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SAGEGUARD FINANCIAL GROUP, LLC

GOODLETTSVILLE, TN · CRD 160266 · IAPD ↗ · sageguardfinancial.com · (615) 859-4567

$755.7MRegulatory AUM
14Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
28States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — SAGEGUARD FINANCIAL GROUP, LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
January 2026 — SAGEGUARD FINANCIAL GROUP, LLC grew from 7 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
March 2025 — SAGEGUARD FINANCIAL GROUP, LLC shrank from 13 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
March 2025 — SAGEGUARD FINANCIAL GROUP, LLC notice-filed in AL, AR, CA, CO, IL, IN, MN, NE, NY, OK, SC, SD, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — SAGEGUARD FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($377.9M -> $607.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
May 2024 — SAGEGUARD FINANCIAL GROUP, LLC notice-filed in FL, KY, LA, MI, MO, MS, NC, NH, OH, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.