Marketing & brand — December 2024
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
511 firms opened this window in the December 2024 SEC roster: 283 state expansion, 96 new registration, 40 disclosure added, 37 website changed, 30 relocation, 25 rename.
98
KERBEROS CAPITAL MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $270.0M RAUM and 4 advisory reps. IAPD ↗
95
MCMAHAN CAPITAL MANAGEMENT — (CARMEL, IN) is newly SEC-registered with $112.5M RAUM and 2 advisory reps. IAPD ↗
95
LEATHE & ASSOCIATES, LLC — (location n/a) is newly SEC-registered with $122.8M RAUM and 1 advisory reps. IAPD ↗
95
LIFEPLAN FINANCIAL, LLC — (MANKATO, MN) is newly SEC-registered with $125.2M RAUM and 3 advisory reps. IAPD ↗
95
INTEGRAL FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $124.0M RAUM and 1 advisory reps. IAPD ↗
95
S HARRIS FINANCIAL GROUP, LLC — (SAN ANTONIO, TX) is newly SEC-registered with $218.7M RAUM and 7 advisory reps. IAPD ↗
95
O'CONNOR WEALTH MANAGEMENT, INC. — (MONROVIA, CA) is newly SEC-registered with $153.7M RAUM and 2 advisory reps. IAPD ↗
95
DOWNING STREET WEALTH MANAGEMENT LLC — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $152.1M RAUM and 2 advisory reps. IAPD ↗
95
BAUMAN WEALTH ADVISORS — (LAS VEGAS, NV) is newly SEC-registered with $104.7M RAUM and 4 advisory reps. IAPD ↗
95
REH WEALTH ADVISORS LLC — (RALEIGH, NC) is newly SEC-registered with $106.2M RAUM and 1 advisory reps. IAPD ↗
95
KAGAN COCOZZA ASSET MANAGEMENT — (location n/a) is newly SEC-registered with $130.6M RAUM and 2 advisory reps. IAPD ↗
95
GUARDIAN CAPITAL, LLC — (WEXFORD, PA) is newly SEC-registered with $105.9M RAUM and 3 advisory reps. IAPD ↗
95
SEABORN FINANCIAL, LLC — (location n/a) is newly SEC-registered with $107.2M RAUM and 1 advisory reps. IAPD ↗
95
LAVA WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $30.5M RAUM and 1 advisory reps. IAPD ↗
95
OCTO CAPITAL, LLC — (BINGHAM FARMS, MI) is newly SEC-registered with $133.9M RAUM and 1 advisory reps. IAPD ↗
95
BROADVIEW WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
95
STONE STEPS FINANCIAL, LLC — (ENCINITAS, CA) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL AURORA, LLC. — (AUSTIN, TX) is newly SEC-registered with $105.0M RAUM and 1 advisory reps. IAPD ↗
95
GUNCHEON FINANCIAL, LLC — (location n/a) is newly SEC-registered with $108.2M RAUM and 4 advisory reps. IAPD ↗
95
COPIA WEALTH MANAGEMENT — (BEND, OR) is newly SEC-registered with $119.6M RAUM and 4 advisory reps. IAPD ↗
95
SOUTH COVE FINANCIAL, LLC — (location n/a) is newly SEC-registered with $130.0M RAUM and 3 advisory reps. IAPD ↗
95
AFFINITY WEALTH LLC — (CANTON, OH) is newly SEC-registered with $155.4M RAUM and 1 advisory reps. IAPD ↗
95
INTELLIGENT INVESTING — (location n/a) is newly SEC-registered with $108.5M RAUM and 1 advisory reps. IAPD ↗
95
CMG FINANCIAL CONSULTING — (location n/a) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗
95
RICHMOND QUANTITATIVE ADVISORS, LLC — (location n/a) is newly SEC-registered with $19.9M RAUM and 2 advisory reps. IAPD ↗
95
KW WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
95
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC — (RESTON, VA) is newly SEC-registered with $112.1M RAUM and 2 advisory reps. IAPD ↗
95
BLUEDOOR PRIVATE WEALTH, LLC — (BEVERLY, MA) is newly SEC-registered with $102.7M RAUM and 1 advisory reps. IAPD ↗
95
WHEELS UP WEALTH, INC. — (BENICIA, CA) is newly SEC-registered with $104.0M RAUM and 3 advisory reps. IAPD ↗
95
STARK WEALTH MANAGEMENT LLC — (BETHLEHEM, PA) is newly SEC-registered with $131.7M RAUM and 1 advisory reps. IAPD ↗
95
TOBERMAN BECKER WEALTH, LLC — (ST. LOUIS, MO) is newly SEC-registered with $101.6M RAUM and 2 advisory reps. IAPD ↗
95
EMETH VALUE CAPITAL, LLC — (NEW ORLEANS, LA) is newly SEC-registered with $119.5M RAUM and 1 advisory reps. IAPD ↗
95
SIGNAL TREE FINANCIAL PARTNERS LLC — (COPLEY, OH) is newly SEC-registered with $134.7M RAUM and 3 advisory reps. IAPD ↗
95
CHARIS LEGACY PARTNERS — (BRYAN, TX) is newly SEC-registered with $102.4M RAUM and 1 advisory reps. IAPD ↗
95
OMNI FINANCIAL LLC — (MADISON, WI) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
95
LT ADVISORS LLC — (location n/a) is newly SEC-registered with $42.6M RAUM and 1 advisory reps. IAPD ↗
95
CAPITAL SQUARED FINANCIAL LLC — (ROCKVILLE, MD) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
95
DLK INVESTMENT ADVISORS, LLC — (MERCER ISLAND, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARICOPA CAPITAL PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AIML TRADING PARTNERS — (COLD SPRING HARBOR, NY) is newly SEC-registered with $35.0M RAUM and 1 advisory reps. IAPD ↗
95
WHITWELL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $55.4M RAUM and 3 advisory reps. IAPD ↗
95
ARCHLIGHT WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
95
MESSINA WEALTH MANAGEMENT, LLC — (SPRING HILL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
INDIVISIBLE PARTNERS — (CLEARWATER, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HOLISTIC WEALTH ADVISORS — (CLIFTON PARK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
HENDERSON FINANCIAL GROUP LLC — (VIRGINIA BEACH, VA) is newly SEC-registered with $105.5M RAUM and 3 advisory reps. IAPD ↗
95
INFLECTION CAPITAL MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GEN INVEST LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CANDLESTICK AI — (NUTLEY, NJ) is newly SEC-registered with $1,000 RAUM and 2 advisory reps. IAPD ↗
95
MDT FINANCIAL ADVISORS — (WEBSTER, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
INVESTABLE — (DAYTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VALOIR WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CHICAGO OAKBROOK FINANCIAL GROUP — (OAK BROOK, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
GBG WEALTH MANAGEMENT LLC — (LONE TREE, CO) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
GPS INVESTMENTS — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PRESIDIO WEALTH MANAGEMENT — (MIDVALE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BASTION FIDUCIARY — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
DICK ADVISORY GROUP — (TEWKSBURY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLARION CALL CAPITAL — (NEW YORK, NY) is newly SEC-registered with $54.3M RAUM and 1 advisory reps. IAPD ↗
95
GLOBAL TRUST WEALTH MANAGEMENT LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SANKOTA CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $26.0M RAUM and 2 advisory reps. IAPD ↗
95
IGW ADVISORY INVESTMENT MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
APEX INVESTMENT GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AERIE ADVISORY GROUP LLC — (GIG HARBOR, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PIEDMONT WEALTH ADVISORY — (RESTON, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
60
INTEGRITY ALLIANCE, LLC — BROKERS FINANCIAL is now doing business as . IAPD ↗
60
GUIDELINE INVESTMENTS, LLC — GUIDELINE, INC. is now doing business as . IAPD ↗
60
GC WEALTH MANAGEMENT RIA, LLC — CATALYTIC WEALTH MANAGEMENT is now doing business as . IAPD ↗
58
MCCARTER PRIVATE WEALTH SERVICES LLC — BURNS & LEVINSON ASSET MANAGEMENT is now doing business as . IAPD ↗
58
COMPREHENSIVE FINANCIAL PLANNING, INC. — COMPREHENSIVE FINANCIAL PLANNING INC is now doing business as . IAPD ↗
58
WEST MICHIGAN ADVISORS — LLC is now doing business as WEST MICHIGAN ADVISORS. IAPD ↗
55
J.P. MORGAN SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 9 (238 -> 247). IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 3 (109 -> 112). IAPD ↗
55
GOLDMAN SACHS & CO. LLC — 's Item 11 disclosure-reporting entries rose by 2 (763 -> 765). IAPD ↗
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 1 (162 -> 163). IAPD ↗
55
AMERIPRISE FINANCIAL SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 1 (241 -> 242). IAPD ↗
55
CITIGROUP GLOBAL MARKETS INC. — 's Item 11 disclosure-reporting entries rose by 1 (201 -> 202). IAPD ↗
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 3 (498 -> 501). IAPD ↗
55
PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (28 -> 31). IAPD ↗
55
CAPITOL SECURITIES MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 2 (13 -> 15). IAPD ↗
55
OSAIC WEALTH, INC. — 's Item 11 disclosure-reporting entries rose by 3 (65 -> 68). IAPD ↗
55
INVESCO ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (7 -> 9). IAPD ↗
55
THE AYCO COMPANY, L.P. — 's Item 11 disclosure-reporting entries rose by 1 (29 -> 30). IAPD ↗
55
J.P. MORGAN INVESTMENT MANAGEMENT INC. — 's Item 11 disclosure-reporting entries rose by 6 (23 -> 29). IAPD ↗
55
J.P. MORGAN PRIVATE INVESTMENTS INC. — 's Item 11 disclosure-reporting entries rose by 3 (14 -> 17). IAPD ↗
55
EPOCH INVESTMENT PARTNERS, INC. — 's Item 11 disclosure-reporting entries rose by 4 (4 -> 8). IAPD ↗
55
INVESCO MANAGED ACCOUNTS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗
55
TD PRIVATE CLIENT WEALTH LLC — 's Item 11 disclosure-reporting entries rose by 16 (21 -> 37). IAPD ↗
55
OSAIC ADVISORY SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 4 (7 -> 11). IAPD ↗
55
EPIC PRIVATE WEALTH — EPIC TRUST INVESTMENT ADVISORS LLC is now doing business as . IAPD ↗
55
ARI GROUP, LLC — APPLIED RESEARCH INVESTMENTS, LLC is now doing business as . IAPD ↗
55
ADVISOR SHARE WEALTH MANAGEMENT, LLC — ADVISOR SHARE WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC — TRU INDEPENDENCE ASSET MANAGEMENT 2 is now doing business as . IAPD ↗
55
LUMINVEST WEALTH MANAGEMENT LLC — OMNIA WEALTH MANAGEMENT LLC is now doing business as . IAPD ↗
55
EVERGREEN WEALTH ADVISORS — EVERGREEN MONEY ADVISORS is now doing business as . IAPD ↗
55
RICHMOND CAPITAL — ADVISORS LLC is now doing business as RICHMOND CAPITAL. IAPD ↗
55
QTR FAMILY WEALTH, LLC — ALECTRA WEALTH ADVISORS, LLC is now doing business as . IAPD ↗
55
ELLIS FINANCIAL PLANNING — BRAMBLE WEALTH PLANNING is now doing business as . IAPD ↗
55
WALLEYE PARTNERS LLC — GOETZKE CAPITAL LLC is now doing business as . IAPD ↗
55
BTG PACTUAL ASSET MANAGEMENT US , LLC — notice-filed in AK, AL, AR, AZ, CA, CO, DC, DE, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WI, WV, WY. IAPD ↗
55
CWA ASSET MANAGEMENT GROUP — notice-filed in AK, AR, DC, HI, ID, KS, KY, ME, MS, MT, NM, NV, OK, OR, RI, SD, VI, WA, WY. IAPD ↗
55
PRINCIPLE WEALTH — notice-filed in GA, MD, MI, SC, TN. IAPD ↗
55
IFC ADVISORS LLC — notice-filed in AZ, CO, FL, LA, NE, NV, NY, SC, TX. IAPD ↗
53
CONCORDE ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (15 -> 16). IAPD ↗
53
COPPELL ADVISORY SOLUTIONS LLC — 's Item 11 disclosure-reporting entries rose by 3 (8 -> 11). IAPD ↗
53
AZ APICE CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
53
HOWARD BAILEY SECURITIES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
HEDONOVA ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
FOSTER GROUP, INC. — notice-filed in CT, NY, OR, VT. IAPD ↗
53
JOURNEY ADVISORY GROUP, LLC — notice-filed in CO, NY, PA, SC. IAPD ↗
53
CREEKMUR ASSET MANAGEMENT, LLC — notice-filed in GA, IA, KY, NV, NY, OK, PA, SC, WA, WI. IAPD ↗
53
KEYVANTAGE WEALTH ADVISORS — notice-filed in FL, NJ, NY, SC, TX, UT. IAPD ↗
53
BEARING POINT CAPITAL — notice-filed in AZ, CA, FL, IL, NY, TX. IAPD ↗
51
PATTEN AND PATTEN, INC. — notice-filed in KS, UT, VT. IAPD ↗
51
ASPEN CAPITAL MANAGEMENT, LLC — notice-filed in MT, NC, NE. IAPD ↗
51
STRATEGIC INVESTMENT ADVISORS, LLC — notice-filed in IN, NC, WI. IAPD ↗
51
LIBERTY WEALTH MANAGEMENT, LLC — notice-filed in GA, IN, UT. IAPD ↗
51
CONFLUENCE FINANCIAL PARTNERS — notice-filed in CO, DC, WA. IAPD ↗
51
SYRIOS WEALTH MANAGEMENT GROUP — notice-filed in AZ, FL, NV, TX. IAPD ↗
50
HUDSON COMPANIES — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
50
GOELZER INVESTMENT MANAGEMENT — moved its main office from INDIANAPOLIS, IN to CARMEL, IN. IAPD ↗
50
SISUNG INVESTMENT MANAGEMENT SERVICES LLC — moved its main office from NEW ORLEANS, LA to METAIRIE, LA. IAPD ↗
50
MAIN STREET RESEARCH LLC — moved its main office from SAUSALITO, CA to LAKEVILLE, CT. IAPD ↗
50
FIDUCIARY WEALTH PARTNERS, LLC — moved its main office from BOSTON, MA to NEWTON LOWER FALLS, MA. IAPD ↗
50
MERIDIAN WEALTH PARTNERS, LLC — moved its main office from BLUE BELL, PA to EXTON, PA. IAPD ↗
50
QUOTIENT WEALTH PARTNERS, LLC — moved its main office from IRVING, TX to DALLAS, TX. IAPD ↗
50
FORTRESS PRIVATE LEDGER, LLC — notice-filed in AZ, MD, MS, NH, OK. IAPD ↗
50
VISDOM INVESTMENT GROUP LLC — notice-filed in FL, MD, MI, NE, TX, WI. IAPD ↗
50
MOSTT INC. — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
49
CITY NATIONAL SECURITIES, INC. — notice-filed in DE, VA. IAPD ↗
49
RBF WEALTH ADVISORS — notice-filed in NE, OR, SC. IAPD ↗
49
MONTEREY PRIVATE WEALTH, INC. — notice-filed in NC, VA. IAPD ↗
49
NVEST FINANCIAL, LLC — notice-filed in CA, CT, LA. IAPD ↗
49
L & S ADVISORS, INC — notice-filed in MI, OR. IAPD ↗
49
ADVOCACY WEALTH MANAGEMENT, LLC — notice-filed in IN, KS. IAPD ↗
49
BIP WEALTH, LLC — notice-filed in ID, MD. IAPD ↗
49
JACOBI CAPITAL MANAGEMENT, LLC — notice-filed in IL, ME. IAPD ↗
49
BALTIMORE-WASHINGTON FINANCIAL ADVISORS — notice-filed in MA, TN. IAPD ↗
49
RMR WEALTH BUILDERS, INC. — notice-filed in LA, NE. IAPD ↗
49
FOURSTAR WEALTH ADVISORS, LLC — notice-filed in KY, TN. IAPD ↗
49
TWELVE POINTS WEALTH MANAGEMENT — notice-filed in IL, PA. IAPD ↗
49
ALTUS WEALTH GROUP, LLC — notice-filed in HI, NY, OR. IAPD ↗
49
HORIZON FINANCIAL — notice-filed in MD, NH, VA. IAPD ↗
49
SOLLINDA CAPITAL MANAGEMENT LLC — notice-filed in AR, PR, SC. IAPD ↗
49
MAY HILL CAPITAL, LLC — notice-filed in NH, NY, TX. IAPD ↗
48
MARIN WEALTH ADVISORS LLC — moved its main office from SAN RAFAEL, CA to NOVATO, CA. IAPD ↗
48
THE RETIREMENT SOLUTION LLC — moved its main office from REDMOND, OH to REDMOND, WA. IAPD ↗
48
DENVER WEALTH MANAGEMENT, INC. — moved its main office from GREENWOOD VILLAGE, CO to DENVER, CO. IAPD ↗
48
STEADMONT ADVISORS, LLC — moved its main office from VESTAVIA HILLS, AL to BIRMINGHAM, AL. IAPD ↗
48
LAW & ASSOCIATES INC — notice-filed in CO, DE, NH, SC. IAPD ↗
48
KEENAN FINANCIAL — notice-filed in AL, ID, KY, WY. IAPD ↗
48
PREMIER PRIVATE WEALTH MANAGEMENT, LLC — notice-filed in GA, NC, PA, TX. IAPD ↗
47
MIDWESTERN SECURITIES TRADING CO.,LLC — notice-filed in HI. IAPD ↗
47
PRIVATE MANAGEMENT GROUP INC — notice-filed in WI. IAPD ↗
47
CONDOR CAPITAL WEALTH MANAGEMENT — notice-filed in DC. IAPD ↗
47
FINANCIAL CONSULATE — notice-filed in DC, NE. IAPD ↗
47
NORTHSTAR ASSET MANAGEMENT INC — notice-filed in NE, PA. IAPD ↗
47
SJS INVESTMENT SERVICES — notice-filed in NE. IAPD ↗
47
BEAIRD HARRIS — notice-filed in NV. IAPD ↗
47
PROFESSIONAL PLANNING GROUP — notice-filed in VA. IAPD ↗
47
LASALLE ST. INVESTMENT ADVISORS, L.L.C. — notice-filed in HI. IAPD ↗
47
PLANNING ALTERNATIVES LTD — notice-filed in OR. IAPD ↗
47
COOPER MCMANUS — notice-filed in NM. IAPD ↗
47
ARGENT ADVISORS, INC. — notice-filed in NC. IAPD ↗
47
PINION WEALTH MANAGEMENT, LLC — notice-filed in MS, WY. IAPD ↗
47
SAGE FINANCIAL GROUP INC. — notice-filed in MI. IAPD ↗
47
FINANCIAL SYMMETRY INC. — notice-filed in IL. IAPD ↗
47
PINKERTON RETIREMENT SPECIALISTS, LLC — notice-filed in HI. IAPD ↗
47
STRATEGIC WEALTH MANAGEMENT GROUP — notice-filed in CO, PA. IAPD ↗
47
APRIO WEALTH MANAGEMENT, LLC — notice-filed in AL. IAPD ↗
47
STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C. — notice-filed in DC. IAPD ↗
47
MCF ADVISORS, LLC — notice-filed in AR. IAPD ↗
47
FLAGSHIP WEALTH ADVISORS, LLC. — notice-filed in RI, VT. IAPD ↗
47
PROSPERITY - AN EISNERAMPER COMPANY — notice-filed in IN. IAPD ↗
47
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC — notice-filed in NC, TN. IAPD ↗
47
REDMOND ASSET MANAGEMENT, LLC — notice-filed in CO, GA. IAPD ↗
47
THE HOERNER PLANNING GROUP, LLC — notice-filed in NE. IAPD ↗
47
CLEARWATER CAPITAL PARTNERS — notice-filed in NH. IAPD ↗
47
CALLAN CAPITAL, LLC — notice-filed in NV. IAPD ↗
47
BENEFIT FINANCIAL SERVICES GROUP — notice-filed in NE. IAPD ↗
47
SENDERO WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
47
ALTERNA WEALTH MANAGEMENT, INC. — notice-filed in AR, IA. IAPD ↗
47
TELOS CAPITAL MANAGEMENT, INC. — notice-filed in TN. IAPD ↗
47
DYNAMIC WEALTH ADVISORS — notice-filed in AR. IAPD ↗
47
GLASSMAN WEALTH SERVICES, LLC — notice-filed in NH. IAPD ↗
47
TRINITY PORTFOLIO ADVISORS, LLC — notice-filed in CA, LA. IAPD ↗
47
JOEL ISAACSON & CO., LLC — notice-filed in IL. IAPD ↗
47
SUNESIS ADVISORS, LLC — notice-filed in NH. IAPD ↗
47
ALPHA CUBED INVESTMENTS, LLC — notice-filed in OK. IAPD ↗
47
THREE BELL CAPITAL LLC — notice-filed in MN. IAPD ↗
47
CLARO ADVISORS, LLC — notice-filed in OH. IAPD ↗
47
INTEGRATED FINANCIAL STRATEGIES, LLC — notice-filed in PA, VA. IAPD ↗
47
GOLDEN STATE WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
47
ARROWROOT FAMILY OFFICE, LLC — notice-filed in AZ, CO. IAPD ↗
47
MONECO ADVISORS — notice-filed in OR. IAPD ↗
47
WATERFRONT WEALTH INC. — notice-filed in NC, SC. IAPD ↗
47
KOVITZ INVESTMENT GROUP PARTNERS, LLC — notice-filed in WV. IAPD ↗
47
MOODY, LYNN, LIEBERSON & WALKER, LLC — notice-filed in LA. IAPD ↗
47
THE FIDUCIARY ALLIANCE — notice-filed in AR. IAPD ↗
47
WINTHROP WEALTH — notice-filed in TN. IAPD ↗
47
ETON ADVISORS — notice-filed in VA. IAPD ↗
47
ROOT FINANCIAL PARTNERS — notice-filed in AR, OH. IAPD ↗
47
WEALTH ALLIANCE ADVISORY GROUP, LLC — notice-filed in ID, NE. IAPD ↗
47
CAPITA FINANCIAL NETWORK, LLC — notice-filed in IA. IAPD ↗
47
CANOPY WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
47
RESONANT CAPITAL ADVISORS, LLC — notice-filed in NY. IAPD ↗
47
FINDEC WEALTH SERVICES, INC. — notice-filed in ID, NE. IAPD ↗
47
PORTFOLIO DESIGN LABS, LLC — notice-filed in WA, WI. IAPD ↗
47
BUCK WEALTH STRATEGIES, LLC — notice-filed in KS, MO. IAPD ↗
47
BRISTOL WEALTH GROUP — notice-filed in CT, SC. IAPD ↗
47
CURA WEALTH ADVISORS, LLC — notice-filed in NH, WI. IAPD ↗
46
HAROLD DANCE INVESTMENTS — notice-filed in CA, NV, TX. IAPD ↗
46
NICHOLSON MEYER CAPITAL MANAGEMENT, INC. — notice-filed in FL, IA, VT. IAPD ↗
46
COMPASS PLANNING ASSOCIATES, INC. — notice-filed in CT, ME, NV. IAPD ↗
46
FSC WEALTH ADVISORS, LLC — notice-filed in CA, MD, RI. IAPD ↗
46
THE PILLAR STRATEGIES — notice-filed in NH, PA, TX. IAPD ↗
46
TABLEAUX WEALTH — notice-filed in CA, CT, NH. IAPD ↗
46
MURPHY & MULLICK CAPITAL MANAGEMENT CORP — notice-filed in MA, NC, TN. IAPD ↗
45
GARY L. GREENBERG — moved its main office from MINNEAPOLIS, MN to EDEN PRAIRIE, MN. IAPD ↗
45
ADVANTAGE INVESTING, INC. — moved its main office from CHESAPEAKE, VA to CORAL GABLES, FL. IAPD ↗
45
OAKBOURNE ADVISORS — moved its main office from HACKETTSTOWN, NJ to BERKELEY HEIGHTS, NJ. IAPD ↗
45
GUARDIAN WEALTH ADVISORS, LLC — moved its main office from BLOOMINGTON, MN to ST LOUIS PARK, MN. IAPD ↗
45
PORTFOLIO RESOURCES ADVISOR GROUP, INC. — moved its main office from MIAMI, FL to CORAL GABLES, FL. IAPD ↗
45
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. — moved its main office from SAN RAFAEL, CA to NOVATO, CA. IAPD ↗
45
BLUE SUMMIT WEALTH MANAGEMENT — moved its main office from LA MESA, CA to SAN DIEGO, CA. IAPD ↗
45
FOUR CORNERS FINANCIAL — moved its main office from HUNTINGTON, NY to MELVILLE, NY. IAPD ↗
45
TREASURE INVESTMENT MANAGEMENT, LLC — moved its main office from SAN FRANCISCO, CA to SCOTTSDALE, AZ. IAPD ↗
45
JB WEALTH ADVISORS LLC — moved its main office from NASHVILLE, TN to NORFOLK, VA. IAPD ↗
45
STORYONE FAMILY OFFICE — moved its main office from LEAWOOD, KS to OVERLAND PARK, KS. IAPD ↗
45
PECAUT WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
45
U. S. BOSTON CAPITAL CORPORATION — notice-filed in NC. IAPD ↗
45
CASCADE INVESTMENT GROUP, INC. — notice-filed in AL. IAPD ↗
45
INTRINSIC WEALTH COUNSEL, INC. — notice-filed in FL. IAPD ↗
45
DOVER PARTNERS INC — notice-filed in LA. IAPD ↗
45
NORTHWEST FINANCIAL SERVICES INC — notice-filed in KY. IAPD ↗
45
WHITENER CAPITAL MANAGEMENT, INC — notice-filed in LA. IAPD ↗
45
HALL CAPITAL MANAGEMENT COMPANY, INC. — notice-filed in NC. IAPD ↗
45
LOMBARD ADVISERS INCORPORATED — notice-filed in WV. IAPD ↗
45
KAYDAN WEALTH MANAGEMENT, INC. — notice-filed in LA. IAPD ↗
45
PORTLAND GLOBAL ADVISORS LLC — notice-filed in WA. IAPD ↗
45
CHARLES FISH INVESTMENTS, INC. — notice-filed in SC. IAPD ↗
45
COMPREHENSIVE FINANCIAL PLANNING, INC. — notice-filed in TX. IAPD ↗
45
BENIN MANAGEMENT CORP — notice-filed in MD. IAPD ↗
45
INTEGRIS WEALTH MANAGEMENT, LLC — notice-filed in ID. IAPD ↗
45
ASSET PLANNING, INC — notice-filed in TX. IAPD ↗
45
SPRINKLE FINANCIAL CONSULTANTS LLC — notice-filed in NE. IAPD ↗
45
CAMARDA WEALTH ADVISORY GROUP — notice-filed in MA. IAPD ↗
45
PARSONS CAPITAL MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
45
LOUNTZIS ASSET MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
45
CONFIDENCE WEALTH MANAGEMENT, LLC — notice-filed in MI. IAPD ↗
45
PERSIUM ADVISORS, LLC — notice-filed in NY. IAPD ↗
45
ETF PORTFOLIO PARTNERS, INC. — notice-filed in NE. IAPD ↗
45
RIVERVIEW CAPITAL ADVISERS LLC — notice-filed in TX. IAPD ↗
45
PUBLIC SAFETY FINANCIAL/GALLOWAY — notice-filed in AL. IAPD ↗
45
PETERSON WEALTH ADVISORS, LLC — notice-filed in VA. IAPD ↗
45
IRONVIEW CAPITAL MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
45
MINICHMACGREGOR WEALTH MANAGEMENT, LLC — notice-filed in MA. IAPD ↗
45
BLUEPRINT INVESTING LLC — notice-filed in WA. IAPD ↗
45
ALLSQUARE WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
45
CREAND MANAGEMENT — notice-filed in PR. IAPD ↗
45
FINANCIAL CONCEPTS — notice-filed in OH. IAPD ↗
45
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. — notice-filed in AZ. IAPD ↗
45
WALLER FINANCIAL PLANNING GROUP, INC. — notice-filed in SC. IAPD ↗
45
MONUMENT WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
45
FIDELIS IM — notice-filed in NE. IAPD ↗
45
LANE HIPPLE - WEALTH MANAGEMENT GROUP — notice-filed in DE. IAPD ↗
45
ELMWOOD WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
45
ADKINS SEALE CAPITAL MANAGEMENT LLC — notice-filed in AL. IAPD ↗
45
OCCIDENTAL ASSET MANAGEMENT, LLC — notice-filed in DE. IAPD ↗
45
ONE WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗
45
B.O.S.S. RETIREMENT ADVISORS, LLC — notice-filed in MO. IAPD ↗
45
OAK HARVEST INVESTMENT SERVICES — notice-filed in NJ. IAPD ↗
45
INSIGHT FOLIOS — notice-filed in PA. IAPD ↗
45
LEADING EDGE FINANCIAL PLANNING LLC — notice-filed in KY. IAPD ↗
45
HACKMAN FINANCIAL GROUP — notice-filed in IN. IAPD ↗
45
R2 WEALTH MANAGEMENT PARTNERS — notice-filed in WI. IAPD ↗
45
MGO PRIVATE WEALTH, LLC — notice-filed in NY. IAPD ↗
45
CENTRAL FAMILY ADVISORS, LLC — notice-filed in TX. IAPD ↗
45
PACIFIC SUN FINANCIAL CORP — notice-filed in FL. IAPD ↗
45
KADES & CHEIFETZ, LLC — notice-filed in MA. IAPD ↗
45
GOODMAN ADVISORY GROUP, LLC — notice-filed in CT. IAPD ↗
45
STONE OAK WEALTH MANAGEMENT, LLC — notice-filed in NM. IAPD ↗
45
BRIO FINANCIAL GROUP — notice-filed in VA. IAPD ↗
45
SHADE TREE ADVISORS LLC — notice-filed in NJ. IAPD ↗
45
KELLY FINANCIAL SERVICES LLC — notice-filed in VA. IAPD ↗
45
SOCHA FINANCIAL GROUP, LLC — notice-filed in TN. IAPD ↗
45
INSPIRE ADVISORS, LLC — notice-filed in CT. IAPD ↗
45
RANCH CAPITAL ADVISORS INC. — notice-filed in TN. IAPD ↗
45
MID-AMERICAN WEALTH ADVISORY GROUP — notice-filed in FL. IAPD ↗
45
CONVERGENCE FINANCIAL — notice-filed in AR. IAPD ↗
45
MATTERN WEALTH MANAGEMENT LLC — notice-filed in NE. IAPD ↗
45
ALAETHES WEALTH, LLC — notice-filed in TX. IAPD ↗
45
AEGIS FINANCIAL — notice-filed in AZ. IAPD ↗
45
EMERALD ADVISORS, LLC — notice-filed in NE. IAPD ↗
45
MADISON PARTNERS — notice-filed in IA. IAPD ↗
45
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC — notice-filed in UT. IAPD ↗
45
ONYX BRIDGE WEALTH GROUP LLC — notice-filed in IN. IAPD ↗
45
CANVAS WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗
45
ALPHA FINANCIAL PARTNERS LLC — notice-filed in IL. IAPD ↗
45
ELK RIVER WEALTH MANAGEMENT LLC — notice-filed in MO. IAPD ↗
45
INTERCHANGE CAPITAL PARTNERS — notice-filed in CA. IAPD ↗
45
FORTIS CAPITAL ADVISORS, LLC — notice-filed in MS. IAPD ↗
45
REFRAME WEALTH, LLC — notice-filed in NY. IAPD ↗
45
IMPACT PARTNERSHIP WEALTH, LLC — notice-filed in AL. IAPD ↗
45
WEALTH EFFECTS — notice-filed in VI. IAPD ↗
45
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC — notice-filed in NM. IAPD ↗
45
BREAKWATER CAPITAL GROUP — notice-filed in CT. IAPD ↗
45
GEARHART & ASSOCIATES — notice-filed in NY. IAPD ↗
45
HEDONOVA ADVISORS LLC — notice-filed in MA. IAPD ↗
45
VICTORY FINANCIAL — notice-filed in CA. IAPD ↗
45
MASTER'S WEALTH MANAGEMENT INC. — notice-filed in TX. IAPD ↗
45
IMPACT CAPITAL PARTNERS LLC — notice-filed in LA. IAPD ↗
44
FORTERIS WEALTH MANAGEMENT, INC. — notice-filed in CA, NH. IAPD ↗
44
SWISHER FINANCIAL CONCEPTS, INC. — notice-filed in MI, NC. IAPD ↗
44
RUTHERFORD ASSET PLANNING, INC. — notice-filed in LA, TX. IAPD ↗
44
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC — notice-filed in IN, ME. IAPD ↗
44
BROWN FINANCIAL ADVISORS, LLC — notice-filed in OK, SC. IAPD ↗
44
ADVOCATE INVESTING SERVICES — notice-filed in CO, PA. IAPD ↗
44
SEYMOUR ASSET MANAGEMENT LLC — notice-filed in ME, NC. IAPD ↗
44
PALATINE HILL WEALTH MANAGEMENT — notice-filed in CA, FL. IAPD ↗
44
AMARA FINANCIAL, LLC — notice-filed in OR, WA. IAPD ↗
44
AVAIL INVESTMENT PARTNERS, LLC — notice-filed in TX, VA. IAPD ↗
44
BALLAST ROCK PRIVATE WEALTH — notice-filed in CT, LA. IAPD ↗
44
NINE30 ADVISORS LLC — notice-filed in AR, TX. IAPD ↗
44
MAYNERICH FINANCIAL — notice-filed in AZ, FL. IAPD ↗
44
PARK SQUARE FINANCIAL GROUP LLC — notice-filed in NJ, PA. IAPD ↗
44
UNITING WEALTH PARTNERS — notice-filed in LA, NE. IAPD ↗
44
BEACON CAPITAL ADVISORY GROUP — notice-filed in AK, NY. IAPD ↗
42
B.B. GRAHAM & COMPANY, INC. — notice-filed in KS. IAPD ↗
42
MWA FINANCIAL SERVICES, INC. — notice-filed in HI. IAPD ↗
42
SAGE INVESTMENT COUNSEL — notice-filed in NE. IAPD ↗
42
GIBSON FINANCIAL SOLUTIONS, INC. — notice-filed in FL. IAPD ↗
42
JAMES RIVER ASSET MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
42
DBS INVESTMENT ADVISERS, LLC — notice-filed in NJ. IAPD ↗
42
MICHAEL D. TAXMAN INVESTMENT MANAGEMENT — notice-filed in CA. IAPD ↗
42
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
42
T.T.G. FINANCIAL, INC. — notice-filed in TX. IAPD ↗
42
HURLEY CAPITAL, LLC — notice-filed in NH. IAPD ↗
42
NORTHSTAR FINANCIAL PLANNERS, INC. — notice-filed in IL. IAPD ↗
42
PARKWORTH WEALTH MANAGEMENT, INC. — notice-filed in NY. IAPD ↗
42
PACIFICA WEALTH ADVISORS, INC. — notice-filed in TN. IAPD ↗
42
WATERSTONE WEALTH ADVISORS, LLC — notice-filed in NY. IAPD ↗
42
ZYNERGY RETIREMENT PLANNING — notice-filed in PA. IAPD ↗
42
GLOBAL VALUE INVESTMENT CORPORATION — notice-filed in PA. IAPD ↗
42
CAP PARTNERS, LLC — notice-filed in LA. IAPD ↗
42
FINANCIAL INSTITUTION SERVICES, LLC — notice-filed in MN. IAPD ↗
42
KEY GROUP MANAGEMENT, INC. — notice-filed in MA. IAPD ↗
42
PRAKASH INVESTMENT ADVISORS LLC — notice-filed in LA. IAPD ↗
42
REITZ CAPITAL ADVISORS LLC — notice-filed in TX. IAPD ↗
42
RIVERTREE ADVISORS, LLC — notice-filed in TX. IAPD ↗
42
POWERS ADVISORY GROUP, LLC — notice-filed in NE. IAPD ↗
42
SIGHTLINE WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗
42
CYR FINANCIAL INC. — notice-filed in NE. IAPD ↗
42
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
42
ROOTED PLANNING GROUP — notice-filed in GA. IAPD ↗
42
PRATO CAPITAL MANAGEMENT — notice-filed in NH. IAPD ↗
42
ANDERSON FINANCIAL STRATEGIES, LLC — notice-filed in NE. IAPD ↗
42
FENIX TRADING — notice-filed in FL. IAPD ↗
42
BIG INVESTMENT SERVICES — notice-filed in FL. IAPD ↗
42
STRONGTOWER WEALTH MANAGEMENT, PLC — notice-filed in NE. IAPD ↗
42
SHORE POINT ADVISORS, LLC — notice-filed in PA. IAPD ↗
42
AVANT FINANCIAL ADVISORS — notice-filed in LA. IAPD ↗
42
CAPITAL WEALTH ALLIANCE, LLC — notice-filed in MN. IAPD ↗
42
CAVU WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
42
AEGIS WEALTH MANAGEMENT, INC. — notice-filed in KS. IAPD ↗
42
WICKHAM FINANCIAL & INSURANCE SERVICES — notice-filed in FL. IAPD ↗
42
THE HERBST GROUP, LLC — notice-filed in TX. IAPD ↗
42
GOALFUSION WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗
42
MARIPAU WEALTH MANAGEMENT LLC — notice-filed in TN. IAPD ↗
42
1230 ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
GOLDEN ROAD ADVISORS LLC — notice-filed in NY. IAPD ↗
42
103 ADVISORY GROUP — notice-filed in FL. IAPD ↗
42
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in AZ. IAPD ↗
42
THE WEALTH BOUTIQUE — notice-filed in NY. IAPD ↗
42
HELIANTH INVESTMENT MANAGEMENT LLC — notice-filed in NY. IAPD ↗
42
BASE WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
42
TRUEDGE ASSET MANAGEMENT LLC — notice-filed in AZ. IAPD ↗
42
HERITAGE OAK WEALTH ADVISORS — notice-filed in TX. IAPD ↗
42
ROSSBY FINANCIAL, LLC — notice-filed in IN. IAPD ↗
42
ACCELERATE RETIREMENT — notice-filed in MI. IAPD ↗
42
MDRN CAPITAL — notice-filed in NE. IAPD ↗
42
TRIAD WEALTH PARTNERS, LLC — notice-filed in NJ. IAPD ↗
42
DELARME WEALTH MANAGEMENT, INC. — notice-filed in MO. IAPD ↗
42
EDEN INTELLIGENCE FINANCIAL — notice-filed in CA. IAPD ↗
42
LINCOLN PARK CAPITAL LLC — notice-filed in CO. IAPD ↗
42
MERKKURI WEALTH ADVISORS LLC — notice-filed in CA. IAPD ↗
42
SYNTHETICFI LLC — notice-filed in FL. IAPD ↗
42
ROXBURY FINANCIAL — notice-filed in SC. IAPD ↗
42
RHL GROUP, LLC — notice-filed in CA. IAPD ↗
42
ZERO DAY CAPITAL ENTERPRISES LLC — notice-filed in FL. IAPD ↗
42
RAINIER FAMILY WEALTH, INC. — notice-filed in TX. IAPD ↗
42
CANTATA WEALTH MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
42
PCM ENCORE, LLC — notice-filed in VA. IAPD ↗
30
PINKERTON RETIREMENT SPECIALISTS, LLC — changed its website from pinkertonretirement.com to idahowm.org. IAPD ↗
30
MOUNT YALE INVESTMENT ADVISORS, LLC — changed its website from besterwealth.com to elevationpoint.com. IAPD ↗
30
WEALTHFRONT ADVISERS LLC — changed its website from wealthfront.com to wealthfront.org. IAPD ↗
30
FOURSTAR WEALTH ADVISORS, LLC — changed its website from main.advisoryoptionsforcpas.com to timeto.planyourexitstrategy.com. IAPD ↗
30
COMPOUND PLANNING — changed its website from thomasadvisoryservices.com to lifeplan2retire.com. IAPD ↗
30
XML FINANCIAL GROUP — changed its website from xmlfg.com to xmlfg-w.com. IAPD ↗
30
GC WEALTH MANAGEMENT RIA, LLC — changed its website from catalyticwealth.com to generalcatalyst.com. IAPD ↗
28
FINANCIAL CONSULATE — changed its website from financialphysical.net to financialphysical.com. IAPD ↗
28
MCCARTER PRIVATE WEALTH SERVICES LLC — changed its website from blasset.com to mccarterpws.com. IAPD ↗
28
THE FAIRMAN GROUP, LLC — changed its website from fairmangroup.com to fairmanfinancial.com. IAPD ↗
28
THE RETIREMENT SOLUTION LLC — changed its website from bbb.org to vimeo.com. IAPD ↗
28
VISIONARY HORIZONS, LLC — changed its website from visionaryhorizons.com to vimeo.com. IAPD ↗
28
OCCIDENTAL ASSET MANAGEMENT, LLC — changed its website from yourmentalwealthadvisors.com to ymwadvisors.com. IAPD ↗
28
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS — changed its website from billsydor.com to atlwm.com. IAPD ↗
28
CORE WEALTH ADVISORS, INC. — changed its website from guidingyourwealth.com to followthegameplan.com. IAPD ↗
28
SOCHA FINANCIAL GROUP, LLC — changed its website from nsocha.com to sochafinancial.com. IAPD ↗
28
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC — changed its website from walledlakewealth.com to wlpwm.com. IAPD ↗
28
SERENITY INVESTMENT ADVISORS — changed its website from serenitywm.com to yelp.com. IAPD ↗
28
STONE POINT WEALTH LLC — changed its website from stonepointwealth.com to stonesummitwealth.com. IAPD ↗
25
GCI FINANCIAL GROUP — changed its website from gcifinancialgroup.com to gcifg.com. IAPD ↗
25
PORTFOLIO RESOURCES ADVISOR GROUP, INC. — changed its website from prginc.net to ffsins.com. IAPD ↗
25
IQVESTMENT, LLC — changed its website from iqvestment.com to iqvestment.io. IAPD ↗
25
HENDERSHOTT WEALTH MANAGEMENT, LLC — changed its website from hilaryhendershottwealthmanagement.com to hendershottwealth.com. IAPD ↗
25
AEGIS WEALTH MANAGEMENT, INC. — changed its website from mindiemolina.com to oakwayfinancial.com. IAPD ↗
25
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC — changed its website from relywealth.us to meritwealth.com. IAPD ↗
25
CHILDFREE WEALTH — changed its website from livelearnplan.com to reddit.com. IAPD ↗
25
THE WEALTH BOUTIQUE — changed its website from melissamyersgroup.com to tanisfingroup.com. IAPD ↗
90
BC PARTNERS PE L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $33.34B RAUM and 30 advisory reps. IAPD ↗institutional
85
SIMA RETIREMENT SOLUTIONS, LLC — (NORTH CHESTERFIELD, VA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
GLOBAL STRATEGIC RISK MANAGEMENT, LLC — (PROVIDENCE, RI) is newly SEC-registered with $1.52B RAUM and 7 advisory reps. IAPD ↗fund
85
KATE CAPITAL LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COASTAL EQUITY MANAGEMENT, LLC — (PENSACOLA, FL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
85
HARBOURVEST REGISTERED ADVISERS — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 293 advisory reps. IAPD ↗institutional
85
M83 INVESTMENT GROUP, LLC — (CALABASAS, CA) is newly SEC-registered with $112.4M RAUM and 4 advisory reps. IAPD ↗institutional
85
MRBL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
CAPRA IBEX CREDIT OPPORTUNITIES, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
LORD ABBETT FIF ADVISOR LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 264 advisory reps. IAPD ↗institutional
85
FLAGSHIP INVESTMENT MANAGEMENT LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
85
MARCELLUS INTERNATIONAL INVESTMENT MANAGERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PSP RESEARCH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ERIC M FLANAGAN TRADING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
KING RIDGE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BAYHUNT CAPITAL LLC — (MILL VALLEY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
KARL KAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
PAINSWICK CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
FORTUNA FUNDS, LLC — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
NEXTGEN EMP — (COLUMBUS, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
83
MCP ADVISERS, LLC — (ATLANTA, GA) is newly SEC-registered with $400.0M RAUM and 1 advisory reps. IAPD ↗fund
80
HC2 CAPITAL, LLC — (DALLAS, TX) is newly SEC-registered with $195.1M RAUM and 4 advisory reps. IAPD ↗fund
80
GRIZZLY CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $40.8M RAUM and 7 advisory reps. IAPD ↗fund
80
TCW PT MANAGEMENT COMPANY LLC — (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 28 advisory reps. IAPD ↗fund
80
ABF INVESTMENT MANAGEMENT, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗fund
70
AVIVA INVESTORS CANADA INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $8.25B RAUM and 5 advisory reps. IAPD ↗foreign
68
GUARDIAN PARTNERS INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $388.2M RAUM and 8 advisory reps. IAPD ↗foreign
65
HIGHER PARK LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗foreign
45
INVESCO INVESTMENT ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗institutional
45
WISDOMTREE ASSET MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗institutional
45
45
THOMASLLOYD CLIMATE SOLUTIONS LLC — THOMASLLOYD GLOBAL ASSET MANAGEMENT (AMERICAS) LLC is now doing business as . IAPD ↗institutional
43
43
40
INVESCO SENIOR SECURED MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 3 (8 -> 11). IAPD ↗fund
40
GATES CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
40
40
ELLIOTT INVESTMENT MANAGEMENT L.P. — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗fund
40
40
FPLF MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗institutional
40
39
38
INVESCO PRIVATE CAPITAL, INC. — 's Item 11 disclosure-reporting entries rose by 3 (12 -> 15). IAPD ↗fund
38
38
35
35
EIDE BAILLY ADVISORS, LLC — moved its main office from FARGO, ND to SIOUX FALLS, SD. IAPD ↗institutional
35
ALTEGRIS ADVISORS, LLC — moved its main office from LA JOLLA, CA to SAN JUAN CAPISTRANO, CA. IAPD ↗institutional
33
CALVERT STREET CAPITAL PARTNERS, INC. — moved its main office from LUTHERVILLE, MD to TOWSON, MD. IAPD ↗fund
33
CREO CAPITAL PARTNERS MANAGEMENT LLC — moved its main office from GREENWOOD VILLAGE, CO to MIAMI, FL. IAPD ↗fund
33
32
32
32
32
30
30
30
30
WFM ASIA (BVI) LIMITED — WARD FERRY MANAGEMENT (BVI) LIMITED is now doing business as . IAPD ↗foreign
30
30
27
27
25
CIBC ASSET MANAGEMENT INC. — 's Item 11 disclosure-reporting entries rose by 4 (8 -> 12). IAPD ↗foreign
20
GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC — changed its website from connect.rightprospectus.com to globalatlantic.onlineprospectus.net. IAPD ↗institutional
15
15
EASTSPRING US — changed its website from eastspring.com to eastspringinvestments.com. IAPD ↗institutional
15
15
CLEAR SKY ADVISERS, LLC — changed its website from clearskyim.com to clearskycarbonsolutions.com. IAPD ↗fund
13
BLACK BAY PARTNERS, LLC — changed its website from blackbayenergy.com to blackbaypartners.com. IAPD ↗fund
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Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.