · 9 reps · 425-453-7080

SANDERSON WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$1.20B RAUM · 12 reps · 716-566-2420 · sandersonllc.com

THE PLANNING CENTER, INC. — notice-filed in PA. IAPD ↗

$1.19B RAUM · 10 reps · 309-797-4030

VERITY INVESTMENT PARTNERS — notice-filed in NJ. IAPD ↗

$1.21B RAUM · 12 reps · 843-379-6661 · verityvip.com

MAIN MANAGEMENT, LLC — notice-filed in MI. IAPD ↗

$1.65B RAUM · 22 reps · 415-217-5800

PINKERTON WEALTH PARTNERS — notice-filed in SC. IAPD ↗

$1.25B RAUM · 17 reps · 800-634-2008

KLAAS FINANCIAL ASSET ADVISORS, LLC. — notice-filed in IN, MO. IAPD ↗

$632.1M RAUM · 15 reps · 815-877-8440

WEALTH ADVISORS GROUP — notice-filed in VA. IAPD ↗

$1.13B RAUM · 6 reps · 260-619-3100 · wealthag.com

MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC — notice-filed in GA, VA. IAPD ↗

$711.3M RAUM · 9 reps · 317-552-0505

SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in IN, KY. IAPD ↗

$297.9M RAUM · 0 reps · 314-963-9336

TFO WEALTH PARTNERS — notice-filed in KY. IAPD ↗

$4.85B RAUM · 55 reps · 419-891-9999

SB CAPITAL MANAGEMENT, INC. — notice-filed in TX. IAPD ↗

$1.23B RAUM · 6 reps · 818-774-1000 X 105 · singerburke.com

VALEO FINANCIAL ADVISORS, LLC — notice-filed in AK. IAPD ↗

$10.64B RAUM · 111 reps · 317.218.6000 · tpoinvestorrelations.com

HERITAGE FINANCIAL SERVICES — notice-filed in DC. IAPD ↗

$2.99B RAUM · 23 reps · 781-255-0214 · heritagefinancial.net

ELGETHUN CAPITAL MANAGEMENT — notice-filed in LA, WI. IAPD ↗

$884.5M RAUM · 8 reps · (605) 367-3336 · elgethuncapitalmanagement.com

MJP WEALTH ADVISORS — notice-filed in MO. IAPD ↗

$1.32B RAUM · 6 reps · 860-677-7755

RIVERSTONE ADVISORS, LLC — notice-filed in CA, FL. IAPD ↗

$390.2M RAUM · 3 reps · 914 722-1700

MCF ADVISORS, LLC — notice-filed in WA. IAPD ↗

$3.33B RAUM · 18 reps · 859-967-0999

UHLER VERTICH WHITE ADVISORS — notice-filed in OH, PA. IAPD ↗

$466.8M RAUM · 5 reps · 239-936-6300 · uvwadvisors.com

RIVER ROAD ASSET MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$8.01B RAUM · 22 reps · 502-371-4100 · riverroadam.com

BLBB ADVISORS — notice-filed in ME. IAPD ↗

$2.74B RAUM · 14 reps · 215-643-9100 · blbb.com

OLD MISSION INVESTMENT COMPANY, LLC — notice-filed in LA, OR. IAPD ↗

$890.8M RAUM · 6 reps · 231-929-4100 · omico.net

RVW WEALTH LLC — notice-filed in NE. IAPD ↗

$1.31B RAUM · 8 reps · 310-945-4000

NEPSIS, INC. — notice-filed in IA, TN. IAPD ↗

$497.8M RAUM · 25 reps · 952-746-2003

CORNERSTONE ADVISORY — notice-filed in NV. IAPD ↗

$2.01B RAUM · 8 reps · 410-468-1693 · cornerstoneadvisory.com

MERIT FINANCIAL ADVISORS — notice-filed in PR. IAPD ↗

$10.58B RAUM · 144 reps · 678-867-7050

ROYAL FUND MANAGEMENT, LLC — notice-filed in MT. IAPD ↗

$1.31B RAUM · 83 reps · 352-750-1637 · pinterest.com

NICHOLAS HOFFMAN & COMPANY, LLC — notice-filed in TN. IAPD ↗

$7.16B RAUM · 13 reps · 404-815-5050 · nhoffmanandco.com

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$1.23B RAUM · 23 reps · 716-568-8566 · iswealthmanagement.com

REGATTA CAPITAL GROUP, LLC — notice-filed in LA. IAPD ↗

$1.37B RAUM · 14 reps · 310-725-9102

ALTERNA WEALTH MANAGEMENT, INC. — notice-filed in NC. IAPD ↗

$1.23B RAUM · 40 reps · 713-885-9843 · alternawealthmanagement.com

REDHAWK WEALTH ADVISORS, INC. — notice-filed in ID. IAPD ↗

$1.84B RAUM · 47 reps · 952-835-4295 · kingdomcalling.com

ASPIRIANT, LLC — notice-filed in VT. IAPD ↗

$15.53B RAUM · 97 reps · 310-806-4000

FORT POINT CAPITAL PARTNERS LLC — notice-filed in VT. IAPD ↗

$2.00B RAUM · 16 reps · (415) 449-0570 · fortpointcap.com

INSIGHT STRATEGIC WEALTH LLC — notice-filed in GA, TX. IAPD ↗

$256.9M RAUM · 2 reps · 866-467-9756 · insightstrategicwealth.com

NORTH PIER FIDUCIARY MANAGEMENT, LLC — notice-filed in UT. IAPD ↗

$1.11B RAUM · 10 reps · 800-403-7065 · npier.com

PEDDOCK CAPITAL ADVISORS, LLC — notice-filed in ME, NJ. IAPD ↗

$731.5M RAUM · 5 reps · (781) 848-0288

DLK INVESTMENT MANAGEMENT — notice-filed in CO, NJ. IAPD ↗

$435.0M RAUM · 6 reps · 858.433.3200

LEAFHOUSE FINANCIAL ADVISORS, LLC — notice-filed in CO. IAPD ↗

$20.72B RAUM · 7 reps · (512) 879-1505 · leafhousefinancial.com

GLASSMAN WEALTH SERVICES, LLC — notice-filed in NJ. IAPD ↗

$2.19B RAUM · 13 reps · 703-534-4444

ARIN RISK ADVISORS LLC — notice-filed in CA. IAPD ↗

$4.97B RAUM · 4 reps · 610.822.3400

BALENTINE — notice-filed in NH. IAPD ↗

$5.30B RAUM · 26 reps · (404) 537-4800 · balentine.com

CAPITAL ADVISORS, LTD., LLC — notice-filed in NH. IAPD ↗

$1.25B RAUM · 11 reps · 216-295-7900 · capitaladvisorsltd.com

WNY ASSET MANAGEMENT, LLC — notice-filed in WA. IAPD ↗

$1.45B RAUM · 18 reps · 716-626-0060 · cpafinancialnetwork.com

SOUTHLAND EQUITY PARTNERS, LLC. — notice-filed in LA, TX. IAPD ↗

$785.3M RAUM · 21 reps · 770.998.5879 · grpwealthstrategies.com

MODERA WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗

$15.51B RAUM · 113 reps · (201) 768-4600

COMPASS FINANCIAL MANAGEMENT LLC — notice-filed in AZ, VA. IAPD ↗

$519.0M RAUM · 27 reps · 813-831-5168 · compassfmllc.com

PROSPERITY CAPITAL ADVISORS — notice-filed in ME. IAPD ↗

$3.68B RAUM · 102 reps · 888-240-0064

ALPHA SOLUTIONS INVESTMENT ADVISORS — notice-filed in AZ, WA. IAPD ↗

$363.9M RAUM · 3 reps · 415-882-7088

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — notice-filed in MD, SC. IAPD ↗

$744.7M RAUM · 14 reps · 720-500-0050 · mountaincapital.us

WITHUM WEALTH MANAGEMENT — notice-filed in RI. IAPD ↗

$1.96B RAUM · 11 reps · 732-450-0147

NOVEM GROUP — notice-filed in LA. IAPD ↗

$1.41B RAUM · 50 reps · 585-348-9525 · novemgroup.com

BALTIMORE-WASHINGTON FINANCIAL ADVISORS — notice-filed in NJ. IAPD ↗

$2.83B RAUM · 11 reps · 410-461-3900

HARVEST INVESTMENT SERVICES, LLC — notice-filed in MA, NE. IAPD ↗

$534.2M RAUM · 23 reps · (630) 613-9230

CLARO ADVISORS INC. — notice-filed in SC. IAPD ↗

$1.28B RAUM · 16 reps · (800) 604-2838

SINGLE POINT PARTNERS — notice-filed in CT, RI. IAPD ↗

$567.6M RAUM · 11 reps · 617-600-0510 · spcfo.com

SEGMENT WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗

$1.76B RAUM · 4 reps · 713-800-7150 · wikitia.com

CHEVIOT VALUE MANAGEMENT, LLC — notice-filed in AR, NE. IAPD ↗

$963.3M RAUM · 4 reps · 310-451-8600

COMPASS ION ADVISORS, LLC — notice-filed in OR. IAPD ↗

$1.33B RAUM · 15 reps · (610) 228-2200 · ionadv.com

MBI LLC — notice-filed in CA, DE. IAPD ↗

$300.7M RAUM · 9 reps · (301) 986-0600 · cbmcpa.com

DESTINY WEALTH PARTNERS, LLC — notice-filed in MO. IAPD ↗

$1.13B RAUM · 11 reps · 352.343.2700

FIDUCIARY FINANCIAL ADVISORS — notice-filed in PA. IAPD ↗

$1.17B RAUM · 38 reps · 616-622-3062

RIVER WEALTH ADVISORS LLC — notice-filed in NC. IAPD ↗

$1.26B RAUM · 7 reps · 717-888-9830 · riverwealthadvisors.com

TREVIAN WEALTH MANAGEMENT, LLC — notice-filed in FL, NY. IAPD ↗

$549.9M RAUM · 2 reps · 847-347-3000 · trevianwealth.com

TOTAL WEALTH PLANNING, LLC — notice-filed in NH. IAPD ↗

$1.18B RAUM · 16 reps · 513-984-6696

EQUITA FINANCIAL NETWORK, INC. — notice-filed in NC, WA. IAPD ↗

$412.3M RAUM · 18 reps · 800.604.0176

CURRAN FINANCIAL PARTNERS, LLC — notice-filed in OK, TN. IAPD ↗

$592.9M RAUM · 10 reps · (843) 300-1182

VERMILLION WEALTH MANAGEMENT INC. — notice-filed in CA, NJ. IAPD ↗

$364.0M RAUM · 5 reps · 651-480-4601 · vermillionwealthmanagement.com

HACKMAN FINANCIAL GROUP — notice-filed in NH, SC. IAPD ↗

$305.3M RAUM · 5 reps · (513) 891-5300 · hackmanfinancial.com

BOSTONPREMIER WEALTH — notice-filed in NY, PA. IAPD ↗

$351.1M RAUM · 5 reps · (617) 934-1100

DELAP WEALTH ADVISORY, LLC — notice-filed in CT, NY. IAPD ↗

$819.9M RAUM · 5 reps · (503) 697-4118 · delapwa.com

ACUMEN WEALTH ADVISORS, LLC — notice-filed in IA, NY. IAPD ↗

$593.7M RAUM · 10 reps · 423-825-4796

RHAME & GORRELL WEALTH MANAGEMENT — notice-filed in MS. IAPD ↗

$1.00B RAUM · 9 reps · (832) 789-1100

LEXAURUM ADVISORS — notice-filed in UT. IAPD ↗

$1.01B RAUM · 30 reps · 913-261-9316 · crg1.com

STRATEGIC WEALTH GROUP — notice-filed in NH. IAPD ↗

$1.03B RAUM · 24 reps · 952-843-4944

HIGHLINE WEALTH PARTNERS — notice-filed in DC, NY. IAPD ↗

$665.6M RAUM · 14 reps · 818-340-0157

FIRST PACIFIC FINANCIAL, INC. — notice-filed in VA. IAPD ↗

$1.51B RAUM · 17 reps · (360) 254-2585 · fp-financial.com

STRATA WEALTH ADVISORS, LLC — notice-filed in FL, IL. IAPD ↗

$927.3M RAUM · 9 reps · (214) 420-7020 · stratawealth.com

ALPINE PRIVATE WEALTH — notice-filed in OR. IAPD ↗

$1.23B RAUM · 5 reps · 314-932-1010

SILVER GROVE ADVISORY SERVICES — notice-filed in CT, OH. IAPD ↗

$326.6M RAUM · 16 reps · (716) 800-4291 · silvergrovegroup.com

CRESSET ASSET MANAGEMENT, LLC — notice-filed in PR. IAPD ↗

$71.86B RAUM · 191 reps · 312-429-2400

FLORIDA FINANCIAL ADVISORS, LLC — notice-filed in PR, SD. IAPD ↗

$317.8M RAUM · 457 reps · (813) 333-1683

BRIO FINANCIAL GROUP — notice-filed in IL, NJ. IAPD ↗

$842.6M RAUM · 11 reps · 415-623-2450 · briofg.com

ROBERTSON STEPHENS — notice-filed in RI. IAPD ↗

$7.14B RAUM · 63 reps · 415-500-6810

WEALTH ALLIANCE ADVISORY GROUP, LLC — notice-filed in CA, IL. IAPD ↗

$803.8M RAUM · 7 reps · 316.221.3950 · wealthalliance.net

WEALTHCARE INVESTMENT PARTNERS LLC — notice-filed in ME, PA. IAPD ↗

$654.8M RAUM · 5 reps · (401) 682-2335 · wcipllc.com

WEALTHSPAN PARTNERS, LLC — notice-filed in NE, WI. IAPD ↗

$378.8M RAUM · 4 reps · (563) 723-7301

DAKOTA WEALTH, LLC — notice-filed in DE. IAPD ↗

$6.34B RAUM · 50 reps · (561) 774-8101 · dakotawm.com

AARON WEALTH ADVISORS — notice-filed in CO. IAPD ↗

$2.61B RAUM · 9 reps · 312-506-5780 · aaronwealth.com

NEW AGE ALPHA — notice-filed in TX. IAPD ↗

$2.62B RAUM · 10 reps · (212) 922-2699 · buildyourindex.com

HILTON HEAD CAPITAL PARTNERS, LLC — notice-filed in GA, OH. IAPD ↗

$253.8M RAUM · 5 reps · 843-790-7573

GREAT DIAMOND PARTNERS, LLC — notice-filed in NY, PA. IAPD ↗

$613.4M RAUM · 5 reps · 207-274-2500

LIBERTY ONE INVESTMENT MANAGEMENT — notice-filed in UT. IAPD ↗

$2.38B RAUM · 19 reps · 847-680-9255 · libertyoneim.com

INVESTMENT RESEARCH PARTNERS — notice-filed in GA, VA. IAPD ↗

$359.6M RAUM · 4 reps · 814-966-7206

LGG FINANCIAL — notice-filed in MA, SC. IAPD ↗

$525.2M RAUM · 2 reps · 301-312-6660 · lggfinancial.com

WEDMONT PRIVATE CAPITAL — notice-filed in IN. IAPD ↗

$2.37B RAUM · 9 reps · 6108858200

SYNERGY INVESTMENT MANAGEMENT LLC — notice-filed in LA, PA. IAPD ↗

$461.2M RAUM · 9 reps · 321-203-4458 · synergywealthalliance.com

ONYX BRIDGE WEALTH GROUP LLC — notice-filed in AZ. IAPD ↗

$1.00B RAUM · 17 reps · (914) 909-6699 · onyxbridge.com

HAYS FINANCIAL GROUP, LLC — notice-filed in VA. IAPD ↗

$6.09B RAUM · 4 reps · (612) 373-9863

WASHINGTON AVENUE ADVISORS — notice-filed in NM, SC. IAPD ↗

$286.6M RAUM · 7 reps · 844-678-1842

GREAT WATERS FINANCIAL — notice-filed in GA. IAPD ↗

$1.18B RAUM · 25 reps · 612-360-2127

STEPHENS CONSULTING, LLC — notice-filed in LA. IAPD ↗

$1.07B RAUM · 10 reps · 810-732-7411

UX WEALTH PARTNERS LLC — notice-filed in PA. IAPD ↗

$2.06B RAUM · 4 reps · 720-797-8357

GREENUP STREET WEALTH MANAGEMENT LLC — notice-filed in MD, VT. IAPD ↗

$661.7M RAUM · 15 reps · 734-656-8121

GAMMA INVESTING LLC — notice-filed in TX. IAPD ↗

$1.42B RAUM · 6 reps · 888-585-1755 · gammainvesting.com

KERA CAPITAL PARTNERS — notice-filed in NH. IAPD ↗

$1.07B RAUM · 8 reps · 408-668-2201 · keracapital.com

ROLLINS FINANCIAL ADVISORS, LLC — notice-filed in WA. IAPD ↗

$1.38B RAUM · 7 reps · 404-892-7967 · focusfinancialpartners.com

ALLIANCE PRIVATE WEALTH, LLC — notice-filed in NH, TX. IAPD ↗

$449.6M RAUM · 3 reps · 978-276-1300

FORTITUDE FAMILY OFFICE — notice-filed in NV, WY. IAPD ↗

$893.7M RAUM · 11 reps · (602) 834-0089

SOLLINDA CAPITAL MANAGEMENT LLC — notice-filed in CO, NY. IAPD ↗

$909.4M RAUM · 14 reps · 8446621211

RITTER DANIHER FINANCIAL ADVISORY LLC — notice-filed in NJ, PA. IAPD ↗

$605.9M RAUM · 10 reps · 513-233-0715 · ritterdaniher.com

SYON CAPITAL LLC — notice-filed in FL. IAPD ↗

$2.93B RAUM · 2 reps · 415-520-7966 · syoncap.com

NORDWAND ADVISORS — notice-filed in NC. IAPD ↗

$4.21B RAUM · 7 reps · 484-630-2510

CONCURRENT INVESTMENT ADVISORS, LLC — notice-filed in VT. IAPD ↗

$9.90B RAUM · 163 reps · 813-709-8800 · tailormade-wealth.com

ONEASCENT FAMILY OFFICES — notice-filed in CA, NY. IAPD ↗

$360.2M RAUM · 6 reps · (205) 313-9142 · sovereignfamilyoffice.co

LRI INVESTMENTS — notice-filed in NE. IAPD ↗

$1.40B RAUM · 29 reps · 561-323-2265

EVEXIA WEALTH, LLC — notice-filed in MI, TX. IAPD ↗

$329.4M RAUM · 6 reps · (715) 344-9496

LCP INSTITUTIONAL, LLC — notice-filed in FL. IAPD ↗

$2.02B RAUM · 3 reps · 470-326-7920

ARIS INVESTING — notice-filed in CA. IAPD ↗

$1.12B RAUM · 4 reps · 3129102502 · arisinvesting.com

FORM WEALTH ADVISORS, LLC — notice-filed in AL, NH. IAPD ↗

$932.3M RAUM · 7 reps · 262-686-3005

GAINLINE FINANCIAL PARTNERS, LLC — notice-filed in MA, MD. IAPD ↗

$273.1M RAUM · 3 reps · 720-548-4391

SPIREPOINT PRIVATE CLIENT, LLC — notice-filed in NJ. IAPD ↗

$1.12B RAUM · 6 reps · 772-316-1271 · spirepointpc.com

SOVRAN ADVISORS, LLC — notice-filed in NM. IAPD ↗

$1.31B RAUM · 53 reps · 619-281-9890

SPARTAN WEALTH MANAGEMENT — notice-filed in CO, GA. IAPD ↗

$406.6M RAUM · 15 reps · 248-297-6600 · spartanwealth.com

PROVENIO CAPITAL — notice-filed in FL. IAPD ↗

$1.64B RAUM · 6 reps · (949) 301-9060

WILLS FINANCIAL GROUP, LLC — notice-filed in CT, NY. IAPD ↗

$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com

BERNICKE WEALTH MANAGEMENT — notice-filed in AZ, FL. IAPD ↗

$801.7M RAUM · 6 reps · 715-832-1173

PENDULUM WEALTH PARTNERS — notice-filed in MI, TX. IAPD ↗

$254.4M RAUM · 9 reps · 630-861-6143 · pendulum.partners

Z3 CAPITAL PARTNERS — notice-filed in TX, VA. IAPD ↗

$491.3M RAUM · 3 reps · 804-256-1770 · z3capital.com

SLOCUM, GORDON & CO. LLP — notice-filed in FL, MA, NY. IAPD ↗

$225.2M RAUM · 2 reps · 401-849-4900 · slocumgordon.com

MARATHON STRATEGIC ADVISORS, LLC — notice-filed in MD, NH, VA. IAPD ↗

$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com

TIMOTHY FINANCIAL COUNSEL, INC. — notice-filed in MD, PA, WA. IAPD ↗

$0 RAUM · 18 reps · 630-681-0700 · timothyfinancial.com

CAMPBELL FINANCIAL PARTNERS, LLC — notice-filed in CT, LA, PA. IAPD ↗

$176.3M RAUM · 2 reps · 239-454-5333 · campbellfinancialpartners.com

SEVEN HILLS FINANCIAL, LLC — notice-filed in NC, NH, VA. IAPD ↗

$149.1M RAUM · 4 reps · 850-219-6699

DICCIANNI FINANCIAL GROUP, INC. — notice-filed in NC, NE, NJ. IAPD ↗

$111.2M RAUM · 2 reps · 484-681-9046 · dfgpa.com

NORTHERN LIGHTS ADVISORS, INC. — notice-filed in CA, TX, VA. IAPD ↗

$131.7M RAUM · 3 reps · 206-203-6638

ANKERSTAR WEALTH, LLC — notice-filed in MN, NM, OK. IAPD ↗

$136.4M RAUM · 6 reps · 512-614-0085

MASUS FINANCIAL GROUP, LTD. — notice-filed in CA, IN, LA. IAPD ↗

$172.4M RAUM · 3 reps · 630-879-8464

TRADEMARK CAPITAL MANAGEMENT INC. — notice-filed in CA, SC, VA. IAPD ↗

$220.4M RAUM · 4 reps · 706-534-2351

CYR FINANCIAL INC. — notice-filed in AL, IN, WI. IAPD ↗

$127.7M RAUM · 6 reps · (815) 925-7501

DAVIDSON KAHN CAPITAL MANAGEMENT, LLC — notice-filed in NV, NY, TX. IAPD ↗

$215.2M RAUM · 3 reps · (310) 928-8192 · davidsonkahn.com

BOLDIN ADVISORS — notice-filed in AL, HI, RI. IAPD ↗

$0 RAUM · 6 reps · 415-462-5665 · newretirementadvisors.com

ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in DE, ID, MD. IAPD ↗

$185.2M RAUM · 37 reps · 866-232-3251 · advisorsharewm.com

DIAMOND CLIENT GROUP, LLC — notice-filed in PA, TN, VA. IAPD ↗

$117.3M RAUM · 9 reps · 832-319-1555

EKO — notice-filed in AZ, GA, MD. IAPD ↗

$14.4M RAUM · 1 reps · (917)7449432 · eko.investments

FINANCEHQ LLC — notice-filed in DC, VT, WV. IAPD ↗

$0 RAUM · 0 reps · 415-234-3727

ACCELERATE RETIREMENT — notice-filed in IL, LA, SC. IAPD ↗

$242.8M RAUM · 28 reps · 888-439-7071

GANNETT WEALTH ADVISORS — notice-filed in IL, MA, NC. IAPD ↗

$69.9M RAUM · 7 reps · (208)254-0142

ALTITUDE CAPITAL MANAGEMENT LLC — notice-filed in ID, LA, OK. IAPD ↗

$49.4M RAUM · 16 reps · 515-207-3310 · altitudecm.com

BAM WEALTH MANAGEMENT LLC — notice-filed in MO, NM, NY. IAPD ↗

$177.5M RAUM · 7 reps · 303-531-5055 · bamadvisorygroup.com

GRP FINANCIAL SERVICES, LLC — notice-filed in FL, TX, VT. IAPD ↗

$109.9M RAUM · 5 reps · (207) 622-4494 · grplans.com

PRESIDIO WEALTH MANAGEMENT — notice-filed in AZ, CO, ID. IAPD ↗

$175.5M RAUM · 3 reps · 801-290-3201

RIVER CRESCENT ADVISORS, LLC — notice-filed in AZ, MD, NC. IAPD ↗

$122.7M RAUM · 2 reps · (757) 651-9305 · rivercrescentadvisors.com

GLR PARTNERS — notice-filed in FL, NY, VA. IAPD ↗

$237.3M RAUM · 3 reps · 410-446-9094 · glrpartners.net

ROOTED FINANCIAL GROUP, LLC — notice-filed in AZ, TX, WA. IAPD ↗

$100.4M RAUM · 1 reps · 503-207-2067

FREEDOM ASSET MANAGEMENT — notice-filed in AZ, ID, UT. IAPD ↗

$127.6M RAUM · 1 reps · 509 496 2890 · freedomasset.net

LYONS CAPITAL GROUP — notice-filed in FL, MO, MT. IAPD ↗

$149.9M RAUM · 2 reps · 318-455-7790 · lyonscapgroup.com

DISHMI CAPITAL, LLC — notice-filed in NV, NY, WA. IAPD ↗

$144.2M RAUM · 1 reps · (213) 373-1949 · dishmicap.com

INNOVATIVE ASSET ADVISORS GROUP — notice-filed in FL, MA, VT. IAPD ↗

$134.5M RAUM · 4 reps · 203-444-3599 · innovativeaag.com

SUMMITPOINT CAPITAL MANAGEMENT — notice-filed in FL, PA, TX. IAPD ↗

$119.9M RAUM · 1 reps · 7207439440 · summitpoint-cap.com

U.S. FINANCIAL ADVISORS — moved its main office from BRAINTREE, MA to WILMINGTON, DE. IAPD ↗

$0 RAUM · 0 reps · 302-483-7200

TANAKA CAPITAL MANAGEMENT INC — moved its main office from NEW YORK, NY to GREENWICH, CT. IAPD ↗

$44.4M RAUM · 3 reps · 212-490-3380 · tanaka.com

NORTON CAPITAL MANAGEMENT, INC. — moved its main office from NORFOLK, VA to HENRICO, VA. IAPD ↗

$136.6M RAUM · 2 reps · (757) 623-1200

JOHNSON & SHUTE INVESTMENT ADVISORS, INC. — moved its main office from BELLEVUE, WA to BOTHELL, WA. IAPD ↗

$115.7M RAUM · 2 reps · 425-615-6808

INVESTMENT CONSULTING SERVICES, LLC — moved its main office from OAK BROOK, IL to LOMBARD, IL. IAPD ↗

$0 RAUM · 3 reps · 630-928-1052 · icsllc.org

WELLSPRING ADVISORS, INC. — moved its main office from LAKE OSWEGO, OR to HILLSBORO, OR. IAPD ↗

$198.2M RAUM · 3 reps · 503-714-9531

DAVIDSON WEALTH MANAGEMENT LLC — moved its main office from MANALAPAN, NJ to FORKED RIVER, NJ. IAPD ↗

$147.6M RAUM · 3 reps · 732-409-1060 · davidsonwealthmgmt.com

REVALUE LLC — moved its main office from YPSILANTI, MI to HOWELL, MI. IAPD ↗

$103.9M RAUM · 5 reps · 888-642-2728

SACKS & ASSOCIATES, LLC — moved its main office from BRIDGEWATER, NJ to WARREN, NJ. IAPD ↗

$196.1M RAUM · 3 reps · 908-864-4950

KUHN CAPITAL PARTNERS — moved its main office from NAPERVILLE, IL to OAK BROOK, IL. IAPD ↗

$125.8M RAUM · 5 reps · 800-674-3217

DUNHAM LANE CAPITAL PARTNERS LLC — moved its main office from SCARSDALE, NY to GREENWICH, CT. IAPD ↗

$106.8M RAUM · 2 reps · 203-355-3639

CLARITY WEALTH MANAGEMENT, L.L.C. — moved its main office from MESA, AZ to GILBERT, AZ. IAPD ↗

$247.8M RAUM · 2 reps · 480-776-9670 · claritywealthmgt.com

UNISON ASSET MANAGEMENT LLC — moved its main office from NORTH MIAMI BEACH, FL to AVENTURA, FL. IAPD ↗

$244.2M RAUM · 3 reps · 786-971-5105 · unisonam.com

CIRRUS CAPITAL LLC — moved its main office from BIRMINGHAM, MI to BLOOMFIELD HILLS, MI. IAPD ↗

$124.3M RAUM · 4 reps · 248-290-6222

R.J. CLOUD ADVISORS & COMPANY — moved its main office from TULSA, OK to BIXBY, OK. IAPD ↗

$150.7M RAUM · 3 reps · 918-949-9713 · rjcloudadvisorsandcompany.com

KDT ADVISORS, LLC — moved its main office from NEW YORK, NY to PRINCETON, NJ. IAPD ↗

$229.8M RAUM · 4 reps · 929-293-1270 · kdtadvisors.com

STITES FINANCIAL CONSULTING — moved its main office from ROSEVILLE, CA to WILTON, CA. IAPD ↗

$105.2M RAUM · 2 reps · 916-601-1992 · stitesfc.com

PROXY WEALTH ADVISORS LLC — moved its main office from AVENTURA, FL to WINDERMERE, FL. IAPD ↗

$90.0M RAUM · 11 reps · 646-289-5075 · proxywealth.com

BENCHMARK WEALTH MANAGEMENT — moved its main office from BLUE ASH, OH to CINCINNATI, OH. IAPD ↗

$146.0M RAUM · 3 reps · 513-328-0272 · benchmark-wealth.com

RE-ENVISION WEALTH — moved its main office from MANHATTAN, NY to NEW YORK, NY. IAPD ↗

$117.4M RAUM · 4 reps · 301-233-7903

FOUNDRY FINANCIAL LLC — moved its main office from LOS ANGELES, CA to PASADENA, CA. IAPD ↗

$104.7M RAUM · 4 reps · (213) 802-8662

EASLEY INVESTMENT CONSULTANTS, INC. — moved its main office from FLOWOOD, MS to RIDGELAND, MS. IAPD ↗

$198.3M RAUM · 2 reps · 601-992-4101 · easleyinvest.co

DILLOW WEALTH MANAGEMENT LLC — moved its main office from OAKBROOK TERRACE, IL to OAK BROOK, IL. IAPD ↗

$221.0M RAUM · 1 reps · 224-330-9662 · dillowwealth.com

ONWARD ADVISORS LLC — moved its main office from LOS ANGELES, CA to PASADENA, CA. IAPD ↗

$0 RAUM · 1 reps · (213) 688-8000 · growwithonward.com

HELIANTH INVESTMENT MANAGEMENT LLC — moved its main office from RYE, NY to PORT CHESTER, NY. IAPD ↗

$48.2M RAUM · 1 reps · 203-302-3979 · helianthinvestment.com

LUMIDA WEALTH MANAGEMENT LLC — moved its main office from NEW YORK, NY to WAYNE, NJ. IAPD ↗

$148.6M RAUM · 1 reps · (833) 512-5111 · lumidanews.com

SMART PORTFOLIO — moved its main office from SACRAMENTO, CA to BREA, CA. IAPD ↗

$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com

ENSPIRE WEALTH MANAGEMENT, LLC — moved its main office from LARKSPUR, CA to SAN RAFAEL, CA. IAPD ↗

$104.7M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com

OPENVEST — moved its main office from NEW YORK, NY to MIAMI, FL. IAPD ↗

$2,364 RAUM · 1 reps · 212-523-0920 · openvest.co

EDLY ADVISORS — moved its main office from NEW YORK, NY to WHITE PLAINS, NY. IAPD ↗

$19.8M RAUM · 2 reps · (914) 785-8344 · edly.co

ARIMATHEA — moved its main office from SOUTH COAST METRO, CA to FORT BRAGG, CA. IAPD ↗

$2.7M RAUM · 3 reps · 707-813-7070 · arimatheainvesting.com

INVESTABLE — moved its main office from DAYTON, OH to OAKWOOD, OH. IAPD ↗

$315,500 RAUM · 1 reps · 937-369-9275 · myinvestable.com

THRYVE WEALTH MANAGEMENT — moved its main office from DALLAS, TX to IRVING, TX. IAPD ↗

$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com

SAMARA CAPITAL — moved its main office from LAKE OSWEGO, OR to BEAVERTON, OR. IAPD ↗

$114.2M RAUM · 3 reps · 888-397-8331 · samara-capital.com

TEMPO WEALTH — moved its main office from AVON, OH to INDEPENDENCE, OH. IAPD ↗

$216.0M RAUM · 4 reps · 440-568-3676 · tempowealth.com

FSB PREMIER WEALTH MANAGEMENT, INC. — notice-filed in CO. IAPD ↗

$346.7M RAUM · 11 reps · 319-235-6561 · fsbfs.com

ANDREW GARRETT, INC. — notice-filed in KS. IAPD ↗

$663.0M RAUM · 10 reps · 212-682-8833 · princetonfinancialpartners.com

PACKERLAND BROKERAGE SERVICES, INC. — notice-filed in OK. IAPD ↗

$909.5M RAUM · 161 reps · 920-662-9500

NORTHLAND ASSET MANAGEMENT — notice-filed in KS. IAPD ↗

$359.9M RAUM · 24 reps · 800-851-2920 · northlandsecurities.com

WEALTH MANAGEMENT RESOURCES, INC. — notice-filed in CA. IAPD ↗

$385.2M RAUM · 6 reps · (401) 356-1400 · wealthmanagers.com

R.W. ROGE & COMPANY, INC — notice-filed in LA. IAPD ↗

$365.1M RAUM · 4 reps · 631-218-0077 · google.com

TOBIAS FINANCIAL ADVISORS — notice-filed in MD. IAPD ↗

$892.2M RAUM · 8 reps · 954-424-1660

AULL & MONROE — notice-filed in NE. IAPD ↗

$329.1M RAUM · 1 reps · (251) 342-3339 · aullmonroe.com

DEERFIELD — notice-filed in MA. IAPD ↗

$958.7M RAUM · 5 reps · 317-469-2455

BARD ASSOCIATES INC — notice-filed in NH. IAPD ↗

$384.6M RAUM · 5 reps · 312-782-9600

BRIAUD FINANCIAL ADVISORS — notice-filed in ND. IAPD ↗

$775.3M RAUM · 5 reps · 979-260-9771 · briaud.com

FINANCIAL CONSULATE — notice-filed in NY. IAPD ↗

$930.0M RAUM · 12 reps · 410-823-7283 · financialphysical.com

TRUST ADVISORY GROUP LTD — notice-filed in KY. IAPD ↗

$494.4M RAUM · 30 reps · 800-292-2411

DHJJ FINANCIAL ADVISORS — notice-filed in AZ. IAPD ↗

$543.5M RAUM · 8 reps · 630-420-1360 · dhjjfinancial.com

HAMEL ASSOCIATES,INC. — notice-filed in PA. IAPD ↗

$514.6M RAUM · 5 reps · 973-665-1400 · hamelassociatesinc.com

NORTHSTAR ASSET MANAGEMENT INC — notice-filed in MO. IAPD ↗

$727.3M RAUM · 14 reps · 617-522-2635 · northstarasset.com

TGS FINANCIAL ADVISORS — notice-filed in MD. IAPD ↗

$359.4M RAUM · 7 reps · 610-892-9900

WILLIAM MACK & ASSOCIATES INC — notice-filed in GA. IAPD ↗

$820.4M RAUM · 10 reps · 248-643-4310 · wmack.com

SILVER OAK ADVISORY GROUP — notice-filed in CO. IAPD ↗

$372.0M RAUM · 7 reps · 503-242-1715

ESSEX LLC — notice-filed in IN. IAPD ↗

$563.1M RAUM · 7 reps · 847-777-7800

ESSEX INVESTMENT MANAGEMENT COMPANY, LLC — notice-filed in LA. IAPD ↗

$610.2M RAUM · 8 reps · 617-342-3200

B&C FINANCIAL ADVISORS — notice-filed in PA. IAPD ↗

$546.2M RAUM · 6 reps · 904-273-9850 · butenskycohen.com

WISCONSIN CAPITAL MANAGEMENT, LLC — notice-filed in IL. IAPD ↗

$256.6M RAUM · 2 reps · 608-960-4616 · plumbfunds.com

VALICENTI ADVISORY SERVICES INC — notice-filed in MI. IAPD ↗

$701.3M RAUM · 7 reps · 607-734-2665 · valicenti.com

EVANS CAPITAL MANAGEMENT ASSOCIATES — notice-filed in NH. IAPD ↗

$545.0M RAUM · 3 reps · 425-455-0501 · rlevansco.net

PAUL MANNERS & ASSOCIATES, INC. — notice-filed in TN. IAPD ↗

$349.5M RAUM · 2 reps · 404-231-8611 · paulmanners.net

DOCK STREET ASSET MANAGEMENT INC — notice-filed in NH. IAPD ↗

$905.8M RAUM · 4 reps · 203-532-9470 · dockstreet.com

DETTERBECK WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗

$252.1M RAUM · 3 reps · 847-934-6262 · dwmgmt.com

INTREPID FINANCIAL PLANNING GROUP, LLC — notice-filed in KY. IAPD ↗

$355.0M RAUM · 3 reps · 317-818-1776

CHICAGO WEALTH MANAGEMENT, INC. — notice-filed in CA. IAPD ↗

$307.4M RAUM · 4 reps · 312-376-8350

OLDFATHER FINANCIAL SERVICES LLC — notice-filed in KS. IAPD ↗

$459.0M RAUM · 4 reps · 308-237-4571

HUNTLEIGH ADVISORS, INC. — notice-filed in OK. IAPD ↗

$626.5M RAUM · 55 reps · 314-236-2400 · huntleighadvisors.com

WINDWARD PRIVATE WEALTH MANAGEMENT INC. — notice-filed in CA. IAPD ↗

$273.8M RAUM · 6 reps · 913-381-7411 · windwardfp.com

CAMARDA WEALTH ADVISORY GROUP — notice-filed in CA. IAPD ↗

$325.3M RAUM · 9 reps · 904-278-1177

COLORADO CAPITAL MANAGEMENT — notice-filed in NY. IAPD ↗

$560.3M RAUM · 9 reps · 303-444-9300 · coloradocap.com

TRANSITION FINANCIAL ADVISORS GROUP, LLC — notice-filed in NJ. IAPD ↗

$261.5M RAUM · 3 reps · (480) 722-9414 · transitionfinancial.ca

FINANCIAL SECURITY MANAGEMENT, INC — notice-filed in TN. IAPD ↗

$556.0M RAUM · 5 reps · 303-988-1411 · fsm-inc.com

BLUESKY WEALTH ADVISORS, LLC — notice-filed in NY. IAPD ↗

$849.8M RAUM · 9 reps · 252-633-0107

AFFINITY INVESTMENT GROUP, LLC — notice-filed in NC. IAPD ↗

$515.3M RAUM · 4 reps · 603-778-6436 · affinityinvestmentgroup.com

SHIRA RIDGE WEALTH MANAGEMENT — notice-filed in NY. IAPD ↗

$323.4M RAUM · 2 reps · 415-721-0275 · shiraridge.com

DIVERSIFIED FINANCIAL ADVISORS, LLC — notice-filed in AL. IAPD ↗

$512.2M RAUM · 3 reps · 800-307-0376 · diversifiedfa.com

FOUNDERS CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$794.9M RAUM · 4 reps · 860.308.0061 · foundcapital.com

MELD FINANCIAL, INC. — notice-filed in CO. IAPD ↗

$689.6M RAUM · 11 reps · 205-967-4200 · meldfinancial.com

STRAVA WEALTH — notice-filed in TX. IAPD ↗

$388.1M RAUM · 5 reps · 412-854-2100

ABSOLUTE CAPITAL MANAGEMENT, LLC — notice-filed in IA. IAPD ↗

$472.5M RAUM · 2 reps · 412-388-1600 · abscapfunds.com

PILLAR FINANCIAL ADVISORS, LLC — notice-filed in GA. IAPD ↗

$313.8M RAUM · 3 reps · 502-384-3890 · pillar.net

REIFY WEALTH ADVISORS, INC. — notice-filed in CA. IAPD ↗

$445.5M RAUM · 11 reps · 317-872-5090

FMB WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗

$507.8M RAUM · 5 reps · 805-446-4494

GIBRALTAR CAPITAL MANAGEMENT, INC. — notice-filed in IA. IAPD ↗

$840.6M RAUM · 12 reps · (918) 492-4209 · gibraltar-capital.com

ALPHA FINANCIAL ADVISORS, LLC — notice-filed in NJ. IAPD ↗

$503.1M RAUM · 8 reps · 704-716-1100 · alphafa.com

MPS-LORIA FINANCIAL PLANNERS,LLC — notice-filed in MO. IAPD ↗

$751.4M RAUM · 4 reps · 630-887-4404 · mpsloria.com

SARD WEALTH MANAGMENT GROUP, LLC — notice-filed in CA. IAPD ↗

$389.4M RAUM · 1 reps · 404-843-4483

COVINGTON INVESTMENT ADVISORS, INC. — notice-filed in VA. IAPD ↗

$808.8M RAUM · 3 reps · 724-238-0151 · covingtoninvestment.com

ROBOTTI & COMPANY ADVISORS, LLC — notice-filed in CT. IAPD ↗

$881.8M RAUM · 14 reps · 212 986-4800 · robotti.com

CFCI — notice-filed in LA. IAPD ↗

$515.1M RAUM · 18 reps · 812-334-3190 · cfci.us

CORNERSTONE FINANCIAL PLANNING, LLC — notice-filed in CT. IAPD ↗

$336.0M RAUM · 6 reps · 603-431-1133 · cornerstoneplanning.com

EMERSON EQUITY LLC — notice-filed in NE. IAPD ↗

$327.9M RAUM · 72 reps · 650-312-0200 · emersonequity.com

ANDREWS, LUCIA WEALTH MANAGEMENT LLC — notice-filed in NY. IAPD ↗

$496.8M RAUM · 2 reps · 925-837-8355 · luciawealth.com

RICHARDSON CAPITAL MANAGEMENT, LLC — notice-filed in MN. IAPD ↗

$526.5M RAUM · 7 reps · 262-255-4100 · richardson-financial.com

WATTS GWILLIAM & COMPANY, LLC — notice-filed in MN. IAPD ↗

$818.9M RAUM · 6 reps · 480-889-8998 · wattsgwilliam.com

MERIDIAN INVESTMENT COUNSEL, INC. — notice-filed in CO. IAPD ↗

$539.4M RAUM · 4 reps · 510-493-7650

PIONEER WEALTH MANAGEMENT GROUP — notice-filed in NM. IAPD ↗

$273.7M RAUM · 9 reps · 512-334-6800

NAMCOA — notice-filed in NM. IAPD ↗

$312.3M RAUM · 16 reps · (239) 593-5525 · latoyamaddox.com

GRIFFIN BLACK, LLC — notice-filed in WA. IAPD ↗

$270.9M RAUM · 4 reps · (650) 368-5785

ALLODIUM INVESTMENT CONSULTANTS, LLC — notice-filed in WI. IAPD ↗

$416.6M RAUM · 5 reps · 612-230-3700 · allodium.com

IFRAH FINANCIAL SERVICES, INC. — notice-filed in OK. IAPD ↗

$446.9M RAUM · 9 reps · 501-821-7733 · ifrahfinancial.com

PERSPECTIVE WEALTH PARTNERS, LLC — notice-filed in NE. IAPD ↗

$707.3M RAUM · 6 reps · 208-429-0960 · perspectivewealth.com

JACOBSON & SCHMITT ADVISORS, LLC — notice-filed in WA. IAPD ↗

$590.0M RAUM · 12 reps · (608) 662-7500

STERLING INVESTMENT ADVISORS LTD. — notice-filed in GA. IAPD ↗

$961.4M RAUM · 7 reps · 610-560-0400

BCA PRIVATE WEALTH, INC. — notice-filed in PA. IAPD ↗

$262.3M RAUM · 5 reps · 864-322-6046 · greenvillefinancialplanning.com

MASON & ASSOCIATES, INC. — notice-filed in NM. IAPD ↗

$631.3M RAUM · 7 reps · 323-254-3072 · masonlifeplanning.com

WARBURTON CAPITAL MANAGEMENT, LLC — notice-filed in WI. IAPD ↗

$701.1M RAUM · 7 reps · 918-794-3000

SAMALIN WEALTH — notice-filed in CO. IAPD ↗

$420.6M RAUM · 8 reps · 914-666-6600 · samalinwealth.com

EDGE WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗

$770.7M RAUM · 5 reps · 212-682-0133 · edgewealth.com

TOTAL CLARITY WEALTH MANAGEMENT, INC — notice-filed in NH. IAPD ↗

$607.9M RAUM · 20 reps · 630-762-9352 · totalclaritybusiness.com

YESKE BUIE INC. — notice-filed in OR. IAPD ↗

$925.9M RAUM · 9 reps · 800-772-1887

BIGELOW INVESTMENT ADVISORS, LLC — notice-filed in TX. IAPD ↗

$476.2M RAUM · 4 reps · 207-772-2900 · bigelowadvisors.com

COMMERCE STREET INVESTMENT MANAGEMENT — notice-filed in NC. IAPD ↗

$876.5M RAUM · 12 reps · 214-545-6800

REAP FINANCIAL GROUP, LLC — notice-filed in PA. IAPD ↗

$510.2M RAUM · 7 reps · 512-249-7300 · reapfinancial.com

SFE INVESTMENT COUNSEL INC. — notice-filed in OR. IAPD ↗

$581.6M RAUM · 8 reps · 213-612-0220 · sfeic.com

WOMACK WEALTH MANAGEMENT, INC. — notice-filed in WA. IAPD ↗

$402.6M RAUM · 5 reps · 888-314-5554 · womackwealthmanagement.com

CAPE INVESTMENT ADVISORY, INC. — notice-filed in MN. IAPD ↗

$402.4M RAUM · 40 reps · 678-583-1120 · glacierwealthmanagement.com

PRINCETON GLOBAL ASSET MANAGEMENT LLC — notice-filed in CO. IAPD ↗

$782.8M RAUM · 15 reps · 609-945-1781 · princetonglobal.com

ARCHER INVESTMENT MANAGEMENT — notice-filed in CA. IAPD ↗

$308.9M RAUM · 5 reps · 800-840-5946 · archerim.com

ARQ WEALTH ADVISORS, LLC — notice-filed in IL. IAPD ↗

$701.9M RAUM · 6 reps · 480-214-9572

PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC — notice-filed in DE. IAPD ↗

$498.8M RAUM · 6 reps · 831-622-9600 · praetorianguard.biz

ATWATER MALICK — notice-filed in NC. IAPD ↗

$586.6M RAUM · 2 reps · (717) 400-1505 · atwatermalick.com

H FINANCIAL MANAGEMENT — notice-filed in MD. IAPD ↗

$533.8M RAUM · 6 reps · 724-745-9406 · hfinancialmanagement.com

MERITAS WEALTH MANAGEMENT, LLC — notice-filed in DC. IAPD ↗

$533.8M RAUM · 5 reps · 415-300-4560

CBG & COMPANY, INC. — notice-filed in NY. IAPD ↗

$252.1M RAUM · 3 reps · 317-257-7400 · cbgfinancialplanning.com

HUDOCK CAPITAL GROUP — notice-filed in OH. IAPD ↗

$849.1M RAUM · 7 reps · 570-326-9500

ILLUMINATION WEALTH MANAGEMENT — notice-filed in WI. IAPD ↗

$377.3M RAUM · 10 reps · 858-246-6855 · illuminationwealth.com

VISIONARY HORIZONS, LLC — notice-filed in CA. IAPD ↗

$291.4M RAUM · 13 reps · 865-675-8496 · visionaryhorizons.com

CYPRESS FINANCIAL PLANNING — notice-filed in NC. IAPD ↗

$395.0M RAUM · 6 reps · (856) 720-0029 · cypressplanning.com

BUTTONWOOD FINANCIAL GROUP, LLC — notice-filed in CO. IAPD ↗

$696.8M RAUM · 7 reps · 816-285-9000

MINICHMACGREGOR WEALTH MANAGEMENT, LLC — notice-filed in MD. IAPD ↗

$630.0M RAUM · 7 reps · (518) 499-4565 · minichmacgregor.com

DENT WEALTH ADVISORS — notice-filed in GA. IAPD ↗

$338.4M RAUM · 3 reps · 225-922-9955

ETESIAN WEALTH ADVISORS, INC. — notice-filed in ID. IAPD ↗

$426.8M RAUM · 6 reps · 503-387-3615

BALLAST, INC. — notice-filed in CO. IAPD ↗

$625.2M RAUM · 6 reps · 859-226-0625 · ballastplan.com

ACUMEN FINANCIAL ADVISORS, LLC — notice-filed in FL. IAPD ↗

$403.7M RAUM · 1 reps · 952-521-1625

PROVIDENCE WEALTH ADVISORS, LLC — notice-filed in AZ. IAPD ↗

$601.1M RAUM · 6 reps · 815-306-2020

CHJ WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗

$540.3M RAUM · 5 reps · 281-298-2700

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC — notice-filed in SC. IAPD ↗

$281.0M RAUM · 8 reps · 407-695-7100 · stonebridgefpgroup.com

BOSTON STANDARD WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$549.5M RAUM · 4 reps · (781) 721-0072 · bostonstandardwealth.com

VIGILARE WEALTH MANAGEMENT LLC — notice-filed in OR. IAPD ↗

$315.2M RAUM · 4 reps · (480) 636-8292

PARADIEM, LLC — notice-filed in DE. IAPD ↗

$466.2M RAUM · 8 reps · 985-727-0770

INVESTOR FAN — notice-filed in VA. IAPD ↗

$427.7M RAUM · 13 reps · 425-372-7517 · panfili-financial.com

MONUMENT WEALTH MANAGEMENT — notice-filed in GA. IAPD ↗

$465.1M RAUM · 8 reps · 703-504-9600

ALTERNATIVE INVESTMENT ADVISORS, LLC — notice-filed in NC. IAPD ↗

$341.0M RAUM · 9 reps · 407-261-4242 · ffs1.com

SEQUENT PLANNING, LLC — notice-filed in MA. IAPD ↗

$394.7M RAUM · 70 reps · 402-953-3544

OAKWELL PRIVATE WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗

$461.9M RAUM · 9 reps · 1-800-55OAKWELL · oakwellpwm.com

INVESTMENTS & FINANCIAL PLANNING, LLC — notice-filed in LA. IAPD ↗

$278.4M RAUM · 2 reps · 859-543-8188 · investfp.com

TIM LOONEY INVESTMENTS, LLC — notice-filed in NY. IAPD ↗

$426.7M RAUM · 3 reps · 407-331-6961 · timlooney.com

STRATEGY FINANCIAL GROUP — notice-filed in KY. IAPD ↗

$279.9M RAUM · 5 reps · 602-343-9301 · calvingoetz.com

HIGHMARK WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗

$522.8M RAUM · 4 reps · 651-829-3300

BASON ASSET MANAGEMENT — notice-filed in MO. IAPD ↗

$700.6M RAUM · 2 reps · 720-446-8555

WORTH ASSET MANAGEMENT — notice-filed in AR. IAPD ↗

$270.0M RAUM · 7 reps · 469-257-5074 · worthassetmgmt.com

CASCADES CAPITAL ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$322.0M RAUM · 3 reps · 336-404-4746 · cascadescapital.com

VICTRIX INVESTMENT ADVISORS — notice-filed in CT. IAPD ↗

$312.3M RAUM · 7 reps · 772-320-9658

PRACTICECFO INVESTMENTS — notice-filed in UT. IAPD ↗

$332.1M RAUM · 9 reps · 800-675-2712

TRU INDEPENDENCE ASSET MANAGEMENT, LLC — notice-filed in GA. IAPD ↗

$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com

ARMSTRONG DIXON — notice-filed in WV. IAPD ↗

$350.5M RAUM · 6 reps · 443-563-1111

J. HAGAN CAPITAL, INC. — notice-filed in WY. IAPD ↗

$260.9M RAUM · 7 reps · (502) 690-5635

THE RETIREMENT GUYS FORMULA — notice-filed in CO. IAPD ↗

$300.6M RAUM · 10 reps · 419-842-0550

NAVIGOE, LLC — notice-filed in OR. IAPD ↗

$341.8M RAUM · 2 reps · 888-596-4636

MBM WEALTH CONSULTANTS, LLC — notice-filed in NY. IAPD ↗

$417.9M RAUM · 6 reps · (636) 274-6262

WT WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗

$405.2M RAUM · 13 reps · 800-825-0616

HORIZON WEALTH MANAGEMENT — notice-filed in NC. IAPD ↗

$945.8M RAUM · 6 reps · (708) 352-4300

MYSTIC ASSET MANAGEMENT — notice-filed in CA. IAPD ↗

$529.3M RAUM · 2 reps · 866-206-5272 · mysticassetmanagement.com

ENCOMPASS WEALTH ADVISORS, LLC — notice-filed in OH. IAPD ↗

$413.3M RAUM · 4 reps · (971) 371-3451

RPG INVESTMENT ADVISORY, LLC — notice-filed in OR. IAPD ↗

$858.5M RAUM · 2 reps · (925) 384-0071 · rpgadvisory.com

POWERS ADVISORY GROUP, LLC — notice-filed in FL. IAPD ↗

$250.9M RAUM · 3 reps · 618-654-6262 · powersinvest.com

IFG ADVISORS, LLC — notice-filed in MD. IAPD ↗

$818.0M RAUM · 3 reps · 314-569-0500

ATON FINANCIAL LLC — notice-filed in OH. IAPD ↗

$469.1M RAUM · 7 reps · 787-725-6070 · atonfinancial.com

BROWN EDWARDS WEALTH STRATEGIES — notice-filed in PA. IAPD ↗

$330.7M RAUM · 7 reps · 434 948-9000 · brownedwardswealth.com

KEY CAPITAL MANAGEMENT, INC. — notice-filed in MS. IAPD ↗

$293.0M RAUM · 7 reps · 615-826-5749

QUARTZ PARTNERS INVESTMENT MANAGEMENT — notice-filed in TN. IAPD ↗

$281.0M RAUM · 13 reps · 800-433-0422 · eticofinancial.com

INSIGHT FOLIOS — notice-filed in AR. IAPD ↗

$341.4M RAUM · 15 reps · (704) 529-9500 · dursocapital.com

NATIONAL WEALTH MANAGEMENT GROUP, LLC — notice-filed in NV. IAPD ↗

$325.7M RAUM · 17 reps · 513-772-2592 · modelwealthgroup.com

FLAGSHIP PRIVATE WEALTH — notice-filed in VA. IAPD ↗

$383.3M RAUM · 4 reps · (781) 756-0090

INTEGRATED INVESTMENT CONSULTANTS, LLC — notice-filed in TX. IAPD ↗

$773.2M RAUM · 10 reps · 866-433-3581 · integratedic.com

IRONWOOD WEALTH MANAGEMENT, LLC — notice-filed in NM. IAPD ↗

$662.2M RAUM · 8 reps · 480-776-5960

CASTLEPOINT WEALTH ADVISORS — notice-filed in CO. IAPD ↗

$605.0M RAUM · 8 reps · 405-705-2906

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — notice-filed in AR. IAPD ↗

$465.1M RAUM · 26 reps · 860.973.3214

LEADING EDGE FINANCIAL PLANNING LLC — notice-filed in NJ. IAPD ↗

$360.2M RAUM · 7 reps · 865-240-2292 · pilotmoneyguyspodcast.com

GIBBS WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗

$639.2M RAUM · 49 reps · 678-694-8770 · rosefinancialassociates.com

INTEGRITY WEALTH ADVISORS, LLC — notice-filed in SC. IAPD ↗

$274.9M RAUM · 4 reps · 805-339-0760 · iwaplan.com

LEGACY BRIDGE PRIVATE FAMILY OFFICES — notice-filed in NV. IAPD ↗

$325.9M RAUM · 3 reps · 515-421-4870

OLIO FINANCIAL PLANNING — notice-filed in NY. IAPD ↗

$491.9M RAUM · 7 reps · 703.459.9299

FRG FAMILY WEALTH ADVISORS — notice-filed in OR. IAPD ↗

$740.9M RAUM · 3 reps · 425-453-4122 · frgwealth.com

SPINNAKER INVESTMENT GROUP, LLC — notice-filed in NE. IAPD ↗

$882.0M RAUM · 7 reps · (949) 396-6700

FWG INVESTMENTS, LLC — notice-filed in LA. IAPD ↗

$250.1M RAUM · 10 reps · 859-309-0349 · thefamilywealthgroup.com

CLARK ASSET MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$778.3M RAUM · 6 reps · 603-237-1341

ISTO ADVISORS, LLC — notice-filed in LA. IAPD ↗

$871.6M RAUM · 18 reps · 248-458-1100 · istoadvisors.com

PREMIER WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗

$483.2M RAUM · 5 reps · (858) 668-0776

SUMMIT WEALTH AND RETIREMENT PARTNERS — notice-filed in CO. IAPD ↗

$824.8M RAUM · 6 reps · (925) 927-1900 · summitwealthandretirement.com

IAMS WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗

$343.0M RAUM · 53 reps · (888)255-7670

INVICTA FINANCIAL GROUP — notice-filed in IL. IAPD ↗

$324.6M RAUM · 11 reps · 928-344-8000 · invictafg.com

MAYPORT WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗

$481.5M RAUM · 2 reps · 617-545-5700 · mayport.com

ALLIANCE WEALTH ADVISORS, LLC — notice-filed in GA. IAPD ↗

$498.5M RAUM · 6 reps · 570-961-1516

IMPACT INVESTORS — notice-filed in AZ. IAPD ↗

$283.0M RAUM · 8 reps · 888-463-6861 · theimpactinvestors.com

FINANCIAL STRATEGIES GROUP, INC — notice-filed in IN. IAPD ↗

$550.1M RAUM · 9 reps · (800) 804-0420

FAMILYWEALTH — notice-filed in ND. IAPD ↗

$346.3M RAUM · 13 reps · (866) 746-3743

BASEPOINT WEALTH, LLC — notice-filed in TN. IAPD ↗

$776.2M RAUM · 12 reps · (319) 826-1898

LIVELIFE CAPITAL PARTNERS LLC — notice-filed in ME. IAPD ↗

$318.7M RAUM · 5 reps · (978) 315-0230

FORTIS GROUP ADVISORS LLC — notice-filed in VT. IAPD ↗

$799.6M RAUM · 25 reps · 201-383-0630

AFFINITY WEALTH MANAGEMENT LLC — notice-filed in LA. IAPD ↗

$760.1M RAUM · 9 reps · (302) 652-6767 · affinitywealth.com

MORGANROSEL WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$503.3M RAUM · 2 reps · 303.647.3801 · morganrosel.com

MA PRIVATE WEALTH, LLC — notice-filed in LA. IAPD ↗

$584.1M RAUM · 5 reps · (650) 232-2021

FORTEM FINANCIAL GROUP, LLC — notice-filed in KS. IAPD ↗

$528.5M RAUM · 6 reps · 760-206-8500

SOUTHERN CAPITAL ADVISORS, LLC — notice-filed in GA. IAPD ↗

$514.9M RAUM · 5 reps · 731-265-6812 · southernadvisor.com

TANDEM FINANCIAL, LLC — notice-filed in UT. IAPD ↗

$291.2M RAUM · 3 reps · (720) 845-5700

CORDIS FINANCIAL, LLC — notice-filed in AZ. IAPD ↗

$317.6M RAUM · 5 reps · (612) 268-2620 · cordisfinancial.com

BLUE SQUARE ASSET MANAGEMENT, LLC — notice-filed in NC. IAPD ↗

$357.7M RAUM · 5 reps · 646-928-8000

ATTICUS WEALTH MANAGEMENT — notice-filed in PA. IAPD ↗

$447.5M RAUM · 7 reps · 561-425-9500

CENTURA WEALTH ADVISORY — notice-filed in PR. IAPD ↗

$769.1M RAUM · 18 reps · 858-771-9500

VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in OK. IAPD ↗

$327.2M RAUM · 18 reps · 612-758-9140 · vanclemens.com

CANTON HATHAWAY LLC — notice-filed in LA. IAPD ↗

$672.7M RAUM · 5 reps · 401-433-7800 · cantonhathaway.com

WOOD TARVER FINANCIAL — notice-filed in CO. IAPD ↗

$390.3M RAUM · 2 reps · 208-343-2001 · woodtarverfinancial.com

LOGAN PARK WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗

$376.3M RAUM · 4 reps · (612) 315-2105 · lpwm.com

LAKESHORE FINANCIAL PLANNING INC. — notice-filed in MA. IAPD ↗

$403.6M RAUM · 3 reps · 586-498-0788 · lakeshorefinancialplanning.com

INTELLIGENCE DRIVEN ADVISERS, LLC — notice-filed in NV. IAPD ↗

$828.2M RAUM · 13 reps · (888) 401-2083 · plus.google.com

INTELLIGENT WEALTH SOLUTIONS LLC — notice-filed in GA. IAPD ↗

$632.4M RAUM · 4 reps · 877-699-3258

EMERALD ADVISORS, LLC — notice-filed in MN. IAPD ↗

$904.4M RAUM · 4 reps · (425) 458-3853 · emeraldadv.com

CFM WEALTH PARTNERS LLC — notice-filed in CO. IAPD ↗

$760.9M RAUM · 2 reps · (512) 366-3925 · cfmwealth.com

JEPPSON WEALTH MANAGEMENT, LLC — notice-filed in OR. IAPD ↗

$703.1M RAUM · 6 reps · 424-456-3111 · jeppson-wealth.com

NBC CAPITAL ADVISORS — notice-filed in ID. IAPD ↗

$710.5M RAUM · 4 reps · 503-683-7727 · nbccapitaladvisors.com

GETTINGS BUSCH WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗

$444.1M RAUM · 7 reps · 765-742-7366 · auroramgt.com

CREEKMUR ASSET MANAGEMENT, LLC — notice-filed in LA. IAPD ↗

$561.8M RAUM · 15 reps · 309-925-2043

ASPEN WEALTH STRATEGIES, LLC — notice-filed in LA. IAPD ↗

$279.7M RAUM · 6 reps · (303) 421-1113 · aspenwealthstrategies.com

SERENITY INVESTMENT ADVISORS — notice-filed in LA. IAPD ↗

$376.0M RAUM · 5 reps · 312-734-1415 · yelp.com

VIRTERA PARTNERS LLC — notice-filed in DC. IAPD ↗

$452.1M RAUM · 4 reps · 216-859-8800 · virterapartners.com

44 WEALTH MANAGEMENT LLC — notice-filed in NH. IAPD ↗

$445.9M RAUM · 4 reps · 541-359-0388 · 44weatlh.com

REGIMEN WEALTH, LLC — notice-filed in SC. IAPD ↗

$330.7M RAUM · 4 reps · 770-738-8200

LEVERTY FINANCIAL GROUP, LLC — notice-filed in TX. IAPD ↗

$567.4M RAUM · 6 reps · 715-377-2080

RISKBRIDGE ADVISORS, LLC — notice-filed in NV. IAPD ↗

$833.8M RAUM · 8 reps · (203) 658-6055 · riskbridgeadvisors.com

RETIREMENT PLANNING GROUP, LLC — notice-filed in PA. IAPD ↗

$282.8M RAUM · 4 reps · (518) 580-1919

CITY DIFFERENT INVESTMENTS — notice-filed in OH. IAPD ↗

$265.8M RAUM · 8 reps · 505-416-4550

COTTONWOOD WEALTH STRATEGIES, LLC — notice-filed in CO. IAPD ↗

$306.3M RAUM · 2 reps · 385-853-5000 · cottonwoodws.com

THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES — notice-filed in NE. IAPD ↗

$566.7M RAUM · 10 reps · 952-937-9423

RETIREMENT PLANNING SOLUTIONS, LLC — notice-filed in OR. IAPD ↗

$376.8M RAUM · 11 reps · 502-499-5668

MARIPAU WEALTH MANAGEMENT LLC — notice-filed in CT. IAPD ↗

$296.1M RAUM · 18 reps · 260-493-3930

RIDGECREST WEALTH PARTNERS, LLC — notice-filed in FL. IAPD ↗

$619.6M RAUM · 2 reps · 415-227-2881 · ridgecrestwp.com

MAIN STREET RETIREMENT PLANNING, LLC — notice-filed in AL. IAPD ↗

$694.6M RAUM · 3 reps · 972-393-0376

FORTITUDE FINANCIAL LLC — notice-filed in CO. IAPD ↗

$270.1M RAUM · 3 reps · 509-931-1199

ROOTED WEALTH ADVISORS — notice-filed in SC. IAPD ↗

$318.3M RAUM · 7 reps · 866.766.8332

FORTRESS FINANCIAL GROUP, LLC — notice-filed in AZ. IAPD ↗

$303.7M RAUM · 7 reps · (507) 529-1400

PACIFIC SAGE PARTNERS, LLC — notice-filed in NH. IAPD ↗

$857.8M RAUM · 4 reps · (206) 533-0500 · pacificsagepartners.com

THE LEWIS FINANCIAL GROUP — notice-filed in NC. IAPD ↗

$313.9M RAUM · 2 reps · 703-288-1272 · thelewisfinancialgroup.com

INTERWISE — notice-filed in OR. IAPD ↗

$273.2M RAUM · 4 reps · 801-484-6004 · interwisewealth.com

CARR FINANCIAL GROUP — notice-filed in ME. IAPD ↗

$648.4M RAUM · 5 reps · (508) 795-0264 · carrfinancial.com

PARK EDGE ADVISORS, LLC — notice-filed in NJ. IAPD ↗

$438.1M RAUM · 5 reps · (216) 727-0144 · parkedgeadvisors.com

TRANSCE3ND LLC — notice-filed in ID. IAPD ↗

$362.0M RAUM · 39 reps · 512-268-9220 · transcendim.com

ASCENTIS ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com

CORA CAPITAL ADVISORS — notice-filed in IL. IAPD ↗

$587.5M RAUM · 7 reps · 856-513-8600

HOXTON PLANNING & MANAGEMENT, LLC — notice-filed in TN. IAPD ↗

$491.6M RAUM · 4 reps · 304-876-2619

HIBERNIA WEALTH PARTNERS, LLC — notice-filed in AL. IAPD ↗

$346.6M RAUM · 6 reps · 225-778-7972

APOLLON FINANCIAL, LLC — notice-filed in MD. IAPD ↗

$890.4M RAUM · 13 reps · 843-579-0018 · apollonfinancial.com

AJ ADVISORS — notice-filed in NC. IAPD ↗

$303.5M RAUM · 2 reps · 615-709-8709

TFB ADVISORS, LLC — notice-filed in UT. IAPD ↗

$859.6M RAUM · 31 reps · 913-648-5526 · taxfavoredbenefits.com

RANGE ADVISORY, LLC — notice-filed in AL. IAPD ↗

$269.0M RAUM · 18 reps · (703) 261-4126

BUCK WEALTH STRATEGIES, LLC — notice-filed in KY. IAPD ↗

$565.4M RAUM · 20 reps · 888-210-6567

ENCOMPASS MORE ASSET MANAGEMENT LLC — notice-filed in AK. IAPD ↗

$581.9M RAUM · 76 reps · 925-272-8850

MN WEALTH ADVISORS, LLC — notice-filed in IA. IAPD ↗

$330.4M RAUM · 3 reps · 913-897-2074

GOLDEN STATE EQUITY PARTNERS, LLC — notice-filed in NC. IAPD ↗

$880.4M RAUM · 25 reps · 866-273-1563 · heartmtwm.com

AURELIUS FAMILY OFFICE, LLC — notice-filed in LA. IAPD ↗

$265.9M RAUM · 5 reps · 603-413-6060

GOLDSTEIN ADVISORS, LLC — notice-filed in NH. IAPD ↗

$943.4M RAUM · 9 reps · 608-831-3230

ABRA CAPITAL MANAGEMENT, LP — notice-filed in FL. IAPD ↗

$700.6M RAUM · 6 reps · 707-340-3722

CHANNEL WEALTH, LLC — notice-filed in VA. IAPD ↗

$833.0M RAUM · 10 reps · 805-898-0893

CRAFT & SAGE WEALTH — notice-filed in FL. IAPD ↗

$289.7M RAUM · 7 reps · 816-436-9939

CAP SIX ADVISORS — notice-filed in NH. IAPD ↗

$268.2M RAUM · 3 reps · 281-671-7982 · cap-six.com

FIDUCIARY BENEFITS GROUP — notice-filed in CO. IAPD ↗

$843.4M RAUM · 3 reps · 844-967-8491 · fiduciarybenefitsgroup.com

BALANCED WEALTH GROUP LLC — notice-filed in NH. IAPD ↗

$419.9M RAUM · 6 reps · (440) 871-6501 · choosebalance.com

DRUCKER WEALTH — notice-filed in CA. IAPD ↗

$666.0M RAUM · 6 reps · (212) 681-0460

CRUX WEALTH ADVISORS — notice-filed in NV. IAPD ↗

$410.2M RAUM · 13 reps · 562.735.3875

ASCENTIS WEALTH MANAGEMENT, LLC — notice-filed in VI. IAPD ↗

$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com

ALTERI WEALTH — notice-filed in NV. IAPD ↗

$771.3M RAUM · 3 reps · 805-809-0400

HEADLAND CAPITAL — notice-filed in CA. IAPD ↗

$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital

PRASAD WEALTH PARTNERS — notice-filed in CO. IAPD ↗

$486.0M RAUM · 5 reps · 216-313-9999 · prasadwealth.com

STONE TEMPLE PARTNERS LLC — notice-filed in CA. IAPD ↗

$619.8M RAUM · 9 reps · (203) 253-1823 · stpartners.co

MATAURO, LLC — notice-filed in MI. IAPD ↗

$703.1M RAUM · 14 reps · 845-273-6211 · matauro.com

SELBY WEALTH MANAGEMENT — notice-filed in OR. IAPD ↗

$494.6M RAUM · 3 reps · 415-857-9670 · selbywealth.com

WILKERSON ADVISORY GROUP LLC — notice-filed in MN. IAPD ↗

$306.8M RAUM · 4 reps · 573 400 6101 · wilkersonadvisorygroup.com

CAMBIENT FAMILY OFFICE, LLC — notice-filed in TX. IAPD ↗

$668.8M RAUM · 3 reps · (616) 330-2270

DMK ADVISOR GROUP, INC. — notice-filed in ID, WI. IAPD ↗

$84.5M RAUM · 28 reps · 813-996-6100 · dmkadvisorgroup.com

SOUND INVESTMENT MANAGEMENT INC — notice-filed in CA, TX. IAPD ↗

$242.6M RAUM · 4 reps · 503-691-7030 · simiusa.com

CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC — notice-filed in NC, SC. IAPD ↗

$105.2M RAUM · 1 reps · 732-888-4994 · castlefinancial.com

FINANCIAL ROUNDS — notice-filed in MA, NH. IAPD ↗

$178.3M RAUM · 5 reps · 513-588-8080

GODFREY FINANCIAL ASSOCIATES, INC. — notice-filed in NH, TX. IAPD ↗

$159.6M RAUM · 2 reps · 518-767-2574

KCD FINANCIAL, INC. — notice-filed in SC, WV. IAPD ↗

$182.6M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com

FINANCIAL LIFE PLANNERS — notice-filed in NM, OR. IAPD ↗

$174.6M RAUM · 3 reps · 480-477-8530

PHYSICIAN FAMILY FINANCIAL ADVISORS INC — notice-filed in NJ, OH. IAPD ↗

$228.7M RAUM · 4 reps · 541-463-0899

HUDSON COMPANIES — notice-filed in OH, TX. IAPD ↗

$64.8M RAUM · 1 reps · (845) 920-1600

CORNERSTONE WEALTH PARTNERS, LLC — notice-filed in MD, NH. IAPD ↗

$12.8M RAUM · 8 reps · 517-381-3450

NOVADIUS WEALTH MANAGEMENT — notice-filed in NE, TX. IAPD ↗

$148.2M RAUM · 6 reps · 877-365-3837

VALUES FIRST ADVISORS, INC. — notice-filed in NM, SC. IAPD ↗

$202.0M RAUM · 8 reps · 877-832-3847

ALPHA WEALTH FUNDS, LLC — notice-filed in AR, IA. IAPD ↗

$190.0M RAUM · 7 reps · 435-269-4100 · alphawealthfunds.com

BAER INVESTMENT ADVISORY LLC — notice-filed in VA, WA. IAPD ↗

$126.7M RAUM · 3 reps · 415-717-1101 · baerinvestment.com

COTE FINANCIAL MANAGEMENT — notice-filed in NH, TX. IAPD ↗

$131.6M RAUM · 1 reps · 978-767-9501 · cotefinancialservices.com

RD LEWIS WEALTH MANAGEMENT — notice-filed in GA, VA. IAPD ↗

$215.3M RAUM · 2 reps · 407-446-3737

MARSTONE LLC — notice-filed in FL, VA. IAPD ↗

$2.1M RAUM · 2 reps · 212.203.7790

PUREWATER CAPITAL, LLC — notice-filed in FL, NE. IAPD ↗

$111.6M RAUM · 4 reps · (817) 416-8680 · purewatercapital.com

JIM SAULNIER & ASSOCIATES, LLC — notice-filed in GA, OH. IAPD ↗

$180.0M RAUM · 3 reps · 970-530-0556 · jimhelps.com

EXCEED ADVISORY LLC — notice-filed in ID, WI. IAPD ↗

$76.7M RAUM · 2 reps · 646-580-7046

LONG ISLAND WEALTH MANAGEMENT, INC. — notice-filed in FL, NJ. IAPD ↗

$243.7M RAUM · 1 reps · 516-238-7629 · liwealth.com

KERR WEALTH MANAGEMENT — notice-filed in MO, VT. IAPD ↗

$125.6M RAUM · 5 reps · (559) 277-4772 · kerrwealth.com

YOUR FINANCIAL PHARMACIST — notice-filed in GA, SC. IAPD ↗

$35.4M RAUM · 4 reps · 614-618-5901

SAFE HARBOR WEALTH ADVISORS, LLC — notice-filed in KY, PA. IAPD ↗

$162.7M RAUM · 3 reps · 614-760-0670 · safeharboroh.net

CMG FINANCIAL CONSULTING — notice-filed in FL, NY. IAPD ↗

$109.8M RAUM · 2 reps · (877) 695-8004

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC — notice-filed in FL, NJ. IAPD ↗

$61.3M RAUM · 2 reps · 215-564-5750

LIFEPOINT PLANNING — notice-filed in CA, NY. IAPD ↗

$118.9M RAUM · 3 reps · 844-505-3618

RW BAKER WEALTH MANAGEMENT GROUP LLC — notice-filed in VA, WA. IAPD ↗

$121.0M RAUM · 2 reps · 307-514-4445 · rwbakerwealth.com

ARCH GLOBAL ADVISORS, LLC — notice-filed in NC, PA. IAPD ↗

$144.8M RAUM · 4 reps · (212) 991-8807 · archglobaladvisors.com

THE PLANNING GROUP — notice-filed in CA, NE. IAPD ↗

$235.8M RAUM · 4 reps · 847-441-9400

RESOLUTE CAPITAL, LLC — notice-filed in FL, GA. IAPD ↗

$188.7M RAUM · 10 reps · (864) 800-1831 · retiretrunorth.com

ORIGIN INVESTMENT ADVISORY LLC — notice-filed in ID, TN. IAPD ↗

$2.1M RAUM · 56 reps · 6172273825

ALIGN FINANCIAL, LLC — notice-filed in FL, WI. IAPD ↗

$101.5M RAUM · 1 reps · 218-336-2506 · align.financial

CARBON COLLECTIVE INVESTING, LLC — notice-filed in NE, OK. IAPD ↗

$232.6M RAUM · 3 reps · 925-268-8041 · carboncollectivefunds.com

CSP FINANCIAL GROUP LLC — notice-filed in AR, UT. IAPD ↗

$30.3M RAUM · 19 reps · 480-600-9626 · cspfgllc.com

103 ADVISORY GROUP — notice-filed in CA, IN. IAPD ↗

$224.8M RAUM · 3 reps · 312-543-8759 · 103advisory.com

WERNER FINANCIAL — notice-filed in FL, NH. IAPD ↗

$102.7M RAUM · 2 reps · 317-735-9202 · wernerfinancial.com

DOGWOOD WEALTH MANAGEMENT, LLC — notice-filed in FL, TX. IAPD ↗

$233.5M RAUM · 4 reps · (913) 232-2900

ECHELONS CAPITAL, LLC — notice-filed in NY, VA. IAPD ↗

$127.1M RAUM · 1 reps · 706-372-4218 · echelonscapital.com

NINE30 ADVISORS LLC — notice-filed in GA, LA. IAPD ↗

$189,507 RAUM · 2 reps · (650) 391-4391 · nine30.com

CRUSONIA WEALTH ADVISORS LLC — notice-filed in AZ, LA. IAPD ↗

$161.3M RAUM · 4 reps · 303-810-6366

BLUE FINANCIAL — notice-filed in MS, VA. IAPD ↗

$100.4M RAUM · 7 reps · 7043021141

ZERO DAY CAPITAL ENTERPRISES LLC — notice-filed in GA, TN. IAPD ↗

$38.2M RAUM · 14 reps · 702 271 3265 · zerodaycapital.com

ABUNDANT WEALTH MANAGEMENT LLC — notice-filed in NH, TX. IAPD ↗

$233.1M RAUM · 3 reps · 203-661-3441 · abundant-wealth.com

SANDRO WEALTH MANAGEMENT LLC — notice-filed in ID, TX. IAPD ↗

$101.7M RAUM · 5 reps · 2016613416 · sandrowealth.com

MADRID WEALTH MANAGEMENT — notice-filed in AZ, CA. IAPD ↗

$127.3M RAUM · 4 reps · 505-633-5332 · madridwm.com

BORABOND, LLC — notice-filed in GA, NC. IAPD ↗

$0 RAUM · 1 reps · 313-247-4604 · borabond.com

WALDO.AI, INC. — notice-filed in NH, TX. IAPD ↗

$0 RAUM · 2 reps · 203 722 5218 · waldo.finance

J.V.B. INVESTMENT COMPANY — notice-filed in FL. IAPD ↗

$130.4M RAUM · 5 reps · 517-787-2430 · jvbco.com

CREWS & ASSOCIATES, INC. — notice-filed in MS. IAPD ↗

$149.4M RAUM · 16 reps · 501-907-2000 · crewsfs.com

AMUNI FINANCIAL, INC. — notice-filed in NY. IAPD ↗

$159.7M RAUM · 11 reps · 727-825-0522

CONTINENTAL INVESTORS SERVICES, INC. — notice-filed in FL. IAPD ↗

$169.9M RAUM · 8 reps · 360-423-5110 · cisinvest.com

1ST DISCOUNT BROKERAGE, INC. — notice-filed in MN. IAPD ↗

$108.1M RAUM · 9 reps · 561-515-3200

B.B. GRAHAM & COMPANY, INC. — notice-filed in DE. IAPD ↗

$196.1M RAUM · 28 reps · (714) 628-5200 · bbgraham.com

WESBANCO SECURITIES, INC. — notice-filed in NE. IAPD ↗

$166.5M RAUM · 28 reps · 8003683369

RACHOR INVESTMENT ADVISORY SERVICES, LLC — notice-filed in WY. IAPD ↗

$205.6M RAUM · 14 reps · 810-732-7777 · rias.net

MARCHAND FARIES FINANCIAL MANAGEMENT, INC. — notice-filed in NC. IAPD ↗

$131.2M RAUM · 4 reps · 904-805-0207 · mffm.com

U.S. FINANCIAL ADVISORS — notice-filed in DE. IAPD ↗

$0 RAUM · 0 reps · 302-483-7200

ERNST & YOUNG INVESTMENT ADVISERS LLP — notice-filed in WY. IAPD ↗

$0 RAUM · 140 reps · 800-273-0588 · ey.com

NED DAVIS RESEARCH, INC. — notice-filed in GA. IAPD ↗

$248,514 RAUM · 59 reps · 941-412-2300

SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$124.9M RAUM · 2 reps · 503-672-7750 · schulmerichandassoc.com

CTA WEALTH ADVISORS, INC. — notice-filed in AZ. IAPD ↗

$150.9M RAUM · 2 reps · 818-841-1746

HILLSPRING FINANCIAL, INC. — notice-filed in WA. IAPD ↗

$154.8M RAUM · 2 reps · 623-583-6141 · hillspringfinancial.com

JJSA ADVISORS, LTD. — notice-filed in TX. IAPD ↗

$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com

HAGER INVESTMENT MANAGEMENT SERVICES, LLC — notice-filed in ME. IAPD ↗

$189.4M RAUM · 3 reps · 603-526-4099 · hagerinvestments.com

COPPERLEAF CAPITAL, LLC — notice-filed in PA. IAPD ↗

$249.7M RAUM · 4 reps · 919-787-9725

WH CORNERSTONE INVESTMENTS INC. — notice-filed in NY. IAPD ↗

$180.9M RAUM · 4 reps · (888) 797-9009

TASSEL CAPITAL MANAGEMENT, INC — notice-filed in IL. IAPD ↗

$225.4M RAUM · 4 reps · 704-814-6780 · tasselcapital.com

PROMETHEUS CAPITAL MANAGEMENT CORP. — notice-filed in VA. IAPD ↗

$247.6M RAUM · 2 reps · 215-321-9312 · procap.net

FINANCIAL STRATEGIES GROUP — notice-filed in LA. IAPD ↗

$169.8M RAUM · 5 reps · 701-234-0103 · finstrat.com

RMG ADVISORS — notice-filed in TN. IAPD ↗

$137.2M RAUM · 2 reps · 301-838-4111

PRINCIPIUM INVESTMENTS LLC — notice-filed in NE. IAPD ↗

$198.3M RAUM · 2 reps · (303) 351-5353 · principium.co

MFG INVESTMENTS, LLC — notice-filed in NC. IAPD ↗

$121.0M RAUM · 5 reps · 609-714-0546

BYRNE ASSET MANAGEMENT, LLC — notice-filed in GA. IAPD ↗

$216.4M RAUM · 5 reps · 609-497-1776 · byrneasset.com

CREW CAPITAL MANAGEMENT, LTD. — notice-filed in IN. IAPD ↗

$216.4M RAUM · 8 reps · 513-245-2620 · crewcapital.com

NESTEGG ADVISORS, INC. — notice-filed in NH. IAPD ↗

$229.0M RAUM · 3 reps · 631-952-2700

DCM ADVISORS, LLC — notice-filed in MA. IAPD ↗

$220.1M RAUM · 6 reps · 917-386-6260 · dcmadvisors.com

KENSINGTON FINANCIAL GROUP, INC. — notice-filed in NH. IAPD ↗

$146.8M RAUM · 2 reps · 336-712-9743

IRONWOOD WEALTH MANAGEMENT, INC. — notice-filed in TX. IAPD ↗

$212.8M RAUM · 3 reps · 304-760-6000

ALJEN ASSET MANAGEMENT LLC — notice-filed in GA. IAPD ↗

$205.4M RAUM · 1 reps · 973-316-1212 · aljenam.com

FOUR QUADRANT WEALTH ADVISORS, INC. — notice-filed in NH. IAPD ↗

$171.8M RAUM · 6 reps · 877-441-5144

PRINCE FINANCIAL ADVISORY LLC — notice-filed in NE. IAPD ↗

$56.2M RAUM · 1 reps · 212-286-1372

GLADWYN FINANCIAL ADVISORS, INC. — notice-filed in FL. IAPD ↗

$146.0M RAUM · 2 reps · 703-810-8424 · gladwynfinancial.com

LIFEPLAN FINANCIAL, LLC — notice-filed in NE. IAPD ↗

$122.3M RAUM · 2 reps · 507-625-3507 · lifeplan-financial.com

OAK ADVISORS, LLC — notice-filed in LA. IAPD ↗

$241.8M RAUM · 6 reps · 843-757-9339 · oakadvisors.net

BULWARK CAPITAL CORPORATION — notice-filed in CO. IAPD ↗

$117.1M RAUM · 2 reps · 703-740-6870

CANNON BEACH FINANCIAL ADVISORS — notice-filed in NC. IAPD ↗

$175.7M RAUM · 2 reps · 888-839-9399

MARMO FINANCIAL GROUP, LLC — notice-filed in SC. IAPD ↗

$248.8M RAUM · 3 reps · 423-282-0514

FORTRESS FINANCIAL SOLUTIONS, LLC — notice-filed in VA. IAPD ↗

$130.2M RAUM · 6 reps · 520-751-8600 · fortresscompany.com

MILLARES ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$200.3M RAUM · 3 reps · 305-662-9649 · millaresam.net

GBM WEALTH MANAGEMENT, INC. — notice-filed in MI. IAPD ↗

$217.7M RAUM · 5 reps · (281) 745-9100 · gbmwealth.com

MCALVANY WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗

$137.1M RAUM · 6 reps · 866-211-8970 · mcalvany.com

THE SHERRY GROUP, INC. — notice-filed in LA. IAPD ↗

$111.9M RAUM · 3 reps · 870-425-8252

SCHEAR INVESTMENT ADVISERS, LLC — notice-filed in IL. IAPD ↗

$236.6M RAUM · 2 reps · 513-984-5700

INNOVATIVE ADVISORY GROUP — notice-filed in NE. IAPD ↗

$160.5M RAUM · 9 reps · 781-577-2782

AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC — notice-filed in TN. IAPD ↗

$115.9M RAUM · 4 reps · 815-479-9024

LANIER ASSET MANAGEMENT, LLC — notice-filed in NC. IAPD ↗

$139.8M RAUM · 1 reps · 502-909-1100 · lanieram.com

GUIDESTREAM FINANCIAL, INC. — notice-filed in MA. IAPD ↗

$217.2M RAUM · 5 reps · (517) 750-2727 · guidestreamfinancial.com

BAFFIN ADVISORS LLC — notice-filed in FL. IAPD ↗

$121.5M RAUM · 1 reps · 914-371-2992 · baffinadvisors.com

COMMERCE ADVISORS, LLC — notice-filed in FL. IAPD ↗

$236.6M RAUM · 4 reps · 901-260-6050 · commerceholdingsllc.com

O'CONNOR WEALTH MANAGEMENT, INC. — notice-filed in TX. IAPD ↗

$158.6M RAUM · 2 reps · 626-386-5116 · oconnorwealthmgt.com

METANOIA FINANCIAL, LLC — notice-filed in MO. IAPD ↗

$125.2M RAUM · 1 reps · 267-367-6077

BAUMAN WEALTH ADVISORS — notice-filed in TX. IAPD ↗

$193.2M RAUM · 6 reps · 702-897-9997 · toddbauman.com

OCTOBER WEALTH ADVISORS, INC — notice-filed in LA. IAPD ↗

$130.7M RAUM · 2 reps · 479-452-0996 · octwealth.com

FMSA — notice-filed in KY. IAPD ↗

$189.1M RAUM · 18 reps · 5612892602 · myfmsa.com

CAITLIN JOHN, LLC — notice-filed in UT. IAPD ↗

$183.4M RAUM · 20 reps · 810-355-1325 · caitlinjohn.com

CORE PLANNING — notice-filed in WI. IAPD ↗

$121.5M RAUM · 32 reps · 636-734-7507 · savor.financial

BUCHER WEALTH ADVISORS — notice-filed in TX. IAPD ↗

$136.8M RAUM · 1 reps · 650-286-9606 · bucherwa.com

BEACON WEALTH CONSULTANTS, INC. — notice-filed in NY. IAPD ↗

$236.9M RAUM · 15 reps · 540-345-3891 · lightpointportfoliosolutions.com

DEL-SETTE CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$145.8M RAUM · 4 reps · 518-793-3851

BARRETT WEALTH CONNECTION LLC — notice-filed in CA. IAPD ↗

$132.0M RAUM · 2 reps · 815-529-7527 · bwconnect.co

ONE ADVISORY PARTNERS, LLC — notice-filed in OR. IAPD ↗

$243.3M RAUM · 4 reps · 913-663-2376 · oneretirement.com

RETIREMENT STRATEGIES, LTD. — notice-filed in NC. IAPD ↗

$242.9M RAUM · 4 reps · 614-799-8668

JGC TAX & WEALTH MANAGEMENT — notice-filed in NE. IAPD ↗

$108.9M RAUM · 3 reps · 503-390-7880 · app.modestspark.com

BPP WEALTH SOLUTIONS, LLC — notice-filed in FL. IAPD ↗

$228.3M RAUM · 4 reps · (908) 442-7750

LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC — notice-filed in GA. IAPD ↗

$144.3M RAUM · 3 reps · 845-708-5306 · lexingtonave.com

NEWBRIDGE WEALTH MANAGEMENT — notice-filed in PA. IAPD ↗

$160.0M RAUM · 3 reps · 610-564-8042 · newbridgewealth.com

HIPPOCRATIC FINANCIAL ADVISORS — notice-filed in WA. IAPD ↗

$170.2M RAUM · 3 reps · 866-447-2380 · hippocraticfa.com

BRIGHT WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗

$229.0M RAUM · 5 reps · (972) 410-6623

CAPITAL CITY WEALTH MANAGEMENT, INC. — notice-filed in OH. IAPD ↗

$126.0M RAUM · 3 reps · (701) 250-7220

INTEGRAS PARTNERS, LLC — notice-filed in TN. IAPD ↗

$232.0M RAUM · 3 reps · 404-941-2800

LUMINIST CAPITAL, LLC — notice-filed in NJ. IAPD ↗

$140.7M RAUM · 3 reps · 616-600-4517

SOMNIO FINANCIAL GROUP, LLC — notice-filed in FL. IAPD ↗

$137.8M RAUM · 2 reps · 860-430-5500

VANN EQUITY MANAGEMENT LLC — notice-filed in NV. IAPD ↗

$203.6M RAUM · 6 reps · 214-983-0346 · vannequitymanagement.com

NEWDAY — notice-filed in CO. IAPD ↗

$172.4M RAUM · 3 reps · 415-935-0550

MURRAY FINANCIAL SERVICES, INC — notice-filed in NV. IAPD ↗

$122.4M RAUM · 1 reps · 530-896-5484

CITY CENTER ADVISORS, LLC — notice-filed in TN. IAPD ↗

$132.4M RAUM · 7 reps · 888-267-1321

CIRCLE N ADVISORS, LLC — notice-filed in TX. IAPD ↗

$85.0M RAUM · 2 reps · 845-897-1560

RAI WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗

$135.9M RAUM · 4 reps · (714) 449-9696

PEAK WEALTH MANAGEMENT LLC — notice-filed in ME. IAPD ↗

$137.7M RAUM · 3 reps · 603-488-2476

T.R.U.E. COASTAL CAPITAL, LLC — notice-filed in FL. IAPD ↗

$109.2M RAUM · 2 reps · 912-234-3657 · coastalcapmgmt.com

PINNACLE WEALTH MANAGEMENT GROUP, INC. — notice-filed in TX. IAPD ↗

$212.7M RAUM · 2 reps · 734-667-5581 · pwmgi.com

PROTA FINANCIAL — notice-filed in MA. IAPD ↗

$233.7M RAUM · 13 reps · 713-568-8171

ROOTED PLANNING GROUP — notice-filed in NC. IAPD ↗

$117.7M RAUM · 4 reps · 607-438-2761

SPURSTONE — notice-filed in NY. IAPD ↗

$155.4M RAUM · 2 reps · 860-264-1111

Q3 ADVISORS, LLC — notice-filed in ID. IAPD ↗

$0 RAUM · 12 reps · 720-730-9892

KENNON-GREEN & CO. — notice-filed in NY. IAPD ↗

$154.6M RAUM · 2 reps · (614) 656-3638 · kennongreen.com

AFFINITY WEALTH LLC — notice-filed in TN. IAPD ↗

$167.0M RAUM · 1 reps · (330) 526-8412 · tagplanning.com

AWH FINANCIAL, LLC — notice-filed in WV. IAPD ↗

$0 RAUM · 50 reps · 610-660-4283

RPATA, LLC — notice-filed in MS. IAPD ↗

$67.6M RAUM · 3 reps · 901-421-6300 · revolutionpartners.com

URBAN WEALTH MANAGEMENT OR UWM — notice-filed in OH. IAPD ↗

$202.1M RAUM · 5 reps · 424-277-2260

ANTONELLI FINANCIAL ADVISORS, LLC — notice-filed in NY. IAPD ↗

$193.0M RAUM · 3 reps · 313-290-2602

BUCKET LIST WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗

$162.6M RAUM · 2 reps · 352-307-8652 · bucketlistwealth.com

KNOX WEALTH PARTNERS ADVISORY — notice-filed in SC. IAPD ↗

$231.3M RAUM · 7 reps · (865) 291-2422

BRIXTON CAPITAL WEALTH ADVISORS, LLC — notice-filed in VA. IAPD ↗

$176.7M RAUM · 4 reps · 516-222-5300 · brixtonwealth.com

VALUES ADDED FINANCIAL — notice-filed in OH. IAPD ↗

$234.2M RAUM · 6 reps · 202-599-0915

KDT ADVISORS, LLC — notice-filed in NJ. IAPD ↗

$229.8M RAUM · 4 reps · 929-293-1270 · kdtadvisors.com

RETIREMENT PLANNING SERVICES — notice-filed in GA. IAPD ↗

$196.6M RAUM · 2 reps · (865) 220-9311

PLANVEST FINANCIAL, INC. — notice-filed in TN. IAPD ↗

$126.0M RAUM · 6 reps · (301) 977-7123

JOURNEY BEYOND WEALTH — notice-filed in IL. IAPD ↗

$226.1M RAUM · 4 reps · 678-331-7900

PRISM PLANNING PARTNERS — notice-filed in CA. IAPD ↗

$191.4M RAUM · 4 reps · (847) 250-9870

BRINDLE & BAY FINANCIAL ADVISORS, LLC — notice-filed in SC. IAPD ↗

$114.2M RAUM · 2 reps · 214-988-9178 · brindleandbay.com

SOUND FINANCIAL, LLC — notice-filed in ID. IAPD ↗

$169.8M RAUM · 7 reps · 425-332-6568

WATERROCK WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗

$132.5M RAUM · 5 reps · 505-831-6342

TROWBRIDGE CAPITAL PARTNERS LLC. — notice-filed in IN. IAPD ↗

$38.3M RAUM · 1 reps · 646-360-3574 · trowbridgellc.com

VITAL INVESTMENT MANAGEMENT LLC — notice-filed in MA. IAPD ↗

$227.6M RAUM · 4 reps · 970-776-3316 · vimadvisor.com

AEGIS WEALTH MANAGEMENT, INC. — notice-filed in OR. IAPD ↗

$176.0M RAUM · 31 reps · (833) 483-8383 · oakwayfinancial.com

BIRCH WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗

$49.7M RAUM · 1 reps · 315-795-2005

BLACK KNIGHT WEALTH MANAGEMENT, LLC — notice-filed in MI. IAPD ↗

$240.0M RAUM · 7 reps · 972-786-6527 · opgadvisors.com

OPTIMA CAPITAL MANAGEMENT — notice-filed in OK. IAPD ↗

$116.5M RAUM · 4 reps · 480-757-9052

AMARA FINANCIAL, LLC — notice-filed in CO. IAPD ↗

$200.1M RAUM · 2 reps · 415-319-1071 · amarafinancial.com

STONE WEALTH PARTNERS LLC — notice-filed in FL. IAPD ↗

$118.4M RAUM · 5 reps · 337-660-2334 · stone-wealth.com

ANT MONEY ADVISORS — notice-filed in NH. IAPD ↗

$607 RAUM · 1 reps · 949-629-4210 · antmoneyadvisors.com

FOREFRONT — notice-filed in UT. IAPD ↗

$239.8M RAUM · 7 reps · 512-617-1984

ADAPTATION FINANCIAL ADVISORS INC. — notice-filed in LA. IAPD ↗

$217.1M RAUM · 4 reps · 972-774-0700 · adaptfa.com

LANE GENERATIONAL LLC — notice-filed in CO. IAPD ↗

$118.3M RAUM · 2 reps · 617-865-3949 · lanegenerational.com

SILICON BEACH WEALTH, LLC — notice-filed in TX. IAPD ↗

$143.8M RAUM · 3 reps · (424) 272-1638

ORCA WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$193.8M RAUM · 1 reps · 727-938-1600

DRIVEN INVESTMENTS LLC — notice-filed in ME. IAPD ↗

$168.6M RAUM · 5 reps · 844-932-3272

COMPREHENSIVE FINANCIAL CONSULTANTS — notice-filed in TX. IAPD ↗

$140.0M RAUM · 3 reps · 317-984-7693 · cfcplans.com

INVESTED ADVISORS — notice-filed in MD. IAPD ↗

$226.2M RAUM · 2 reps · 814-235-2703 · weareinvested.com

NETWORTH ADVISORS, LLC — notice-filed in NC. IAPD ↗

$159.3M RAUM · 6 reps · 724-746-3585

SUSTAINABLE ADVISORS ALLIANCE LLC — notice-filed in IL. IAPD ↗

$207.0M RAUM · 7 reps · 918-408-7981

VITA PLANNING GROUP LLC — notice-filed in OR. IAPD ↗

$64.6M RAUM · 5 reps · 650-567-9300 · vita401k.com

CABIN ADVISORS, LLC — notice-filed in UT. IAPD ↗

$133.6M RAUM · 15 reps · 913-933-3351 · financialarchitects.com

CORNERSTONE WEALTH MANAGEMENT GROUP — notice-filed in SC. IAPD ↗

$244.5M RAUM · 4 reps · 423-588-7151 · cornerstonewealthtn.com

J.M. ARBOUR, LLC — notice-filed in CA. IAPD ↗

$154.0M RAUM · 6 reps · (207) 248-6767 · jmarbour.com

JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$161.1M RAUM · 3 reps · 208-552-9169

BLUEPRINT FINANCIAL ADVISORS — notice-filed in VA. IAPD ↗

$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com

HEISTEN FINANCIAL, LLC — notice-filed in NV. IAPD ↗

$168.7M RAUM · 3 reps · 907-222-6270 · heistenfinancial.com

AVAIL INVESTMENT PARTNERS, LLC — notice-filed in GA. IAPD ↗

$138.6M RAUM · 6 reps · 814-996-7206

THE WEALTH BOUTIQUE — notice-filed in FL. IAPD ↗

$94.1M RAUM · 7 reps · 908-955-0077 · tanisfingroup.com

OAC CAPITAL ADVISORS LLC — notice-filed in GA. IAPD ↗

$189.6M RAUM · 2 reps · 345-749-4505

SCRATCH CAPITAL — notice-filed in NE. IAPD ↗

$141.2M RAUM · 4 reps · 208-901-8018

COGENT PRIVATE WEALTH — notice-filed in TX. IAPD ↗

$141.5M RAUM · 5 reps · (407) 887-4965 · cogentprivatewealth.com

CONSCIOUS WEALTH INVESTMENTS, LLC — notice-filed in TX. IAPD ↗

$214.4M RAUM · 3 reps · (404) 826.7747

BIG SKY WEALTH ADVISORS, LLC — notice-filed in WA. IAPD ↗

$121.4M RAUM · 2 reps · 406-315-2627 · bigskywealthadvisors.com

BURR FINANCIAL SERVICES, LLC — notice-filed in NV. IAPD ↗

$155.4M RAUM · 3 reps · 925-676-6007

HERITAGE ASSET MANAGEMENT, LLC — notice-filed in AK. IAPD ↗

$130.0M RAUM · 2 reps · 816-348-2060 · heritage-kc.com

PALM WEALTH PARTNERS — notice-filed in AZ. IAPD ↗

$132.1M RAUM · 9 reps · (954) 632-2555

VIRTUS FINANCIAL PARTNERS — notice-filed in ME. IAPD ↗

$112.9M RAUM · 3 reps · 4072678445

TRUEDGE ASSET MANAGEMENT LLC — notice-filed in TX. IAPD ↗

$306,351 RAUM · 1 reps · 317-581-4010 · truedgeam.com

RSG INVESTMENTS LLC — notice-filed in MO. IAPD ↗

$116.4M RAUM · 9 reps · 9136859422 · rsgusa.net

FORTHRIGHT CAPITAL ADVISORY — notice-filed in RI. IAPD ↗

$65.0M RAUM · 28 reps · 725-712-3016 · forthrightcps.com

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. — notice-filed in DC. IAPD ↗

$118.3M RAUM · 7 reps · 914-427-8036 · broadstreetglobaladvisors.com

JOSS BROWN WEALTH ADVISORS — notice-filed in VI. IAPD ↗

$139.3M RAUM · 5 reps · 757-903-2127

LAKESHORE CAPITAL GROUP, INC. — notice-filed in WI. IAPD ↗

$153.2M RAUM · 2 reps · 847-701-0400 · thelakeshorecapitalgroup.com

RIGDEN CAPITAL STRATEGIES — notice-filed in KS. IAPD ↗

$104.1M RAUM · 6 reps · 303-351-1618

STIRLING FINANCIAL GROUP — notice-filed in NH. IAPD ↗

$152.4M RAUM · 1 reps · 619-435-1210 · stirlingfinancialgroup.com

BERILIUM — notice-filed in IN. IAPD ↗

$3.6M RAUM · 1 reps · (640) 300-0475 · berilium.co

OXENFREE FINANCIAL — notice-filed in GA. IAPD ↗

$168.4M RAUM · 8 reps · 321-722-7882

FJELL CAPITAL — notice-filed in AZ. IAPD ↗

$157.2M RAUM · 5 reps · 701-491-7600 · fjellcapital.com

INTENTIONAL WEALTH STRATEGIES — notice-filed in MD. IAPD ↗

$139.6M RAUM · 2 reps · 719-694-8002 · intentionalwealth.com

RASP WEALTH SOLUTIONS, LLC — notice-filed in MI. IAPD ↗

$103.7M RAUM · 2 reps · 463-248-6395 · raspwealthsolutions.com

WAYSTONE ADVISORS LLC — notice-filed in FL. IAPD ↗

$172.8M RAUM · 4 reps · (425) 484-0045

INDEPENDENT WEALTH ADVISORS, LLC — notice-filed in GA. IAPD ↗

$184.2M RAUM · 3 reps · 919-749-7596

STONEPATH WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗

$225.8M RAUM · 9 reps · (231) 668-6999

NAUTA CAPITAL LLC — notice-filed in CA. IAPD ↗

$0 RAUM · 1 reps · 510-912-2352

WELCH FINANCIAL PLANNING, LLC — notice-filed in LA. IAPD ↗

$145.6M RAUM · 2 reps · 303-939-8766

SALUS FINANCIAL ADVISORS — notice-filed in WY. IAPD ↗

$203.1M RAUM · 4 reps · (612) 747-9420 · salusfinancialadvisors.com

KILTER GROUP — notice-filed in VT. IAPD ↗

$202.1M RAUM · 4 reps · 646-438-6557 · kiltergroup.com

AGENTSMYTH ADVISORS — notice-filed in UT. IAPD ↗

$0 RAUM · 2 reps · 917-826-9949

BLUE JEAN FINANCIAL LLC — notice-filed in SC. IAPD ↗

$94.7M RAUM · 7 reps · (518) 406-8488

OSPREY PRIVATE WEALTH LLC — notice-filed in MI. IAPD ↗

$162.1M RAUM · 2 reps · (646) 445-5107 · ospreypw.com

LFG WEALTH PARTNERS, LLC — notice-filed in TN. IAPD ↗

$112.0M RAUM · 7 reps · 877-573-2043

BELMONT PRIVATE WEALTH — notice-filed in FL. IAPD ↗

$140.1M RAUM · 3 reps · 314-566-9887 · belmontpw.com

MAYNERICH FINANCIAL — notice-filed in TX. IAPD ↗

$104.9M RAUM · 2 reps · 217-965-5796 · richinwisdom.com

KONZA GLOBAL WEALTH GROUP — notice-filed in IL. IAPD ↗

$116.5M RAUM · 2 reps · (913) 318-5980 · konzaglobal.com

PARK SQUARE FINANCIAL GROUP LLC — notice-filed in NE. IAPD ↗

$208.2M RAUM · 6 reps · 770-641-1401

OCM PRIVATE WEALTH, LLC — notice-filed in CO. IAPD ↗

$139.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com

WEALTHPOINT ADVISORS — notice-filed in TX. IAPD ↗

$119.3M RAUM · 4 reps · 704-675-5300 · wealthpointadvisorsnc.com

MARTINSEN WEALTH MANAGEMENT — notice-filed in UT. IAPD ↗

$102.3M RAUM · 5 reps · 480-550-6556 · 5wbook.com

BXM WEALTH LLC — notice-filed in MO. IAPD ↗

$107.6M RAUM · 4 reps · 303-704-2592 · bxmwealth.com

LOOMIS CAPITAL MANAGEMENT — notice-filed in CA. IAPD ↗

$197.6M RAUM · 1 reps · 203-249-6431 · loomiscapitalmanagement.com

BEACON CAPITAL ADVISORY GROUP — notice-filed in NH. IAPD ↗

$151.7M RAUM · 2 reps · 877-801-2322

ARGO WEALTH ADVISORY, LLC — notice-filed in TX. IAPD ↗

$211.0M RAUM · 2 reps · 703-966-6671 · argowealthadvisory.com

CAPSTONE RIA — notice-filed in MT. IAPD ↗

$198.9M RAUM · 1 reps · 877-739-6007

EXCELSIOR ADVISOR NETWORK LLC — notice-filed in AZ. IAPD ↗

$150.0M RAUM · 4 reps · 303-351-6436 · jhardeeim.com

TENZING FINANCIAL LLC — notice-filed in NC. IAPD ↗

$203.5M RAUM · 3 reps · (757) 703-0030 · tenzingfinancial.us

ELEVATED PRIVATE WEALTH — notice-filed in FL. IAPD ↗

$108.6M RAUM · 4 reps · 715-797-3358 · elevatedprivatewealth.com

PROTOCOL WEALTH, LLC — notice-filed in PA. IAPD ↗

$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io

CRECER — notice-filed in FL. IAPD ↗

$1,892 RAUM · 2 reps · 888-855-0874 · crecer.app

THRYVE WEALTH MANAGEMENT — notice-filed in WY. IAPD ↗

$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com

PRESTIGE WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗

$118.8M RAUM · 3 reps · 8176378121

CIO CAPITAL GROUP LLC — notice-filed in SC. IAPD ↗

$25.7M RAUM · 2 reps · 212-516-4000 · ciocapitalgroup.com

PARK STATE ASSET MANAGEMENT LLC — notice-filed in CT. IAPD ↗

$200.3M RAUM · 4 reps · 978.529.2395 · park-state.com

CHARMARLINE WEALTH MANAGEMENT — notice-filed in NC. IAPD ↗

$111.9M RAUM · 1 reps · 434-455-3036

SHERPA CAPITAL MANAGEMENT — notice-filed in NH. IAPD ↗

$106.5M RAUM · 1 reps · 302-235-1284

BROCKENBROUGH — changed its website from jamestownfunds.com to brockenbroughinc.com. IAPD ↗

$5.44B RAUM · 15 reps · 804-288-0404 · brockenbroughinc.com

DAVIDSON INVESTMENT ADVISORS, INC. — changed its website from dadco.com to caprinbonds.com. IAPD ↗

$5.03B RAUM · 13 reps · 406-727-6111 · caprinbonds.com

STADION MONEY MANAGEMENT, LLC — changed its website from stadionmoney.com to stadionstoryline.com. IAPD ↗

$2.47B RAUM · 13 reps · 706-583-5144 · stadionstoryline.com

HOWARD CAPITAL MANAGEMENT, INC. — changed its website from hcmguidedretirement.com to howardcmetfs.com. IAPD ↗

$6.87B RAUM · 15 reps · 770-642-4902 · howardcmetfs.com

THE INSTITUTE — changed its website from secure.iwm401k.com to retirementriskadvisors.com. IAPD ↗

$1.15B RAUM · 3 reps · 303-572-3500 · retirementriskadvisors.com

WHARTON BUSINESS GROUP, LLC — changed its website from whartonbusinessgroupllc.com to aleragroup.com. IAPD ↗

$4.01B RAUM · 3 reps · 484-328-3590 · aleragroup.com

ELEVATION POINT WEALTH PARTNERS, LLC — changed its website from familyofficepartners.com to superiorwealth.net. IAPD ↗

$2.43B RAUM · 20 reps · 303-382-2880 · superiorwealth.net

WEALTH MANAGEMENT — changed its website from dashboard.wealthmgmtllc.com to 403bplan.net. IAPD ↗

$3.10B RAUM · 48 reps · 402-371-1160 · 403bplan.net

REDHAWK WEALTH ADVISORS, INC. — changed its website from difiduciallc.com to kingdomcalling.com. IAPD ↗

$1.84B RAUM · 47 reps · 952-835-4295 · kingdomcalling.com

ANDINA FAMILY OFFICES — changed its website from andinafamilyoffices.com to andinaadvisors.com. IAPD ↗

$1.02B RAUM · 12 reps · 801-653-0564 · andinaadvisors.com

REDWOOD INVESTMENT MANAGEMENT, LLC. — changed its website from leadersharesetfs.com to redwoodmutualfunds.com. IAPD ↗

$2.55B RAUM · 6 reps · 3102728185 · redwoodmutualfunds.com

SELECT MONEY MANAGEMENT, INC. — changed its website from selectportfolio.com to seia.com. IAPD ↗

$1.49B RAUM · 8 reps · 949-975-7900 · seia.com

CGN ADVISORS, LLC — changed its website from huebnerfinancialplanning.com to financialadvocateforyou.com. IAPD ↗

$1.26B RAUM · 38 reps · 910-333-6659 · financialadvocateforyou.com

ALLY INVEST ADVISORS — changed its website from secure.ally.com to cloud.email.ally.com. IAPD ↗

$1.39B RAUM · 9 reps · 855-880-2559 · cloud.email.ally.com

SACHEM HILL LLC — changed its website from schoolcraftcapital.com to sachemhill.com. IAPD ↗

$1.23B RAUM · 5 reps · 303-625-6868 · sachemhill.com

LEXAURUM ADVISORS — changed its website from kowitzfinancialgroup.com to crg1.com. IAPD ↗

$1.01B RAUM · 30 reps · 913-261-9316 · crg1.com

EVERSOURCE WEALTH ADVISORS, LLC — changed its website from centerpointstrategies.com to insightwealthkc.com. IAPD ↗

$3.95B RAUM · 40 reps · 205-982-5515 · insightwealthkc.com

CWS FINANCIAL ADVISORS LLC — changed its website from cwsfas.com to linkedin.reginaspence. IAPD ↗

$1.20B RAUM · 5 reps · (269) 349-4600 · linkedin.reginaspence

DAKOTA WEALTH, LLC — changed its website from persimmoncapitalmanagement.sharefile.com to dakotawm.com. IAPD ↗

$6.34B RAUM · 50 reps · (561) 774-8101 · dakotawm.com

ACCURATE WEALTH MANAGEMENT, LLC — changed its website from accurateadvisorygroup.com to breezefinancialllc.com. IAPD ↗

$1.15B RAUM · 41 reps · 813-994-0984 · breezefinancialllc.com

NEW AGE ALPHA — changed its website from newagealpha.com to buildyourindex.com. IAPD ↗

$2.62B RAUM · 10 reps · (212) 922-2699 · buildyourindex.com

CONCENTRIC — changed its website from advisorpartners.com to concentricinnovation.com. IAPD ↗

$7.67B RAUM · 9 reps · 888-265-2257 · concentricinnovation.com

TITLEIST ASSET MANAGEMENT, LLC — changed its website from tamgmt.com to paragonpwg.com. IAPD ↗

$2.43B RAUM · 32 reps · 210-826-2424 · paragonpwg.com

UNITED ADVISOR GROUP — changed its website from thestrategicfinancial.com to wealthsyncpartners.com. IAPD ↗

$1.09B RAUM · 43 reps · 888-242-4912 · wealthsyncpartners.com

R.W. ROGE & COMPANY, INC — changed its website from rwroge.com to google.com. IAPD ↗

$365.1M RAUM · 4 reps · 631-218-0077 · google.com

SHARKEY HOWES & JAVER INC — changed its website from secure.shj401k.com to sharkeyhowesjaver.podbean.com. IAPD ↗

$917.0M RAUM · 9 reps · 303-639-5100 · sharkeyhowesjaver.podbean.com

WEALTH ADVISORS NETWORK, INC. — changed its website from bspwm.com to wealthadvisorsnetwork.net. IAPD ↗

$297.0M RAUM · 11 reps · 402-463-6769 · wealthadvisorsnetwork.net

FPC INVESTMENT ADVISORY, INC. — changed its website from fpcinvestmentadvisory.com to fpcwealth.com. IAPD ↗

$364.6M RAUM · 3 reps · (707) 795-0500 · fpcwealth.com

FINANCIAL LIFE ADVISORS — changed its website from fladvisors.com to fla401k.com. IAPD ↗

$345.8M RAUM · 8 reps · 210-918-8998 · fla401k.com

UHLER VERTICH WHITE ADVISORS — changed its website from uhlerandvertich.com to uvwadvisors.com. IAPD ↗

$466.8M RAUM · 5 reps · 239-936-6300 · uvwadvisors.com

NAMCOA — changed its website from dstnews.org to latoyamaddox.com. IAPD ↗

$312.3M RAUM · 16 reps · (239) 593-5525 · latoyamaddox.com

SONOMA WEST ADVISORS — changed its website from dtscapital.com to sonomawestadvisors.com. IAPD ↗

$265.4M RAUM · 1 reps · 415 497-7533 · sonomawestadvisors.com

KEATING FINANCIAL ADVISORY SERVICES — changed its website from keatingkc.com to theweddleteam.com. IAPD ↗

$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com

SAGEVEST WEALTH MANAGEMENT — changed its website from kidsfinancialeducation.com to sagevestwealth.com. IAPD ↗

$358.5M RAUM · 4 reps · (703) 992-7650 · sagevestwealth.com

LEGACY FINANCIAL GROUP — changed its website from sfsplanners.info to williamelson.com. IAPD ↗

$840.4M RAUM · 13 reps · 515-255-3306 · williamelson.com

WWM FINANCIAL — changed its website from wwmfinancialcarlsbad.com to savvyupnow.com. IAPD ↗

$342.1M RAUM · 5 reps · (760) 692-5190 · savvyupnow.com

INVESTOR FAN — changed its website from facebook.com.sherpawealthstrategies to panfili-financial.com. IAPD ↗

$427.7M RAUM · 13 reps · 425-372-7517 · panfili-financial.com

TRU INDEPENDENCE ASSET MANAGEMENT, LLC — changed its website from yellowwoodwealth.com to waparkadvisors.com. IAPD ↗

$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com

WEALTH WATCH ADVISORS, INC — changed its website from wealthwatchadvisors.com to altuswealthstrategies.com. IAPD ↗

$473.7M RAUM · 47 reps · 855-822-3708 · altuswealthstrategies.com

NATIONAL WEALTH MANAGEMENT GROUP, LLC — changed its website from nwmgllc.com to modelwealthgroup.com. IAPD ↗

$325.7M RAUM · 17 reps · 513-772-2592 · modelwealthgroup.com

SENECA HOUSE ADVISORS — changed its website from stonypointwealth.com to senecahouseadvisors.com. IAPD ↗

$424.7M RAUM · 3 reps · (804) 332-6574 · senecahouseadvisors.com

LEADING EDGE FINANCIAL PLANNING LLC — changed its website from leadingedgeplanning.com to pilotmoneyguyspodcast.com. IAPD ↗

$360.2M RAUM · 7 reps · 865-240-2292 · pilotmoneyguyspodcast.com

GIBBS WEALTH MANAGEMENT, LLC — changed its website from preservationfinancialgroup.com to rosefinancialassociates.com. IAPD ↗

$639.2M RAUM · 49 reps · 678-694-8770 · rosefinancialassociates.com

INDEPENDENT WEALTH NETWORK, INC. — changed its website from prescottfinancialadvisor.net to masfinancialandtax.com. IAPD ↗

$422.6M RAUM · 25 reps · 515-461-5123 · masfinancialandtax.com

MAIA WEALTH — changed its website from maiawealth.com to ifatoday.com. IAPD ↗

$704.3M RAUM · 35 reps · (720) 644-8803 · ifatoday.com

THEPARTNERS WEALTH MANAGEMENT — changed its website from oceanpointefg.com to coactivewealthstrategists.com. IAPD ↗

$454.5M RAUM · 32 reps · 800-324-3010 · coactivewealthstrategists.com

DISCIPLINE WEALTH SOLUTIONS, INC. — changed its website from stahlneckergroup.com to lindedin.com. IAPD ↗

$316.3M RAUM · 15 reps · 864-322-6046 · lindedin.com

TRANSCE3ND LLC — changed its website from e3wealth.com to transcendim.com. IAPD ↗

$362.0M RAUM · 39 reps · 512-268-9220 · transcendim.com

ASCENTIS ASSET MANAGEMENT, LLC — changed its website from goldenstateam.com to ascentisasset.com. IAPD ↗

$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com

MARIDEA WEALTH MANAGEMENT — changed its website from hartshornegroup.com to marideawealth.com. IAPD ↗

$469.2M RAUM · 15 reps · 347-289-5227 · marideawealth.com

LUCAS GROUP FINANCIAL ADVISORS, LLC — changed its website from wallemassociates.com to lucasgroupfinancial.com. IAPD ↗

$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com

WEALTHCARE CAPITAL PARTNERS, LLC — changed its website from wealthcarewms.com to wealthcaregdx.com. IAPD ↗

$330.9M RAUM · 9 reps · 804.644.4711 · wealthcaregdx.com

ASCENTIS WEALTH MANAGEMENT, LLC — changed its website from abmeyerwealth.com to ascentiswealth.com. IAPD ↗

$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com

SESTANTE FAMILY OFFICE — changed its website from sestantecapital.com to sestante.com. IAPD ↗

$376.3M RAUM · 2 reps · 619-268-6279 · sestante.com

HOLCOMBE & MCGRATH — changed its website from holmcg.com to wealthminder.com. IAPD ↗

$121.1M RAUM · 2 reps · 828-252-8228 · wealthminder.com

AMERICAN ASSET MANAGEMENT INC. — changed its website from aaminc.net to americanasset.com. IAPD ↗

$144.9M RAUM · 1 reps · 561-955-8500 · americanasset.com

NEWPORT WEALTH ADVISORS, INC. — changed its website from rpbacademy.com to newportwealthadvisors.com. IAPD ↗

$193.3M RAUM · 6 reps · (877) 692-7227 · newportwealthadvisors.com

CORNERSTONE SECURITIES LLC — changed its website from tjstearns.com to reignbenefitsconsulting.com. IAPD ↗

$175.0M RAUM · 10 reps · 913-538-5483 · reignbenefitsconsulting.com

TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT — changed its website from tsnwealth.com to bedrockcpas.com. IAPD ↗

$217.9M RAUM · 13 reps · 317-350-4255 · bedrockcpas.com

DANIEL INVESTMENT ASSOCIATES, LLC — changed its website from diasb.com to diasocal.com. IAPD ↗

$220.5M RAUM · 1 reps · 805-845-7724 · diasocal.com

BANTAMAC CAPITAL, LLC — changed its website from bosunam.com to bantamac.com. IAPD ↗

$214.8M RAUM · 3 reps · 8723261723 · bantamac.com

VALTRION CAPITAL MANAGEMENT, LLC — changed its website from realtalkcapital.com to valtrioncapital.com. IAPD ↗

$143.6M RAUM · 4 reps · 833-856-2088 · valtrioncapital.com

LUMIDA WEALTH MANAGEMENT LLC — changed its website from podcasts.google.com to lumidanews.com. IAPD ↗

$148.6M RAUM · 1 reps · (833) 512-5111 · lumidanews.com

RANDALL & ASSOCIATES WEALTH MANAGEMENT — changed its website from bennettawm.com to randallawm.com. IAPD ↗

$144.8M RAUM · 2 reps · 724-602-0075 · randallawm.com

BERILIUM — changed its website from berilium.com to berilium.co. IAPD ↗

$3.6M RAUM · 1 reps · (640) 300-0475 · berilium.co

APFORIA — changed its website from myciwm.com to redeploymentwealth.com. IAPD ↗

$96.3M RAUM · 10 reps · (833) 780-2487 · redeploymentwealth.com

INNOVATIVE FAMILY OFFICE LLC — changed its website from broadstreetfamilyoffice.com to innovativefo.com. IAPD ↗

$21.5M RAUM · 6 reps · (914) 427-8036 · innovativefo.com

MARTINSEN WEALTH MANAGEMENT — changed its website from annuitylane.com to 5wbook.com. IAPD ↗

$102.3M RAUM · 5 reps · 480-550-6556 · 5wbook.com

MADRID WEALTH MANAGEMENT — changed its website from madridwealthandtax.com to madridwm.com. IAPD ↗

$127.3M RAUM · 4 reps · 505-633-5332 · madridwm.com

MARKET INVESTMENT GROUP, LLC — changed its website from marketadvisorygroup.com to eyeonretirement.com. IAPD ↗

$126.1M RAUM · 19 reps · 316-252-8707 · eyeonretirement.com

EXCELSIOR ADVISOR NETWORK LLC — changed its website from excelsioradvisor.com to jhardeeim.com. IAPD ↗

$150.0M RAUM · 4 reps · 303-351-6436 · jhardeeim.com

PROTOCOL WEALTH, LLC — changed its website from enclavegroup.io to protocolwealth.io. IAPD ↗

$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io

THRYVE WEALTH MANAGEMENT — changed its website from strive.com to thryvewealthmanagement.com. IAPD ↗

$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com

TE ADVISORS LLC — changed its website from tappengine.com to affinityplus.tappengine.com. IAPD ↗

$0 RAUM · 2 reps · 617-221-6545 · affinityplus.tappengine.com

AGILIS INVESTMENT MANAGEMENT LLC — changed its website from agilisim.com to agilisinvest.com. IAPD ↗

$123.6M RAUM · 3 reps · (203) 920-1011 · agilisinvest.com

10X CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $1.29B RAUM and 1 advisory reps. IAPD ↗institutional

$1.29B RAUM · 1 reps · 212-220-7218 · 10xcp.com

PERTENTO ADVISORS LLC — (location n/a) is newly SEC-registered with $3.79B RAUM and 1 advisory reps. IAPD ↗institutional

$3.79B RAUM · 1 reps · 1 305 347 5123

PRP REAL ASSETS ADVISORS, LLC — (WASHINGTON, DC) is newly SEC-registered with $2.95B RAUM and 9 advisory reps. IAPD ↗institutional

$2.95B RAUM · 9 reps · 202-741-8417 · prprei.com

GUIDESTONE INVESTMENT SERVICES — (DALLAS, TX) is newly SEC-registered with $3.38B RAUM and 8 advisory reps. IAPD ↗institutional

$3.38B RAUM · 8 reps · (214) 720-1198 · guidestoneocio.com

MYRIAD ASSET MANAGEMENT ADVISORS LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $362.5M RAUM and 2 advisory reps. IAPD ↗institutional

$362.5M RAUM · 2 reps · (561) 823-0896 · myriadasset.com

NVERSES CAPITAL, LLC — (WELLINGTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional

$0 RAUM · 6 reps · 732-742-7703 · nversescapital.com

HARVEY CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional

$0 RAUM · 8 reps · 212 970 5500

ARCTRUST ADVISORS LLC — (CLIFTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional

$0 RAUM · 9 reps · 973-249-1000

PARADOXIOM CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 267-975-4728

FOXPATH CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · (212) 970-6490

INNOVAYTE CAPITAL — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 508-345-7707

PURSUIT FUND ADVISERS LLC — (location n/a) is newly SEC-registered with $57.4M RAUM and 3 advisory reps. IAPD ↗institutional

$57.4M RAUM · 3 reps · 610-659-7713 · pursuitfunds.com

MAREK CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional

$0 RAUM · 6 reps · 929 688 4791 · marekcapital.com

BARRAMUNDI ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 561-462-1200

VARIANT PERCEPTION — (CHARLOTTE, NC) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗institutional

$0 RAUM · 12 reps · 980-263-7398 · variantperception.com

FOUNDER ETFS LLC — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 917-385-0195

DIAMETER DCF ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 57 advisory reps. IAPD ↗institutional

$0 RAUM · 57 reps · 212-655-1400 · diametercap.com

LOTUS — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional

$0 RAUM · 15 reps · 628-212-8533 · lotusmgmt.co

CATCHMENT CAPITAL, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional

$0 RAUM · 8 reps · 212-400-7300 · catchmentcapital.com

TOURMALET ADVISORS, LP — (FAIRFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 203-256-0114

SQUARE NINE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional

$0 RAUM · 5 reps · 908-930-5591

BLANTYRE CAPITAL US LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · +44 (20) 7534 0450 · blantyrecapital.com

ADVISORENGINE PORTFOLIO SOLUTIONS INC. — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 888-225-7216 · advisorengine-portfolio-solutions.com

A-STREET MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 307-413-4592 · astreet.com

ENCORE GLOBAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · (713) 933-3838 · encoregm.com

COVARA CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · 212-970-6690 · covaracapital.com

CANDER ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 917-541-5410

1932 INVESTMENT MANAGEMENT — (NEWARK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional

$0 RAUM · 5 reps · 800-355-2583

LOGIQ CAPITAL LLC — (ENGLEWOOD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 848-230-4523

PLUM ISLAND PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 212-600-9200

FP STRATEGIES — (SAN JUAN, PR) is newly SEC-registered with $56.5M RAUM and 3 advisory reps. IAPD ↗institutional

$56.5M RAUM · 3 reps · (787) 722-6881

WEST HORIZON CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 917-355-4708

PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC — (MIAMI BEACH, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 212-905-1000

BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional

$0 RAUM · 110 reps · 212-349-3000 · blueowlproducts.com

VALUEQUEST ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · 732-673-1956

NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 212-476-9000

MALT PARTNERS MANAGEMENT LLC — (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 646-450-5521

AGRIGLOBE LAND ADVISORS, LLC — (FRESNO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional

$0 RAUM · 6 reps · 559-439-7490 · agriglobe.com

AVANTYR CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional

$0 RAUM · 10 reps · 212-970-5700 · avantyrcapital.com

ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · 646-277-6425

IFC WHIPLIGHT, LLC — (MOUNT PLEASANT, SC) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 310-596-1250

BUFFERLABS — (HENDERSON, NV) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 253-777-8784 · bufferlabsetfs.com

HARBINGER SPORTS PARTNERS — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional

$0 RAUM · 8 reps · 973-420-1358 · harbingersportspartners.com

CORGI STRATEGIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 855-552-6744

DEFILADE CAPITAL MANAGEMENT, L.P. — (EMERYVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional

$0 RAUM · 5 reps · 415 849 9478 · defcap.com

VANGUARD CAPITAL MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 610-669-1000

VANGUARD PORTFOLIO MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 610-669-1000

SKYWARD TRADING LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · 416-917-5248 · skyward.trading

V29 CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 203-994-9016

BLUE WATER VENTURE MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 321-365-4544

APOLLO MPS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 842 advisory reps. IAPD ↗institutional

$0 RAUM · 842 reps · 212-515-3200 · ir.apollo.com

AKKADIAN CEF MANAGER, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional

$0 RAUM · 6 reps · 707-653-6892 · akkadian.vc

DEIANIRA CAPITAL MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 561-628-5350

CAZ GP STAKES ADVISER LLC — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 60 advisory reps. IAPD ↗institutional

$0 RAUM · 60 reps · 713-403-8250

BLANCHE PARK CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · +1 (720) 565-2700 · bparkcap.com

LINEAGE POINT CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 917-952-8980 · lineagepointcapital.com

KR CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional

$0 RAUM · 7 reps · 212-317-0409

HURRICANE ADVISOR SOLUTIONS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional

$0 RAUM · 6 reps · 305-301-8600 · hurricaneadvisorsolutions.io

BRIGHTSIDE CAPITAL PARTNERS LLC — (LANTANA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 410-245-1689

OEW INVESTMENT ADVISORS LP — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 682-427-0250 · oewadvisors.com

THRIVENT PRIVATE INVESTMENTS — (MINNEAPOLIS, MN) is newly SEC-registered with $15.58B RAUM and 24 advisory reps. IAPD ↗fund

$15.58B RAUM · 24 reps · 800-847-4836 · thriventprivateinvestments.com

VEGA CAPITAL PARTNERS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · (480) 861-1282 · vegacappartners.com

ODYSSEAN, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 203-418-1433

MINDSET ASSET MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · 317-348-4655 · mindset-am.com

EMERALD INVESTMENT ADVISERS, LLC — (LEOLA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 717-556-8900

FRAMEWORK DIGITAL ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 9173000081

ROUTEBURN CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 917-573-4350

NX1 CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional

$0 RAUM · 7 reps · 408-507-5212

SANDPATH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 914 886 3119

SPACE CAPITAL — (NEW YORK, NY) is newly SEC-registered with $435.8M RAUM and 4 advisory reps. IAPD ↗fund

$435.8M RAUM · 4 reps · 917-215-6691

RIVER ASSOCIATES INVESTMENTS, L.P. — (CHATTANOOGA, TN) is newly SEC-registered with $767.4M RAUM and 11 advisory reps. IAPD ↗fund

$767.4M RAUM · 11 reps · 423-755-0888 · riverassociates.com

DTCP USA LLC — (LAS VEGAS, NV) is newly SEC-registered with $649.5M RAUM and 4 advisory reps. IAPD ↗fund

$649.5M RAUM · 4 reps · 415-910-1354

EVE PARTNERS — (PONTE VEDRA BEACH, FL) is newly SEC-registered with $330.4M RAUM and 10 advisory reps. IAPD ↗fund

$330.4M RAUM · 10 reps · 904-875-5375 · evepartners.com

CAMBER PARTNERS MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $356.3M RAUM and 4 advisory reps. IAPD ↗fund

$356.3M RAUM · 4 reps · 415-275-0290

HUGHES & COMPANY — (CHICAGO, IL) is newly SEC-registered with $373.1M RAUM and 10 advisory reps. IAPD ↗fund

$373.1M RAUM · 10 reps · 312-238-9600 · hughes-co.com

IPCP MANAGEMENT, LLC — (BOCA RATON, FL) is newly SEC-registered with $335.8M RAUM and 4 advisory reps. IAPD ↗fund

$335.8M RAUM · 4 reps · (561) 300-3456

FACTORIAL FUNDS MANAGEMENT LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $803.7M RAUM and 3 advisory reps. IAPD ↗fund

$803.7M RAUM · 3 reps · 209-265-8990 · factorialfunds.com

ALBION RIVER — (ROCKVILLE, MD) is newly SEC-registered with $726.3M RAUM and 4 advisory reps. IAPD ↗fund

$726.3M RAUM · 4 reps · +1 (571) 321-5328 · albionriver.com

ALIGN VENTURES — (location n/a) is newly SEC-registered with $505.9M RAUM and 8 advisory reps. IAPD ↗fund

$505.9M RAUM · 8 reps · 415-300-0759

MCP MANAGEMENT, LP — (AUSTIN, TX) is newly SEC-registered with $504.6M RAUM and 5 advisory reps. IAPD ↗fund

$504.6M RAUM · 5 reps · 985-264-3491 · melangecap.com

ONDO CAPITAL MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $406.5M RAUM and 6 advisory reps. IAPD ↗fund

$406.5M RAUM · 6 reps · 203-489-5000 · ondo.finance

FEYNMAN POINT ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered with $314.0M RAUM and 5 advisory reps. IAPD ↗fund

$314.0M RAUM · 5 reps · 5169657531 · fpam.com

PRAXIS CAPITAL MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $258.2M RAUM and 10 advisory reps. IAPD ↗fund

$258.2M RAUM · 10 reps · 312-222-4930 · praxiscm.com

INFINITUM ASSET MANAGEMENT, LLC — (FORT LAUDERDALE, FL) is newly SEC-registered with $574.9M RAUM and 2 advisory reps. IAPD ↗fund

$574.9M RAUM · 2 reps · 561-302-1101

1789 CAPITAL MANAGEMENT — (PALM BEACH, FL) is newly SEC-registered with $861.2M RAUM and 8 advisory reps. IAPD ↗fund

$861.2M RAUM · 8 reps · 561-805-3588

AXEL CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $26.5M RAUM and 2 advisory reps. IAPD ↗fund

$26.5M RAUM · 2 reps · 212-935-7111 · axelcapital.com

FRONTAURA CAPITAL LLC — (CHICAGO, IL) is newly SEC-registered with $224.9M RAUM and 4 advisory reps. IAPD ↗fund

$224.9M RAUM · 4 reps · 312-777-1500 · frontauracapital.com

GOLDEN EAGLE STRATEGIES, LLC — (DELRAY BEACH, FL) is newly SEC-registered with $53.5M RAUM and 3 advisory reps. IAPD ↗fund

$53.5M RAUM · 3 reps · 561-510-6606

DREAMERS MANAGEMENT LLC — (LOS ANGELES, CA) is newly SEC-registered with $118.3M RAUM and 6 advisory reps. IAPD ↗fund

$118.3M RAUM · 6 reps · 626-616-2017 · dreamers.vc

FEENIX VENTURE PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered with $174.8M RAUM and 5 advisory reps. IAPD ↗fund

$174.8M RAUM · 5 reps · 646-902-6645 · feenixpartners.com

APIS & HERITAGE CAPITAL PARTNERS, LLC — (WASHINGTON, DC) is newly SEC-registered with $232.9M RAUM and 5 advisory reps. IAPD ↗fund

$232.9M RAUM · 5 reps · 202-599-7890 · apisheritage.com

BLOCKCHAIN COINVESTORS MANAGER, LP — (location n/a) is newly SEC-registered with $171.9M RAUM and 4 advisory reps. IAPD ↗fund

$171.9M RAUM · 4 reps · 415-994-4320

CATCHLIGHT CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $180.5M RAUM and 9 advisory reps. IAPD ↗fund

$180.5M RAUM · 9 reps · 917-495-0070 · catchlightcap.com

SOLAS BIOVENTURES MANAGEMENT, LLC — (CHATTANOOGA, TN) is newly SEC-registered with $177.7M RAUM and 5 advisory reps. IAPD ↗fund

$177.7M RAUM · 5 reps · 423-243-3460 · solasbio.com

DAVERN CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered with $57.5M RAUM and 2 advisory reps. IAPD ↗fund

$57.5M RAUM · 2 reps · (646) 485-6541 · daverncapital.com

DARDANELLES CAPITAL LP — (BOSTON, MA) is newly SEC-registered with $83.0M RAUM and 2 advisory reps. IAPD ↗fund

$83.0M RAUM · 2 reps · (617) 921-0618

YELLOWSTONE CAPITAL PARTNERS — (GAINESVILLE, FL) is newly SEC-registered with $206.7M RAUM and 2 advisory reps. IAPD ↗fund

$206.7M RAUM · 2 reps · +573175102771 · yellowstonecp.com

EPILOG PARTNERS, LP. — (BOSTON, MA) is newly SEC-registered with $178.5M RAUM and 4 advisory reps. IAPD ↗fund

$178.5M RAUM · 4 reps · 203-263-1454

RIOBLANCO CAPITAL LLC — (SAN JUAN, PR) is newly SEC-registered with $109.6M RAUM and 1 advisory reps. IAPD ↗fund

$109.6M RAUM · 1 reps · 787-474-8338

CHECKPOINT CAPITAL L.P. — (location n/a) is newly SEC-registered with $194.3M RAUM and 2 advisory reps. IAPD ↗fund

$194.3M RAUM · 2 reps · 914-355-0570 · checkpointlp.com

CONSORTIUM BRAND PARTNERS, LLC — (location n/a) is newly SEC-registered with $153.9M RAUM and 4 advisory reps. IAPD ↗fund

$153.9M RAUM · 4 reps · 917-297-3856 · consortiumbrandpartners.com

MOELIS ASSET CATALYST PARTNERS — (ST LOUIS, MO) is newly SEC-registered with $241.2M RAUM and 3 advisory reps. IAPD ↗fund

$241.2M RAUM · 3 reps · 917-719-5778 · moelisassetmanagement.com

HIGH RIVER RESOURCES MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $217.2M RAUM and 7 advisory reps. IAPD ↗fund

$217.2M RAUM · 7 reps · 214-760-6736 · highriverllc.com

ARC24 MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered with $56.9M RAUM and 2 advisory reps. IAPD ↗fund

$56.9M RAUM · 2 reps · 212-970-9473 · arc24cap.com

HLV VENTURES — (HAUPPAUGE, NY) is newly SEC-registered with $56.8M RAUM and 12 advisory reps. IAPD ↗fund

$56.8M RAUM · 12 reps · 631-780-3286 · hlvventures.com

FOUR LION CAPITAL, LP — (NEW YORK, NY) is newly SEC-registered with $53.2M RAUM and 1 advisory reps. IAPD ↗fund

$53.2M RAUM · 1 reps · 1-646-598-1318

SG REAL ESTATE I — (SOUTHFIELD, MI) is newly SEC-registered with $203.5M RAUM and 5 advisory reps. IAPD ↗fund

$203.5M RAUM · 5 reps · 313-617-9723 · sg-companies.co

ARA GC PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered with $150.0M RAUM and 17 advisory reps. IAPD ↗fund

$150.0M RAUM · 17 reps · 713-337-9150

TAP ROOT CAPITAL MANAGEMENT LP — (SUMMIT, NJ) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗fund

$114.3M RAUM · 5 reps · (908) 292-0050 · taprootcap.com

IRONARC MANAGEMENT, LLC — (AUSTIN, TX) is newly SEC-registered with $209.6M RAUM and 4 advisory reps. IAPD ↗fund

$209.6M RAUM · 4 reps · (206) 450-7899 · ironarcventures.com

DISCIPLINE STRATEGIES MANAGEMENT, LP — (ATLANTA, GA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗fund

$0 RAUM · 4 reps · 404-531-7103

CYWP FUND — (BOCA RATON, FL) is newly SEC-registered with $175.0M RAUM and 2 advisory reps. IAPD ↗fund

$175.0M RAUM · 2 reps · 301-807-6390

VIRIDIAN CAPITAL — (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund

$0 RAUM · 4 reps · 914-589-5969

GRACEADA PARTNERS — (MODESTO, CA) is newly SEC-registered with $212.7M RAUM and 8 advisory reps. IAPD ↗fund

$212.7M RAUM · 8 reps · 209-526-2240 · graceadapartners.com

GORDIAN CAPITAL MANAGEMENT, LLC — (MILL VALLEY, CA) is newly SEC-registered with $15.5M RAUM and 4 advisory reps. IAPD ↗fund

$15.5M RAUM · 4 reps · 833-467-3426 · gordianwa.com

OPTIMIST VENTURES LLC — (NEW YORK, NY) is newly SEC-registered with $227.1M RAUM and 2 advisory reps. IAPD ↗fund

$227.1M RAUM · 2 reps · 516 510 4882 · optimist.vc

RE-OCCUR — (WESTLAKE, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund

$0 RAUM · 2 reps · 646-854-4370 · reoccurpartners.com

CHURCHILL NCPE ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 77 advisory reps. IAPD ↗fund

$0 RAUM · 77 reps · 212-478-9200 · churchillam.com

ALPHA ONE ASSET MANAGEMENT LLC — (PASADENA, CA) is newly SEC-registered with $114.7M RAUM and 2 advisory reps. IAPD ↗fund

$114.7M RAUM · 2 reps · 213-688-8000

ALGEBRAIC CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund

$0 RAUM · 1 reps · 347-593-3301

NORDFLINT CAPITAL PARTNERS — (COPENHAGEN, Denmark) is newly SEC-registered with $2.21B RAUM and 6 advisory reps. IAPD ↗foreign

$2.21B RAUM · 6 reps · +45 3242 0990

QUAD INVESTMENT MANAGEMENT CORP. — (SEOUL, YEONGDEUNGPO-GU, Korea, South) is newly SEC-registered with $2.28B RAUM and 23 advisory reps. IAPD ↗foreign

$2.28B RAUM · 23 reps · +822 786 1830 · quadim.com

ACASTA PARTNERS US LLC — (LONDON, United Kingdom) is newly SEC-registered with $3.94B RAUM and 12 advisory reps. IAPD ↗foreign

$3.94B RAUM · 12 reps · +44 20 7901 8300 · acasta.com

M SQUARE INVESTIMENTOS LTDA. — (SAO PAULO, Brazil) is newly SEC-registered with $2.09B RAUM and 10 advisory reps. IAPD ↗foreign

$2.09B RAUM · 10 reps · +55 11 3074 6370 · msquare.com

TAGES CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $3.83B RAUM and 14 advisory reps. IAPD ↗foreign

$3.83B RAUM · 14 reps · +44 203 3036 · investcorptages.com

CARRHAE CAPITAL (DIFC) LIMITED — (DUBAI, United Arab Emirates) is newly SEC-registered with $4.27B RAUM and 5 advisory reps. IAPD ↗foreign

$4.27B RAUM · 5 reps · 971-432-230-205 · carrhaecap.com

VIOLA CREDIT PARTNERS MANAGEMENT L.P. — (TEL AVIV, Israel) is newly SEC-registered with $856.3M RAUM and 15 advisory reps. IAPD ↗foreign

$856.3M RAUM · 15 reps · +97299520700 · viola-group.com

HUNTERS MOON CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $808.3M RAUM and 6 advisory reps. IAPD ↗foreign

$808.3M RAUM · 6 reps · +44 203 957 7510 · huntersmooncapital.com

KARMA CAPITAL ADVISORS PVT LTD. — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $742.0M RAUM and 7 advisory reps. IAPD ↗foreign

$742.0M RAUM · 7 reps · +91 22 62327200 · karmacapital.co.in

SATIS WEALTH MANAGEMENT — (LONDON, United Kingdom) is newly SEC-registered with $586.2M RAUM and 9 advisory reps. IAPD ↗foreign

$586.2M RAUM · 9 reps · 44 0 203 840 9970

VERECAN CAPITAL MANAGEMENT INC. — (HALIFAX, Canada) is newly SEC-registered with $686.9M RAUM and 18 advisory reps. IAPD ↗foreign

$686.9M RAUM · 18 reps · 902-477-4471 · verecan.com

ARETE WEALTH STRATEGISTS — (BRISBANE CITY, Australia) is newly SEC-registered with $113.5M RAUM and 2 advisory reps. IAPD ↗foreign

$113.5M RAUM · 2 reps · (888) 544-3250 · arete-wa.com

INVESTIRE LLC — (BUENOS AIRES, Argentina) is newly SEC-registered with $44.3M RAUM and 2 advisory reps. IAPD ↗foreign

$44.3M RAUM · 2 reps · +5491155179633 · investire.co

WISE MONEY ISRAEL — (BINYAMINA, Israel) is newly SEC-registered with $72.4M RAUM and 2 advisory reps. IAPD ↗foreign

$72.4M RAUM · 2 reps · +972-79-6984545

GREENSKEEPER ASSET MANAGEMENT INC. — (OAKVILLE, ONTARIO, Canada) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗foreign

$116.8M RAUM · 2 reps · 905-827-1179

ASESORDEINVERSIONES.COM LTD — (ROAD TOWN, TORTOLA, British Virgin Islands) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · 1-284-340-6935 · asesordeinversiones.com

HOVER4PI CAPITAL MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $132.0M RAUM and 5 advisory reps. IAPD ↗foreign

$132.0M RAUM · 5 reps · 85226399033

SYGNUS CAPITAL LIMTED — (KINGSTON 5, Jamaica) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗foreign

$30.0M RAUM · 3 reps · (876) 634-5005 · sygnusgroup.com

KHAVEEN INVESTMENTS — (KUALA LUMPUR, WILAYAH PERSEKETUAN, Malaysia) is newly SEC-registered with $7.8M RAUM and 3 advisory reps. IAPD ↗foreign

$7.8M RAUM · 3 reps · 60321819701

ZENIT WEALTH ADVISORS, INC. — (PIANTINI, SANTO DOMINGO, Dominican Republic) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign

$0 RAUM · 2 reps · 809-540-2000

TORMA CAPITAL LLP — (LONDON, LONDON, United Kingdom) is newly SEC-registered with $26.5M RAUM and 4 advisory reps. IAPD ↗foreign

$26.5M RAUM · 4 reps · 0044 20 7096 6299 · tormacapital.com

ACASTA PARTNERS UK LLP — (LONDON, United Kingdom) is newly SEC-registered with $36.9M RAUM and 12 advisory reps. IAPD ↗foreign

$36.9M RAUM · 12 reps · +44 20 7901 8300

LAKPA LLC — (VITACURA, SANTIAGO, Chile) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · 56 9 6209 7457

MOSAIC CAPITAL INC. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign

$0 RAUM · 4 reps · 61 468 465 309 · msc.xyz

JEFFERIES CREDIT PARTNERS EUROPE LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗foreign

$0 RAUM · 8 reps · +44 20 7029 8223

RISCURA SOLUTIONS (UK) LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign

$0 RAUM · 3 reps · +44 20 3219 5880 · riscura.com

PRIMARY — (NEW SOUTH WALES, Australia) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign

$0 RAUM · 3 reps · +61423411856 · primary.tech

GEG ADVISORS — (BOGOTA, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · 305-933-8850

CHANAKYA CAPITAL PARTNERS IFSC LLP — (GANDHINAGAR, GUJARAT, India) is newly SEC-registered with $27.1M RAUM and 3 advisory reps. IAPD ↗foreign

$27.1M RAUM · 3 reps · 91-9428205544

RUBEN CANO CONSULTING — (CALI, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · 305-846-0878

GINSLER WEALTH MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $215.5M RAUM and 3 advisory reps. IAPD ↗foreign

$215.5M RAUM · 3 reps · 416-635-7159 · ginslerwealth.com

VERECAN ASSET MANAGEMENT INC. — (HALIFAX, NOVA SCOTIA, Canada) is newly SEC-registered with $0 RAUM and 18 advisory reps. IAPD ↗foreign

$0 RAUM · 18 reps · 902-477-4471

RICHLINE CAPITAL MANAGEMENT INC. — (MARKHAM, ONTARIO, Canada) is newly SEC-registered with $19.1M RAUM and 3 advisory reps. IAPD ↗foreign

$19.1M RAUM · 3 reps · 647-808-0118 · richlinecapital.com

EBCO TRUSTEE SERVICES LTD LIAB. CO. — (CHIASSO, TICINO, Switzerland) is newly SEC-registered with $42.2M RAUM and 3 advisory reps. IAPD ↗foreign

$42.2M RAUM · 3 reps · +41916955090 · ebco.ch

SEVEN HILLS CAPITAL CORP. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign

$0 RAUM · 3 reps · 416-357-0640 · sevenhillscapital.ca

HONESTLY FINANCIAL LLC — (VANCOUVER, BRITISH COLUMBIA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · 1-778-239-8996

FS SPECIALTY LENDING ADVISOR, LLC — FS/EIG ADVISOR, LLC is now doing business as . IAPD ↗institutional

$2.27B RAUM · 26 reps · 215-220-6651 · fsinvestments.com

SUNFLOWER WEALTH ADVISORS LLC — LOGIA PORTFOLIO MANAGEMENT is now doing business as . IAPD ↗institutional

$764.4M RAUM · 3 reps · 844-882-0193

JOHN HANCOCK VARIABLE TRUST ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗institutional

$67.61B RAUM · 28 reps · 617-663-3000 · johnhancock.com

THE VARIABLE ANNUITY LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 4 (64 -> 68). IAPD ↗institutional

$31.78B RAUM · 6 reps · 713-522-1111

SUNAMERICA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (30 -> 32). IAPD ↗institutional

$57.42B RAUM · 13 reps · 201-324-6300 · corebridgefinancial.com

MASON STREET ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (13 -> 14). IAPD ↗institutional

$35.04B RAUM · 13 reps · 414-665-5400

INVESCO CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗institutional

$740.53B RAUM · 38 reps · 800-983-0903

DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗institutional

$24.91B RAUM · 11 reps · 212-454-4500

COMPASS GROUP MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 4 (5 -> 9). IAPD ↗institutional

$4.05B RAUM · 15 reps · 203.221.1703

AMOVA ASSET MANAGEMENT AMERICAS, INC. — NIKKO ASSET MANAGEMENT AMERICAS, INC. is now doing business as . IAPD ↗fund

$9.04B RAUM · 9 reps · 212-610-6100 · us.amova-am.com

SAGARD PRIVATE EQUITY SOLUTIONS — PERFORMANCE EQUITY MANAGEMENT, LLC is now doing business as . IAPD ↗fund

$9.43B RAUM · 12 reps · (203) 742-2400 · peqm.com

BLACK DIAMOND CAPITAL MANAGEMENT — L.L.C. is now doing business as BLACK DIAMOND CAPITAL MANAGEMENT. IAPD ↗fund

$10.55B RAUM · 47 reps · 340-777-2950

M-ONE CAPITAL — MCCARTHY CAPITAL is now doing business as . IAPD ↗fund

$4.13B RAUM · 28 reps · 402-932-8600 · m-onecapital.com

ICG INVESTMENTS INC — INTERMEDIATE CAPITAL GROUP, INC is now doing business as . IAPD ↗fund

$37.74B RAUM · 51 reps · 212-710-9650 · icgam.com

MAN INVESTMENT PARTNERS (US) LP — BARDIN HILL INVESTMENT PARTNERS LP is now doing business as . IAPD ↗fund

$3.82B RAUM · 22 reps · 212-303-9400 · man.com

PABRAI WAGONS ADVISORS — DHANDHO FUNDS LLC is now doing business as . IAPD ↗institutional

$46.5M RAUM · 3 reps · 512.999.7110

REVELAR CAPITAL LLC — WELLSPRING CAPITAL MANAGEMENT GROUP LLC is now doing business as . IAPD ↗fund

$3.86B RAUM · 15 reps · 212-318-9800 · revelarcapital.com

PPC — PRITZKER PRIVATE CAPITAL is now doing business as . IAPD ↗fund

$7.22B RAUM · 49 reps · 312-447-6050 · ppcpartners.com

CYBER HORNET ETFS LLC — ONEFUND, LLC is now doing business as . IAPD ↗institutional

$134.5M RAUM · 1 reps · 7275020808

50T FUNDS — 10T HOLDINGS, LLC is now doing business as . IAPD ↗fund

$1.36B RAUM · 12 reps · 203-441-7300

KENNEDY LEWIS LOAN MANAGEMENT LLC — GENERATE ADVISORS, LLC is now doing business as . IAPD ↗fund

$7.65B RAUM · 44 reps · 212-782-3480

FIRST TRYON ADVISORS — FTA ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗institutional

$123.2M RAUM · 7 reps · 704-926-2453

KING RIDGE CAPITAL ADVISORS, LLC — KING RIDGE CAPITAL LLC is now doing business as . IAPD ↗institutional

$7.0M RAUM · 2 reps · 617-797-2024 · kingridgecapital.com

QUOTIENT WEALTH ASSET MANAGEMENT, LLC — QUOTIENT WEALTH ASSET MANAGEMENT is now doing business as . IAPD ↗institutional

$0 RAUM · 4 reps · 469-912-2522

EMERY PARTNERS LLC — EMERY PARTNERS, LLC is now doing business as . IAPD ↗institutional

$79.7M RAUM · 2 reps · 617-762-0090 · emerypartnersllc.com

COUNTERPOINTE INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗institutional

$684.0M RAUM · 20 reps · 855-431-4400

ARCHER CAPITAL GROUP MANAGEMENT, LLC — ARCHER VENTURE CAPITAL MANAGEMENT LLC is now doing business as . IAPD ↗fund

$285.6M RAUM · 6 reps · 310-916-9599 · archercapg.com

AWANI CAPITAL MANAGEMENT LP — AWANI CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗fund

$259.0M RAUM · 4 reps · (301) 798-5797

DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 3 (703 -> 706). IAPD ↗institutional

$0 RAUM · 146 reps · 212-250-2500 · db.com

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗institutional

$0 RAUM · 15 reps · 866-950-4644

BNY MELLON INVESTMENT ADVISER, INC. — 's Item 11 disclosure-reporting entries rose by 3 (21 -> 24). IAPD ↗fund

$365.42B RAUM · 18 reps · 212-635-8827 · bny.com

VANGUARD GROUP INC — 's Item 11 disclosure-reporting entries rose by 25 (87 -> 112). IAPD ↗fund

$10246.60B RAUM · 330 reps · 610-669-1000

PARTNERS GROUP (USA) INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund

$27.52B RAUM · 267 reps · 212-908-2600 · partnersgroup.com

BROOKFIELD ASSET MANAGEMENT PIC US, LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗fund

$92.29B RAUM · 1610 reps · 212-417-7000 · brookfield.com

BRIDGE INVESTMENT GROUP — 's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗fund

$49.01B RAUM · 300 reps · 801-716-1463 · bridgehomes.com

TZP MANAGEMENT ASSOCIATES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗fund

$2.41B RAUM · 43 reps · 212-398-0300

QIC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund

$7.52B RAUM · 22 reps · 212-224-8900 · qic.com

VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 22 (87 -> 109). IAPD ↗fund

$491.43B RAUM · 84 reps · 610-669-1000 · vanguardoffshore.com

BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 7 (134 -> 141). IAPD ↗institutional

$0 RAUM · 317 reps · 646-743-2734 · bankofamerica.com

ARC70 ADVISERS LP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund

$1.98B RAUM · 9 reps · (415) 322-3260

PARTNERS GROUP US MANAGEMENT CLO LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund

$6.71B RAUM · 0 reps · 212-908-2781

SOURCEROCK GROUP LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund

$2.60B RAUM · 9 reps · 312-361-3360 · sourcerocklp.com

NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 1 (13 -> 14). IAPD ↗fund

$299.97B RAUM · 201 reps · 414-665-1444

WINCORAM ASSET MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund

$8.09B RAUM · 13 reps · 832-791-2320 · wincoram.com

MERK INVESTMENTS LLC — moved its main office from MENLO PARK, CA to PALO ALTO, CA. IAPD ↗institutional

$3.12B RAUM · 5 reps · 650-323-4341

CATALYST CAPITAL ADVISERS LLC — PARK CITIES ADVISORS LLC is now doing business as . IAPD ↗fund

$176.5M RAUM · 2 reps · 469-249-1000

REPUBLIC SQUARE — CROWDOUT CAPITAL is now doing business as . IAPD ↗fund

$130.3M RAUM · 7 reps · 512-900-2646 · crowdout.com

50T FUNDS — 1 ROUNDTABLE PARTNERS LLC is now doing business as . IAPD ↗fund

$103.2M RAUM · 12 reps · (917)648-5689 · 50tfunds.com

TENSOR EDGE CAPITAL, LLC — MATRIX CAPITAL PARTNERS, LLC is now doing business as . IAPD ↗fund

$109.5M RAUM · 3 reps · 617-468-6054

HALBERT WEALTH MANAGEMENT, INC — notice-filed in AZ, CA, CO, FL, IA, LA, MI, MN, NC, NH, NY, OH, VA, WA. IAPD ↗institutional

$72.8M RAUM · 2 reps · 512-263-3800 · halbertwealth.com

MEEDER PUBLIC FUNDS, INC. — notice-filed in IA, NE. IAPD ↗institutional

$59.25B RAUM · 34 reps · 866-633-3371

OPPENHEIMERFUNDS INC — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗fund

$253.9M RAUM · 3 reps · 212-323-0200

CALLODINE CREDIT MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund

$467.2M RAUM · 10 reps · 617-880-7494

BRIDGE NET LEASE FUND MANAGER LLC — 's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗fund

$722.6M RAUM · 10 reps · 801-716-1463 · bridgeig.com

SUNFLOWER WEALTH ADVISORS LLC — moved its main office from LEAWOOD, KS to SALINA, KS. IAPD ↗institutional

$764.4M RAUM · 3 reps · 844-882-0193

NINE MASTS CAPITAL ADVISERS LLC — moved its main office from HONG KONG, to NEW YORK, NY. IAPD ↗institutional

$508.7M RAUM · 1 reps · 85228689973 · ninemasts.com

BLACK LAKE INVESTMENTS LLC — moved its main office from SHOREWOOD, MN to WAYZATA, MN. IAPD ↗institutional

$800.8M RAUM · 3 reps · 215.913.2782 · blacklakeinvestments.com

SMA CAPITAL LLC — moved its main office from STAMFORD, CT to NEW YORK, NY. IAPD ↗institutional

$518.0M RAUM · 7 reps · (860) 839-0074 · smacap.com

TRUEPLAN BENEFIT AND RETIREMENT ADVISORS — notice-filed in CT. IAPD ↗institutional

$4.55B RAUM · 5 reps · 518-431-7600 · trueplanadvisors.com

MONROE CAPITAL BDC ADVISORS, LLC — notice-filed in WA. IAPD ↗institutional

$4.80B RAUM · 14 reps · (312) 258-8300 · monroebdc.com

VEST FINANCIAL LLC — notice-filed in TN. IAPD ↗institutional

$39.30B RAUM · 12 reps · 855-979-6060

NEWFRONT RETIREMENT SERVICES, INC. — notice-filed in DE, IL. IAPD ↗institutional

$649.3M RAUM · 19 reps · 415-754-3635 · newfront.com

REDTREE INVESTMENT GROUP — notice-filed in MO. IAPD ↗institutional

$8.69B RAUM · 5 reps · 888-596-2293 · redtreeinv.com

LAWLEY RETIREMENT ADVISORS — notice-filed in LA. IAPD ↗institutional

$1.95B RAUM · 5 reps · 716-849-8219 · lawleyretirement.com

BLUE OWL INSURANCE SOLUTIONS — notice-filed in OH. IAPD ↗institutional

$22.60B RAUM · 30 reps · (212) 419-3000

DYNASTY WEALTH MANAGEMENT, LLC — notice-filed in AL, MA, TN. IAPD ↗fund

$8.67B RAUM · 1 reps · 727-865-4809

STRATEGIC ASSET ALLIANCE — moved its main office from BELLINGHAM, WA to BELLEVUE, WA. IAPD ↗institutional

$0 RAUM · 4 reps · 360-255-2500 · saai.com

GOBI CAPITAL LLC — moved its main office from SAN FRANCISCO, CA to BEVERLY HILLS, CA. IAPD ↗fund

$2.47B RAUM · 4 reps · 415-288-7288

BLACK DIAMOND CAPITAL MANAGEMENT — moved its main office from STAMFORD, CT to ST. THOMAS, VI. IAPD ↗fund

$10.55B RAUM · 47 reps · 340-777-2950

NEXT LEGACY MANAGEMENT, LLC — moved its main office from PALO ALTO, CA to PORTOLA VALLEY, CA. IAPD ↗fund

$3.65B RAUM · 11 reps · 650-324-5980 · nextlegacy.com

THE PRAEDIUM GROUP LLC — moved its main office from NEW YORK, NY to BOCA RATON, FL. IAPD ↗fund

$1.61B RAUM · 9 reps · 561-831-4030 · praediumgroup.com

FORESITE CAPITAL — moved its main office from LARKSPUR, CA to WEST HOLLYWOOD, CA. IAPD ↗fund

$3.18B RAUM · 20 reps · 310-981-3630

SPRING LAKE EQUITY MANAGEMENT LLC — moved its main office from BOSTON, MA to BURLINGTON, MA. IAPD ↗institutional

$0 RAUM · 2 reps · 617-391-6341

ACTIVANT CAPITAL GROUP LLC — moved its main office from GREENWICH, CT to DARIEN, CT. IAPD ↗fund

$1.28B RAUM · 8 reps · 203-489-9080 · activantcapital.com

SKYKNIGHT CAPITAL, L.P. — moved its main office from SAN FRANCISCO, CA to BURLINGAME, CA. IAPD ↗fund

$4.00B RAUM · 17 reps · 415.914.0782 · skyknightcapital.com

WARREN EQUITY PARTNERS MANAGER, L.P. — moved its main office from JACKSONVILLE, FL to JACKSONVILLE BEACH, FL. IAPD ↗fund

$5.16B RAUM · 27 reps · 904-746-7027 · warrenequity.com

EDISON PARTNERS MANAGEMENT, LLC — moved its main office from PRINCETON, NJ to NASHVILLE, TN. IAPD ↗fund

$2.39B RAUM · 14 reps · (609) 896-1900

ELITE PORTFOLIOS — moved its main office from ALPHARETTA, GA to CARMEL BY THE SEA, CA. IAPD ↗institutional

$497,372 RAUM · 0 reps · 402-670-7704 · elitetamp.com

JB WEALTH ADVISORS LLC — moved its main office from NORFOLK, VA to NASHVILLE, TN. IAPD ↗institutional

$0 RAUM · 0 reps · 615-560-8268

VARCOV CO. — moved its main office from GLASTONBURY, CT to DARIEN, CT. IAPD ↗institutional

$150.1M RAUM · 2 reps · 203-543-9165 · varcov.com

3(38) INVESTMENT FIDUCIARIES — notice-filed in NJ. IAPD ↗institutional

$842.6M RAUM · 3 reps · (818) 296-9529 · 338investmentfiduciaries.com

FCA PARTNERS, LLC — notice-filed in FL. IAPD ↗institutional

$741.2M RAUM · 6 reps · 704-972-2684 · fcapartners.com

CURAFIN ADVISORS — notice-filed in CA. IAPD ↗institutional

$448.4M RAUM · 3 reps · 480-284-7080 · curafinadvisors.com

DIGITAL ASSET MANAGEMENT — notice-filed in CA, CO, DE, FL, GA, MD, NJ, NV, NY, OR, TX, UT, VA, WY. IAPD ↗fund

$0 RAUM · 1 reps · 602-910-1254 · damx.us

WEDBUSH FUND ADVISERS, LLC — notice-filed in TX. IAPD ↗institutional

$754.2M RAUM · 2 reps · 213-688-8000 · wedbushfunds.com

CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLC — notice-filed in CA. IAPD ↗institutional

$283.1M RAUM · 4 reps · 212-888-1433

CAPITAL CLIENT GROUP, INC. — notice-filed in AZ, RI. IAPD ↗institutional

$0 RAUM · 699 reps · 213-486-9200

COURAGE CAPITAL MANAGEMENT, LLC — notice-filed in IL, MD. IAPD ↗fund

$1.44B RAUM · 10 reps · 615-369-0110 · couragecap.com (password protected)

SALUDA GRADE ASSET MANAGEMENT LLC — notice-filed in GA, MA. IAPD ↗fund

$5.87B RAUM · 21 reps · 1 646 974 8560 · saludagrade.com

CORIENT IA LLC — notice-filed in MI, NJ. IAPD ↗fund

$3.68B RAUM · 41 reps · (305) 735-2020

SARMAYA PARTNERS, LLC — notice-filed in CA, NJ. IAPD ↗institutional

$6.0M RAUM · 4 reps · 303-520-2419 · sarmayapartners.com

POLAR CAPITAL (AMERICA) CORPORATION — moved its main office from DARIEN, CT to TAMPA, FL. IAPD ↗fund

$505.6M RAUM · 6 reps · 011442072272700 · polarcapital.co.uk

HEADLANDS CAPITAL — moved its main office from SAN FRANCISCO, CA to NEW YORK, NY. IAPD ↗fund

$896.3M RAUM · 7 reps · 415-263-7300 · headlandscap.net

SPRING LAKE EQUITY GP LLC — moved its main office from BOSTON, MA to BURLINGTON, MA. IAPD ↗fund

$295.0M RAUM · 2 reps · 617 391 6341 · springlakeequitypartners.com

TURNBRIDGE CAPITAL, LLC — moved its main office from DALLAS, TX to LITTLE ELM, TX. IAPD ↗fund

$279.7M RAUM · 5 reps · 214-624-5010 · turnbridgecapital.com

EXTRACT ADVISORS — moved its main office from LOS ANGELES, CA to CALABASAS, CA. IAPD ↗fund

$651.6M RAUM · 9 reps · 212 255 0972 · extractcapital.com

HAZOOR PARTNERS, LLC — moved its main office from AUSTIN, TX to FORT WORTH, TX. IAPD ↗fund

$393.1M RAUM · 6 reps · 458-203-0665 · hazoorpartners.com

GREENSLEDGE ASSET MANAGEMENT LLC — moved its main office from SIMSBURY, CT to GLASTONBURY, CT. IAPD ↗fund

$606.0M RAUM · 3 reps · 860-256-4952 · greensledge.com

MMA SECURITIES LLC — notice-filed in PR. IAPD ↗institutional

$0 RAUM · 110 reps · 212-345-5000 · mmaprosperwise.com

CERBERUS CAPITAL MANAGEMENT, L.P. — notice-filed in ME. IAPD ↗fund

$85.77B RAUM · 273 reps · 212-891-2100

SWBC INVESTMENT ADVISORY SERVICES LLC — notice-filed in NE. IAPD ↗institutional

$0 RAUM · 7 reps · 512-807-2606 · swbc.com

C-III INVESTMENT MANAGEMENT LLC — notice-filed in TN. IAPD ↗fund

$3.05B RAUM · 30 reps · 212-705-5000 · c3cp.com

HAYFIN CAPITAL MANAGEMENT LLC — notice-filed in CA. IAPD ↗fund

$1.63B RAUM · 16 reps · 212 680 0011 · hayfin.com

"THE PILOT'S ADVISOR," LLC — notice-filed in NE. IAPD ↗institutional

$0 RAUM · 1 reps · 843-475-3038 · retirepilots.com

MARCADO ASSET MANAGEMENT LLC — notice-filed in FL. IAPD ↗institutional

$26.8M RAUM · 3 reps · 210-320-1171

RETIREMENT RESEARCHER, LLC — notice-filed in DE. IAPD ↗institutional

$0 RAUM · 2 reps · 833-828-9811

KIRKOSWALD ASSET MANAGEMENT LLC — notice-filed in FL. IAPD ↗fund

$16.09B RAUM · 18 reps · 1-332-207-4650

ISLAND INVESTMENT MANAGEMENT LLC — notice-filed in TN. IAPD ↗fund

$1.49B RAUM · 30 reps · 212-705-5000 · islandcapital.com

BHARCAP PARTNERS, LLC — notice-filed in FL. IAPD ↗fund

$2.31B RAUM · 7 reps · 203-489-7770 · bharcap.com

TRIARTISAN CAPITAL ADVISORS LLC — notice-filed in FL. IAPD ↗fund

$1.26B RAUM · 5 reps · (212) 609-0620 · triartisan.com

ALPHABIT INVESTMENTS, LLC — notice-filed in WI. IAPD ↗institutional

$6.6M RAUM · 2 reps · 641-251-6001 · alphabitinvestments.com

MILLENNIUM TVP MANAGEMENT CO., LLC — moved its main office from NEW YORK, NY to CROSS RIVER, NY. IAPD ↗fund

$157.5M RAUM · 5 reps · 646-521-7800 · mtvlp.com

IBS CAPITAL LLC — moved its main office from BOSTON, MA to MEDFIELD, MA. IAPD ↗fund

$117.9M RAUM · 2 reps · 617-261-5327 · ibscapital.com

LEO FUND SERVICES, LLC — moved its main office from ISELIN, NJ to EDISON, NJ. IAPD ↗fund

$167.9M RAUM · 5 reps · 732-903-2600

LAKE WHILLANS CAPITAL PARTNERS LLC — moved its main office from DALLAS, TX to PLANO, TX. IAPD ↗fund

$246.1M RAUM · 4 reps · (646) 389-1032 · lakewhillans.com

CEDAR SPRINGS ADVISORS, LLC — moved its main office from DALLAS, TX to ADDISON, TX. IAPD ↗fund

$232.2M RAUM · 5 reps · 214-495-1562 · cedarspringscapital.com

MCT ENTERTAINMENT ADVISORS LLC — moved its main office from LOS ANGELES, CA to WEST HOLLYWOOD, CA. IAPD ↗fund

$153.9M RAUM · 6 reps · 310-650-1526

NOVAWAVE CAPITAL — moved its main office from PALO ALTO, CA to MENLO PARK, CA. IAPD ↗fund

$90.0M RAUM · 5 reps · 781-710-3455 · novawavecapital.com

CIBC GLOBAL ASSET MANAGEMENT — CIBC ASSET MANAGEMENT INC. is now doing business as . IAPD ↗foreign

$141.77B RAUM · 362 reps · 877-363-5620

AMOVA ASSET MANAGEMENT CO.,LTD. — NIKKO ASSET MANAGEMENT CO LTD is now doing business as . IAPD ↗foreign

$213.77B RAUM · 140 reps · 81-3-6447-6000

AMOVA ASSET MANAGEMENT UK LIMITED — NIKKO ASSET MANAGEMENT EUROPE LTD is now doing business as . IAPD ↗foreign

$18.21B RAUM · 17 reps · INTL + 44 207796 9866

CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED — MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED is now doing business as . IAPD ↗foreign

$9.61B RAUM · 35 reps · 44 131 229 5252

KIRKOSWALD CAPITAL MANAGEMENT LIMITED — EMSO ASSET MANAGEMENT LIMITED is now doing business as . IAPD ↗foreign

$4.42B RAUM · 7 reps · +44-207-150-3700 · kirkoswald.com

INVESCO MANAGEMENT S.A. — INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH is now doing business as . IAPD ↗foreign

$42.57B RAUM · 33 reps · +32 2 641 0170

MAGELLAN INVESTMENT PARTNERS — MFG ASSET MANAGEMENT is now doing business as . IAPD ↗foreign

$21.75B RAUM · 33 reps · +61-2-9235-4888 · magellaninvestmentpartners.com

AMOVA ASSET MANAGEMENT ASIA LIMITED — NIKKO ASSET MANAGEMENT ASIA LIMITED is now doing business as . IAPD ↗foreign

$10.81B RAUM · 76 reps · 65-6500-5700 · sg.amova-am.com

KEYRIDGE ASSET MANAGEMENT LIMITED — IRISH LIFE INVESTMENT MANAGERS LIMITED is now doing business as . IAPD ↗foreign

$135.73B RAUM · 28 reps · 00 353 1 704 2000 · ilim.com

TAULA CAPITAL MANAGEMENT (JERSEY) LP — TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED is now doing business as . IAPD ↗foreign

$160.37B RAUM · 3 reps · 44-20-4570-2067 · taulacapital.com

ALIDADE CAPITAL, LLC — notice-filed in CO. IAPD ↗fund

$551.3M RAUM · 12 reps · 248-593-7878 · alidadecapital.com

LYRIC CAPITAL MANAGEMENT GROUP, L.P. — notice-filed in NY. IAPD ↗fund

$682.7M RAUM · 6 reps · 646-416-7103

GREENSLEDGE ASSET MANAGEMENT LLC — notice-filed in TX. IAPD ↗fund

$606.0M RAUM · 3 reps · 860-256-4952 · greensledge.com

EMBASSY ASSET MANAGEMENT LP — notice-filed in NY. IAPD ↗fund

$426.7M RAUM · 2 reps · 862.278.2113 · embassyfunds.com

DEEPWATER ASSET MANAGEMENT, LLC — notice-filed in DE. IAPD ↗fund

$457.7M RAUM · 6 reps · 612-424-1393

LORD ABBETT PRIVATE CREDIT ADVISOR LLC — notice-filed in IL. IAPD ↗fund

$844.7M RAUM · 188 reps · 201-827-2000 · lordabbett.com

NIGHTVIEW CAPITAL, LLC — notice-filed in FL. IAPD ↗fund

$154.2M RAUM · 4 reps · (866) 666-7156

DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗foreign

$178.52B RAUM · 71 reps · 49 69 910 12371

HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (15 -> 16). IAPD ↗foreign

$128.35B RAUM · 104 reps · 852-2284-1111

DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (138 -> 141). IAPD ↗foreign

$1.44B RAUM · 8 reps · 011 612 8258 1234 · dws.com

BURGUNDY ASSET MANAGEMENT LTD. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign

$20.66B RAUM · 56 reps · (416) 869-3222

DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (142 -> 145). IAPD ↗foreign

$16.60B RAUM · 88 reps · 44 207 547 5344

DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗foreign

$2.41B RAUM · 16 reps · 852-2203-8888 · etf.dws.com

MERRICKS CAPITAL PTY LTD — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign

$2.10B RAUM · 23 reps · +613 8319 8111 · merrickscapital.com

QIC INVESTMENTS NO. 1 PTY LTD — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign

$5.48B RAUM · 37 reps · 011-617-3360-3922

GULF INTERNATIONAL BANK (UK) LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗foreign

$4.81B RAUM · 16 reps · +44 207259 3456

STRATEGIC SWISS ADVISORS AG — STRATEGIC SWISS ADVISORS SARL is now doing business as . IAPD ↗foreign

$46.5M RAUM · 1 reps · +41 58 680 64 10 · strategic-swiss-advisors.com

LEGACY PRIVATE CLIENT SERVICES — ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗foreign

$0 RAUM · 1 reps · 514-782-5966

TH GARP ETFS — TH GARP is now doing business as . IAPD ↗foreign

$0 RAUM · 1 reps · +447778863790

MANRKE WEALTH — INUKSHUK CAPITAL MANAGEMENT is now doing business as . IAPD ↗foreign

$73.9M RAUM · 2 reps · 647-948-3048 · inukshukcapital.com

1832 ASSET MANAGEMENT U.S. INC. — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗foreign

$922.3M RAUM · 77 reps · 416-840-7986

FIRST TRUST GLOBAL PORTFOLIOS LTD. — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗foreign

$211.2M RAUM · 3 reps · +44 203 195 7121 · ftglobalportfolios.com

NETWORTH CAPITAL — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign

$3.7M RAUM · 1 reps · +525515008812

INVESCO MANAGEMENT S.A. — moved its main office from FRANKFURT, to LUXEMBOURG, . IAPD ↗foreign

$42.57B RAUM · 33 reps · +32 2 641 0170

TAULA CAPITAL MANAGEMENT (DIFC) LTD — moved its main office from DUBAI, to ST HELIER, . IAPD ↗foreign

$158.48B RAUM · 2 reps · +97 14323 0800

NATIONWIDE FUND ADVISORS — changed its website from nationwide.com to nationwidefinancial.com. IAPD ↗institutional

$77.76B RAUM · 21 reps · 614-677-7300 · nationwidefinancial.com

DEEP BLUE INVESTMENT ADVISORS — changed its website from fl-fit.com to deepblue-inv.com. IAPD ↗institutional

$15.71B RAUM · 9 reps · 813-238-4800 · deepblue-inv.com

PTMA INVESTMENT ADVISORS — changed its website from wyomingclass.com to nebraskaclass.com. IAPD ↗institutional

$94.21B RAUM · 13 reps · 855-395-3954 · nebraskaclass.com

PICTET NORTH AMERICA ADVISORS SA — notice-filed in MN, SD. IAPD ↗foreign

$4.69B RAUM · 18 reps · +41.22.307.9000 · pnaa.pictet.com

AMELIORA WEALTH MANAGEMENT LTD. — notice-filed in GA, RI, TN. IAPD ↗foreign

$877.7M RAUM · 9 reps · +41 43 336 10 90

SQUARE ADVISORS, LLC — moved its main office from MILAN, to LONDON, . IAPD ↗foreign

$311.7M RAUM · 1 reps · +1 212 207 4450 · squareadvisors.com

CHANAKYA CAPITAL PARTNERS — moved its main office from EBENE, to TRIANON, . IAPD ↗foreign

$328.1M RAUM · 2 reps · + 230 471 3213

UNIVERSAL FINANCIAL SERVICES INC. — changed its website from lastenemostodas.com to universallifepr.com. IAPD ↗institutional

$337.5M RAUM · 1 reps · (787) 706-7095 · universallifepr.com

CIBC GLOBAL ASSET MANAGEMENT — notice-filed in MA. IAPD ↗foreign

$141.77B RAUM · 362 reps · 877-363-5620

CARDINAL POINT WEALTH MANAGEMENT — notice-filed in HI. IAPD ↗foreign

$3.98B RAUM · 24 reps · 866-213-2036 · sportsmgt.cardinalpointwealth.com

VALUEQUEST INVESTMENT ADVISORS PRIVATE LTD — notice-filed in CA. IAPD ↗foreign

$2.24B RAUM · 20 reps · 022-69925500

STRATEGIC SWISS ADVISORS AG — moved its main office from GENEVA, to WOLLERAU, . IAPD ↗foreign

$46.5M RAUM · 1 reps · +41 58 680 64 10 · strategic-swiss-advisors.com

AMOVA ASSET MANAGEMENT AMERICAS, INC. — changed its website from americas.nikkoam.com to us.amova-am.com. IAPD ↗fund

$9.04B RAUM · 9 reps · 212-610-6100 · us.amova-am.com

SALI FUND SERVICES — changed its website from saliportal.com to sali.com. IAPD ↗fund

$33.71B RAUM · 5 reps · 512-735-7254 · sali.com

M-ONE CAPITAL — changed its website from mccarthycapital.com to m-onecapital.com. IAPD ↗fund

$4.13B RAUM · 28 reps · 402-932-8600 · m-onecapital.com

MAN INVESTMENT PARTNERS (US) LP — changed its website from bardinhill.com to man.com. IAPD ↗fund

$3.82B RAUM · 22 reps · 212-303-9400 · man.com

REVELAR CAPITAL LLC — changed its website from wellspringcapital.com to revelarcapital.com. IAPD ↗fund

$3.86B RAUM · 15 reps · 212-318-9800 · revelarcapital.com

RIDGEWOOD INFRASTRUCTURE — changed its website from ryze.com to slideshare.net. IAPD ↗fund

$1.88B RAUM · 12 reps · 212-867-0050 · slideshare.net

SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC — changed its website from soundpointcap.com to cre.soundpointcap.com. IAPD ↗fund

$2.60B RAUM · 17 reps · 212-895-2280 · cre.soundpointcap.com

STEPSTONE GROUP PRIVATE DEBT LLC — changed its website from stepstonegroup.com to vimeo.com. IAPD ↗fund

$3.25B RAUM · 0 reps · 858-558-9700 · vimeo.com

PROSPERA FUNDS, INC. — changed its website from prosperaf.com to prosperafunds.com. IAPD ↗institutional

$0 RAUM · 2 reps · (512) 660-8038 · prosperafunds.com

MCA CROSS BORDER ADVISORS INC. — notice-filed in AZ, NY. IAPD ↗foreign

$14.8M RAUM · 2 reps · 514-940-8066

WELLINGTON-ALTUS USA INC. — notice-filed in NE, TN. IAPD ↗foreign

$126.9M RAUM · 69 reps · 888-315-8729

WELLSPRING CAPITAL MANAGEMENT LLC — changed its website from wellspringcapital.com to revelarcapital.com. IAPD ↗fund

$401.7M RAUM · 15 reps · 212-318-9800 · revelarcapital.com

FS TACTICAL ADVISOR, LLC — changed its website from fsnydig.com to music.amazon.com. IAPD ↗fund

$294.2M RAUM · 25 reps · (215)220-6651 · music.amazon.com

ARCHER CAPITAL GROUP MANAGEMENT, LLC — changed its website from archervc.com to archercapg.com. IAPD ↗fund

$285.6M RAUM · 6 reps · 310-916-9599 · archercapg.com

MCA CROSS BORDER CAPITAL INC. — notice-filed in CA. IAPD ↗foreign

$23.8M RAUM · 1 reps · 1-877-839-7111

ZEPHYR MANAGEMENT, L.P. — changed its website from zmlp.com to zephyrpeacock.com. IAPD ↗fund

$215.8M RAUM · 12 reps · 212-508-9400 · zephyrpeacock.com

BITWISE INVESTMENT MANAGER, LLC — changed its website from bwebetf.com to btopetf.com. IAPD ↗fund

$67.8M RAUM · 7 reps · 415-707-3663 · btopetf.com

50T FUNDS — changed its website from 1rtfund.com to 50tfunds.com. IAPD ↗fund

$103.2M RAUM · 12 reps · (917)648-5689 · 50tfunds.com

SECONDMARKET FINANCIAL, LLC — changed its website from vimeo.com to secondmarket.com. IAPD ↗fund

$29.9M RAUM · 3 reps · 646-968-7000 · secondmarket.com

ISAM FUNDS (UK) LIMITED — changed its website from isamfunds.com to isam.com. IAPD ↗foreign

$2.33B RAUM · 44 reps · 44 207 258 9940 · isam.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.