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MIRAMONTES CAPITAL, LLC

NEWPORT BEACH, CA · CRD 264786 · IAPD ↗ · 1-800-460-1595

$396.9MRegulatory AUM
8Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — MIRAMONTES CAPITAL, LLC notice-filed in GA, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2026 — MIRAMONTES CAPITAL, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
June 2026 — MIRAMONTES CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
March 2026 — MIRAMONTES CAPITAL, LLC reported RAUM up 34% ($296.3M -> $396.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
March 2025 — MIRAMONTES CAPITAL, LLC notice-filed in ID, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
March 2025 — MIRAMONTES CAPITAL, LLC grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
66
March 2024 — MIRAMONTES CAPITAL, LLC reported RAUM up 44% ($180.0M -> $259.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.