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WELLS FARGO INVESTMENT INSTITUTE, INC.

CHARLOTTE, NC · CRD 133204 · IAPD ↗ · 314-354-5814

$43.00BRegulatory AUM
143Advisory reps
225Employees
3Clients
n/aPlanning clients
0Private funds
53States
50Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — WELLS FARGO INVESTMENT INSTITUTE, INC. shrank from 151 to 143 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — WELLS FARGO INVESTMENT INSTITUTE, INC. shrank from 169 to 151 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
March 2025 — WELLS FARGO INVESTMENT INSTITUTE, INC.'s Item 11 disclosure-reporting entries rose by 1 (88 -> 89).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — WELLS FARGO INVESTMENT INSTITUTE, INC. shrank from 175 to 169 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.