Marketing & brand — March 2025
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
702 firms opened this window in the March 2025 SEC roster: 423 state expansion, 114 new registration, 50 disclosure added, 50 website changed, 33 rename, 32 relocation.
98
WILLS FINANCIAL GROUP, LLC — (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
95
VORPAHL WING SECURITIES, INC. — (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
95
PARAGON ASSET MANAGEMENT INC. — (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
95
TRIDENT ADVISORS INC — (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
95
FIRST AND MAIN FINANCIAL — (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
95
ABEL FINANCIAL MANAGEMENT CO. — (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC — (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
95
MOORE FINANCIAL ADVISORS, LTD. — (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
95
BEANTOWN FINANCIAL ADVISORS LLC — (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
95
JMH WEALTH MANAGEMENT, LLC — (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
95
DECISION INVESTMENTS, INC. — (SAN DIEGO, CA) is newly SEC-registered with $131.8M RAUM and 2 advisory reps. IAPD ↗
95
HUNTER STREET INVESTMENT ADVISORS LLC — (APEX, NC) is newly SEC-registered with $112.0M RAUM and 8 advisory reps. IAPD ↗
95
HEPWORTH EQUITY PARTNERS, LLC — (WOLFEBORO, NH) is newly SEC-registered with $120.0M RAUM and 2 advisory reps. IAPD ↗
95
BANNERSTONE CAPITAL — (WAYZATA, MN) is newly SEC-registered with $141.1M RAUM and 3 advisory reps. IAPD ↗
95
TARHEEL ADVISORS, LLC — (GREENSBORO, NC) is newly SEC-registered with $117.6M RAUM and 2 advisory reps. IAPD ↗
95
SPARROW WEALTH MANAGEMENT — (ORLANDO, FL) is newly SEC-registered with $117.9M RAUM and 1 advisory reps. IAPD ↗
95
CORE PLANNING — (ST. LOUIS, MO) is newly SEC-registered with $62.3M RAUM and 32 advisory reps. IAPD ↗
95
WACKER & ASSOCIATES, INC. — (JACKSON, MN) is newly SEC-registered with $141.7M RAUM and 2 advisory reps. IAPD ↗
95
KASSIRA WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
95
ARK ADVISORS LLC — (BLOOMINGTON, IL) is newly SEC-registered with $170.3M RAUM and 2 advisory reps. IAPD ↗
95
THE SHER WEALTH MANAGEMENT GROUP — (NEEDHAM, MA) is newly SEC-registered with $129.6M RAUM and 2 advisory reps. IAPD ↗
95
REVO FINANCIAL, LLC — (location n/a) is newly SEC-registered with $118.6M RAUM and 3 advisory reps. IAPD ↗
95
STRIVUS WEALTH PARTNERS LLC — (JACKSONVILLE BEACH, FL) is newly SEC-registered with $139.3M RAUM and 3 advisory reps. IAPD ↗
95
EMERALD ASSET MANAGEMENT, INC. — (ROCKY MOUNT, NC) is newly SEC-registered with $110.4M RAUM and 1 advisory reps. IAPD ↗
95
RAI WEALTH MANAGEMENT — (PLACENTIA, CA) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
95
GA PINCUS FUNDS, LLC — (location n/a) is newly SEC-registered with $57.4M RAUM and 1 advisory reps. IAPD ↗
95
DERIVE WEALTH — (PASADENA, CA) is newly SEC-registered with $112.6M RAUM and 1 advisory reps. IAPD ↗
95
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC — (WAYNE, PA) is newly SEC-registered with $124.2M RAUM and 3 advisory reps. IAPD ↗
95
BOLT FINANCIAL GROUP, INC — (WORTHINGTON, OH) is newly SEC-registered with $107.6M RAUM and 4 advisory reps. IAPD ↗
95
LIFEPOINT PLANNING — (SCHAUMBURG, IL) is newly SEC-registered with $118.9M RAUM and 3 advisory reps. IAPD ↗
95
BENCHMARK FINANCIAL, LLC — (GREENVILLE, DE) is newly SEC-registered with $100.3M RAUM and 3 advisory reps. IAPD ↗
95
OUI FINANCIAL — (location n/a) is newly SEC-registered with $101.4M RAUM and 3 advisory reps. IAPD ↗
95
PLUS GROUP WEALTH ADVISORS, LLC — (BELGIUM, WI) is newly SEC-registered with $137.1M RAUM and 3 advisory reps. IAPD ↗
95
WRIGHT WEALTH STRATEGIES, LLC — (SAN LUIS OBISPO, CA) is newly SEC-registered with $127.6M RAUM and 1 advisory reps. IAPD ↗
95
21 WEST WEALTH MANAGEMENT LLC — (TUSTIN, CA) is newly SEC-registered with $106.9M RAUM and 2 advisory reps. IAPD ↗
95
ARBORFI ADVISORS, LLC — (ANN ARBOR, MI) is newly SEC-registered with $114.2M RAUM and 2 advisory reps. IAPD ↗
95
EUDAIMONIA WEALTH — (BUFFALO, NY) is newly SEC-registered with $28.5M RAUM and 1 advisory reps. IAPD ↗
95
OPTIMA CAPITAL MANAGEMENT — (TEMPE, AZ) is newly SEC-registered with $116.5M RAUM and 4 advisory reps. IAPD ↗
95
CORAL WEALTH MANAGEMENT, LLC — (MIAMI, FL) is newly SEC-registered with $104.1M RAUM and 1 advisory reps. IAPD ↗
95
CHESTNUT STREET INVESTMENT COUNSEL, LLC — (LANCASTER, PA) is newly SEC-registered with $104.1M RAUM and 3 advisory reps. IAPD ↗
95
HARBOR HILLS FINANCIAL ADVISORS — (MONTECITO, CA) is newly SEC-registered with $116.0M RAUM and 3 advisory reps. IAPD ↗
95
ALTAMIRA FINANCIAL GROUP, LLC — (SANTA FE, NM) is newly SEC-registered with $115.9M RAUM and 3 advisory reps. IAPD ↗
95
PLAN2THRIVE FINANCIAL — (ELDRIDGE, IA) is newly SEC-registered with $119.3M RAUM and 5 advisory reps. IAPD ↗
95
CALCULATED WEALTH — (MADISON, WI) is newly SEC-registered with $129.0M RAUM and 4 advisory reps. IAPD ↗
95
TSG ALPHA PARTNERS, LLC — (RONKONKOMA, NY) is newly SEC-registered with $74.5M RAUM and 6 advisory reps. IAPD ↗
95
VERUS WEALTH MANAGEMENT — (DE PERE, WI) is newly SEC-registered with $117.6M RAUM and 1 advisory reps. IAPD ↗
95
HOBBS WEALTH MANAGEMENT — (ZIONSVILLE, IN) is newly SEC-registered with $116.5M RAUM and 1 advisory reps. IAPD ↗
95
PLAN TO PROSPER WEALTH MANAGEMENT — (ORMOND BEACH, FL) is newly SEC-registered with $149.1M RAUM and 1 advisory reps. IAPD ↗
95
95
SOUND ADVISORY — (location n/a) is newly SEC-registered with $69.9M RAUM and 5 advisory reps. IAPD ↗
95
AVISE FINANCIAL — (LOS ANGELES, CA) is newly SEC-registered with $125.9M RAUM and 4 advisory reps. IAPD ↗
95
BALANCE WEALTH — (COLUMBUS, OH) is newly SEC-registered with $187.6M RAUM and 4 advisory reps. IAPD ↗
95
AVIATOR'S WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUE DIAMOND CAPITAL INVESTMENT ADVISORS — (PROVO, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ELITE WEALTH MANAGEMENT, INC. — (PLOVER, WI) is newly SEC-registered with $153.4M RAUM and 4 advisory reps. IAPD ↗
95
HONEOYE FALLS CAPITAL LLC — (HONEOYE FALLS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MADRID WEALTH MANAGEMENT — (ALBUQUERQUE, NM) is newly SEC-registered with $127.3M RAUM and 2 advisory reps. IAPD ↗
95
COQUINA PRIVATE WEALTH ADVISORS — (PORT CHARLOTTE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
PROSPER PRIVATE WEALTH — (MESA, AZ) is newly SEC-registered with $112.7M RAUM and 3 advisory reps. IAPD ↗
95
STATERA WEALTH MANAGEMENT — (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
MATTERS CAPITAL LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SANTARA WEALTH MANAGEMENT LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
PARKWAY WEALTH MANAGEMENT GROUP, LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
95
BASECAMP WEALTH ADVISORS, LLC — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
ARGO WEALTH ADVISORY, LLC — (VIENNA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ANCHOR POINT FINANCIAL — (BAKERSFIELD, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SYNERGY CAPITAL — (FORT COLLINS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
EXPATRIATE FINANCIAL STRATEGIES LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
ILLUMINATE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $600 RAUM and 1 advisory reps. IAPD ↗
95
CAPSTONE RIA — (BELLINGHAM, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PRESINT ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STEADTRUST — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BETTEREDGE CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $75.0M RAUM and 1 advisory reps. IAPD ↗
95
NJORD CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PERSIMMON CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARROW INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RIVER CRESCENT ADVISORS, LLC — (SUFFOLK, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STORGATE, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WILKERSON ADVISORY GROUP LLC — (COLUMBIA, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
TRUMAN WEALTH ADVISORS — (COLUMBIA, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXCELSIOR ADVISOR NETWORK LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ANGLIN INVESTMENT PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AP INVESTMENT MANAGEMENT — (MOUNTAIN VIEW, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BRANCHES + ROOTS INVESTMENT MANAGEMENT — (SARATOGA SPRINGS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PRAESTANTIA CAPITAL, LLC — (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIGHTCAP FINANCIAL GROUP, LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BRAYPARK WEALTH MANAGEMENT — (COSTA MESA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
60
PINKERTON WEALTH PARTNERS — LLC is now doing business as PINKERTON WEALTH PARTNERS. IAPD ↗
60
D'ORAZIO WEALTH ADVISORS — D'ORAZIO & ASSOCIATES, INC. is now doing business as . IAPD ↗
60
WEALTHCROSSING — SBK FINANCIAL, INC. is now doing business as . IAPD ↗
60
MILLBURN RIDGEFIELD LLC — MILLBURN RIDGEFIELD CORPORATION is now doing business as . IAPD ↗
60
C2 PRIVATE WEALTH — STRATEGIC INVESTMENT ADVISORS, LLC is now doing business as . IAPD ↗
60
CAPTRUST WEALTH ADVISORS — CAPTRUST FINANCIAL ADVISORS is now doing business as . IAPD ↗
58
APC FINANCIAL PLANNING — ASSET PLANNING CORPORATION is now doing business as . IAPD ↗
58
CULLEN INVESTMENT GROUP — CULLEN ASSET MANAGEMENT is now doing business as . IAPD ↗
58
GUARDIAN WEALTH MANAGEMENT, LLC — GUARDIAN WEALTH MANAGEMENT, INC. is now doing business as . IAPD ↗
58
ADVOCATES WEALTH PLANNING — THE ADVOCATES is now doing business as . IAPD ↗
58
ESSEX PRIVATE WEALTH MANAGEMENT LLC — ESSEX PRIVATE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
58
HAPANOWICZ FINANCIAL — HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT is now doing business as . IAPD ↗
58
FOURPATH CAPITAL MANAGEMENT, LLC — PROSPERA PRIVATE WEALTH, LLC is now doing business as . IAPD ↗
58
FEFA FINANCIAL — VCI WEALTH MANAGEMENT LLC is now doing business as . IAPD ↗
58
STONEBROOK PRIVATE LLC — STONEBROOK PRIVATE INC. is now doing business as . IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 98 (112 -> 210). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 3 (334 -> 337). IAPD ↗
55
CITIGROUP GLOBAL MARKETS INC. — 's Item 11 disclosure-reporting entries rose by 2 (203 -> 205). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (322 -> 325). IAPD ↗
55
AEGIS CAPITAL CORP. — 's Item 11 disclosure-reporting entries rose by 1 (35 -> 36). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (657 -> 660). IAPD ↗
55
SANTANDER SECURITIES — 's Item 11 disclosure-reporting entries rose by 3 (23 -> 26). IAPD ↗
55
BLACKROCK ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (28 -> 30). IAPD ↗
55
VANGUARD ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 5 (12 -> 17). IAPD ↗
55
BLACKROCK FINANCIAL MANAGEMENT, INC — 's Item 11 disclosure-reporting entries rose by 2 (40 -> 42). IAPD ↗
55
TRANSAMERICA RETIREMENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗
55
BLACKROCK CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 2 (31 -> 33). IAPD ↗
55
BLACKROCK INVESTMENT MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗
55
WESTERN ASSET MANAGEMENT COMPANY — 's Item 11 disclosure-reporting entries rose by 5 (3 -> 8). IAPD ↗
55
WELLS FARGO INVESTMENT INSTITUTE, INC. — 's Item 11 disclosure-reporting entries rose by 1 (88 -> 89). IAPD ↗
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 5 (10 -> 15). IAPD ↗
55
LRI INVESTMENTS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
FINANCIAL STRATEGIES GROUP — CLASSIC ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗
55
KRAEMATON INVESTMENT ADVISORS, INC. — KRAEMATON INVESTMENT ADVISORS, INC is now doing business as . IAPD ↗
55
BRADFORD FINANCIAL SERVICES CORP — BRADFORD FINANCIAL SERVICES, INC. is now doing business as . IAPD ↗
55
KLEINHENZ & ASSOCIATES LTD. — KLEINHENZ & ASSOCIATES, LTD. is now doing business as . IAPD ↗
55
LARSON FINANCIAL PLANNING INC. — LARSON FINANCIAL PLANNING, INC. is now doing business as . IAPD ↗
55
PARADY WEALTH MANAGEMENT — BLUEPRINT WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
ONE WEALTH INVESTORS — ONEWEALTH is now doing business as . IAPD ↗
55
ALGORITHMIC INVESTMENT MODELS — BEAUMONT CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
55
SIMPLEVISOR — RIA GLOBAL RESEARCH, LLC is now doing business as . IAPD ↗
55
VINCENT WEALTH ADVISORS LLC — VINCENT WEALTH ADVISORS, LLC is now doing business as . IAPD ↗
55
NORTHERN TRUST SECURITIES, INC — notice-filed in AK, AL, AR, DE, IA, ID, KS, MS, MT, ND, NE, NM, RI, SD, VI, WV, WY. IAPD ↗
55
CITY NATIONAL SECURITIES, INC. — notice-filed in ID, IL, IN, KS, MN, OK, PA, UT. IAPD ↗
55
GUYASUTA INVESTMENT ADVISORS, INCORPORATED — notice-filed in MA, ME, NY, OH, OR. IAPD ↗
55
SAX WEALTH ADVISORS, LLC — notice-filed in CO, DC, GA, IL, ME, OH. IAPD ↗
55
SCS CAPITAL MANAGEMENT LLC — notice-filed in AL, AZ, IN, KY, MS, NM, NV, OK. IAPD ↗
55
TRAJAN WEALTH, L.L.C. — notice-filed in AK, AL, CT, DC, DE, KS, KY, MA, MD, MS, NJ, OH, VT. IAPD ↗
53
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
MCRAE CAPITAL MANAGEMENT INC. — notice-filed in CT, NH, UT, VT, WA. IAPD ↗
53
DIVERSIFIED MANAGEMENT INC — notice-filed in GA, MI, NY, OH. IAPD ↗
53
WESTWIND CAPITAL — notice-filed in FL, MA, NC, NE, NV. IAPD ↗
53
HALTER FERGUSON FINANCIAL INC — notice-filed in CO, IL, MI, NJ, TN, WA. IAPD ↗
53
OAKWOOD CAPITAL, INC. — notice-filed in DE, MD, NC, PA, VA. IAPD ↗
53
STRATEGIC FINANCIAL CONCEPTS, LLC — notice-filed in GA, HI, IL, IN, KS, KY, MA, MD, MI, NC, NE, NJ, NV, OH, OR, PA, SC. IAPD ↗
53
WISE WEALTH, LLC — notice-filed in AZ, DC, IL, NC, NY, PA. IAPD ↗
53
SAGEGUARD FINANCIAL GROUP, LLC — notice-filed in AL, AR, CA, CO, IL, IN, MN, NE, NY, OK, SC, SD, VA, WA. IAPD ↗
53
GUERRA WEALTH ADVISORS — notice-filed in CA, GA, LA, NC, NH, NJ, NY, TX. IAPD ↗
53
PAX FINANCIAL GROUP — notice-filed in AL, AZ, MI, MO, SC. IAPD ↗
53
INNOVATIVE WEALTH BUILDING LLC — notice-filed in CO, CT, GA, HI, NH, NJ, OH. IAPD ↗
53
GUIDANCE CAPITAL, INC. — notice-filed in IL, MD, MI, PA, SC. IAPD ↗
53
LRI INVESTMENTS — notice-filed in ID, IL, NJ, VA. IAPD ↗
53
COMMONWEALTH FINANCIAL SERVICES — notice-filed in CA, CO, KY, LA, MI, NY, TN. IAPD ↗
53
PROSPERA CAPITAL MANAGEMENT, LLC — notice-filed in CO, IL, LA, MD, MI, MN, MO, NY, OH, OR, SC, VA, WA. IAPD ↗
53
PRASAD WEALTH PARTNERS — notice-filed in CA, FL, NC, NY, TX. IAPD ↗
53
1808 CAPITAL PARTNERS — notice-filed in CA, FL, SC, TX, VA. IAPD ↗
51
GRIFFIN ASSET MANAGEMENT, LLC — notice-filed in NC, NH, OH, PA. IAPD ↗
51
TD CAPITAL MANAGEMENT LLC — notice-filed in LA, MD, SC. IAPD ↗
51
SC&H WEALTH — notice-filed in LA, NE, SC. IAPD ↗
51
EDGE FINANCIAL ADVISORS, LLC — notice-filed in LA, MI, OR, TX. IAPD ↗
51
REDHAWK WEALTH ADVISORS, INC. — notice-filed in AK, DC, SD. IAPD ↗
51
ALLIED INVESTMENT ADVISORS LLC — notice-filed in AK, ID, TN. IAPD ↗
51
SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC — notice-filed in AZ, MO, SC, TN. IAPD ↗
51
CLAYTON FINANCIAL GROUP, LLC — notice-filed in MN, UT, VA. IAPD ↗
51
WHITAKER-MYERS WEALTH MANAGERS, LTD. — notice-filed in MN, UT, VT, WI. IAPD ↗
51
NEW AGE ALPHA — notice-filed in FL, MA, PA. IAPD ↗
51
RSW INVESTMENTS — notice-filed in DE, MO, WY. IAPD ↗
51
ROSEMEYER MANAGEMENT GROUP — notice-filed in AZ, CA, MN, NE. IAPD ↗
51
SPARTAN WEALTH MANAGEMENT — notice-filed in FL, IL, NC, TX. IAPD ↗
50
CHARLES SCHWAB & CO., INC. — 's Item 11 disclosure-reporting entries rose by 3 (25 -> 28). IAPD ↗
50
THE QUICK GROUP LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
D'ORAZIO WEALTH ADVISORS — moved its main office from FALLS CHURCH, VA to VIENNA, VA. IAPD ↗
50
C2 PRIVATE WEALTH — moved its main office from LIVONIA, MI to NOVI, MI. IAPD ↗
50
QUANTUM FINANCIAL ADVISORS, LLC — moved its main office from EL SEGUNDO, CA to SANTA MONICA, CA. IAPD ↗
50
VISION RETIREMENT — notice-filed in CA, CO, LA, NC, PA. IAPD ↗
50
AWH FINANCIAL, LLC — notice-filed in DC, MD, VA, WA, WI. IAPD ↗
50
BUCKET LIST WEALTH MANAGEMENT, LLC — notice-filed in MA, NC, NY, PA, VA. IAPD ↗
50
CROSS BORDER WEALTH, LLC — notice-filed in AZ, GA, IL, MI, TN, WI. IAPD ↗
50
OATH PLANNING, LLC — notice-filed in FL, IA, IL, NC, NE, NY, OH. IAPD ↗
50
WFA OF SAN DIEGO — notice-filed in CA, FL, IL, NC, OH, TX, VA. IAPD ↗
50
ELEVATION ADVISORY PARTNERS LLC — notice-filed in AZ, CA, IA, LA, MO, NY, PA. IAPD ↗
50
NORTHSTAR INVESTMENT ADVISORY LLC — notice-filed in AR, DE, KY, MS, RI, WV. IAPD ↗
50
PUBLIC ADVISORS LLC. — notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
50
FUNDIFY ADVISORS LLC — notice-filed in AZ, CT, IA, IN, KS, KY, MA, ME, NM, NV, OK, OR, SD, WV. IAPD ↗
50
DIGITAL WEALTH PARTNERS — notice-filed in AL, AR, FL, HI, IA, ID, IL, KS, KY, MA, MD, ME, MI, MN, MO, MS, NJ, NM, NV, OH, OK, OR, RI, SC, TN, UT, VA, VT, WA, WI, WV. IAPD ↗
50
CATALYST WEALTH MANAGEMENT LLC — notice-filed in AL, CO, DC, KY, MA, NE, NM, TN. IAPD ↗
50
PARK SQUARE FINANCIAL GROUP LLC — notice-filed in FL, MD, NC, SC, TN. IAPD ↗
49
NORTHEAST INVESTMENT MANAGEMENT INC — notice-filed in NJ, OH. IAPD ↗
49
DIXON FINANCIAL SERVICES — notice-filed in AZ, NV, WA. IAPD ↗
49
AMERICAN MONEY MANAGEMENT, LLC — notice-filed in FL, MI, NJ. IAPD ↗
49
J.DEREK LEWIS & ASSOCIATES, INC. — notice-filed in AR, KY. IAPD ↗
49
HENNION & WALSH ASSET MANAGEMENT, INC. — notice-filed in DC, ID, ME. IAPD ↗
49
D'ORAZIO WEALTH ADVISORS — notice-filed in NJ, SC. IAPD ↗
49
HEADWATER INVESTMENT CONSULTING,INC. — notice-filed in AZ, ID, NV. IAPD ↗
49
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC — notice-filed in CT, IL. IAPD ↗
49
J.J. BURNS & COMPANY — notice-filed in NV, PA. IAPD ↗
49
CALLAN CAPITAL, LLC — notice-filed in MD, MO. IAPD ↗
49
MACROVIEW INVESTMENT MANAGEMENT LLC — notice-filed in NC, NH, OH. IAPD ↗
49
AVEO CAPITAL PARTNERS, LLC — notice-filed in MT, NC. IAPD ↗
49
RADNOR CAPITAL MANAGEMENT, LLC — notice-filed in CA, CO, MD. IAPD ↗
49
INSPIRION WEALTH ADVISORS, LLC — notice-filed in TN, VA. IAPD ↗
49
KERBERROSE WEALTH MANAGEMENT, LLC — notice-filed in IL, KY, LA. IAPD ↗
49
PITZL FINANCIAL — notice-filed in CO, FL, WI. IAPD ↗
49
MIDWEST FINANCIAL PARTNERS — notice-filed in IN, WA. IAPD ↗
49
CLEVELAND WEALTH, LLC — notice-filed in MO, TN. IAPD ↗
49
MOKOSAK ADVISORY GROUP, LLC — notice-filed in AZ, CA, VA. IAPD ↗
49
CHICAGO CAPITAL, LLC — notice-filed in NV, PA. IAPD ↗
49
SAGE MOUNTAIN ADVISORS, LLC — notice-filed in NE, NJ. IAPD ↗
49
TRUWEALTH ADVISORS, LLC — notice-filed in CO, ME. IAPD ↗
49
BERGER FINANCIAL GROUP — notice-filed in AR, CO. IAPD ↗
49
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES — notice-filed in AZ, CA, VA. IAPD ↗
49
HAMILTON CAPITAL PARTNERS, LLC — notice-filed in AL, IL, NY. IAPD ↗
49
QUANTUM FINANCIAL ADVISORS, LLC — notice-filed in FL, NH. IAPD ↗
49
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC — notice-filed in MA, TN, VA. IAPD ↗
49
THE PINES WEALTH MANAGEMENT, LLC — notice-filed in FL, MI, PA. IAPD ↗
49
ABOUND FINANCIAL — notice-filed in AZ, ID, NC. IAPD ↗
48
GS INVESTMENT INC — moved its main office from MINNEAPOLIS, MN to EAGAN, MN. IAPD ↗
48
THREADGILL FINANCIAL, LLC — moved its main office from SPRING, TX to THE WOODLANDS, TX. IAPD ↗
48
T. ANTON INVESTMENT HOUSE, INC. — moved its main office from MIDDLETON, WI to MADISON, WI. IAPD ↗
48
SUMMIT WEALTH GROUP LLC — moved its main office from WHITE RIVER JUNCTION, VT to EXETER, NH. IAPD ↗
48
PINE HARBOR WEALTH MANAGEMENT LLC — moved its main office from SILVER SPRING, MD to FAIRFAX, VA. IAPD ↗
48
COMMONWEALTH FINANCIAL SERVICES — moved its main office from PARKERSBURG, WV to VIENNA, WV. IAPD ↗
48
LARIMER CAPITAL CORPORATION — notice-filed in IL, SD, TN, WY. IAPD ↗
48
SIGNATURE FINANCIAL SERVICES, LTD — notice-filed in AZ, CA, IN, SC. IAPD ↗
48
FORTRESS FINANCIAL SOLUTIONS, LLC — notice-filed in CA, MD, NC, TX. IAPD ↗
48
SHOREPATH CAPITAL MANAGEMENT LLC — notice-filed in CA, GA, MI, WY. IAPD ↗
48
OLD BRIDGE WEALTH, INC — notice-filed in CT, FL, NJ, TX. IAPD ↗
48
WEALTH INTELLIGENCE, LLC — notice-filed in AL, CO, LA, TX. IAPD ↗
47
TFC FINANCIAL MANAGEMENT INC — notice-filed in RI. IAPD ↗
47
HENRY H. ARMSTRONG ASSOCIATES, INC. — notice-filed in CO. IAPD ↗
47
SHEETS SMITH WEALTH MANAGEMENT — notice-filed in NY. IAPD ↗
47
HUTCHINSON CAPITAL MANAGEMENT — notice-filed in NV, WA. IAPD ↗
47
EVERETT HARRIS & CO — notice-filed in MI. IAPD ↗
47
JACOBS & COMPANY, LLC — notice-filed in CO. IAPD ↗
47
FBB CAPITAL PARTNERS — notice-filed in IL. IAPD ↗
47
COMPASS FINANCIAL SERVICES — notice-filed in FL, MO. IAPD ↗
47
ABUNDANCE WEALTH COUNSELORS, LLC — notice-filed in GA. IAPD ↗
47
ELTEKON ADVISORS, LLC. — notice-filed in CO, NC. IAPD ↗
47
WEBSTERROGERS FINANCIAL ADVISORS, LLC — notice-filed in FL, NC. IAPD ↗
47
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC. — notice-filed in CO. IAPD ↗
47
COSTELLO ASSET MANAGEMENT, INC. — notice-filed in NY, TX. IAPD ↗
47
TFO WEALTH PARTNERS — notice-filed in CO. IAPD ↗
47
VALEO FINANCIAL ADVISORS, LLC — notice-filed in NM. IAPD ↗
47
AVIDIAN WEALTH SOLUTIONS — notice-filed in OH. IAPD ↗
47
GOEPPER BURKHARDT LLC — notice-filed in NC, VA. IAPD ↗
47
SMITH SALLEY WEALTH MANAGEMENT — notice-filed in NJ. IAPD ↗
47
STRATHMORE CAPITAL ADVISORS — notice-filed in GA, MD. IAPD ↗
47
ROCKWOOD WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
47
BARTON INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
47
ELSER FINANCIAL PLANNING, INC. — notice-filed in NC. IAPD ↗
47
PRAIRIEVIEW PARTNERS, LLC — notice-filed in IL. IAPD ↗
47
VERUS CAPITAL PARTNERS, LLC — notice-filed in AL. IAPD ↗
47
EMPIRICAL WEALTH MANAGEMENT — notice-filed in MD. IAPD ↗
47
ALPHA ARCHITECT — notice-filed in NH. IAPD ↗
47
ELWOOD & GOETZ — notice-filed in CA, VA. IAPD ↗
47
SUMMIT GLOBAL INVESTMENTS, LLC — notice-filed in NE. IAPD ↗
47
ALPHASTAR CAPITAL MANAGEMENT — notice-filed in PR. IAPD ↗
47
DILIGENT INVESTORS, LLC — notice-filed in FL, TN. IAPD ↗
47
WELLSPRING FINANCIAL PARTNERS — notice-filed in WI. IAPD ↗
47
HERITAGE WEALTH ARCHITECTS, INC. — notice-filed in NH, TX. IAPD ↗
47
ARCHFORD CAPITAL STRATEGIES, LLC — notice-filed in NJ. IAPD ↗
47
STEWARDSHIP ADVISORY GROUP, LLC — notice-filed in MT, NV. IAPD ↗
47
SUMMIT INVESTMENT ADVISORY SERVICES — notice-filed in MI, NJ. IAPD ↗
47
RMR WEALTH BUILDERS, INC. — notice-filed in WY. IAPD ↗
47
REVISOR WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗
47
CLEAR CREEK FINANCIAL MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
47
ONE WEALTH MAP, LLC — notice-filed in WY. IAPD ↗
47
OAK HARVEST INVESTMENT SERVICES — notice-filed in MI, OR. IAPD ↗
47
MIRADOR CAPITAL PARTNERS — notice-filed in FL, NY. IAPD ↗
47
ALPHACORE CAPITAL LLC — notice-filed in VT. IAPD ↗
47
GAINPLAN LLC — notice-filed in LA, NY. IAPD ↗
47
TOTAL WEALTH PLANNING, LLC — notice-filed in NY. IAPD ↗
47
MIRAMONTES CAPITAL, LLC — notice-filed in ID, WA. IAPD ↗
47
SEASIDE WEALTH MANAGEMENT, INC. — notice-filed in OR, WA. IAPD ↗
47
BANKERS LIFE ADVISORY SERVICES, INC. — notice-filed in AK. IAPD ↗
47
PROWELL FINANCIAL MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
47
BLUESPHERE ADVISORS LLC — notice-filed in LA, NC. IAPD ↗
47
HIGHLINE WEALTH PARTNERS — notice-filed in FL, NE. IAPD ↗
47
TEMPUS WEALTH PLANNING, LLC — notice-filed in NC, OR. IAPD ↗
47
ABOUND WEALTH MANAGEMENT, LLC — notice-filed in CT. IAPD ↗
47
MRA ADVISORY GROUP — notice-filed in CA, VA. IAPD ↗
47
CYPRESS WEALTH SERVICES, LLC — notice-filed in MA, PA. IAPD ↗
47
PRIVATE WEALTH SOLUTIONS, LLC — notice-filed in FL, WA. IAPD ↗
47
FORTIS GROUP ADVISORS LLC — notice-filed in NH, WI. IAPD ↗
47
ORBA WEALTH ADVISORS, LLC — notice-filed in IN, MI. IAPD ↗
47
CANOPY WEALTH MANAGEMENT — notice-filed in NM. IAPD ↗
47
WEDMONT PRIVATE CAPITAL — notice-filed in TN. IAPD ↗
47
OCTAVIA WEALTH ADVISORS LLC — notice-filed in AL. IAPD ↗
47
WEALTH MANAGEMENT PARTNERS, LLC — notice-filed in NV, OR. IAPD ↗
47
INVICTUS PRIVATE WEALTH, LLC — notice-filed in VA. IAPD ↗
47
MORAN WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
47
SYON CAPITAL LLC — notice-filed in TX. IAPD ↗
47
ADAPT WEALTH ADVISORS, LLC — notice-filed in CA, LA. IAPD ↗
47
HEADLAND CAPITAL — notice-filed in LA, WV. IAPD ↗
47
FPNAVIGATORS — notice-filed in NE, TX. IAPD ↗
47
PCM ENCORE, LLC — notice-filed in NC. IAPD ↗
46
RACHOR INVESTMENT ADVISORY SERVICES, LLC — notice-filed in MT, NJ, TN. IAPD ↗
46
HWA FINANCIAL GROUP — notice-filed in DE, FL, PA. IAPD ↗
46
KCD FINANCIAL, INC. — notice-filed in ID, LA, VA. IAPD ↗
46
PORTFOLIO DESIGN SERVICES, LLC — notice-filed in CA, MN, TX. IAPD ↗
46
SIMS INVESTMENT MANAGEMENT LLC — notice-filed in GA, IL, MN. IAPD ↗
46
TOUCHSTONE CAPITAL, INC. — notice-filed in AZ, CO, NY. IAPD ↗
46
ACADIA LEGACY GROUP — notice-filed in AZ, CO, ME. IAPD ↗
46
OPTION RESEARCH & TECHNOLOGY SERVICES, LLC — notice-filed in CA, NY, TX. IAPD ↗
46
LCR WEALTH MANAGEMENT LLC — notice-filed in FL, NY, TX. IAPD ↗
46
WINCAP FINANCIAL LLC — notice-filed in FL, NY, RI. IAPD ↗
46
CROWN POINT WEALTH ADVISORS — notice-filed in ID, TX, WA. IAPD ↗
46
GLOBAL TRUST WEALTH MANAGEMENT LLC — notice-filed in CT, NY, TX. IAPD ↗
46
JW NOVA WEALTH PARTNERS — notice-filed in DE, IL, TX. IAPD ↗
45
CONCORDE FINANCIAL RESOURCES — moved its main office from WILKESBORO, NC to YORK, SC. IAPD ↗
45
CROSSGATE WEALTH ADVISORS, LLC — moved its main office from YARDLEY, PA to NEWTOWN, PA. IAPD ↗
45
DAVIS FINANCIAL MANAGEMENT, INC. — moved its main office from LEAWOOD, KS to OVERLAND PARK, KS. IAPD ↗
45
REDWOOD GROVE WEALTH MANAGEMENT — moved its main office from LARKSPUR, CA to SAN RAFAEL, CA. IAPD ↗
45
ANKERSTAR WEALTH, LLC — moved its main office from ROUND ROCK, TX to LEANDER, TX. IAPD ↗
45
ARES FINANCIAL CONSULTING LLC — moved its main office from SHERMAN OAKS, CA to CALABASAS, CA. IAPD ↗
45
BAYBRIDGE CAPITAL GROUP, LLC — moved its main office from PLEASANTON, CA to LIVERMORE, CA. IAPD ↗
45
ONE WEALTH INVESTORS — moved its main office from MIAMI BEACH, FL to BOCA RATON, FL. IAPD ↗
45
ACCESS SOFTEK ADVISORY SERVICES — moved its main office from BERKELEY, CA to NAPERVILLE, IL. IAPD ↗
45
BRAZOS WEALTH ADVISORS LLC — moved its main office from IOWA PARK, TX to FORT WORTH, TX. IAPD ↗
45
WAGNER WEALTH MANAGEMENT, CORP. — moved its main office from SUGARLOAF, PA to CONYNGHAM, PA. IAPD ↗
45
MAVROS CAPITAL MANAGEMENT, LLC — moved its main office from LOS ANGELES, CA to BEVERLY HILLS, CA. IAPD ↗
45
MERKKURI WEALTH ADVISORS LLC — moved its main office from HICKSVILLE, NY to JERICHO, NY. IAPD ↗
45
HORAN WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
45
CARDEROCK CAPITAL MANAGEMENT, INC. — notice-filed in NY. IAPD ↗
45
THOR WEALTH MANAGEMENT INC — notice-filed in IL. IAPD ↗
45
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. — notice-filed in NY. IAPD ↗
45
FIRST FINANCIAL ADVISORS INC — notice-filed in IN. IAPD ↗
45
BRAND ASSET MANAGEMENT GROUP, INC. — notice-filed in AL. IAPD ↗
45
COMPASS WEALTH MANAGEMENT LLC — notice-filed in MD. IAPD ↗
45
WHELAN FINANCIAL — notice-filed in TX. IAPD ↗
45
FINANCIAL CONNECTIONS GROUP, INC. — notice-filed in WA. IAPD ↗
45
COMPASS FINANCIAL ADVISORS LLC — notice-filed in VA. IAPD ↗
45
LANDMARK WEALTH MANAGEMENT — notice-filed in PA. IAPD ↗
45
JOHN A. WOLFE & ASSOCIATES, INC. — notice-filed in MN. IAPD ↗
45
FAMILY CAPITAL MANAGEMENT — notice-filed in OH. IAPD ↗
45
CAMBRIDGE FINANCIAL GROUP, INC. — notice-filed in WA. IAPD ↗
45
OLDFATHER FINANCIAL SERVICES LLC — notice-filed in TX. IAPD ↗
45
ASTORIA STRATEGIC WEALTH, INC. — notice-filed in RI. IAPD ↗
45
CAMARDA WEALTH ADVISORY GROUP — notice-filed in NH. IAPD ↗
45
DEW WEALTH MANAGEMENT — notice-filed in OR. IAPD ↗
45
HFM INVESTMENT ADVISORS, INC. — notice-filed in NY. IAPD ↗
45
MENGIS CAPITAL MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗
45
AMERANT INVESTMENTS, INC. — notice-filed in NM. IAPD ↗
45
CASCADE INVESTMENT ADVISORS, INC. — notice-filed in TX. IAPD ↗
45
GUARDIAN WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
45
RIGGS CAPITAL MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
45
FINANCIAL PLANS & STRATEGIES, INC. — notice-filed in WA. IAPD ↗
45
FAIRHAVEN FINANCIAL ADVISORY CORPORATION — notice-filed in OH. IAPD ↗
45
PURKISS CAPITAL ADVISORS, LLC — notice-filed in MD. IAPD ↗
45
WELA FINANCIAL ADVISORY — notice-filed in GA. IAPD ↗
45
FRISCH FINANCIAL GROUP, INC. — notice-filed in NV. IAPD ↗
45
LIFE PLANNING PARTNERS, INC. — notice-filed in CO. IAPD ↗
45
DUPREE FINANCIAL GROUP, LLC — notice-filed in OH. IAPD ↗
45
WATTS GWILLIAM & COMPANY, LLC — notice-filed in NV. IAPD ↗
45
THE WATCHMAN GROUP, INC. — notice-filed in NH. IAPD ↗
45
ONYX FINANCIAL ADVISORS, LLC — notice-filed in AZ. IAPD ↗
45
SHARPER & GRANITE LLC — notice-filed in OH. IAPD ↗
45
ADVOCATES WEALTH PLANNING — notice-filed in NE. IAPD ↗
45
CONSERVATIVE WEALTH MANAGEMENT LLC — notice-filed in AZ. IAPD ↗
45
GUNDERSON CAPITAL MANAGEMENT — notice-filed in OH. IAPD ↗
45
WARBURTON CAPITAL MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
45
COPPERWYND FINANCIAL — notice-filed in SD. IAPD ↗
45
SFE INVESTMENT COUNSEL INC. — notice-filed in TN. IAPD ↗
45
WELA STRATEGIES, INC. — notice-filed in NE. IAPD ↗
45
ATWATER MALICK — notice-filed in VA. IAPD ↗
45
H FINANCIAL MANAGEMENT — notice-filed in CO. IAPD ↗
45
RALEIGH CAPITAL MANAGEMENT INC. — notice-filed in PA. IAPD ↗
45
PAULSON WEALTH MANAGEMENT INC. — notice-filed in NC. IAPD ↗
45
EASTOVER CAPITAL MANAGEMENT — notice-filed in FL. IAPD ↗
45
ETESIAN WEALTH ADVISORS, INC. — notice-filed in FL. IAPD ↗
45
NORTHWEST WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
45
HARDIN CAPITAL PARTNERS, LLC — notice-filed in TN. IAPD ↗
45
BARON WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗
45
IFS ADVISORS, INC — notice-filed in NC. IAPD ↗
45
KIKER WEALTH MANAGEMENT, LLC — notice-filed in MA. IAPD ↗
45
THE ADVOCATE GROUP, LLC — notice-filed in CO. IAPD ↗
45
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — notice-filed in IN. IAPD ↗
45
FORTUNE WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
45
AYRSHIRE CAPITAL MANAGEMENT LLC — notice-filed in VA. IAPD ↗
45
M1 CAPITAL MANAGEMENT LLC — notice-filed in LA. IAPD ↗
45
PRENTICE WEALTH MANAGEMENT LLC — notice-filed in CT. IAPD ↗
45
SEQUENT PLANNING, LLC — notice-filed in MT. IAPD ↗
45
FSA INVESTMENT GROUP, LLC — notice-filed in AZ. IAPD ↗
45
MALTIN WEALTH MANAGEMENT, INC. — notice-filed in PA. IAPD ↗
45
LANE HIPPLE - WEALTH MANAGEMENT GROUP — notice-filed in NC. IAPD ↗
45
ALJIAN CAPITAL MANAGEMENT — notice-filed in LA. IAPD ↗
45
TRINITY WEALTH MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
45
UPSTART WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
45
BEACON FINANCIAL ADVISORY LLC — notice-filed in AZ. IAPD ↗
45
BEACON FINANCIAL PLANNING, INC — notice-filed in LA. IAPD ↗
45
ELEVATED CAPITAL ADVISORS, LLC — notice-filed in NM. IAPD ↗
45
CASTLEVIEW PARTNERS, LLC — notice-filed in NY. IAPD ↗
45
SITRIN CAPITAL MANAGEMENT, LLC — notice-filed in OH. IAPD ↗
45
STERLING INVESTMENT COUNSEL, LLC — notice-filed in IL. IAPD ↗
45
BOND & DEVICK WEALTH PARTNERS — notice-filed in CO. IAPD ↗
45
INTEGRITY WEALTH SOLUTIONS LLC — notice-filed in MO. IAPD ↗
45
ARCADIA WEALTH MANAGEMENT, LLC — notice-filed in VT. IAPD ↗
45
SICART ASSOCIATES, LLC — notice-filed in WI. IAPD ↗
45
LIBRA WEALTH LLC — notice-filed in FL. IAPD ↗
45
LIFEWORKS ADVISORS, LLC — notice-filed in AR. IAPD ↗
45
HIGH PROBABILITY ADVISORS, LLC — notice-filed in NH. IAPD ↗
45
MA PRIVATE WEALTH, LLC — notice-filed in IL. IAPD ↗
45
FORTEM FINANCIAL GROUP, LLC — notice-filed in NH. IAPD ↗
45
INSIGHT WEALTH STRATEGIES, LLC — notice-filed in ID. IAPD ↗
45
ALTA WEALTH ADVISORS LLC — notice-filed in NY. IAPD ↗
45
KEY CLIENT FIDUCIARY ADVISORS, LLC — notice-filed in MD. IAPD ↗
45
KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC. — notice-filed in VA. IAPD ↗
45
RPC PRIVATE WEALTH, LLC — notice-filed in IN. IAPD ↗
45
GAMMA ASSET MANAGEMENT LLC — notice-filed in PA. IAPD ↗
45
DAHRING | CUSMANO AND ASSOCIATES — notice-filed in TX. IAPD ↗
45
COLLECTIVE FAMILY OFFICE, LLC — notice-filed in TX. IAPD ↗
45
KAUFMAN ROSSIN WEALTH, LLC — notice-filed in NC. IAPD ↗
45
LGG FINANCIAL — notice-filed in GA. IAPD ↗
45
EMERALD ADVISORS, LLC — notice-filed in UT. IAPD ↗
45
VAQUERO PRIVATE WEALTH, LTD. — notice-filed in CA. IAPD ↗
45
BROWN | MILLER WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
45
APRICUS WEALTH LLC — notice-filed in VA. IAPD ↗
45
CREEKMUR ASSET MANAGEMENT, LLC — notice-filed in VA. IAPD ↗
45
GREY FOX WEALTH ADVISORS, LLC — notice-filed in MA. IAPD ↗
45
FORTRESS WEALTH GROUP — notice-filed in NH. IAPD ↗
45
JACKSONVILLE WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗
45
CAPITAL ADVISORS WEALTH MANAGEMENT — notice-filed in AL. IAPD ↗
45
DORVAL & CHORNE FINANCIAL ADVISORS — notice-filed in CO. IAPD ↗
45
44 WEALTH MANAGEMENT LLC — notice-filed in KY. IAPD ↗
45
GUIDED CAPITAL WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
45
INTEGRATED QUANTITATIVE INVESTMENTS LLC — notice-filed in CT. IAPD ↗
45
CERRO PACIFIC WEALTH ADVISORS, LLC — notice-filed in AZ. IAPD ↗
45
JOHNSON BIXBY — notice-filed in FL. IAPD ↗
45
RETIREMENT PLANNING SOLUTIONS, LLC — notice-filed in MO. IAPD ↗
45
CALLAHAN WEALTH ADVISORY — notice-filed in PA. IAPD ↗
45
MAINSAIL FINANCIAL GROUP — notice-filed in OR. IAPD ↗
45
TERRA WEALTH — notice-filed in MD. IAPD ↗
45
TRUENORTH WEALTH & IMPACT, LLC — notice-filed in IA. IAPD ↗
45
BASE WEALTH MANAGEMENT — notice-filed in TN. IAPD ↗
45
GOLDEN STATE EQUITY PARTNERS, LLC — notice-filed in PA. IAPD ↗
45
PETROS FAMILY WEALTH, LLC — notice-filed in CO. IAPD ↗
45
UPTICK PARTNERS, LLC — notice-filed in OK. IAPD ↗
45
PRIVATE FAMILY WEALTH ADVISORS — notice-filed in TX. IAPD ↗
45
BALANCED WEALTH GROUP LLC — notice-filed in SC. IAPD ↗
45
ELYXIUM WEALTH LLC — notice-filed in MA. IAPD ↗
45
BURLING WEALTH PARTNERS — notice-filed in CA. IAPD ↗
45
PITCAIRN WEALTH ADVISORS LLC — notice-filed in NE. IAPD ↗
45
CHICAGO OAKBROOK FINANCIAL GROUP — notice-filed in TN. IAPD ↗
44
GRAGG FINANCIAL — notice-filed in FL, SC. IAPD ↗
44
SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in AZ, MD. IAPD ↗
44
CLUTTERBUCK CAPITAL MANAGEMENT LLC — notice-filed in FL, NH. IAPD ↗
44
WILKINS MILLER WEALTH MANAGEMENT, LLC — notice-filed in FL, GA. IAPD ↗
44
JOSH ARNOLD INVESTMENT CONSULTANT, LLC — notice-filed in AZ, TX. IAPD ↗
44
PRAKASH INVESTMENT ADVISORS LLC — notice-filed in NH, NV. IAPD ↗
44
MD FINANCIAL / VESTMENT FINANCIAL — notice-filed in NM, SC. IAPD ↗
44
MONTEREY WEALTH — notice-filed in LA, MO. IAPD ↗
44
LUMINIST CAPITAL, LLC — notice-filed in KY, SC. IAPD ↗
44
CROSS STATE FINANCIAL GROUP LLC — notice-filed in MI, NH. IAPD ↗
44
CULTIVATING WEALTH — notice-filed in ME, WA. IAPD ↗
44
XYPN INVEST — notice-filed in IL, ND. IAPD ↗
44
VALUES ADDED FINANCIAL — notice-filed in IL, LA. IAPD ↗
44
ENTREWEALTH — notice-filed in AZ, MN. IAPD ↗
44
INCOMPASS FINANCIAL PARTNERS, LLC — notice-filed in FL, TN. IAPD ↗
44
FARRELL FINANCIAL — notice-filed in FL, MA. IAPD ↗
44
VISTA INVESTMENT PARTNERS — notice-filed in CA, MO. IAPD ↗
44
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — notice-filed in NC, TX. IAPD ↗
42
GLOBAL BROKERAGE SERVICES, INC. — notice-filed in GA. IAPD ↗
42
VALLEY FINANCIAL MANAGEMENT, INC. — notice-filed in AL. IAPD ↗
42
WEALTH MANAGEMENT CORPORATION — notice-filed in PA. IAPD ↗
42
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. — notice-filed in LA. IAPD ↗
42
ELDERADO FINANCIAL, INC — notice-filed in OR. IAPD ↗
42
HFH PLANNING INC. — notice-filed in CA. IAPD ↗
42
STATETRUST CAPITAL, LLC. — notice-filed in CA. IAPD ↗
42
COOK FINANCIAL DESIGNS, INC. — notice-filed in MA. IAPD ↗
42
ALPHA ADVISORS, LLC — notice-filed in NC. IAPD ↗
42
CAROLINA FINANCIAL ADVISORS, INC. — notice-filed in FL. IAPD ↗
42
CROSSGATE WEALTH ADVISORS, LLC — notice-filed in NC. IAPD ↗
42
BYRNE ASSET MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
42
ABLES, IANNONE, MOORE & ASSOCIATES, INC. — notice-filed in AL. IAPD ↗
42
BRANDYWINE FINANCIAL GROUP, INC. — notice-filed in TN. IAPD ↗
42
EVEREST WEALTH MANAGEMENT — notice-filed in MO. IAPD ↗
42
PROSPECT FINANCIAL GROUP LLC — notice-filed in CA. IAPD ↗
42
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
42
SEVEN HILLS FINANCIAL, LLC — notice-filed in TX. IAPD ↗
42
FLAVIN FINANCIAL SERVICES, INC. — notice-filed in TX. IAPD ↗
42
VANNOY ADVISORY GROUP, INC. — notice-filed in NV. IAPD ↗
42
ELE ADVISORY SERVICES, INC — notice-filed in IA. IAPD ↗
42
CHELSEA ADVISORY SERVICES, INC — notice-filed in IN. IAPD ↗
42
NERAD + DEPPE WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
42
INSIGHT WEALTH STRATEGIES, LP — notice-filed in NV. IAPD ↗
42
R. SEEGER WEALTH MANAGEMENT, LTD — notice-filed in FL. IAPD ↗
42
FINSYM PARTNERS, LLC — notice-filed in TX. IAPD ↗
42
GREENBELT INVESTMENT ADVISORS, LLC — notice-filed in CA. IAPD ↗
42
GUARDIAN CAPITAL, LLC — notice-filed in TX. IAPD ↗
42
EMPIRIC INSTITUTIONAL — notice-filed in CA. IAPD ↗
42
TOTAL WEALTH PLANNING AND MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
42
DAVIDOV FINANCIAL COACHING, LLC — notice-filed in FL. IAPD ↗
42
STEADY RETURNS — notice-filed in NY. IAPD ↗
42
DUTCH ASSET CORPORATION — notice-filed in UT. IAPD ↗
42
FOUR POINTS ADVISORS, LLC — notice-filed in NJ. IAPD ↗
42
INSIGHT INVESTMENT COUNSEL — notice-filed in AZ. IAPD ↗
42
CLEAR RIDGE WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
ADVISORY INVESTOR SERVICES LLC — notice-filed in TX. IAPD ↗
42
WILLAMETTE FINANCIAL ADVISORS, LLC — notice-filed in TX. IAPD ↗
42
RED MOUNTAIN FINANCIAL PARTNERS — notice-filed in MT. IAPD ↗
42
ADVOCATE INVESTING SERVICES — notice-filed in NC. IAPD ↗
42
BLACKRIDGE ASSET MANAGEMENT, LLC — notice-filed in OK. IAPD ↗
42
WP ASSET MANAGEMENT — notice-filed in NY. IAPD ↗
42
ST. JAMES INVESTMENT ADVISORS, LLC — notice-filed in MD. IAPD ↗
42
SMITH & WYATT — notice-filed in MN. IAPD ↗
42
CAM INVESTOR SOLUTIONS — notice-filed in GA. IAPD ↗
42
NORTHSTAR FINANCIAL MANAGEMENT, INC. — notice-filed in TN. IAPD ↗
42
ELEVATE CAPITAL ADVISORS — notice-filed in FL. IAPD ↗
42
BONFIRE FINANCIAL, LLC — notice-filed in NY. IAPD ↗
42
CENTENNIAL ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
TREEHOUSE WEALTH ADVISORS — notice-filed in WA. IAPD ↗
42
VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
42
PROXY WEALTH ADVISORS LLC — notice-filed in NC. IAPD ↗
42
CAVU WEALTH MANAGEMENT — notice-filed in OR. IAPD ↗
42
DAI ADVISORS — notice-filed in TX. IAPD ↗
42
K2 FINANCIAL INC. — notice-filed in HI. IAPD ↗
42
BIRCH WEALTH MANAGEMENT — notice-filed in WA. IAPD ↗
42
NEWBORE WEALTH MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗
42
NINTH ETERNITY ASSET MANAGEMENT LLC — notice-filed in NY. IAPD ↗
42
ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in UT. IAPD ↗
42
TREASURE INVESTMENT MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
42
CAPITAL FINANCIAL PLANNERS — notice-filed in CA. IAPD ↗
42
INVESTED ADVISORS — notice-filed in NC. IAPD ↗
42
ELYSIUM WEALTH MANAGEMENT, LLC — notice-filed in SD. IAPD ↗
42
CURTIS WEALTH MANAGEMENT LLC — notice-filed in NV. IAPD ↗
42
SURIENCE PRIVATE WEALTH LLC — notice-filed in CA. IAPD ↗
42
HARBOUR WEALTH MANAGEMENT GROUP, INC. — notice-filed in LA. IAPD ↗
42
THEPARTNERS WEALTH MANAGEMENT — notice-filed in PA. IAPD ↗
42
PINNACLE WEALTH MANAGEMENT, LLC — notice-filed in ID. IAPD ↗
42
LIBERTY ONE WEALTH ADVISORS — notice-filed in CA. IAPD ↗
42
ESSENTIAL PARTNERS LLC — notice-filed in CO. IAPD ↗
42
TRUEWEALTH FINANCIAL PARTNERS — notice-filed in AZ. IAPD ↗
42
REAL TALK CAPITAL, LLC — notice-filed in CO. IAPD ↗
42
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) — notice-filed in LA. IAPD ↗
42
DAUS FINANCIAL GROUP, LLC — notice-filed in WI. IAPD ↗
42
GENTRY PRIVATE WEALTH — notice-filed in MO. IAPD ↗
42
LUMIDA WEALTH MANAGEMENT LLC — notice-filed in TX. IAPD ↗
42
PRINCIPLED ADVISORS, INC. — notice-filed in MD. IAPD ↗
42
PLENTY FINANCIAL RIA, LLC — notice-filed in NC. IAPD ↗
42
MARIDEA WEALTH MANAGEMENT — notice-filed in OR. IAPD ↗
42
FOUNTAINDALE, LLC — notice-filed in NY. IAPD ↗
42
TREASURY INTERACTIVE INVESTMENT ADVISERS LLC — notice-filed in SD. IAPD ↗
42
SPHINX INVESTMENTS LLC — notice-filed in KS. IAPD ↗
42
EL CASTILLO INVESTMENTS — notice-filed in TX. IAPD ↗
42
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
42
WAYSTONE ADVISORS LLC — notice-filed in MO. IAPD ↗
42
CORNERSTONE ALTERNATIVES — notice-filed in VA. IAPD ↗
42
AGENTSMYTH ADVISORS — notice-filed in TX. IAPD ↗
42
ZERO DAY CAPITAL ENTERPRISES LLC — notice-filed in TX. IAPD ↗
42
KONZA GLOBAL WEALTH GROUP — notice-filed in TX. IAPD ↗
42
GFG SOLUTIONS — notice-filed in CO. IAPD ↗
42
RAINIER FAMILY WEALTH, INC. — notice-filed in FL. IAPD ↗
42
TIDECREST WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
BXM WEALTH LLC — notice-filed in CA. IAPD ↗
42
GPS INVESTMENTS — notice-filed in TX. IAPD ↗
42
WALLEYE PARTNERS LLC — notice-filed in IL. IAPD ↗
42
AERIE ADVISORY GROUP LLC — notice-filed in VA. IAPD ↗
30
REINHART PARTNERS, LLC — changed its website from reinhart-partnersinc.com to reinhartpartners.com. IAPD ↗
30
CONSOLIDATED PORTFOLIO REVIEW CORP — changed its website from 3dwealthadvisory.com to wwww.financialresourcesinc.com. IAPD ↗
30
ALPHA ARCHITECT — changed its website from reddit.com to alphaarchitect.com. IAPD ↗
30
JOHNSON BRUNETTI — changed its website from johnsonbrunetti.com to retire.johnsonbrunetti.com. IAPD ↗
30
COMPOUND PLANNING — changed its website from lifeplan2retire.com to opturaadvisors.com. IAPD ↗
30
VALLEY WEALTH STRATEGIES, LLC — changed its website from valleywealthstrategies.com to zukfinancial.com. IAPD ↗
28
RICHARDS MERRILL WEALTH MANAGEMENT — changed its website from rmpinvest.com to rmwealthmgmt.com. IAPD ↗
28
MONEY MANAGEMENT SERVICES INC — changed its website from moneymanagementservice.com to mmsfamily.com. IAPD ↗
28
FEE-ONLY FINANCIAL PLANNING, L.C. — changed its website from feeonlyroanoke.com to feeonlyfamily.com. IAPD ↗
28
GGM WEALTH ADVISORS — changed its website from gma-cpa.com to ggmwealthadvisors.com. IAPD ↗
28
FOUNDATION RESOURCE MANAGEMENT, INC. — changed its website from frmlr.com to foundationresourcemanagement.com. IAPD ↗
28
RIGGS CAPITAL MANAGEMENT, LLC — changed its website from rcminvestments.com to riggscapmgt.com. IAPD ↗
28
CL WEALTH MANAGEMENT LLC — changed its website from bridgeportinvest.com to cuprosper.com. IAPD ↗
28
STRATEGIC FINANCIAL CONCEPTS, LLC — changed its website from solinskygroup.com to benefitplanninggroup.net. IAPD ↗
28
LOWE WEALTH ADVISORS, LLC — changed its website from lowewealthadvisors.com to lwamedical.com. IAPD ↗
28
HERITAGE WEALTH ARCHITECTS, INC. — changed its website from heritagewealtharchitects.com to heritagewa.com. IAPD ↗
28
BETTER MONEY DECISIONS — changed its website from betterfinancialdecisions.com to bettermoneydecisions.com. IAPD ↗
28
LINEWEAVER WEALTH ADVISORS — changed its website from lineweaver.net to ohioretire.com. IAPD ↗
28
GUERRA WEALTH ADVISORS — changed its website from guerrafinancial.com to guerrawealth.com. IAPD ↗
28
DONOGHUE FORLINES LLC — changed its website from donoghueforlines.com to donoghueforlinesfunds.com. IAPD ↗
28
FOURPATH CAPITAL MANAGEMENT, LLC — changed its website from prosperaprivatewealth.com to fourpath.com. IAPD ↗
28
VICTORY FINANCIAL — changed its website from victoryfinancialgroup.com to l5wealthplanning.com. IAPD ↗
28
PROSPERA CAPITAL MANAGEMENT, LLC — changed its website from amparanwm.com to deterswealthmanagement.com. IAPD ↗
28
1808 CAPITAL PARTNERS — changed its website from raymondjames.com to 1808capital.com. IAPD ↗
25
MOUNT VERNON ASSOCIATES INC — changed its website from mtvernonassoc.net to mtvernonassoc.us. IAPD ↗
25
EMPIRIC ADVISORS, INC. — changed its website from empiricadvisors.com to empiricfunds.com. IAPD ↗
25
AMERICAN FINANCIAL MANAGEMENT, LTD. — changed its website from afm-reps.com to afm-ria.com. IAPD ↗
25
COVE WEALTH MANAGEMENT — changed its website from covewm.com to valuedretirements.com. IAPD ↗
25
ECONOLOGICS FINANCIAL ADVISORS — changed its website from resultsbasedtransitionplanning.com to practicetransitionassessment.com. IAPD ↗
25
IRONHORSE CAPITAL LLC — changed its website from conductoretfs.com to goironhorse.com. IAPD ↗
25
JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS — changed its website from jonesfinancialtalk.com to jonescares.org. IAPD ↗
25
MARIACA WEALTH MANAGEMENT, LLC — changed its website from fiduciaryessentials.com to passporttoretirement.com. IAPD ↗
25
NOBSCOT INVESTMENT MANAGEMENT LLC — changed its website from nobscotinvest.com to nobscotinvestment.com. IAPD ↗
25
XYPN INVEST — changed its website from hundredfp.com to charlesmichaelfinancial.com. IAPD ↗
25
ONE WEALTH INVESTORS — changed its website from investmentadvisoryservices.com to onewealthinvestors.com. IAPD ↗
25
CAVU WEALTH MANAGEMENT — changed its website from cavuwealthmanagement.com to cavuwm.com. IAPD ↗
25
ADVISOR SHARE WEALTH MANAGEMENT, LLC — changed its website from aswealthmanagement.com to advisorsharewm.com. IAPD ↗
25
APEX STRATEGIC WEALTH, LLC — changed its website from apxstrategicwealth.com to solomonwood.com. IAPD ↗
25
25
THEPARTNERS WEALTH MANAGEMENT — changed its website from oceanpointefg.com to wilkinswealthmgmt.com. IAPD ↗
25
DANER WEALTH MANAGEMENT, LLC — changed its website from marcdaner.com to danerwealth.com. IAPD ↗
25
CYPRESS WEALTH MANAGEMENT — changed its website from cypresshldings.com to cypressholdings.com. IAPD ↗
25
MARIDEA WEALTH MANAGEMENT — changed its website from marideawealth.com to hartshornegroup.com. IAPD ↗
25
ACCELERATE RETIREMENT — changed its website from sapers-wallack.com to accelerateretirement.com. IAPD ↗
85
CORYELL INVESTMENT MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
THISTLE CREEK CAPITAL, LLC — (LEHI, UT) is newly SEC-registered with $183.6M RAUM and 6 advisory reps. IAPD ↗institutional
85
CARO INVESTORS — (CHEVY CHASE, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DRC INVESTMENT ADVISORS, LLC — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
ADAMS STREET ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 142 advisory reps. IAPD ↗institutional
85
WILLOW PARTNER ADVISORS, LLC — (PRIDES CROSSING, MA) is newly SEC-registered with $0 RAUM and 10 advisory reps. IAPD ↗institutional
85
ALTIUM INVESTMENT STRATEGIES LLC — (WESLEY CHAPEL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
THE FAMILY OFFICES GLOBAL VENTURES INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ELDRIDGE SME ADVISERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
EVERVIEW PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BLUE OWL ALTERNATIVE CREDIT ADVISORS II LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 170 advisory reps. IAPD ↗institutional
85
CC CAPITAL INSURANCE ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
OASIS CAPITAL PARTNERS — (GILBERT, AZ) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
AZORIA CAPITAL, INC. — (WASHINGTON, DC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
83
CROSSBEAM VENTURE PARTNERS — (NEW YORK, NY) is newly SEC-registered with $423.1M RAUM and 3 advisory reps. IAPD ↗fund
83
83
SITUATIONAL AWARENESS LP — (SAN FRANCISCO, CA) is newly SEC-registered with $383.0M RAUM and 2 advisory reps. IAPD ↗fund
80
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $14.9M RAUM and 1 advisory reps. IAPD ↗fund
80
BLEECKER STREET CAPITAL MANAGEMENT, LLC — (BROOKLYN, NY) is newly SEC-registered with $64.0M RAUM and 3 advisory reps. IAPD ↗fund
80
KUAHIWI MANAGEMENT LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $21.4M RAUM and 4 advisory reps. IAPD ↗fund
70
VALUEQUEST INVESTMENT ADVISORS PRIVATE LTD — (MUMBAI, India) is newly SEC-registered with $2.18B RAUM and 27 advisory reps. IAPD ↗foreign
70
NORTHCAPE CAPITAL — (SYDNEY, NEW SOUTH WALES, Australia) is newly SEC-registered with $9.13B RAUM and 17 advisory reps. IAPD ↗foreign
68
PROMETHEUS WEALTH MANAGEMENT SAM — (MONACO, Monaco) is newly SEC-registered with $950.0M RAUM and 6 advisory reps. IAPD ↗foreign
65
INTEGRATED FINANCIAL PLANNING SERVICES — (HEIDELBERG, Germany) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
TANCOOK INVESTMENT MANAGEMENT LIMITED — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
65
DT INVESTMENT MANAGEMENT IFSC LLP — (GIFT CITY, GANDHI NAGAR, GUJARAT, India) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
50
45
BLACKROCK FUND ADVISORS — 's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗institutional
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 4 (125 -> 129). IAPD ↗institutional
45
BLACKSTONE CREDIT BDC ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗institutional
45
45
43
40
DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 4 (685 -> 689). IAPD ↗institutional
40
40
BLACKROCK REALTY ADVISORS INC — 's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗fund
40
TENNENBAUM CAPITAL PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (31 -> 33). IAPD ↗fund
40
BLACKSTONE MANAGEMENT PARTNERS L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (6 -> 9). IAPD ↗fund
40
BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
BLACKSTONE REAL ESTATE ADVISORS L.P. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
KOHLBERG KRAVIS ROBERTS & CO. L.P. — 's Item 11 disclosure-reporting entries rose by 3 (10 -> 13). IAPD ↗fund
40
BLACKSTONE LIQUID CREDIT STRATEGIES LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
BLACKSTONE LIQUID CREDIT ADVISORS I LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
GLOBAL INFRASTRUCTURE MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗fund
40
40
40
VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 5 (20 -> 25). IAPD ↗fund
40
BLACKROCK ALTERNATIVES MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗fund
40
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (30 -> 32). IAPD ↗fund
40
BLACKSTONE CLO MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
ONE INVESTMENT MANAGEMENT US LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
40
PUBLIC EQUITY PARTNERS — moved its main office from WALTHAM, MA to FRAMINGHAM, MA. IAPD ↗institutional
40
ONEAMERICA INVESTMENT ADVISORY SERVICES LLC — moved its main office from INDIANAPOLIS, IN to WINDSOR, CT. IAPD ↗institutional
37
37
37
35
35
35
PACIFIC COAST FIDUCIARY LLC — moved its main office from SHERMAN OAKS, CA to CALABASAS, CA. IAPD ↗institutional
32
32
32
32
32
30
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC — moved its main office from NEWPORT BEACH, CA to MIAMI, FL. IAPD ↗fund
30
EXCOLERE EQUITY PARTNERS, LLC — moved its main office from SANTA MONICA, CA to LOS ANGELES, CA. IAPD ↗fund
30
28
LAURUS GLOBAL EQUITY MANAGEMENT INC. — LAURUS INVESTMENT COUNSEL INC. is now doing business as . IAPD ↗foreign
27
27
25
BLACKROCK INTERNATIONAL LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗foreign
25
DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 4 (124 -> 128). IAPD ↗foreign
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 4 (126 -> 130). IAPD ↗foreign
25
BLACKROCK ASSET MANAGEMENT SCHWEIZ AG — 's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗foreign
25
BLACKROCK (SINGAPORE) LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗foreign
25
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗foreign
25
VANGUARD ASSET MANAGEMENT, LIMITED — 's Item 11 disclosure-reporting entries rose by 5 (17 -> 22). IAPD ↗foreign
25
VANGUARD INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 5 (17 -> 22). IAPD ↗foreign
25
SWISS FINANCE MANAGEMENT INTERNATIONAL SA — LCJ INVESTMENTS SA is now doing business as . IAPD ↗foreign
25
HOOVEST CAPITAL MANAGEMENT INC — HOOVEST CAPITAL MANAGEMENT is now doing business as . IAPD ↗foreign
25
19
15
15
ADVANCED RETIREMENT SOLUTIONS, LLC — changed its website from linkedin.com\company\6453420\ to arsadvisor.com. IAPD ↗institutional
15
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC — changed its website from douyin.com to ishares.com. IAPD ↗fund
15
13
12
12
10
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.