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INVESCO INVESTMENT ADVISERS LLC

DOWNERS GROVE, IL · CRD 104885 · IAPD ↗ · invesco.com · 713-214-1919

$4.37BRegulatory AUM
27Advisory reps
27Employees
1116Clients
n/aPlanning clients
0Private funds
4States
6Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
March 2025 — INVESCO INVESTMENT ADVISERS LLC added office(s): 1 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
March 2025 — INVESCO INVESTMENT ADVISERS LLC grew from 10 to 28 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
December 2024 — INVESCO INVESTMENT ADVISERS LLC's Item 11 disclosure-reporting entries rose by 3 (3 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
November 2024 — INVESCO INVESTMENT ADVISERS LLC's Item 11 disclosure-reporting entries rose by 2 (1 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
April 2024 — INVESCO INVESTMENT ADVISERS LLC shrank from 25 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.