Marketing & brand — April 2024

Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).

2011 firms opened this window in the April 2024 SEC roster: 1243 state expansion, 235 website changed, 145 relocation, 137 disclosure added, 132 new registration, 119 rename.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

TYME ADVISORS — (PLANO, TX) is newly SEC-registered with $532.2M RAUM and 1 advisory reps. IAPD ↗

$532.2M RAUM · 1 reps · 469-480-7904

M. E. ALLISON & CO., INC. — (SAN ANTONIO, TX) is newly SEC-registered with $145.9M RAUM and 10 advisory reps. IAPD ↗

$145.9M RAUM · 10 reps · 210-930-4000 · meallison.com

HARGER AND COMPANY, INC. — (BATON ROUGE, LA) is newly SEC-registered with $101.9M RAUM and 3 advisory reps. IAPD ↗

$101.9M RAUM · 3 reps · 225-767-7228 · hargerandcompany.com

MAIN STREET MANAGEMENT COMPANY — (AQUEBOGUE, NY) is newly SEC-registered with $51.8M RAUM and 2 advisory reps. IAPD ↗

$51.8M RAUM · 2 reps · 631-653-0333

LOYD FINANCIAL MANAGEMENT INC. — (CENTENNIAL, CO) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗

$103.5M RAUM · 1 reps · 303-779-0987 · loydfinancial.com

PACESETTER FINANCIAL GROUP, L.L.C. — (LINCOLN, IL) is newly SEC-registered with $125.0M RAUM and 4 advisory reps. IAPD ↗

$125.0M RAUM · 4 reps · 217-735-1576 · pacesetterfinancial.com

BROADWING CAPITAL ADVISORS, INC. — (LARKSPUR, CA) is newly SEC-registered with $119.7M RAUM and 1 advisory reps. IAPD ↗

$119.7M RAUM · 1 reps · 415-381-7555 · broadwingcapital.com

WHALEN CAPITAL, INC. — (WAUSAU, WI) is newly SEC-registered with $132.6M RAUM and 2 advisory reps. IAPD ↗

$132.6M RAUM · 2 reps · 715-241-6935 · whalenfg.com

TRIPPON WEALTH MANAGEMENT GROUP LLC — (HOUSTON, TX) is newly SEC-registered with $134.3M RAUM and 4 advisory reps. IAPD ↗

$134.3M RAUM · 4 reps · 713-661-1040 · financialadvisorhouston.com

FOUNDATION CAPITAL MANAGEMENT, LLC — (EAST NORRITON, PA) is newly SEC-registered with $134.4M RAUM and 2 advisory reps. IAPD ↗

$134.4M RAUM · 2 reps · 610-278-6961 · myfcm.com

SCHNEIDER WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $127.5M RAUM and 1 advisory reps. IAPD ↗

$127.5M RAUM · 1 reps · 888-444-9981 · schneiderwealth.com

MAYA ADVISORS, INC. — (PALO ALTO, CA) is newly SEC-registered with $103.7M RAUM and 1 advisory reps. IAPD ↗

$103.7M RAUM · 1 reps · 650-704-3074

FLAVIN FINANCIAL SERVICES, INC. — (MELBOURNE, FL) is newly SEC-registered with $129.8M RAUM and 3 advisory reps. IAPD ↗

$129.8M RAUM · 3 reps · (321) 725-4700

GBM WEALTH MANAGEMENT, INC. — (HOUSTON, TX) is newly SEC-registered with $128.4M RAUM and 4 advisory reps. IAPD ↗

$128.4M RAUM · 4 reps · (281) 745-9100 · gbmwealth.com

HARDY & HARDY CO LLC — (LIMA, OH) is newly SEC-registered with $183.4M RAUM and 3 advisory reps. IAPD ↗

$183.4M RAUM · 3 reps · 419-998-8955

INVESTMENTHUNTER WEALTH SERVICES — (location n/a) is newly SEC-registered with $115.2M RAUM and 1 advisory reps. IAPD ↗

$115.2M RAUM · 1 reps · (972) 977-6428 · investmenthunter.net

DELPHINUS FINANCIAL ADVISORS, LLC — (MANSFIELD, MA) is newly SEC-registered with $110.9M RAUM and 2 advisory reps. IAPD ↗

$110.9M RAUM · 2 reps · 781-780-2439 · delphinusfa.com

MY PORTFOLIO GUIDE, LLC — (SEAL BEACH, CA) is newly SEC-registered with $114.1M RAUM and 1 advisory reps. IAPD ↗

$114.1M RAUM · 1 reps · (562)799-5595 · pinterest.com

EASTSOUND CAPITAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $152.2M RAUM and 6 advisory reps. IAPD ↗

$152.2M RAUM · 6 reps · 360-317-4688

INDELIBLE WEALTH GROUP — (location n/a) is newly SEC-registered with $120.4M RAUM and 5 advisory reps. IAPD ↗

$120.4M RAUM · 5 reps · (970) 532-5842

SHERMAN ASSET MANAGEMENT, INC. — (VENTURA, CA) is newly SEC-registered with $121.8M RAUM and 1 advisory reps. IAPD ↗

$121.8M RAUM · 1 reps · 805-655-5062 · shermanassetmgmt.com

SOMNIO FINANCIAL GROUP, LLC — (GLASTONBURY, CT) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗

$116.8M RAUM · 2 reps · 860-430-5500

KIRTLAND HILLS CAPITAL MANAGEMENT, LLC — (BRATENAHL, OH) is newly SEC-registered with $152.2M RAUM and 2 advisory reps. IAPD ↗

$152.2M RAUM · 2 reps · 440-477-8913 · kirtlandhillscapital.com

EPIC ADVISORY SERVICES CORP — (BOCA RATON, FL) is newly SEC-registered with $105.8M RAUM and 20 advisory reps. IAPD ↗

$105.8M RAUM · 20 reps · 561-829-2173 · epiccapitalfl.com

CYR FINANCIAL INC. — (HENNEPIN, IL) is newly SEC-registered with $112.1M RAUM and 4 advisory reps. IAPD ↗

$112.1M RAUM · 4 reps · (815) 925-7501

RED CRANE WEALTH MANAGEMENT, LLC — (PALO ALTO, CA) is newly SEC-registered with $106.0M RAUM and 3 advisory reps. IAPD ↗

$106.0M RAUM · 3 reps · 415-316-0982

IMG WEALTH MANAGEMENT, INC. — (JACKSONVILLE, FL) is newly SEC-registered with $119.9M RAUM and 6 advisory reps. IAPD ↗

$119.9M RAUM · 6 reps · 904-731-9955 · imgwealthmanagement.com

STEWARDS ADVISORY SERVICES — (location n/a) is newly SEC-registered with $100.5M RAUM and 2 advisory reps. IAPD ↗

$100.5M RAUM · 2 reps · 319-229-7439 · stewardsadvisory.com

CENTERPIECE WEALTH ADVISOR — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $104.0M RAUM and 2 advisory reps. IAPD ↗

$104.0M RAUM · 2 reps · 720-296-5495 · wealth.emaplan.com

VESTED FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $101.6M RAUM and 1 advisory reps. IAPD ↗

$101.6M RAUM · 1 reps · 650-315-7372

FOOTHILLS ADVISORS, LLC — (CAVE CREEK, AZ) is newly SEC-registered with $117.7M RAUM and 3 advisory reps. IAPD ↗

$117.7M RAUM · 3 reps · 480-203-8879 · foothillsadvisors.com

CAVU WEALTH MANAGEMENT — (LAKESIDE, CA) is newly SEC-registered with $114.5M RAUM and 8 advisory reps. IAPD ↗

$114.5M RAUM · 8 reps · 858-360-7800 · cavuwealthmanagement.com

GAMMA ASSET MANAGEMENT LLC — (SAN JUAN, PR) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗

$100.6M RAUM · 3 reps · 787-957-3260 · gammaam.com

ZENITH WEALTH PARTNERS — (PHILADELPHIA, PA) is newly SEC-registered with $81.6M RAUM and 6 advisory reps. IAPD ↗

$81.6M RAUM · 6 reps · 248-568-4626

STONE WEALTH PARTNERS LLC — (LAFAYETTE, LA) is newly SEC-registered with $102.1M RAUM and 5 advisory reps. IAPD ↗

$102.1M RAUM · 5 reps · 337-660-2334 · stone-wealth.com

PTM WEALTH MANAGEMENT, LLC — (NORTH WALES, PA) is newly SEC-registered with $124.1M RAUM and 2 advisory reps. IAPD ↗

$124.1M RAUM · 2 reps · 267-317-1515 · ptmwealth.com

CASSADY WEALTH & RETIREMENT PLANNING L.L.C. — (HENDERSON, NV) is newly SEC-registered with $105.1M RAUM and 4 advisory reps. IAPD ↗

$105.1M RAUM · 4 reps · 702-650-4480 · cassadywealth.com

GUIDED CAPITAL WEALTH MANAGEMENT, LLC — (HOUSTON, TX) is newly SEC-registered with $111.6M RAUM and 4 advisory reps. IAPD ↗

$111.6M RAUM · 4 reps · 832-975-0710 · guidedcapitalwealth.com

DIRECT FINANCIAL CARE — (location n/a) is newly SEC-registered with $150.0M RAUM and 1 advisory reps. IAPD ↗

$150.0M RAUM · 1 reps · 608-630-7974 · directfinancialcare.com

CHROME ADVISORS — (SAN FRANCISCO, CA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗

$100.3M RAUM · 1 reps · 415-818-9005

WISE WEALTH PARTNERS, LLC — (PHOENIX, AZ) is newly SEC-registered with $100.9M RAUM and 2 advisory reps. IAPD ↗

$100.9M RAUM · 2 reps · 480-239-6914

IOR — (CLAYTON, MO) is newly SEC-registered with $107.2M RAUM and 1 advisory reps. IAPD ↗

$107.2M RAUM · 1 reps · 833-467-7658 EXT. 1 · investmentofficeresources.net

THE WEALTHGARDEN F.S. LLC — (EL SEGUNDO, CA) is newly SEC-registered with $139.2M RAUM and 3 advisory reps. IAPD ↗

$139.2M RAUM · 3 reps · 310-571-8489 · thewealthgardenfs.com

ELYSIUM WEALTH MANAGEMENT, LLC — (SOUTH JORDAN, UT) is newly SEC-registered with $116.0M RAUM and 6 advisory reps. IAPD ↗

$116.0M RAUM · 6 reps · 801-735-8407 · ut.myelysium.com

ELEVATION WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $113.4M RAUM and 2 advisory reps. IAPD ↗

$113.4M RAUM · 2 reps · 952-905-3042

BALLAST ROCK PRIVATE WEALTH — (CHARLESTON, SC) is newly SEC-registered with $170.6M RAUM and 6 advisory reps. IAPD ↗

$170.6M RAUM · 6 reps · (800) 204-2513

ENDEAVOR ADVISORS, LLC — (THE WOODLANDS, TX) is newly SEC-registered with $106.1M RAUM and 2 advisory reps. IAPD ↗

$106.1M RAUM · 2 reps · 281-326-9902 · endeavor-advisors.com

ALOOOLA — (KINGSTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 484.275.5525 · alooola.com

BLALOCK WILLIAMS, LLC — (ALEXANDER CITY, AL) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗

$105.5M RAUM · 2 reps · (256) 444-6256

THE PINES WEALTH MANAGEMENT, LLC — (SOUTHERN PINES, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · (910) 475-8312 · thepineswealth.com

NINE30 ADVISORS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · (650) 391-4391 · nine30.com

STIRLING FINANCIAL GROUP — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 619-435-1210 · stirlingfinancialgroup.com

RICHMOND INVESTMENT SERVICES LLC — (MEQUON, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗

$0 RAUM · 11 reps · 262-242-4200 · richmondis.com

BENJAMINS MONEY — (MCLEAN, VA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (240) 395-4455 · 1787fp.co

1015 CAPITAL PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 610-574-7036

MASTER'S WEALTH MANAGEMENT INC. — (LANCASTER, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗

$0 RAUM · 6 reps · (717) 581-1323 · mastersadvisors.com

TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 317-253-2000

ANCHOR WEALTH MANAGEMENT GROUP LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · (561) 228-8688 · anchorwealthgroup.com

FIRESIDE CAPITAL ADVISORS — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 469-357-6370 · firesidecapital.com

PLATFORM WEALTH ADVISORS — (HOLLADAY, UT) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗

$0 RAUM · 6 reps · (385) 243-0553 · walpoleadvisors.com

BLACK POINT WEALTH MANAGEMENT — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 239-306-6300

DEMETER TACTICAL INVESTMENTS CORP. — (SHERIDAN, WY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 2125184444 · demeter-funds.com

INMAN JAGER WEALTH MANAGEMENT — (HATTIESBURG, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · (601) 602-3571 · inmanjagerwm.com

YIELD WEALTH LTD. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 770.823.7211

ROCKBRIDGE CAPITAL MANAGEMENT — (ALEXANDRIA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 703.628.1036

HOLOS INTEGRATED WEALTH — (KENNETT SQUARE, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 484-893-4599

WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 480-973-3560

FCIG WEALTH MANAGEMENT, LLC — (PLAINFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 877-420-5234

TAIKO PRIVATE WEALTH — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 3123004781

CARNEGIE LAKE ADVISORS LLC — (PRINCETON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗

$0 RAUM · 5 reps · 201-240-6443

CORNERSTONE ALTERNATIVES — (GREENVILLE, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 315-416-3384 · 506investorgroup.com

CRUSONIA WEALTH ADVISORS LLC — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 303-810-6366 · crusoniawealth.com

PONTA WEALTH PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 407-234-5343

BLUEWATER WEALTH ADVISORS, LLC — (VESTAVIA, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗

$0 RAUM · 3 reps · 205-305-6352

RATSON ADVISORY LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 917-325-7440

ARIMATHEA — (SOUTH COAST METRO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 707-813-7070 · arimatheainvesting.com

MERKKURI WEALTH ADVISORS LLC — (HICKSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 516-268-3446

PORT CAPITAL MANAGEMENT — (MASSAPEQUA, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 516-246-5629 · portcapitalmangement.com

AURDAN CAPITAL MANAGEMENT, LLC — (BERWYN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗

$0 RAUM · 2 reps · 267-547-8171

FELLOWSHIP FINANCIAL PLANNING — (SPOKANE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗

$0 RAUM · 6 reps · 5094739483 · fellowshipfinancialplanning.com

MINDSET WEALTH MANAGEMENT, LLC — (FISHERS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗

$0 RAUM · 4 reps · 317-348-4655 · mindsetwealthmanagement.com

LIGHTHOUSE — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗

$0 RAUM · 1 reps · 2014679489 · lighthouse-invest.io

WILSHIRE — ADVISORS LLC is now doing business as WILSHIRE. IAPD ↗

$94.87B RAUM · 93 reps · 310-451-3051

WELLS FARGO ADVISORS — FINANCIAL NETWORK, LLC is now doing business as WELLS FARGO ADVISORS. IAPD ↗

$154.19B RAUM · 1978 reps · 314-875-3000 · stories.wf.com

WELLS FARGO ADVISORS — WELLS FARGO CLEARING SERVICES, LLC is now doing business as . IAPD ↗

$558.46B RAUM · 8623 reps · 314-875-3000 · wellsfargoadvisors.com

CUSO FINANCIAL SERVICES — L.P. is now doing business as CUSO FINANCIAL SERVICES. IAPD ↗

$4.66B RAUM · 571 reps · 800-686-4724

HUDSON EDGE INVESTMENT PARTNERS, INC. — HGK ASSET MANAGEMENT INC is now doing business as . IAPD ↗

$2.48B RAUM · 8 reps · 201-659-3700 · hudsonedgeip.com

PLANCORP, LLC — PLANCORP WEALTH MANAGEMENT is now doing business as . IAPD ↗

$6.48B RAUM · 47 reps · 636-532-7824 · plancorp.com

MASLOW WEALTH ADVISORS — DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗

$1.76B RAUM · 10 reps · 512-610-6930

VAN HULZEN FINANCIAL ADVISORS — VAN HULZEN ASSET MANAGEMENT is now doing business as . IAPD ↗

$1.99B RAUM · 10 reps · (916) 608-4284

ASPEN CAPITAL MANAGEMENT, LLC — ASPEN CAPITAL MANAGEMENT is now doing business as . IAPD ↗

$1.01B RAUM · 7 reps · 208-345-0174 · aspencapitalmgmt.com

REHMANN WEALTH — REHMANN FINANCIAL is now doing business as . IAPD ↗

$3.85B RAUM · 36 reps · 517-316-2400 · rehmann.com

CUTLER INVESTMENT GROUP — CUTLER INVESTMENT COUNSEL, LLC is now doing business as . IAPD ↗

$1.18B RAUM · 17 reps · 541-770-9000

BLBB ADVISORS — BLB & B ADVISORS, LLC is now doing business as . IAPD ↗

$2.30B RAUM · 13 reps · 215-643-9100 · blbb.com

MARINER WEALTH — ADVISORS is now doing business as MARINER WEALTH. IAPD ↗

$81.11B RAUM · 709 reps · 913-904-5700

CONWAY INVESTMENT SOLUTIONS — CONWAY INVESTMENT RESEARCH, LLC is now doing business as . IAPD ↗

$1.00B RAUM · 13 reps · 314-721-9696 · conwayir.com

ALPHASTAR CAPITAL MANAGEMENT — LLC is now doing business as ALPHASTAR CAPITAL MANAGEMENT. IAPD ↗

$1.15B RAUM · 94 reps · 855-340-2514 · alphastarclient.com

PERMCAP INVESTMENT OFFICE — PERMANENS CAPITAL L.P. is now doing business as . IAPD ↗

$4.46B RAUM · 5 reps · 843 882 7950

MJ RETIREMENT — PROCOURSE FIDUCIARY ADVISORS, LLC is now doing business as . IAPD ↗

$4.41B RAUM · 7 reps · 317-805-7500 · mjretirement.com, https

OSAIC ADVISORY SERVICES, LLC — TRIAD HYBRID SOLUTIONS is now doing business as . IAPD ↗

$4.94B RAUM · 141 reps · 866-580-8219 · servetwealth.com

ONESEVEN — MGO ONE SEVEN is now doing business as . IAPD ↗

$2.57B RAUM · 48 reps · 216-865-1700

MARINER INDEPENDENT — ADVISOR NETWORK, LLC is now doing business as MARINER INDEPENDENT. IAPD ↗

$8.15B RAUM · 184 reps · 650-571-1934 · johnhalladvisor.com

RUANE CUNNIFF L.P. — RUANE, CUNNIFF & GOLDFARB L.P. is now doing business as . IAPD ↗

$9.65B RAUM · 15 reps · 212-832-5280

ROBERTSON STEPHENS — WEALTH MANAGEMENT, LLC is now doing business as ROBERTSON STEPHENS. IAPD ↗

$4.93B RAUM · 51 reps · 415-500-6810 · rscapital.com

PRINCIPLE WEALTH — PARTNERS LLC is now doing business as PRINCIPLE WEALTH. IAPD ↗

$2.22B RAUM · 21 reps · 203-318-8892

MARINER INDEPENDENT — MARINER PLATFORM SOLUTIONS is now doing business as . IAPD ↗

$4.35B RAUM · 83 reps · 650-571-1934

IMPERIAL CAPITAL PARTNERS — IMPERIAL FUND CAPITAL PARTNERS, LLC is now doing business as . IAPD ↗

$5.35B RAUM · 3 reps · (786) 673-0709 · imperialfund.com

TOEWS ASSET MANAGEMENT — TOEWS CORPORATION is now doing business as . IAPD ↗

$998.9M RAUM · 17 reps · 877-863-9726

MEIRA WEALTH — MEIRA is now doing business as . IAPD ↗

$267.3M RAUM · 5 reps · 305-670-4440

ASSEMBLY WEALTH — WRAPMANAGER INC is now doing business as . IAPD ↗

$369.0M RAUM · 3 reps · 415-541-7774 · letsassemble.com

PELOTON CAPITAL MANAGEMENT — PELOTON WEALTH STRATEGISTS, INC. is now doing business as . IAPD ↗

$263.1M RAUM · 3 reps · 317-559-1700 · pelotonwealth.com

BGM WEALTH MANAGEMENT — BGM WEALTH PARTNERS is now doing business as . IAPD ↗

$487.4M RAUM · 5 reps · 952-844-2500

FINANCIAL COUNCIL, LLC — FINANCIAL COUNCIL ASSET MANAGEMENT INC is now doing business as . IAPD ↗

$959.4M RAUM · 7 reps · 410-821-9200 · financialcouncil.com

KELLER WEALTH ADVISORS — KMH WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗

$703.9M RAUM · 9 reps · 361-573-4383 · kellerwealthadvisors.com

MADRONA FINANCIAL & CPAS — MADRONA FINANCIAL SERVICES, LLC is now doing business as . IAPD ↗

$393.0M RAUM · 12 reps · 425-212-3777

FUTURE CAPITAL — PRONVEST, INC. is now doing business as . IAPD ↗

$962.5M RAUM · 2 reps · 423-648-1876 · pronvest.com

SC&H WEALTH — SC&H FINANCIAL ADVISORS, INC. is now doing business as . IAPD ↗

$908.9M RAUM · 14 reps · 410-403-1500

SEVEN SPRINGS WEALTH GROUP — LLC is now doing business as SEVEN SPRINGS WEALTH GROUP. IAPD ↗

$765.1M RAUM · 8 reps · 615-370-1253 · sevenspringswealth.com

V2 FINANCIAL GROUP, LLC — V2 FINANCIAL GROUP is now doing business as . IAPD ↗

$258.3M RAUM · 3 reps · 630-364-4529 · v2financialgroup.com

JENKINS WEALTH — MARKET GUARD is now doing business as . IAPD ↗

$313.3M RAUM · 5 reps · 720-457-6844 · bradjenkinsshow.com

MRAZ AND ASSOCIATES — MRAZ, AMERINE & ASSOCIATES, INC. is now doing business as . IAPD ↗

$652.5M RAUM · 6 reps · (209) 593-5870 · mrazamerine.com

OAR FINANCIAL — PALLADIEM LLC is now doing business as . IAPD ↗

$466.0M RAUM · 2 reps · (484) 324-6100

DENVER PWM, LLC — VISTA PRIVATE WEALTH PARTNERS LLC is now doing business as . IAPD ↗

$585.8M RAUM · 13 reps · 720-354-3850 · harmonypca.com

WEALTH WATCH ADVISORS, INC — WEALTH WATCH ADVISORS, LLC is now doing business as . IAPD ↗

$348.5M RAUM · 47 reps · 855-822-3708 · wealthwatchadvisors.com

SHARP FINANCIAL — THE GROUP is now doing business as SHARP FINANCIAL. IAPD ↗

$304.7M RAUM · 6 reps · (215) 659-2130

SCHORN WEALTH — FIDUCIARY PLANNING, LLC is now doing business as . IAPD ↗

$289.9M RAUM · 5 reps · 610 399-1500 · schorn.net

FERMATA ADVISORS — SONOMA WEALTH ADVISORS is now doing business as . IAPD ↗

$973.8M RAUM · 12 reps · (707) 938-7414 · richfinancial.com

FORTRESS WEALTH GROUP — LLC is now doing business as FORTRESS WEALTH GROUP. IAPD ↗

$294.7M RAUM · 6 reps · 407-999-8998

SPIREPOINT PRIVATE CLIENT, LLC — SPIREPOINT PRIVATE CLIENT is now doing business as . IAPD ↗

$934.1M RAUM · 5 reps · 772-316-1271 · spirepointpc.com

RAYMOND JAMES & ASSOCIATES, INC. — 's Item 11 disclosure-reporting entries rose by 6 (161 -> 167). IAPD ↗

$350.04B RAUM · 5254 reps · 727-567-1000

LINCOLN FINANCIAL SECURITIES CORPORATION — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗

$4.48B RAUM · 337 reps · 800-237-3813

HORNOR, TOWNSEND & KENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗

$6.86B RAUM · 417 reps · 215-957-7300 · htk.com

WILSHIRE — 's Item 11 disclosure-reporting entries rose by 2 (3 -> 5). IAPD ↗

$94.87B RAUM · 93 reps · 310-451-3051

UBS FINANCIAL SERVICES INC. — 's Item 11 disclosure-reporting entries rose by 3 (1088 -> 1091). IAPD ↗

$702.39B RAUM · 9213 reps · 201-352-3000

U.S. BANCORP INVESTMENTS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (10 -> 13). IAPD ↗

$15.87B RAUM · 951 reps · 800-888-4700 · usbank.com

CUSO FINANCIAL SERVICES — 's Item 11 disclosure-reporting entries rose by 2 (10 -> 12). IAPD ↗

$4.66B RAUM · 571 reps · 800-686-4724

NEXT FINANCIAL GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 5 (29 -> 34). IAPD ↗

$3.52B RAUM · 358 reps · 877-876-6398 · nextfinancial.com

DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (97 -> 100). IAPD ↗

$173.04B RAUM · 206 reps · 212-454-4500

ANCHOR CAPITAL ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$2.61B RAUM · 14 reps · 617-338-3800 · anchorcapital.com

OPPENHEIMER ASSET MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (8 -> 10). IAPD ↗

$18.77B RAUM · 127 reps · 212-668-8000 · oppenheimer.com

CETERA INVESTMENT ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 12 (26 -> 38). IAPD ↗

$104.47B RAUM · 5928 reps · 310-257-7880

GRANTHAM MAYO VAN OTTERLOO & CO LLC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗

$63.39B RAUM · 98 reps · 617-330-7500 · gmo.com

UBS ASSET MANAGEMENT (AMERICAS) INC. — 's Item 11 disclosure-reporting entries rose by 5 (57 -> 62). IAPD ↗

$367.88B RAUM · 216 reps · 212-821-3000 · ubs.com

MACKAY SHIELDS LLC — 's Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗

$139.12B RAUM · 79 reps · 212-758-5400 · newyorklifeinvestments.com

NEW YORK LIFE INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (18 -> 19). IAPD ↗

$99.29B RAUM · 14 reps · 888-474-7725 · reddit.com

RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (97 -> 100). IAPD ↗

$31.83B RAUM · 138 reps · 312-537-7000

CIBC PRIVATE WEALTH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (5 -> 8). IAPD ↗

$57.31B RAUM · 204 reps · 312-368-7700

DELTA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$1.38B RAUM · 6 reps · 901-767-4791 · deltaasset.com

WAVERLY ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$10.06B RAUM · 84 reps · 205-871-3334 · waassett.com

SCF INVESTMENT ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗

$2.55B RAUM · 135 reps · 800-955-2517

ANDERSEN — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$4.96B RAUM · 46 reps · 571-382-0020 · andersen.com

REGAL INVESTMENT ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗

$2.55B RAUM · 117 reps · 616-224-2204 · regal-lionshare.com

AVIDIAN WEALTH SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$3.11B RAUM · 30 reps · 281-822-8800 · retirementsurvivalguide.com

ABACUS WEALTH PARTNERS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$3.14B RAUM · 36 reps · 888-422-2287 · abacuswealth.com

GWN SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗

$3.08B RAUM · 455 reps · 561-472-2700

UBS HEDGE FUND SOLUTIONS — 's Item 11 disclosure-reporting entries rose by 6 (63 -> 69). IAPD ↗

$39.19B RAUM · 73 reps · 203-719-1428 · ubs.com

KEY INVESTMENT SERVICES LLC — 's Item 11 disclosure-reporting entries rose by 3 (5 -> 8). IAPD ↗

$4.19B RAUM · 350 reps · (888) 547-2968 · key.com

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗

$208.75B RAUM · 182 reps · 310-576-1270

EXECUTIVE WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$1.44B RAUM · 29 reps · 810-229-6446 · ewmadvisors.com

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (48 -> 51). IAPD ↗

$1.69B RAUM · 118 reps · 407-254-1500

INDEXIQ ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (17 -> 18). IAPD ↗

$10.44B RAUM · 6 reps · (888) 474-7725 · newyorklifeinvestments.com

HIGHTOWER ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗

$130.24B RAUM · 792 reps · 312-962-3800 · clearperspectiveadvisors.com

NEW FRONTIER ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$3.74B RAUM · 5 reps · (617) 482-1433 · frontieradvisor.com

MERIDIAN WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗

$2.91B RAUM · 29 reps · 859-543-4516

WINDROSE ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$2.50B RAUM · 8 reps · (617) 421-1750

ALIGHT FINANCIAL ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗

$32.13B RAUM · 50 reps · 866-560-7256 · alightfinancialadvisors.com

ADVISOR RESOURCE COUNCIL — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗

$2.45B RAUM · 91 reps · (972) 421-1360

FOURSTAR WEALTH ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$1.02B RAUM · 39 reps · (312) 667-1750 · main.advisoryoptionsforcpas.com

COMPOUND PLANNING — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗

$1.40B RAUM · 13 reps · 888-533-9364 · thomasadvisoryservices.com

GOOD LIFE ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗

$2.90B RAUM · 100 reps · 610-898-6927 · templeton-cornerstonecolumbia.com

SPIDERROCK ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗

$4.85B RAUM · 10 reps · (312) 847-0300 · spiderrockadvisors.com

PENSIONMARK FINANCIAL GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 6 (2 -> 8). IAPD ↗

$37.76B RAUM · 166 reps · 888-201-5488

AE WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 4 (52 -> 56). IAPD ↗

$27.08B RAUM · 449 reps · 866-363-9595 · joinaewealth.com

SAGESPRING WEALTH PARTNERS — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$5.50B RAUM · 98 reps · 615-861-6100 · sagespring.com

CANOPY WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$1.28B RAUM · 11 reps · 608-662-9018

BISON ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$1.16B RAUM · 33 reps · (706) 376 - 4882 · thehollowaypartnership.com

IEQ CAPITAL, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$23.58B RAUM · 100 reps · 650-581-9807 · ieqcapital.com

APOGEM CAPITAL LLC — 's Item 11 disclosure-reporting entries rose by 1 (18 -> 19). IAPD ↗

$41.79B RAUM · 116 reps · (212) 601-3600 · apogemcapital.com

GROVE POINT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 8 (3 -> 11). IAPD ↗

$2.36B RAUM · 322 reps · 301-944-5900

ATOMIC INVEST LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$1.53B RAUM · 19 reps · 212-419-5036 · atomicvest.com

AMERITAS ADVISORY SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 4 (20 -> 24). IAPD ↗

$10.29B RAUM · 470 reps · 800-335-9858 · ameritas.com

GRANT TANI BARASH & ALTMAN, LLC — 's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗

$1.71B RAUM · 7 reps · 310-288-6267

EFS ASSET MANAGEMENT LLC — FIVE KEYS CAPITAL ADVISORS INC. is now doing business as . IAPD ↗

$69.7M RAUM · 2 reps · 214-550-0914

VICTORY WEALTH PARTNERS — VICTORY FIDUCIARY CONSULTING is now doing business as . IAPD ↗

$119.4M RAUM · 2 reps · 856-464-3100

TOWER VIEW WEALTH MANAGEMENT LLC — TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC is now doing business as . IAPD ↗

$244.1M RAUM · 2 reps · 414-253-4096 · tower-view.com

CFO CAPITAL MANAGEMENT, LLC — CRUICE FINANCIAL ORGANIZATION OR CFO CAPITAL MANAGEMENT is now doing business as . IAPD ↗

$187.4M RAUM · 6 reps · 203-656-0033/221-0202 · cruicefinancial.com

WH CORNERSTONE INVESTMENTS INC. — W.H. CORNERSTONE INVESTMENTS INC. is now doing business as . IAPD ↗

$160.0M RAUM · 2 reps · (888) 797-9009

CATAWBA RIVER CAPITAL — R.P. BOGGS & CO. WEALTH MANAGEMENT is now doing business as . IAPD ↗

$235.1M RAUM · 3 reps · 803-831-0911

AG FINANCIAL — LLC is now doing business as AG FINANCIAL. IAPD ↗

$105.4M RAUM · 2 reps · 801-990-3470 · myagfinancial.com

GLOBAL VALUE INVESTMENT CORPORATION — GLOBAL VALUE INVESTMENT CORP. is now doing business as . IAPD ↗

$171.1M RAUM · 6 reps · 262-478-0640

ALERA RETIREMENT ADVISORS, LLC — THE WATERFORD GROUP, LLC is now doing business as . IAPD ↗

$39.0M RAUM · 4 reps · (585) 434-0646 · waterfordgroupny.com

NICH CAPITAL PARTNERS, INC. — NICH CAPITAL PARTNERS, LLC is now doing business as . IAPD ↗

$124.2M RAUM · 2 reps · (415) 203-3896 · nichcapitalpartners.com

PIEDMONT CAPITAL MANAGEMENT, LLC — COCO ENTERPRISES, LLC is now doing business as . IAPD ↗

$172.3M RAUM · 3 reps · 406-862-9400

UCAP AMERICAS — UCAPAMERICAS is now doing business as . IAPD ↗

$165.4M RAUM · 7 reps · 646-809-3600 · ucapamericas.com

PREMIER GOLD GLOBAL WEALTH LLC — PREMIER GOLD INVESTMENTS LLC is now doing business as . IAPD ↗

$0 RAUM · 1 reps · 44 203 514 1428 · premiergoldinvestments.com

ATWATER WEALTH MANAGEMENT, INC. — ATWATER WEALTH MANAGEMENT is now doing business as . IAPD ↗

$192.7M RAUM · 2 reps · 617-723-1439 · atwaterwealth.com

11 FINANCIAL — KOVAR WEALTH MANAGEMENT is now doing business as . IAPD ↗

$12.4M RAUM · 6 reps · (936) 899-5629 · kovarwealth.com

GOLDEN RESERVE RETIREMENT, LLC — GOLDEN RESERVE RIA, LLC is now doing business as . IAPD ↗

$201.1M RAUM · 6 reps · 855-456-4777

CASTLE ISLAND WEALTH — SEA HUNTER CAPITAL is now doing business as . IAPD ↗

$117.4M RAUM · 1 reps · 561-208-3883 · seahuntercapital.com

SIGNET PRIVATE WEALTH, LLC — TWENDE ASSET MANAGEMENT LLC is now doing business as . IAPD ↗

$143.7M RAUM · 4 reps · (312) 796-7546

RW BAKER WEALTH MANAGEMENT GROUP LLC — R. W. BAKER WEALTH MANAGEMENT GROUP LLC is now doing business as . IAPD ↗

$108.0M RAUM · 2 reps · 307-514-4445

CROAK CAPITAL — CROAK ASSET MANAGEMENT is now doing business as . IAPD ↗

$213.1M RAUM · 7 reps · 419-464-7000

RM PRIVATE WEALTH MANAGEMENT — INC. is now doing business as RM PRIVATE WEALTH MANAGEMENT. IAPD ↗

$219.8M RAUM · 1 reps · 571-332-7618 · rmpwealth.com

WEIGELFAM — WEIGEL FIDUCIARY ASSET MANAGEMENT is now doing business as . IAPD ↗

$56.0M RAUM · 1 reps · 646-872-0632 · weigelfam.com

LANDING POINT FINANCIAL GROUP — LLC is now doing business as LANDING POINT FINANCIAL GROUP. IAPD ↗

$230.1M RAUM · 4 reps · 440-361-7227 · landingpointfinancialgroup.com

RIVER CITY WEALTH MANAGEMENT — RCW MANAGEMENT, LLC is now doing business as . IAPD ↗

$133.6M RAUM · 2 reps · 904-374-9098 · rivercitywealth.com

PLAYBOOK — HERRING RIA SUB, LLC is now doing business as . IAPD ↗

$2.2M RAUM · 3 reps · 415-805-2040

MATTY AI INC. — MATTY INVESTMENTS, LLC is now doing business as . IAPD ↗

$36,365 RAUM · 1 reps · 864-888-7673

RANGE ADVISORY, LLC — RANGE FINANCE, INC. is now doing business as . IAPD ↗

$27.2M RAUM · 9 reps · (703) 261-4126

ANCORATO — LEGACY INVESTMENT SOLUTIONS, LLC is now doing business as . IAPD ↗

$170.6M RAUM · 6 reps · 208-955-0500 · legacy-is.com

LONGWALL FAMILY OFFICE — LONGWALL INVESTMENT PARTNERS, LLC is now doing business as . IAPD ↗

$207.4M RAUM · 5 reps · 203-209-2785

H.M. PAYSON — notice-filed in IN, NM, NV, OR, SC, WI. IAPD ↗

$6.96B RAUM · 28 reps · 207-772-3761 · hmpayson.com

SMITH MOORE & CO. — notice-filed in AZ, CO, MA, MD, MI, MN, NM, NV, PA, UT, WA. IAPD ↗

$1.71B RAUM · 50 reps · 314-727-5225

WILSHIRE — notice-filed in AK, MS, SD, VI, WY. IAPD ↗

$94.87B RAUM · 93 reps · 310-451-3051

ADVISORS ASSET MANAGEMENT, INC. — notice-filed in DE, IA, MS, NM, NV, UT, WY. IAPD ↗

$3.85B RAUM · 49 reps · 719-488-9956

CPS INVESTMENT ADVISORS — notice-filed in CT, IA, OR, WA, WI. IAPD ↗

$2.35B RAUM · 25 reps · 863-688-1725

PAUL COMSTOCK PARTNERS — notice-filed in CO, CT, DE, FL, UT. IAPD ↗

$2.03B RAUM · 6 reps · 713-977-2694 · paulcomstockpartners.com

WRIGHT INVESTORS SERVICE INC — notice-filed in CA, FL, IL, NE, NV, PA. IAPD ↗

$1.29B RAUM · 9 reps · 203-783-4400 · wrightinvestors.com

UNITED ASSET STRATEGIES INC. — notice-filed in AZ, DE, ME, MO, OH. IAPD ↗

$1.59B RAUM · 16 reps · 516-222-0021 · unitedasset.com

HOWARD FINANCIAL SERVICES, LTD. — notice-filed in CT, GA, IL, MA, NJ, NM, NY, OH, TN. IAPD ↗

$1.28B RAUM · 18 reps · 214-346-0785 · hfs-wm.com

GENTER CAPITAL MANAGEMENT — notice-filed in AL, DC, DE, HI, IA, KS, ME, NM, OK, PR, SD, WY. IAPD ↗

$4.20B RAUM · 12 reps · 310-477-6543

ADVISORNET WEALTH PARTNERS — notice-filed in DE, ID, ME, NH, OK. IAPD ↗

$2.27B RAUM · 85 reps · 612-347-8600

EFS ADVISORS — notice-filed in AK, AL, CT, DE, HI, KS, KY, LA, MA, MD, MS, OH, OK, PA, PR, RI, SC, UT, VT, WV, WY. IAPD ↗

$2.04B RAUM · 53 reps · 763-689-9023 · tsainvest.com

JOHNSON INVESTMENT COUNSEL, INC. — notice-filed in AL, CT, ID, OK, UT, WI. IAPD ↗

$18.61B RAUM · 79 reps · 513-661-3100 · johnsonmutualfunds.com

SPRING MOUNTAIN CAPITAL, LP — notice-filed in AZ, CO, MD, NM, OR, UT, VA, WI. IAPD ↗

$1.65B RAUM · 23 reps · 212-292-8300 · springmountaincapital.com

GREAT VALLEY ADVISOR GROUP, INC. — notice-filed in ID, KY, MS, VT, WY. IAPD ↗

$7.34B RAUM · 154 reps · 302-483-7200 · dsb-rockisland.com

JOHNSON WEALTH INC. — notice-filed in CT, IA, ID, KS, KY, UT. IAPD ↗

$8.44B RAUM · 63 reps · 414-291-4500 · johnsonfinancialgroup.com

STRAIGHTLINE — notice-filed in AR, HI, MD, MS, NV, OR, UT, WV. IAPD ↗

$1.12B RAUM · 10 reps · 248-269-8366 · straightline.com

EXENCIAL WEALTH ADVISORS — notice-filed in AK, IA, MT, SD, VT, WV, WY. IAPD ↗

$5.02B RAUM · 57 reps · 405-478-1971

FIAM LLC — notice-filed in AL, CT, IA, IN, MD, NV, TN, UT, VT. IAPD ↗

$219.22B RAUM · 118 reps · 617-563-7000

COPELAND CAPITAL MANAGEMENT, LLC — notice-filed in IA, ID, MS, RI, VT. IAPD ↗

$4.77B RAUM · 15 reps · (484) 351-3700 · copelandfunds.com

CLINTON INVESTMENT MANAGEMENT, LLC — notice-filed in AL, AR, CO, IN, KY, LA, ME, MI, MO, NE, NV, OH, OR, PA, TN, UT, WA. IAPD ↗

$2.85B RAUM · 10 reps · (203) 276-6246 · clintoninvestment.com

CHICAGO PARTNERS INVESTMENT GROUP LLC — notice-filed in AK, AR, DE, ID, KS, MS, ND, OK, PR, RI, VI, WV, WY. IAPD ↗

$4.59B RAUM · 33 reps · 312 284 6363 · chicagopartnersllc.com

PATHSTONE — notice-filed in IN, KS, KY, MN, NE, NM, PR, SD, WV. IAPD ↗

$48.26B RAUM · 287 reps · 201-944-7284

SUMMIT GLOBAL INVESTMENTS, LLC — notice-filed in AL, CT, HI, LA, MA, MI, MO, NC, NH, NJ, NM, OK, SD, TN, VT, WI, WY. IAPD ↗

$2.03B RAUM · 15 reps · 888-251-4847 · sgiam.com

PERSONAL CFO SOLUTIONS LLC — notice-filed in IA, IN, KY, NE, OR, VT. IAPD ↗

$1.17B RAUM · 13 reps · 908-955-7055 · pcfos.com

RITHOLTZ WEALTH MANAGEMENT — notice-filed in HI, IA, ME, MT, UT, VT. IAPD ↗

$4.27B RAUM · 38 reps · (212) 625-1200

SPIDERROCK ADVISORS, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗

$4.85B RAUM · 10 reps · (312) 847-0300 · spiderrockadvisors.com

LIDO — notice-filed in AK, AR, ME, ND, OK, RI, VI, WV. IAPD ↗

$19.66B RAUM · 147 reps · 310-278-8232 · lidoadvisors.com

TRILOGY CAPITAL, INC. — notice-filed in AL, AR, DE, MS, VT, WY. IAPD ↗

$1.89B RAUM · 75 reps · 714-843-9977 · trilogyfs.com

MOLONEY SECURITIES ASSET MANAGEMENT LLC — notice-filed in CT, DC, DE, MS, VT, WY. IAPD ↗

$1.20B RAUM · 78 reps · (314) 909-0600

COURIER CAPITAL, LLC — notice-filed in AZ, CO, CT, GA, MD, NJ. IAPD ↗

$2.86B RAUM · 12 reps · 716-883-9595 · couriercapital.com

INVST, LLC — notice-filed in AL, DE, NM, OK, UT. IAPD ↗

$1.35B RAUM · 40 reps · 317-202-1891

MANHATTAN WEST ASSET MANAGEMENT, LLC — notice-filed in AZ, CO, DE, GA, IL, MA, MI, NC, NJ, OK, WA, WI. IAPD ↗

$1.04B RAUM · 33 reps · 310-341-4585

CALVERT RESEARCH AND MANAGEMENT — notice-filed in AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗

$38.42B RAUM · 204 reps · 800-368-2745

BRYN MAWR CAPITAL MANAGEMENT, LLC — notice-filed in DC, ME, NC, OH, SC, WA. IAPD ↗

$3.04B RAUM · 32 reps · 215.731.1820 · bmt.com

PRINCIPAL STREET PARTNERS, LLC — notice-filed in CO, CT, FL, GA, LA, TX. IAPD ↗

$2.87B RAUM · 5 reps · 844-678-6900

CRESTWOOD ADVISORS — notice-filed in AZ, GA, IL, MI, OR, VT. IAPD ↗

$5.69B RAUM · 46 reps · 617-523-8880 · crestwoodadvisors.com

EVERSOURCE WEALTH ADVISORS, LLC — notice-filed in AR, DC, IL, KS, KY, MI, MO, NM, OR, PA. IAPD ↗

$2.69B RAUM · 40 reps · 205-982-5515

PERENNIAL FINANCIAL SERVICES — notice-filed in GA, HI, IL, MT, NC, NJ, OK, TN, WI. IAPD ↗

$1.48B RAUM · 32 reps · 310-445-2504

VIDENT ASSET MANAGEMENT — notice-filed in AZ, CO, DE, MI, OR, PA. IAPD ↗

$8.99B RAUM · 6 reps · 404-267-1501 · videntam.com

QUANTINNO CAPITAL MANAGEMENT LP — notice-filed in AL, DE, GA, IA, IN, KY, LA, MI, MN, MO, MT, NC, NJ, NV, OH, SC, SD, UT. IAPD ↗

$4.30B RAUM · 5 reps · (212) 313-9431 · quantinno.com

F/M INVESTMENTS LLC — notice-filed in AK, AL, AR, AZ, DE, GA, IA, ID, IL, IN, KY, LA, MD, ME, MN, MO, MS, MT, ND, NM, OK, OR, RI, SC, TN, UT, VA, VT, WA, WI, WV, WY. IAPD ↗

$5.88B RAUM · 8 reps · 202-839-4910 · genoaam.com

MERCURY ADVISORY, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗

$6.40B RAUM · 2 reps · 415-878-1068

CARRICK LANE LLC — notice-filed in CA, DC, FL, GA, NJ, OH, TX, WA. IAPD ↗

$1.44B RAUM · 5 reps · 212-433-8450

JOURNEY STRATEGIC WEALTH LLC — notice-filed in AZ, DC, IL, KS, MA, MN, MO, NC, NE, NM, OK, TX, WI, WY. IAPD ↗

$3.07B RAUM · 12 reps · (201) 905-0070 · journeysw.com

SMITH GROUP ASSET MANAGEMENT, LLC — notice-filed in ID, KY, MT, NM, OR. IAPD ↗

$1.96B RAUM · 8 reps · 214-880-4600 · smithasset.com

HIGHPOINT PLANNING PARTNERS — notice-filed in ME, MT, NM, OK, RI, SD, UT, VT. IAPD ↗

$3.00B RAUM · 94 reps · 630-719-9222

INVICTUS PRIVATE WEALTH, LLC — notice-filed in AZ, CT, GA, IL, MA, NC, NJ, NM, SC. IAPD ↗

$1.07B RAUM · 2 reps · 202-744-9724 · invictusprivatewealth.com

ADVISOR PARTNERS — notice-filed in AK, DC, DE, ID, ME, MS, OR, RI. IAPD ↗

$3.38B RAUM · 6 reps · 888-265-2257 · advisorpartners.com

STONEBRIDGE FINANCIAL GROUP, LLC — notice-filed in AZ, CA, CO, CT, DE, FL, GA, MD, ME, NC, NH, NY, OH, SC, VA. IAPD ↗

$1.58B RAUM · 13 reps · 717-736-7007

BRUCE & CO INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$473.9M RAUM · 1 reps · 312-236-9160

HARVEY INVESTMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$913.3M RAUM · 4 reps · 502-339-8270 · harveyinvestment.com

DUNCKER STREETT & CO. — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$599.6M RAUM · 3 reps · 314-726-2600 · dunckerstreett.com

FAITHWARD ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗

$741.0M RAUM · 13 reps · 717-560-8300

SECURE ASSET MANAGEMENT, L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$599.6M RAUM · 41 reps · 248-414-1562 · secureinvestorsgroup.com

AXIOM ASSET MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$728.1M RAUM · 5 reps · 610-688-0050 · axiomasset.com

AVIANCE CAPITAL PARTNERS LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$632.3M RAUM · 6 reps · 239-598-4747

UNITED ADVISORS AMERICA — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$260.2M RAUM · 26 reps · 877-443-0610

BUTTONWOOD FINANCIAL GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$625.5M RAUM · 8 reps · 816-285-9000

BLUESTONE CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗

$281.0M RAUM · 4 reps · 610-337-6500 · bluestonecm.com

CCV LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗

$962.5M RAUM · 14 reps · 646-661-7677 · cadre.com

VISTA INVESTMENT PARTNERS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$474.5M RAUM · 4 reps · 405-608-5390 · vistainvestment.com

FAITHWARD CAPITAL — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$631.2M RAUM · 4 reps · (844) 970-4055 · sevenonesevencapital.com

INCOME RESEARCH + MANAGEMENT — notice-filed in KY, ME, PR, SD. IAPD ↗

$96.99B RAUM · 63 reps · 617-330-9333

JENSEN INVESTMENT MANAGEMENT INC. — notice-filed in GA, ID, LA, UT. IAPD ↗

$13.44B RAUM · 16 reps · 503-726-4384

TRUMBOWER FINANCIAL ADVISORS LLC — notice-filed in AZ, CA, MA, NJ. IAPD ↗

$1.66B RAUM · 8 reps · 301-215-8340 · trufinancial.com

MCQUEEN FINANCIAL ADVISORS II, INC. — notice-filed in IL, NE, NY, OH. IAPD ↗

$11.62B RAUM · 16 reps · 248-548-8400 · m-f-a.com

CAHILL FINANCIAL ADVISORS, INC. — notice-filed in GA, IL, NH, PA. IAPD ↗

$1.32B RAUM · 12 reps · 952-926-1659

FINANCIAL MANAGEMENT NETWORK INC — notice-filed in HI, ID, MN, OH. IAPD ↗

$1.48B RAUM · 21 reps · 949-455-0300 · fmnbenefits.com

WAVERLY ADVISORS, LLC — notice-filed in ID, NH, NM, OK. IAPD ↗

$10.06B RAUM · 84 reps · 205-871-3334 · waassett.com

ALEXANDER LABRUNERIE & CO., INC. — notice-filed in AR, DC, FL, NY, TN. IAPD ↗

$426.7M RAUM · 6 reps · 573-449-5313

PAUL WINKLER, INC. — notice-filed in CO, CT, IL, MD, ME, MO, NE, NY, PA, SC, UT, WA. IAPD ↗

$284.0M RAUM · 13 reps · 615-851-1950

THE CAPROCK GROUP, LLC — notice-filed in AZ, FL, IL, NJ. IAPD ↗

$6.92B RAUM · 30 reps · (208) 368-9600 · caprock.com

ADIRONDACK FINANCIAL SERVICES CORP — notice-filed in CO, GA, IL, MD, ME, MS, NJ, OH, OR, PA, SC, TN, VA. IAPD ↗

$376.7M RAUM · 10 reps · 315-724-4186 · adkfs.com

IFC PERSONAL MONEY MANAGERS, INC. — notice-filed in AZ, CT, DC, MA, MD. IAPD ↗

$395.2M RAUM · 1 reps · 212-721-8713 · objectiveadvice.com

ABACUS WEALTH PARTNERS — notice-filed in KS, LA, SC, WI. IAPD ↗

$3.14B RAUM · 36 reps · 888-422-2287 · abacuswealth.com

MCMILL CPA AND ADVISORS — notice-filed in GA, KS, MN, NY, TN, WA. IAPD ↗

$640.9M RAUM · 17 reps · 402-371-1160

ABG CONSULTANTS — notice-filed in AR, AZ, CT, DC, FL, GA, IA, IL, IN, KS, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, VA, WA, WI. IAPD ↗

$511.9M RAUM · 3 reps · 801-486-5069 · consultabg.com

THE HOERNER PLANNING GROUP, LLC — notice-filed in CO, CT, MT, NC. IAPD ↗

$1.33B RAUM · 3 reps · 540-687-5090

MEASURED RISK PORTFOLIOS — notice-filed in CO, GA, ID, NY, VA. IAPD ↗

$297.8M RAUM · 2 reps · 858-935-1125 · measuredriskportfolios.com

BIP WEALTH, LLC — notice-filed in DC, KY, NJ, WA. IAPD ↗

$2.83B RAUM · 27 reps · 404-495-5230

CANNON CAPITAL MANAGEMENT, INC. — notice-filed in AZ, CA, GA, HI, IA, ID, IL, LA, MO, MS, NV, OK, TX, WA, WY. IAPD ↗

$304.2M RAUM · 2 reps · 801-566-3190 · cannoncap.com

AXIOM ASSET MANAGEMENT — notice-filed in DC, IL, LA, NC, SC, TN, VA. IAPD ↗

$728.1M RAUM · 5 reps · 610-688-0050 · axiomasset.com

PROSPERITY FINANCIAL GROUP, INC. — notice-filed in MA, NH, NM, SC, WI. IAPD ↗

$261.7M RAUM · 9 reps · 925-314-8500 · prosperityfg.com

OLD WEST INVESTMENT MANAGEMENT, LLC — notice-filed in AZ, DE, IL, LA, NH, NJ, NV, TN, TX. IAPD ↗

$401.9M RAUM · 7 reps · (213) 943-1740 · oldwestim.com

THREE BRIDGE WEALTH ADVISORS — notice-filed in CO, FL, HI, NJ, NV, OK, OR, WA. IAPD ↗

$756.4M RAUM · 3 reps · 650-433-3500 · threebridgewa.com

SELECT MONEY MANAGEMENT, INC. — notice-filed in IL, IN, MN, WY. IAPD ↗

$1.11B RAUM · 8 reps · 949-975-7900 · selectportfolio.com

WESTSIDE INVESTMENT MANAGEMENT, LLC — notice-filed in AZ, FL, LA, OR, WA. IAPD ↗

$659.4M RAUM · 8 reps · 310-315-9400

BEACON CAPITAL MANAGEMENT, LLC — notice-filed in CO, LA, MI, MS, NC, VA. IAPD ↗

$859.2M RAUM · 17 reps · 615-224-9794

CLARIFY WEALTH MANAGEMENT — notice-filed in AZ, GA, MI, NC, TN, WA. IAPD ↗

$410.0M RAUM · 8 reps · 513-381-0001 · clarifywealth.com

INTEGRITY WEALTH ADVISORS, LLC — notice-filed in NC, NV, NY, TN, UT. IAPD ↗

$311.6M RAUM · 8 reps · 805-339-0760 · iwaplan.com

DGS CAPITAL MANAGEMENT — notice-filed in CO, CT, FL, NC, VA, WA. IAPD ↗

$446.7M RAUM · 4 reps · 646-992-4370 · dgs.capital

NICOLET WEALTH MANAGEMENT — notice-filed in NC, OH, UT, VA. IAPD ↗

$3.67B RAUM · 30 reps · 920-430-1400 · nicoletbank.com

ARISTOTLE ATLANTIC PARTNERS, LLC — notice-filed in DE, MA, MD, WA. IAPD ↗

$2.88B RAUM · 5 reps · 212-652-4150 · aristotlecap.com

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. — notice-filed in AZ, CA, CO, LA, NH, PA, SC, VA. IAPD ↗

$422.0M RAUM · 12 reps · 866-405-1031 · askglobalwealth.com

FROST INVESTMENT SERVICES — notice-filed in HI, MI, OR, UT. IAPD ↗

$2.74B RAUM · 94 reps · 210.220.5000

MAIA WEALTH — notice-filed in GA, KS, MI, NJ, NM, OR, SD, UT, WA, WI. IAPD ↗

$392.5M RAUM · 30 reps · (720) 644-8803

ACCURATE WEALTH MANAGEMENT, LLC — notice-filed in AL, CO, CT, GA, IA, KS, LA, MD, ME, MI, MT, NH, NM, OR, PR. IAPD ↗

$780.5M RAUM · 28 reps · 813-994-0984 · seacureadvisors.com

EUDAIMONIA ADVISORS LLC — notice-filed in CA, MA, NC, NY, OK, VA. IAPD ↗

$307.1M RAUM · 5 reps · (931) 968-1127 · eudaimoniaria.com

RSW INVESTMENTS — notice-filed in AL, GA, SD, TN. IAPD ↗

$2.32B RAUM · 6 reps · 908-273-4311

SCHORN WEALTH — notice-filed in CA, DE, MD, NC, NJ, NY, SC, TX. IAPD ↗

$289.9M RAUM · 5 reps · 610 399-1500 · schorn.net

FORTIS CAPITAL ADVISORS, LLC — notice-filed in AZ, CO, GA, ME, TX, VA, VT. IAPD ↗

$331.8M RAUM · 24 reps · (775) 446-4208 · fortiscapitaladvisors.com

CALLAN FAMILY OFFICE, LLC — notice-filed in CA, DE, NJ, SC. IAPD ↗

$4.77B RAUM · 14 reps · (877) 506-7990 · callanfamilyoffice.com

TRANSCE3ND LLC — notice-filed in IA, IL, KS, NC, NE, NY, VA, VT, WA. IAPD ↗

$313.2M RAUM · 28 reps · 512-268-9220 · transcendim.com

PACE FINANCIAL ADVISORS — notice-filed in AZ, FL, GA, LA, MT, TN, WA. IAPD ↗

$301.0M RAUM · 9 reps · 971-727-8434 · pace-fa.com

APOLLON FINANCIAL, LLC — notice-filed in AZ, CA, FL, IN, MI, NC, NY, OH, TX, VA, WI. IAPD ↗

$482.3M RAUM · 7 reps · 843-579-0018 · apollonfinancial.com

LANDMARK WEALTH MANAGEMENT GROUP — notice-filed in AK, AZ, CO, FL, IN, NV, OR, TX, WA. IAPD ↗

$824.4M RAUM · 12 reps · (800) 251-9932 · landmarkwealth.com

BALANZ — notice-filed in NJ, NY, SC, UT, VA. IAPD ↗

$265.9M RAUM · 3 reps · 786 687-4066 · balanz.us

COMMONWEALTH FINANCIAL SERVICES — notice-filed in FL, GA, IN, MD, NC, ND, NE, PA, SC, TX, VA. IAPD ↗

$649.5M RAUM · 11 reps · 304-422-3531

CASCADE FINANCIAL PARTNERS, LLC — notice-filed in AZ, MA, MI, NV, NY, TX, UT. IAPD ↗

$973.9M RAUM · 4 reps · 858-379-6701 · cascadefinancialpartners.com

KICKSTAND WEALTH ADVISORS — notice-filed in CA, FL, MA, MI, NC, SC, TX, VA. IAPD ↗

$453.9M RAUM · 4 reps · 585-382-8600

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. — notice-filed in NJ, NY, VA. IAPD ↗

$3.76B RAUM · 9 reps · 858-964-0500

SHELTON CAPITAL MANAGEMENT — notice-filed in ID, NE, UT. IAPD ↗

$4.78B RAUM · 15 reps · 800-955-9988 · sheltoncap.wistia.com

FINANCIAL SYNERGIES — notice-filed in AR, DC, SC. IAPD ↗

$1.29B RAUM · 14 reps · 713-623-6600

FRAZIER FINANCIAL ADVISORS, LLC — notice-filed in AZ, CA, IL, IN. IAPD ↗

$767.9M RAUM · 14 reps · 614-793-8297 · frazierfinancial.com

ADELL HARRIMAN & CARPENTER — notice-filed in NC, OH, TN. IAPD ↗

$1.33B RAUM · 5 reps · 713-621-1155 · ahcinvest.com

GARCIA HAMILTON & ASSOCIATES LP — notice-filed in CT, MD, MI. IAPD ↗

$20.24B RAUM · 13 reps · 713-853-2322 · garciahamiltonassociates.com

GEMMER ASSET MANAGEMENT LLC — notice-filed in HI, NC, VA. IAPD ↗

$1.70B RAUM · 7 reps · 925-933-3786

IAG WEALTH PARTNERS, LLC — notice-filed in GA, IA, WA. IAPD ↗

$1.33B RAUM · 13 reps · 262/446-8150

FINANCIAL SENSE ADVISORS, INC. — notice-filed in IA, IN, MS, WI. IAPD ↗

$568.4M RAUM · 8 reps · 858-487-3939 · financialsensewealth.com

SAND HILL GLOBAL ADVISORS, LLC — notice-filed in ME, NC, NV. IAPD ↗

$3.44B RAUM · 14 reps · 650-854-9150

STONEBRIDGE CAPITAL ADVISORS LLC — notice-filed in KY, MA, NH. IAPD ↗

$2.03B RAUM · 14 reps · 651-251-1000 · stonebridgecap.com

CASTLEKEEP INVESTMENT ADVISORS — notice-filed in FL, IL, NJ, TX. IAPD ↗

$762.4M RAUM · 5 reps · 203.682.7200 · castlekeepadvisors.com

HENDERSHOT INVESTMENTS, INC. — notice-filed in CO, MN, OH, SC. IAPD ↗

$883.3M RAUM · 4 reps · 703-361-6130 · hendershotinvestments.com

SILVERCREST ASSET MANAGEMENT GROUP LLC — notice-filed in CO, LA, WY. IAPD ↗

$33.28B RAUM · 58 reps · 212-649-0600 · silvercrestgroup.com

VERITY INVESTMENT PARTNERS — notice-filed in MA, MN, TN, WA. IAPD ↗

$938.8M RAUM · 11 reps · 843-379-6661 · verityvip.com

ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. — notice-filed in NC, OR, SC. IAPD ↗

$1.92B RAUM · 39 reps · 888-882-0072 · acrinv-rps.com

PCA INVESTMENT ADVISORY SERVICES, INC. — notice-filed in CA, CO, TN. IAPD ↗

$2.89B RAUM · 10 reps · 513.281.3366 · pencorp.com

SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. — notice-filed in AL, PA, UT, VA. IAPD ↗

$292.8M RAUM · 2 reps · 859-223-6333

EHRENKRANZ PARTNERS L.P. — notice-filed in AL, IL, LA. IAPD ↗

$18.02B RAUM · 12 reps · 212-891-8600

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC — notice-filed in DE, VA, VT. IAPD ↗

$6.99B RAUM · 7 reps · 800-458-6589 · stephensimg.com

PURE FINANCIAL ADVISORS, LLC — notice-filed in AL, MD, WI. IAPD ↗

$6.29B RAUM · 56 reps · 877-222-6044 · purefinancial.com

HOLLOW BROOK WEALTH MANAGEMENT LLC — notice-filed in CO, NJ, VA. IAPD ↗

$1.05B RAUM · 6 reps · 212-364-1848 · hollowbrookllc.com

FREESTONE CAPITAL MANAGEMENT, LLC — notice-filed in LA, NE, NH. IAPD ↗

$9.53B RAUM · 43 reps · 206-707-7300

ROSEMAN WAGNER WEALTH MANAGEMENT — notice-filed in AZ, GA, MT. IAPD ↗

$1.11B RAUM · 5 reps · (916) 652-1525

MERIDIAN WEALTH MANAGEMENT, LLC — notice-filed in DE, NM, UT. IAPD ↗

$2.91B RAUM · 29 reps · 859-543-4516

RED DOOR WEALTH MANAGEMENT, LLC — notice-filed in NM, NY, VA. IAPD ↗

$1.79B RAUM · 8 reps · 901-681-0018

MARTIN CAPITAL PARTNERS, LLC — notice-filed in AZ, CA, TX, WA. IAPD ↗

$333.0M RAUM · 4 reps · 541-636-4170 · martincp.com

CONNECTICUT WEALTH MANAGEMENT, LLC — notice-filed in CO, DC, OH. IAPD ↗

$3.17B RAUM · 35 reps · 860-470-0290 · vimeo.com

SOLTIS INVESTMENT ADVISORS, LLC — notice-filed in AK, AL, DC. IAPD ↗

$6.82B RAUM · 45 reps · 435-674-1600 · soltisadvisors.com

MURPHY & SYLVEST — notice-filed in CO, FL, TN, VA. IAPD ↗

$321.3M RAUM · 8 reps · (214) 373-8362 · murphysylvest.com

GOLDEN STATE WEALTH MANAGEMENT, LLC — notice-filed in IN, OK, SC. IAPD ↗

$1.69B RAUM · 51 reps · 866.273.1563 · cfmplanners.com

COPPER FINANCIAL — notice-filed in CT, OR, PA, WA. IAPD ↗

$306.4M RAUM · 43 reps · 913-905-3600

ARISTOTLE CREDIT PARTNERS, LLC — notice-filed in GA, NH, NJ, NV. IAPD ↗

$947.3M RAUM · 3 reps · 949-681-2100 · aristotlecap.com

SUMMIT TRAIL ADVISORS, LLC — notice-filed in IA, OK, TN. IAPD ↗

$17.65B RAUM · 28 reps · 212-812-7010

PROFICIO CAPITAL PARTNERS LLC — notice-filed in OH, SC, VA. IAPD ↗

$3.42B RAUM · 11 reps · 617-340-8425 · proficiocap.com

TRUE LINK FINANCIAL ADVISORS — notice-filed in MI, MN, NJ. IAPD ↗

$1.14B RAUM · 5 reps · 866-984-8576 · truelinkfinancial.com

QUARRY HILL ADVISORS — notice-filed in CO, IL, MA, NH. IAPD ↗

$255.7M RAUM · 4 reps · 6124400318

CAPITA FINANCIAL NETWORK, LLC — notice-filed in HI, MO, OR. IAPD ↗

$1.46B RAUM · 18 reps · 801-566-5058 · capitafinancialnetwork.com

WILKINSON GLOBAL ASSET MANAGEMENT LLC — notice-filed in LA, NH, PA. IAPD ↗

$2.08B RAUM · 6 reps · 212-301-6864 · wilkinsongam.com

GUARDIAN WEALTH ADVISORS, LLC — notice-filed in AZ, MD, NY. IAPD ↗

$1.66B RAUM · 23 reps · 919-874-1900 · guardian-wa.com

MAIN STREET FINANCIAL SOLUTIONS, LLC — notice-filed in AL, AR, CO. IAPD ↗

$1.77B RAUM · 35 reps · 215-259-5021

SOUTHBRIDGE ADVISORS, LLC — notice-filed in LA, OH, SC, TX. IAPD ↗

$303.1M RAUM · 6 reps · 866-797-8693 · southbridgeadv.com

PALLAS CAPITAL ADVISORS, LLC — notice-filed in IL, OH, WI. IAPD ↗

$2.97B RAUM · 24 reps · (781) 971-5052 · pallascapitaladvisors.com

HERITAGE WEALTH ADVISORS — notice-filed in CO, IL, MI, TN. IAPD ↗

$496.4M RAUM · 3 reps · 513-440-5475 · yourheritageadvisors.com

PROSPERITAS FINANCIAL, LLC — notice-filed in AR, CO, NY, OR. IAPD ↗

$391.8M RAUM · 13 reps · 661-255-9555

STEVENS CAPITAL PARTNERS — notice-filed in IL, MN, NC, PA. IAPD ↗

$282.2M RAUM · 6 reps · 402-251-5800 · mypurposefulwealth.com

FOURTHOUGHT FINANCIAL PARTNERS, LLC. — notice-filed in NV, RI, WV. IAPD ↗

$1.33B RAUM · 21 reps · 941-408-8557

UNITED ADVISOR GROUP — notice-filed in CA, FL, MD, NC. IAPD ↗

$578.8M RAUM · 28 reps · 888.242.4912 · uagria.com

USAA INVESTMENT SERVICES COMPANY — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗

$0 RAUM · 109 reps · 210-456-4218 · snapchat.com

LIFEMARK SECURITIES CORP. — 's Item 11 disclosure-reporting entries rose by 9 (3 -> 12). IAPD ↗

$246.1M RAUM · 86 reps · 585-424-5672 · lifemark.com

WESTPARK CAPITAL, INC. — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗

$30.0M RAUM · 11 reps · 310-843-9300 · diligentfinancialgroup.com

THE PUTNEY FINANCIAL GROUP LLC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗

$177.1M RAUM · 4 reps · 415-460-1990 · putneyfinancial.com

BOSTON ASSET MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$103.7M RAUM · 3 reps · 727-894-6520 · bostonassetmanagement.com

GUNN & COMPANY INVESTMENT MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 3 (12 -> 15). IAPD ↗

$167.6M RAUM · 2 reps · 904-296-2025 · gunncoim.com

EQUITAS CAPITAL ADVISORS,LLC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗

$217.1M RAUM · 5 reps · 504-569-9600

SUMMIT PLANNING GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$104.0M RAUM · 1 reps · 315-425-0344 · summitplan.com

CAPITAL GROWTH & SHELTER, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$33.3M RAUM · 1 reps · 518-399-3372 · capitalgrowthonline.com

DRAWBRIDGE CAPITAL — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$162.3M RAUM · 9 reps · 918-493-4190 · drawbridge.capital

MACROCLIMATE LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$168.3M RAUM · 2 reps · 415-723-9695

GEASPHERE ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗

$168.1M RAUM · 2 reps · 401-351-4900

GRADIENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 5 (16 -> 21). IAPD ↗

$207.1M RAUM · 152 reps · 877-885-0508 · thefinancialhq.com

SCHWAB WEALTH ADVISORY, INC. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗

$0 RAUM · 898 reps · 415-667-7000

M1 FINANCE — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$0 RAUM · 0 reps · 312-600-2883 · m1.com

KEENAN FINANCIAL — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗

$102.7M RAUM · 14 reps · (978) 270-1193

INFINITY FINANCIAL SERVICES ADVISORY — 's Item 11 disclosure-reporting entries rose by 3 (13 -> 16). IAPD ↗

$145.0M RAUM · 37 reps · 510-588-8000 · infinitysecurities.com

FREEDOM FAMILY OFFICE, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$140.0M RAUM · 5 reps · (855) 540-0400 · freedomfamilyoffice.com

B. RILEY WEALTH PORTFOLIO ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (3 -> 5). IAPD ↗

$186.1M RAUM · 1 reps · 901-251-1330

BLUEPRINT FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗

$132.5M RAUM · 12 reps · 336-609-7522 · buildyourblueprint.com

SPARTA WEALTH PARTNERS — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$219.5M RAUM · 3 reps · 704-575-1148

FG ADVISORY SERVICES, LLC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗

$0 RAUM · 0 reps · 646-609-2225 EXT. 6

CETERA ADVISORS LLC — moved its main office from GREENWOOD VILLAGE, CO to GREENWOOD VILLAGE, IL. IAPD ↗

$21.99B RAUM · 997 reps · 310-257-7880 · cetera.com

HUDSON EDGE INVESTMENT PARTNERS, INC. — moved its main office from JERSEY CITY, NJ to 740272, DE. IAPD ↗

$2.48B RAUM · 8 reps · 201-659-3700 · hudsonedgeip.com

F L PUTNAM INVESTMENT MANAGEMENT CO. — moved its main office from WELLESLEY, MA to LYNNFIELD, MA. IAPD ↗

$6.17B RAUM · 60 reps · 800-344-3435

EUBEL BRADY & SUTTMAN — moved its main office from DAYTON, OH to MIAMISBURG, OH. IAPD ↗

$1.98B RAUM · 33 reps · 937-291-1223 · ebsinvests.com

CAPITAL ADVANTAGE, INC. — moved its main office from LAFAYETTE, CA to WALNUT CREEK, CA. IAPD ↗

$1.00B RAUM · 9 reps · 925-299-1500

COMMUNITY CAPITAL MANAGEMENT, LLC — moved its main office from PLANTATION, FL to FORT LAUDERDALE, FL. IAPD ↗

$5.00B RAUM · 13 reps · 877-272-1977 · ccminvests.com

CG ADVISORY SERVICES — moved its main office from HASLETT, MI to WILLIAMSTON, MI. IAPD ↗

$3.22B RAUM · 68 reps · 517-339-7662 · carrcapitalllc.net

CHOREO, LLC — moved its main office from MINNEAPOLIS, MN to ROCKFORD, IL. IAPD ↗

$16.03B RAUM · 129 reps · 312-702-1680

KOWAL INVESTMENT GROUP, LLC — moved its main office from WAUKESHA, WI to BROOKFIELD, WI. IAPD ↗

$1.11B RAUM · 11 reps · (262) 522-4040 · kowalinvestmentgroup.com

NORTHEAST FINANCIAL GROUP, INC. — moved its main office from TANNERSVILLE, PA to ALLENTOWN, PA. IAPD ↗

$1.00B RAUM · 9 reps · 570-688-9898

THREE BELL CAPITAL LLC — moved its main office from SAN FRANCISCO, CA to DALLAS, TX. IAPD ↗

$3.25B RAUM · 12 reps · 650-843-9836

REVISOR WEALTH MANAGEMENT LLC — moved its main office from SOLON, OH to AKRON, OH. IAPD ↗

$1.72B RAUM · 8 reps · 330-864-9516

APELLA WEALTH — moved its main office from GLASTONBURY, CT to WEST HARTFORD, CT. IAPD ↗

$3.35B RAUM · 40 reps · 860.785.2260

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC — moved its main office from BETHLEHEM, PA to CENTER VALLEY, PA. IAPD ↗

$1.63B RAUM · 12 reps · 610-849-2739 · focusfinancialpartners.com

WASHINGTON CROSSING ADVISORS LLC — moved its main office from FLORHAM PARK, NJ to MORRISTOWN, NJ. IAPD ↗

$1.94B RAUM · 5 reps · 973-549-4052 · washingtoncrossingadvisors.com

APEXIUM FINANCIAL LP — moved its main office from RYE, NY to DALLAS, TX. IAPD ↗

$2.64B RAUM · 10 reps · 212-225-9500

REMBERT PENDLETON JACKSON — moved its main office from FALLS CHURCH, VA to VIENNA, VA. IAPD ↗

$2.12B RAUM · 13 reps · 703-821-6655

HAYS FINANCIAL GROUP, LLC — moved its main office from MINNEAPOLIS, MN to EDINA, MN. IAPD ↗

$5.10B RAUM · 4 reps · (612) 373-9863

PRIVATE WEALTH ASSET MANAGEMENT — moved its main office from CEDAR RAPIDS, IA to OMAHA, NE. IAPD ↗

$1.61B RAUM · 20 reps · 515-328- 8872

QUOTIENT WEALTH PARTNERS, LLC — moved its main office from HOUSTON, TX to IRVING, TX. IAPD ↗

$3.12B RAUM · 21 reps · (972) 807-0003

DOMINARI SECURITIES LLC — notice-filed in AK, AL, HI, IA, ID, KS, KY, MS, NV, OK, PR, VI, WV. IAPD ↗

$26.8M RAUM · 8 reps · 212-393-4500 · dominarisecurities.com

STERLING CAPITAL MANAGEMENT INC — notice-filed in CA, FL, IA, IL, MN, NM, NY, TX. IAPD ↗

$213.9M RAUM · 2 reps · 262-970-9700

GENTER ADVISORS LLC — notice-filed in AZ, CO, GA, LA, NV, NY, UT, WA. IAPD ↗

$157.6M RAUM · 4 reps · 310-477-6543 · genteradvisors.com

KIPLINGER WEALTH ADVISORS — notice-filed in FL, IN, KY, TN, TX. IAPD ↗

$189.1M RAUM · 4 reps · 937-886-1442

D & G ADVISORY GROUP, L.L.C. — notice-filed in AZ, FL, ID, MN, SC. IAPD ↗

$131.8M RAUM · 2 reps · 906-863-8069 · dgadvisory.com

DAI WEALTH, LLC — notice-filed in AR, CT, DC, IN, LA, MD, ME, MT, ND, NE, NJ, RI, SD, VT, WV. IAPD ↗

$152.5M RAUM · 28 reps · 404-531-7080 · goodcounselwealth.com

ALERA RETIREMENT ADVISORS, LLC — notice-filed in AZ, CO, IL, KS, MA, MD, MO, OH, OR, VA, WI. IAPD ↗

$39.0M RAUM · 4 reps · (585) 434-0646 · waterfordgroupny.com

ELEVATION CAPITAL ADVISORY — notice-filed in AZ, CA, NC, NH, TX, UT, WA. IAPD ↗

$200.4M RAUM · 3 reps · (541) 728-0321 · elevationcapitalstrategies.com

MUNN WEALTH MANAGEMENT, LLC — notice-filed in AZ, CO, GA, IL, NH, TX. IAPD ↗

$197.2M RAUM · 5 reps · 419-794-0536 · munnwealth.com

GOLDEN RESERVE RETIREMENT, LLC — notice-filed in CA, GA, IA, ID, ME, NC, SC, TN, VA, WY. IAPD ↗

$201.1M RAUM · 6 reps · 855-456-4777

ACCESS SOFTEK ADVISORY SERVICES — notice-filed in AR, CO, GA, ID, IN, KS, KY, LA, MD, ME, MO, MT, NC, NE, NH, NJ, NM, OH, OR, SD, VA, WI, WY. IAPD ↗

$3.5M RAUM · 1 reps · 510-898-7606 · accesssoftek.com

SAVVYFI — notice-filed in CO, CT, DC, GA, IA, IL, KY, MD, MI, MS, NY, PA, RI, VA, WA, WI, WV. IAPD ↗

$624,849 RAUM · 1 reps · 615-241-0144 · savvyfi.co

RETIRABLE — notice-filed in AR, CT, HI, IN, KS, MA, MI, MS, OH, OR, PA, WI. IAPD ↗

$60.5M RAUM · 7 reps · 833 222 1807

DRIVEN INVESTMENTS LLC — notice-filed in IA, IN, KY, MD, NJ, SC, TN. IAPD ↗

$109.3M RAUM · 6 reps · 844-932-3272

KEY WEALTH ADVISORS LLC — notice-filed in CA, CO, CT, IL, MA, MD, NJ, NM, NV, TX, VA. IAPD ↗

$71.5M RAUM · 1 reps · (256) 715-9611

LET BOB ADVISORY, LLC — notice-filed in FL, GA, KY, LA, MD, MS, NJ, OH, TN, TX. IAPD ↗

$51,380 RAUM · 6 reps · 2052184597 · letbobtrade.com

RANGE ADVISORY, LLC — notice-filed in AR, DC, HI, IA, ID, KS, ME, MO, MT, NE, NH, NM, OH, OK, RI, SD, VT, WI. IAPD ↗

$27.2M RAUM · 9 reps · (703) 261-4126

STEP ADVISERS, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗

$0 RAUM · 3 reps · (650) 459-0600 · step.com

HYVE — notice-filed in CA, CT, FL, GA, OH, TX. IAPD ↗

$7,299 RAUM · 1 reps · 8457938561 · letshyve.com

TRIAD WEALTH PARTNERS, LLC — notice-filed in AL, AR, FL, IL, IN, MI, MO, NC, NV, NY, OH, PA, TX, WI. IAPD ↗

$153.4M RAUM · 5 reps · 785-830-0000

NECTARINE — notice-filed in AL, FL, KY, MA, NC, NY, OH, OK, OR, VA. IAPD ↗

$0 RAUM · 1 reps · (858) 779-0115 · hellonectarine.com

NEON MONEY IA, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, HI, IA, IL, IN, KY, MA, MD, MI, MN, MO, MS, NC, NJ, NM, NV, OK, OR, SC, TN, UT, WA, WI. IAPD ↗

$0 RAUM · 1 reps · 305-413-1420 · joinneon.com

JB WEALTH ADVISORS LLC — notice-filed in AR, LA, NJ, NV, OR. IAPD ↗

$11.2M RAUM · 2 reps · 615-560-8268

TAR RIVER WEALTH PLANNING, LLC — notice-filed in AL, CA, FL, GA, MD, OR, SC, TN, TX, VA. IAPD ↗

$220.2M RAUM · 4 reps · 919-496-1511 · tarriverwealthplanning.com

POTENTIA WEALTH — notice-filed in AZ, CO, FL, NY, OR, TX, WA. IAPD ↗

$0 RAUM · 5 reps · 408-288-7886

SOVRAN ADVISORS, LLC — notice-filed in AZ, CT, HI, ID, IL, IN, MA, MD, MI, MN, MO, NH, NY, OH, OR, SC, TN, UT. IAPD ↗

$0 RAUM · 2 reps · 619-281-9890 · sovranadvisors.com

SALUS FINANCIAL ADVISORS — notice-filed in CA, FL, IL, MN, ND, WI. IAPD ↗

$0 RAUM · 2 reps · 612-747-9420 · salusfinancialadvisors.com

GEORGE MCKELVEY CO., LLC — notice-filed in DC, NC. IAPD ↗

$1.05B RAUM · 9 reps · 732-449-5323 · georgemckelvey.com

ALLEGHENY INVESTMENTS, LTD. — notice-filed in MI, MO, WI. IAPD ↗

$530.3M RAUM · 49 reps · 412-367-3880

ABNER HERRMAN & BROCK, LLC — notice-filed in ME, WA. IAPD ↗

$1.95B RAUM · 5 reps · 201-484-2000 · ahbi.com

ROGAN & ASSOCIATES — notice-filed in AZ, OH, VA. IAPD ↗

$586.2M RAUM · 10 reps · 727-712-3400

FIRST CITIZENS INVESTOR SERVICES, INC. — notice-filed in DE, UT. IAPD ↗

$1.73B RAUM · 130 reps · 800-229-0205

NEXT FINANCIAL GROUP, INC. — notice-filed in PR, VI. IAPD ↗

$3.52B RAUM · 358 reps · 877-876-6398 · nextfinancial.com

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. — notice-filed in MN, NV. IAPD ↗

$8.39B RAUM · 26 reps · 503-226-1444 · fergusonwellman.com

SALEM INVESTMENT COUNSELORS INC — notice-filed in AZ, NE. IAPD ↗

$3.61B RAUM · 12 reps · 336-768-7230 · saleminvestment.com

D.F. DENT AND COMPANY, INC. — notice-filed in IA, VT. IAPD ↗

$8.15B RAUM · 16 reps · 410-837-2544 · dfdent.com

BALDWIN BROTHERS LLC — notice-filed in NJ, OR. IAPD ↗

$2.28B RAUM · 12 reps · (508) 748-0800 · baldwinbrothersinc.com

SCHARF INVESTMENTS, LLC — notice-filed in DE, KY. IAPD ↗

$4.54B RAUM · 14 reps · 831-429-6513 · scharfinvestments.com

HOLDERNESS INVESTMENTS CO — notice-filed in FL, SC, VA. IAPD ↗

$510.8M RAUM · 4 reps · 336-574-1400 · holdernessinvestments.com

PDS PLANNING INC — notice-filed in AZ, CO. IAPD ↗

$1.39B RAUM · 11 reps · 614-481-8449 · pdsplanning.com

BSW WEALTH PARTNERS — notice-filed in IA, VA. IAPD ↗

$1.84B RAUM · 21 reps · 303-444-9696 · bsw.com

AGILI, P.C. — notice-filed in NE, NY. IAPD ↗

$1.10B RAUM · 11 reps · 804-358-2702 · agilipersonalcfo.com

COMPASS CAPITAL MANAGEMENT INC — notice-filed in AL, NJ. IAPD ↗

$1.96B RAUM · 9 reps · 612-338-4051

BOURGEON CAPITAL MANAGEMENT LLC — notice-filed in MA, MD, OR. IAPD ↗

$782.9M RAUM · 2 reps · 203-280-1170

AFFILIATED FINANCIAL ADVISORS INC — notice-filed in AZ, MA, MD. IAPD ↗

$404.5M RAUM · 4 reps · 414-476-4999 · affiliatedfa.com

SUNCOAST EQUITY MANAGEMENT, LLC — notice-filed in NJ, SC. IAPD ↗

$1.36B RAUM · 11 reps · (813) 963-0502

ALESCO ADVISORS LLC — notice-filed in MI, NE. IAPD ↗

$4.43B RAUM · 14 reps · (585)586-0970 · alescoadvisors.com

LEGACY WEALTH MANAGEMENT INC — notice-filed in OH, VA. IAPD ↗

$2.05B RAUM · 15 reps · 901-758-9006 · legacywealth.com

WADE FINANCIAL ADVISORY, INC. — notice-filed in FL, MA, OR. IAPD ↗

$672.9M RAUM · 8 reps · 408-369-7399 · wadefa.com

CAPSTONE FINANCIAL ADVISORS INC — notice-filed in GA, MI. IAPD ↗

$2.12B RAUM · 25 reps · 630-241-0833 · capstone-advisors.com

HALTER FERGUSON FINANCIAL INC — notice-filed in CA, LA, NH. IAPD ↗

$378.2M RAUM · 8 reps · 317-875-0202

WOODMONT INVESTMENT COUNSEL, LLC — notice-filed in MI, VA. IAPD ↗

$1.41B RAUM · 11 reps · 615-297-6144

SCHAEFER FINANCIAL MANAGEMENT, INC. — notice-filed in FL, NC, NY. IAPD ↗

$888.3M RAUM · 7 reps · 303-770-6700 · schaeferfinancial.com

SIERRA CAPITAL LLC — notice-filed in CT, TX. IAPD ↗

$1.43B RAUM · 5 reps · 212-867-3533 · sierracap.com

ZWJ INVESTMENT COUNSEL INC — notice-filed in PA, PR. IAPD ↗

$3.54B RAUM · 13 reps · 404-873-2211 · zwjic.com

NEPC, LLC — notice-filed in AZ, DE. IAPD ↗

$95.39B RAUM · 120 reps · 617-374-1300

ADVANCE CAPITAL MANAGEMENT INC — notice-filed in ME, MT. IAPD ↗

$4.02B RAUM · 29 reps · 248-350-8543

COOPER MCMANUS — notice-filed in AR, KY. IAPD ↗

$1.58B RAUM · 38 reps · 800-516-5333 · newportinvestors.com

IMA WEALTH — notice-filed in CT, IL, NC. IAPD ↗

$911.6M RAUM · 19 reps · 316-266-6574 · imacorp.com

ADVISORS MANAGEMENT GROUP INC — notice-filed in NE, SC, WA. IAPD ↗

$614.5M RAUM · 11 reps · 608-782-0200 · advisorsmanagement.com

LNW — notice-filed in AZ, MI. IAPD ↗

$4.63B RAUM · 65 reps · 206-464-5100 · vimeo.com

ACORN FINANCIAL ADVISORY SERVICES, INC. — notice-filed in IN, MT. IAPD ↗

$1.11B RAUM · 15 reps · (703) 293-3100 · acorn-financial.com

HOWARD CAPITAL MANAGEMENT, INC. — notice-filed in ND, VT. IAPD ↗

$5.23B RAUM · 18 reps · 770-642-4902 · hcmguidedretirement.com

WALLACE CAPITAL MANAGEMENT, INC. — notice-filed in CA, CO. IAPD ↗

$1.19B RAUM · 6 reps · 214-303-0200

NEW CENTURY ADVISORS, LLC — notice-filed in CA, NH. IAPD ↗

$3.95B RAUM · 9 reps · 240-395-0550

AVIDIAN WEALTH SOLUTIONS, LLC — notice-filed in IN, NH. IAPD ↗

$3.11B RAUM · 30 reps · 281-822-8800 · retirementsurvivalguide.com

APRIO WEALTH MANAGEMENT, LLC — notice-filed in NV, VA. IAPD ↗

$1.84B RAUM · 23 reps · 404-892-9651 · wealth.aprio.com

MAPLE CAPITAL MANAGEMENT, INC. — notice-filed in DE, NV. IAPD ↗

$1.72B RAUM · 23 reps · 802-229-2838 · maplecapital.com

MYCIO WEALTH PARTNERS, LLC — notice-filed in MT, OR. IAPD ↗

$12.97B RAUM · 44 reps · 267-295-2280 · myciowp.com

WEALTH ARCHITECTS, LLC — notice-filed in OR, WA. IAPD ↗

$1.78B RAUM · 11 reps · 650-325-9044 · wealtharchitects.com

KEY INVESTMENT SERVICES LLC — notice-filed in AR, LA. IAPD ↗

$4.19B RAUM · 350 reps · (888) 547-2968 · key.com

WEALTH MANAGEMENT — notice-filed in AK, VA. IAPD ↗

$2.78B RAUM · 48 reps · 402-371-1160

LIGHTHOUSE FINANCIAL — notice-filed in CA, NC, NY. IAPD ↗

$490.2M RAUM · 1 reps · 727-490-5797

PYA WALTMAN CAPITAL, LLC — notice-filed in CA, GA. IAPD ↗

$1.03B RAUM · 9 reps · 865-693-6301

HOYLECOHEN, LLC — notice-filed in GA, NJ. IAPD ↗

$3.43B RAUM · 28 reps · 858-576-7300 · focusfinancialpartners.com

NEPSIS, INC. — notice-filed in ID, IN, NY. IAPD ↗

$350.8M RAUM · 15 reps · 952-746-2003 · investingforsuccessforyou.com

MORTON WEALTH — notice-filed in NC, UT. IAPD ↗

$2.65B RAUM · 27 reps · 818-222-4727 · mortonwealth.com

BENEFIT FINANCIAL SERVICES GROUP — notice-filed in IL, NJ. IAPD ↗

$1.15B RAUM · 26 reps · 949-955-2552 · bfsg-az.com

SENDERO WEALTH MANAGEMENT, LLC — notice-filed in NH, NM. IAPD ↗

$5.22B RAUM · 14 reps · 210-805-0171 · sendero.com

TIEDEMANN ADVISORS, LLC — notice-filed in DC, UT. IAPD ↗

$25.30B RAUM · 64 reps · 212-396-5900

CONSTELLATION WEALTH ADVISORS — notice-filed in NC, SC. IAPD ↗

$3.90B RAUM · 24 reps · 513-871-5500

NUANCE INVESTMENTS, LLC — notice-filed in PR, VI. IAPD ↗

$5.00B RAUM · 9 reps · 816-743-7080 · nuanceinvestments.com

CAPWEALTH ADVISORS, LLC — notice-filed in MS, WA. IAPD ↗

$1.35B RAUM · 5 reps · 615-778-0740

CAPITAL INVESTMENT ADVISORY SERVICES, LLC — notice-filed in IA, MS. IAPD ↗

$1.97B RAUM · 71 reps · 919-831-2370 · capital-invest.com

EVERMAY WEALTH MANAGEMENT, LLC — notice-filed in MT, TN. IAPD ↗

$1.06B RAUM · 12 reps · 703 822-5696

DELTA INVESTMENT MANAGEMENT, LLC — notice-filed in GA, NH, TN. IAPD ↗

$628.9M RAUM · 25 reps · (415) 249-6337

LEAFHOUSE FINANCIAL ADVISORS, LLC — notice-filed in ME, RI. IAPD ↗

$17.00B RAUM · 8 reps · (512) 879-1505

CS PLANNING CORP — notice-filed in ID, NE, WI. IAPD ↗

$957.9M RAUM · 45 reps · 503-292-5853 · csplanningcorp.com

EFFICIENT ADVISORS — notice-filed in AK, WY. IAPD ↗

$2.36B RAUM · 8 reps · 267-613-6250 · efficientadvisors.com

DENALI WEALTH MANAGEMENT, INC. — notice-filed in AZ, IL, MA. IAPD ↗

$256.5M RAUM · 6 reps · 414-978-0020 · denaliwm.com

HARVEST FUND ADVISORS LLC — notice-filed in FL, LA. IAPD ↗

$6.28B RAUM · 7 reps · 610-293-7800

SEVEN POST INVESTMENT OFFICE LP — notice-filed in NY, TX. IAPD ↗

$7.49B RAUM · 14 reps · (415) 341-9300 · sevenpost.com

WELLSPRING FINANCIAL PARTNERS — notice-filed in MA, NC, UT. IAPD ↗

$832.9M RAUM · 4 reps · 520-327-1019

WEALTH ADVISORS OF TAMPA BAY — notice-filed in CA, OH, WI. IAPD ↗

$346.1M RAUM · 4 reps · 813-642-7730

TIM LOONEY INVESTMENTS, LLC — notice-filed in CO, SC, VA. IAPD ↗

$362.3M RAUM · 3 reps · 407-331-6961 · timlooney.com

PRAIRIE WEALTH ADVISORS, INC. — notice-filed in LA, NH, TX. IAPD ↗

$438.4M RAUM · 3 reps · 402-505-6810 · prairiewealthadvisors.com

ZEPHYR WEALTH MANAGEMENT — notice-filed in AZ, KS, NV. IAPD ↗

$341.5M RAUM · 4 reps · (805) 496-6810 · zephyrim.com

SAVOIE CAPITAL LLC — notice-filed in CA, CO. IAPD ↗

$1.11B RAUM · 2 reps · 773-573-9043 · savoiecapital.com

APTUS CAPITAL ADVISORS, LLC — notice-filed in KS, MN. IAPD ↗

$5.29B RAUM · 16 reps · 251-517-7198 · aptusetfs.com

NORTHROCK PARTNERS, LLC — notice-filed in NE, SD. IAPD ↗

$5.80B RAUM · 39 reps · (612) 367-8800 · facebook.comhttps

KEYSTONE FINANCIAL GROUP, LLC — notice-filed in LA, NJ. IAPD ↗

$1.51B RAUM · 33 reps · 859-317-8316

STRATEGAS ASSET MANAGEMENT, LLC — notice-filed in CA, CT, NC. IAPD ↗

$446.5M RAUM · 9 reps · 212-906-0130 · strategasasset.com

FOUNDERS FINANCIAL ALLIANCE, LLC — notice-filed in KY, MI, MN. IAPD ↗

$700.9M RAUM · 28 reps · 855-860-5940 · foundersfinancialalliance.com

GRATUS CAPITAL, LLC — notice-filed in LA, WI. IAPD ↗

$2.74B RAUM · 26 reps · 404-961-6000 · focusfinancialpartners.com

DRIVE WEALTH ADVISERS — notice-filed in NE, OR. IAPD ↗

$2.02B RAUM · 15 reps · 801-901-6150 · drivewealthadvisers.com

RELATIVE VALUE PARTNERS, LLC — notice-filed in DC, PA. IAPD ↗

$2.57B RAUM · 16 reps · 847-513-6300 · rvpllc.com

GIBBS WEALTH MANAGEMENT, LLC — notice-filed in KS, KY, VT. IAPD ↗

$391.4M RAUM · 10 reps · 678-694-8770

KOVITZ INVESTMENT GROUP PARTNERS, LLC — notice-filed in MO, RI. IAPD ↗

$11.29B RAUM · 52 reps · 312-334-7300

GILBERT & COOK, INC. — notice-filed in CO, DE. IAPD ↗

$1.20B RAUM · 17 reps · (515) 270-6444

PARADIGM WEALTH ADVISORY LLC — notice-filed in MA, MD, VA. IAPD ↗

$356.1M RAUM · 12 reps · (908) 450-7402 · pwm.us.com

XML FINANCIAL GROUP — notice-filed in VT, WY. IAPD ↗

$2.75B RAUM · 30 reps · (301) 770-5234

SLATESTONE WEALTH LLC — notice-filed in MN, NH. IAPD ↗

$1.37B RAUM · 17 reps · 561-244-2504 · slatestone.com

SILVER GROVE ADVISORY SERVICES — notice-filed in CA, LA, PA. IAPD ↗

$256.4M RAUM · 15 reps · 716-800-4291 · silvergrovegroup.com

PLAN A WEALTH, LLC — notice-filed in AZ, FL, IL. IAPD ↗

$326.9M RAUM · 8 reps · 402-975-8008 · planawm.com

MAGNUS FINANCIAL GROUP LLC — notice-filed in LA, UT. IAPD ↗

$1.56B RAUM · 12 reps · 800-339-1367 · magnusfinancial.com

KPP ADVISORY SERVICES LLC — notice-filed in MA, NE, WI. IAPD ↗

$880.6M RAUM · 25 reps · 502-394-0400 · kpp-lpl.com

SGROI WEALTH ADVISORY GROUP LLC — notice-filed in AZ, MI, OH. IAPD ↗

$939.0M RAUM · 11 reps · 716-674-6700 · sgroifinancial.com

RBA WEALTH MANAGEMENT, LLC — notice-filed in CO, FL, WA. IAPD ↗

$356.1M RAUM · 3 reps · 949-945-2104 · rba-wealth.com

INSCRIPTION CAPITAL, LLC — notice-filed in CO, MO. IAPD ↗

$1.28B RAUM · 15 reps · 713-673-8999

RPA FINANCIAL, LLC — notice-filed in MI, OH. IAPD ↗

$5.25B RAUM · 5 reps · 415-526-2753

COLTER LEWIS INVESTMENT PARTNERS, LLC — notice-filed in CA, NJ. IAPD ↗

$1.96B RAUM · 12 reps · 203-987-3090 · colterlewis.com

TACTIVE ADVISORS, LLC — notice-filed in CO, MI, NC. IAPD ↗

$405.8M RAUM · 1 reps · 855-282-2848 · pcliftonfinancial.com

GROVE POINT ADVISORS, LLC — notice-filed in PR, VI. IAPD ↗

$2.36B RAUM · 322 reps · 301-944-5900

NILSINE PARTNERS, LLC — notice-filed in NV, SD. IAPD ↗

$1.24B RAUM · 10 reps · 303-529-5800 · link.edgepilot.com

QUANTUM FINANCIAL ADVISORS, LLC — notice-filed in AR, MD, NY. IAPD ↗

$972.2M RAUM · 11 reps · (424) 447-8268

CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — notice-filed in CT, NJ. IAPD ↗

$1.45B RAUM · 5 reps · 212-697-1000 · ccwmlp.com

ICON WEALTH PARTNERS — notice-filed in AZ, FL. IAPD ↗

$1.91B RAUM · 15 reps · 713-904-5020

JOULE FINANCIAL, LLC — notice-filed in GA, LA, NH. IAPD ↗

$332.0M RAUM · 5 reps · 859-881-0777

CORE WEALTH PARTNERS LLC — notice-filed in CO, LA, OR. IAPD ↗

$284.0M RAUM · 4 reps · (707) 568-2400 · corewealthpartners.com

CONCURRENT INVESTMENT ADVISORS, LLC — notice-filed in AR, ME. IAPD ↗

$6.26B RAUM · 106 reps · (813) 575-2652 · lumaturewealth.com

CURIO WEALTH, LLC — notice-filed in CA, DE, MA. IAPD ↗

$330.7M RAUM · 6 reps · 410-449-2599 · curiowealth.com

FIDUCIARY ADVISORS, LLC — moved its main office from PHILADELPHIA, PA to SALT LAKE CITY, UT. IAPD ↗

$402.7M RAUM · 2 reps · (267) 534-2490 · managedplan.com

TRUST ADVISORY GROUP LTD — moved its main office from WOBURN, MA to READING, MA. IAPD ↗

$560.4M RAUM · 41 reps · 781-933-6100 · coromandelwm.com

HUNTER MICHAEL INVESTMENT ADVISORS INC — moved its main office from MIDLOTHIAN, VA to RICHMOND, VA. IAPD ↗

$865.9M RAUM · 1 reps · 804-378-7640 · huntermichael.com

LEVEL FINANCIAL ADVISORS, INC. — moved its main office from AMHERST, NY to EAST AMHERST, NY. IAPD ↗

$620.8M RAUM · 8 reps · 716-634-6113 · levelfa.com

ASPEN INVESTMENT MANAGEMENT INC. — moved its main office from GRAND RAPIDS, MI to ADA, MI. IAPD ↗

$257.1M RAUM · 4 reps · 616-361-2500 · aspenim.com

HANOVER ADVISORS, INC — moved its main office from CLEMSON, SC to SENECA, SC. IAPD ↗

$302.5M RAUM · 2 reps · 864-235-6760 · hanoveradvisorsinc.com

FAI ADVISORS, INC. — moved its main office from FARMINGTON HILLS, MI to NOVI, MI. IAPD ↗

$250.0M RAUM · 8 reps · 248-482-3600 · financialarch.com

DRAKE CAPITAL ADVISORS LLC — moved its main office from GREENWICH, CT to OLD GREENWICH, CT. IAPD ↗

$652.9M RAUM · 3 reps · 203-861-7500 · drakeadvisors.com

CONCORDE ASSET MANAGEMENT, LLC — moved its main office from LIVONIA, MI to ANN ARBOR, MI. IAPD ↗

$395.1M RAUM · 67 reps · 248-824-6710 · concordeis.com

CALDER FINANCIAL GROUP — moved its main office from GRAND RAPIDS, MI to ADA, MI. IAPD ↗

$260.5M RAUM · 5 reps · 616-235-2442

CONSILIUM WEALTH MANAGEMENT — moved its main office from SAN RAMON, CA to DANVILLE, CA. IAPD ↗

$645.8M RAUM · 2 reps · 925-365-1087 · consiliumwm.com

RIVERVIEW RESEARCH, LLC — moved its main office from CLEVELAND, OH to INDEPENDENCE, OH. IAPD ↗

$848.8M RAUM · 1 reps · (216) 573-0420 · riverviewresearch.com

CLIENT 1ST ADVISORY GROUP — moved its main office from CLEARWATER, FL to DUNEDIN, FL. IAPD ↗

$348.6M RAUM · 5 reps · 727-450-2301

MPWM ADVISORY SOLUTIONS LLC — moved its main office from NEW YORK, NY to ALPHARETTA, GA. IAPD ↗

$315.7M RAUM · 14 reps · 678-566-4001

KANEN WEALTH MANAGEMENT LLC — moved its main office from CORAL SPRINGS, FL to COCONUT CREEK, FL. IAPD ↗

$292.5M RAUM · 2 reps · 631-863-3100 · kanenadvisory.com

ALPHA CAPITAL MANAGEMENT GROUP LLC — moved its main office from GREENWOOD VILLAGE, CO to DENVER, CO. IAPD ↗

$421.9M RAUM · 4 reps · 303-900-1919 · alphacmg.com

SUMMIT WEALTH AND RETIREMENT PARTNERS — moved its main office from DANVILLE, CA to SAN RAMON, CA. IAPD ↗

$721.0M RAUM · 6 reps · (925) 927-1900 · summitwealthandretirement.com

CAPITAL SQUARE, LLC — moved its main office from CHATTANOOGA, TN to ATHENS, TN. IAPD ↗

$301.9M RAUM · 9 reps · 423-877-6708 · capitalsquare.biz

HORST & GRABEN WEALTH MANAGEMENT, LLC — moved its main office from LAKE OSWEGO, OR to PORTLAND, OR. IAPD ↗

$649.9M RAUM · 3 reps · 503-342-8900 · horstandgrabenwealth.com

HUDSON VALUE PARTNERS, LLC — moved its main office from MORRISTOWN, NJ to PALM BEACH, FL. IAPD ↗

$421.3M RAUM · 4 reps · 646-343-9772 · hudsonvaluepartners.com

FORTIS CAPITAL ADVISORS, LLC — moved its main office from RENO, NV to PRAIRIE VILLAGE, KS. IAPD ↗

$331.8M RAUM · 24 reps · (775) 446-4208 · fortiscapitaladvisors.com

GREENUP STREET WEALTH MANAGEMENT LLC — moved its main office from ANN ARBOR, MI to OVERLAND PARK, KS. IAPD ↗

$510.8M RAUM · 14 reps · 734-656-8121

UNIQUE WEALTH, LLC — moved its main office from TAMPA, FL to CLEARWATER, FL. IAPD ↗

$626.5M RAUM · 9 reps · 813-816-2030 · uniquewealth.com

POWER WEALTH MANAGEMENT — moved its main office from ROSWELL, GA to ALPHARETTA, GA. IAPD ↗

$293.8M RAUM · 3 reps · 404-889-8919 · powerwm.com

QUANTUM FINANCIAL ADVISORS, LLC — moved its main office from MANHATTAN BEACH, CA to EL SEGUNDO, CA. IAPD ↗

$972.2M RAUM · 11 reps · (424) 447-8268

HERITAGE FAMILY OFFICES, LLP — moved its main office from PHOENIX, AZ to SCOTTSDALE, AZ. IAPD ↗

$365.1M RAUM · 5 reps · (602) 775-5400

HEDONOVA ADVISORS LLC — moved its main office from LOS ANGELES, CA to POST FALLS, ID. IAPD ↗

$823.8M RAUM · 16 reps · 213-340-1334 · hedonova.io

DELTA ADVISORY GROUP, INC. — notice-filed in CA, MD, NC, TN. IAPD ↗

$174.0M RAUM · 5 reps · 407-331-9213 · deltaadvisory.com

CMG CAPITAL MANAGEMENT GROUP, INC. — notice-filed in LA, MD, MO, NE. IAPD ↗

$205.3M RAUM · 5 reps · 610-989-9090 · cmgprivatewealth.com

THE BEDMINSTER GROUP — notice-filed in FL, GA, NC, VA. IAPD ↗

$164.3M RAUM · 2 reps · 843-705-5544

ATLANTIS WEALTH ADVISORS LLC — notice-filed in AK, LA, OH, TX. IAPD ↗

$141.4M RAUM · 6 reps · 419-794-0538 · camelotportfolios.com

KINGSTONE CAPITAL PARTNERS TEXAS, LLC — notice-filed in IL, NH, OK, WA. IAPD ↗

$145.3M RAUM · 5 reps · 8663611600 · kingstonecapitalpartners.com

POLARIS FINANCIAL, LLC — notice-filed in DE, GA, KS, TN. IAPD ↗

$34.4M RAUM · 2 reps · 7089960213 · polarisportfolios.com

EAGLEBROOK ADVISORS — notice-filed in AK, ID, MN, OR. IAPD ↗

$211.1M RAUM · 4 reps · 786-807-7374

ABBEY STREET — notice-filed in FL, OR, TX, WI. IAPD ↗

$245.0M RAUM · 7 reps · (952) 224-7272

ABICH FINANCIAL WEALTH MANAGEMENT, LLC — notice-filed in DC, PA, TX, WV. IAPD ↗

$150.1M RAUM · 4 reps · (571) 577-9968

DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in HI, ID, OH, PA. IAPD ↗

$93.0M RAUM · 2 reps · 864-322-6046 · disciplinewealth.com

MORALIS TECHNOLOGIES, LLC — notice-filed in FL, KS, NJ, VA. IAPD ↗

$17.2M RAUM · 7 reps · 833-730-3700 · aquinaswealth.com

FOX HILL WEALTH MANAGEMENT — notice-filed in CO, NC, PA, SC. IAPD ↗

$198.4M RAUM · 5 reps · 781-613-2600

NERDWALLET ADVISORY — notice-filed in CO, MA, NH, OR. IAPD ↗

$0 RAUM · 1 reps · 415 310-6261 · nerdwalletadvisors.com

PUREFI WEALTH, LLC — notice-filed in CA, CT, NH, NY. IAPD ↗

$107.6M RAUM · 4 reps · (617) 488-9320

HORNOR, TOWNSEND & KENT, LLC — notice-filed in WY. IAPD ↗

$6.86B RAUM · 417 reps · 215-957-7300 · htk.com

NORTHERN TRUST SECURITIES, INC — notice-filed in OK. IAPD ↗

$1.03B RAUM · 70 reps · 312-557-2000 · northerntrust.com

CADARET GRANT & CO INC — notice-filed in VI. IAPD ↗

$6.87B RAUM · 489 reps · 800-288-8601

FIRST HORIZON ADVISORS, INC — notice-filed in WY. IAPD ↗

$12.39B RAUM · 180 reps · 1-800-213-3702 · firsthorizon.com

RVK, INC. — notice-filed in OH. IAPD ↗

$1.12B RAUM · 114 reps · 503-221-4200 · rvkinc.com

CHAPIN DAVIS ASSET MANAGEMENT — notice-filed in MA, TN. IAPD ↗

$417.4M RAUM · 30 reps · 410-435-3200 · chapindavis.com

WESTERN INTERNATIONAL SECURITIES — notice-filed in PR. IAPD ↗

$3.69B RAUM · 245 reps · (888) 793-7717 · joinwestern.com

CITIZENS SECURITIES, INC. — notice-filed in WY. IAPD ↗

$7.31B RAUM · 380 reps · 1-800-942-8300 · citizensbank.com

DODGE & COX — notice-filed in AR. IAPD ↗

$362.99B RAUM · 99 reps · 415-981-1710

WEST COAST FINANCIAL, LLC — notice-filed in NV. IAPD ↗

$1.90B RAUM · 27 reps · 805-962-9131 · wcfinc.com

NPF INVESTMENT ADVISORS — notice-filed in SC. IAPD ↗

$2.35B RAUM · 9 reps · 616-459-3421 · norrisperne.com

HOWLAND CAPITAL MANAGEMENT LLC — notice-filed in IL. IAPD ↗

$2.78B RAUM · 10 reps · 617-357-9110

FIDUCIARY COUNSELLING INC — notice-filed in SC. IAPD ↗

$9.49B RAUM · 18 reps · 651-228-0935

CLARK CAPITAL MANAGEMENT GROUP INC — notice-filed in WY. IAPD ↗

$25.93B RAUM · 24 reps · (215) 569-2224 · ccmg.com

SSI INVESTMENT MANAGEMENT LLC — notice-filed in DE. IAPD ↗

$2.00B RAUM · 11 reps · 310-595-2000

EVERGREEN CAPITAL MANAGEMENT LLC — notice-filed in VT. IAPD ↗

$4.55B RAUM · 23 reps · 425-467-4600

HIGHLAND ASSOCIATES INC — notice-filed in IL. IAPD ↗

$23.57B RAUM · 18 reps · 205-933-8664

FAMILY MANAGEMENT CORPORATION — notice-filed in ME. IAPD ↗

$3.61B RAUM · 21 reps · 212-872-9600

ATWOOD & PALMER, INC. — notice-filed in GA. IAPD ↗

$1.44B RAUM · 5 reps · 816-931-2266 · atwoodpalmer.com

BROADLAKE FINANCIAL MANAGEMENT — notice-filed in SC, VA. IAPD ↗

$322.5M RAUM · 4 reps · 802-863-4463 · broadlakefinancial.com

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. — notice-filed in FL. IAPD ↗

$1.05B RAUM · 7 reps · 617-227-3111 · pimboston.com

ST. DENIS J. VILLERE & CO., LLC — notice-filed in FL. IAPD ↗

$1.65B RAUM · 4 reps · 504-525-0808 · villere.com

WASHINGTON CAPITAL MANAGEMENT INC — notice-filed in LA. IAPD ↗

$6.83B RAUM · 45 reps · 206-382-0825

JOHN G. ULLMAN & ASSOCIATES, INC — notice-filed in NM. IAPD ↗

$1.26B RAUM · 29 reps · 607-936-3785

PROVISE MANAGEMENT GROUP, LLC — notice-filed in AL. IAPD ↗

$1.88B RAUM · 17 reps · [727] 441-9022

HIRTLE, CALLAGHAN & CO., LLC — notice-filed in WV. IAPD ↗

$19.23B RAUM · 47 reps · 610-828-7200 · hirtlecallaghan.com

ACCREDITED INVESTORS WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗

$3.36B RAUM · 4 reps · 952-841-2222 · accredited.com

HALBERT HARGROVE — notice-filed in MT. IAPD ↗

$3.16B RAUM · 36 reps · 562-435-5657

BEDEL FINANCIAL CONSULTING INC — notice-filed in MN. IAPD ↗

$2.14B RAUM · 14 reps · 317-843-1358

CLEARSTEAD; HARTLAND & CO., LLC — notice-filed in VT. IAPD ↗

$15.32B RAUM · 60 reps · 216-621-1090 · clearsteadinvestmentforum.buzzsprout.com

TCW ASSET MANAGEMENT COMPANY LLC — notice-filed in NV. IAPD ↗

$64.19B RAUM · 145 reps · 213-244-0000 · tcw.com

NEW ENGLAND ASSET MANAGEMENT, INC. — notice-filed in IL. IAPD ↗

$95.24B RAUM · 49 reps · 860-676-8722

KLINGENSTEIN FIELDS ADVISORS — notice-filed in NH. IAPD ↗

$4.59B RAUM · 20 reps · 212-492-7000 · klingenstein.com

F L PUTNAM INVESTMENT MANAGEMENT CO. — notice-filed in MO. IAPD ↗

$6.17B RAUM · 60 reps · 800-344-3435

SMITH SHELLNUT WILSON — notice-filed in GA. IAPD ↗

$7.23B RAUM · 13 reps · 601-605-1776 · ssw1776.com

FRANKLIN STREET ADVISORS INC. — notice-filed in MA. IAPD ↗

$3.47B RAUM · 20 reps · 919-489-2600 · franklin-street.com

RETIREMENT INVESTMENT ADVISORS INC — notice-filed in TN. IAPD ↗

$1.11B RAUM · 8 reps · 405-842-3443 · theretirementpath.com

BAXTER INVESTMENT MANAGEMENT — notice-filed in IA, RI. IAPD ↗

$915.1M RAUM · 5 reps · 203-637-4559 · baxterinvestment.com

FAYEZ SAROFIM & CO. — notice-filed in WY. IAPD ↗

$31.43B RAUM · 23 reps · 713-654-4484 · sarofim.com

ASSET PRESERVATION ADVISORS, LLC — notice-filed in NM. IAPD ↗

$6.93B RAUM · 20 reps · 404-261-1333

PZENA INVESTMENT MANAGEMENT LLC — notice-filed in VA. IAPD ↗

$58.86B RAUM · 51 reps · 212-355-1600

FOSTER & MOTLEY INC — notice-filed in AZ. IAPD ↗

$2.27B RAUM · 20 reps · 513-561-6640 · fosterandmotley.com

HARTLINE INVESTMENT CORPORATION — notice-filed in GA, NH. IAPD ↗

$659.3M RAUM · 3 reps · 312-726-5703 · hartlineinv.com

PROVIDENT INVESTMENT MANAGEMENT, INC. — notice-filed in VA. IAPD ↗

$1.09B RAUM · 6 reps · 248-380-1700 · investprovident.com

GRANT STREET ASSET MANAGEMENT INC — notice-filed in NH, NJ. IAPD ↗

$578.7M RAUM · 6 reps · 412-257-8060

CHECK CAPITAL MANAGEMENT INC — notice-filed in NM. IAPD ↗

$1.74B RAUM · 9 reps · 714-641-3579

CABOT WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗

$1.01B RAUM · 9 reps · 978-745-9233

LNW — notice-filed in NC. IAPD ↗

$7.28B RAUM · 62 reps · (415) 399-9159

J.M. FORBES & CO. LLP — notice-filed in DC. IAPD ↗

$1.19B RAUM · 6 reps · 617-423-5705

LITMAN GREGORY WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗

$2.41B RAUM · 8 reps · 415-461-8999

PT ASSET MANAGEMENT, LLC — notice-filed in WI. IAPD ↗

$7.00B RAUM · 14 reps · 312-521-1000 · ptam.com

SCHAPER BENZ & WISE INVESTMENT COUNSEL INC — notice-filed in UT. IAPD ↗

$1.40B RAUM · 11 reps · 920-727-1137 · sbw-invest.com

WOODLEY FARRA — notice-filed in MO. IAPD ↗

$1.80B RAUM · 8 reps · 317-269-0224 · woodleyfarra.com

MEDIQUS ASSET ADVISORS, INC. — notice-filed in NM. IAPD ↗

$1.25B RAUM · 7 reps · 312-419-3733 · mediqus.com

MASLOW WEALTH ADVISORS — notice-filed in NC. IAPD ↗

$1.76B RAUM · 10 reps · 512-610-6930

SHOKER INVESTMENTS — notice-filed in FL, NC. IAPD ↗

$385.1M RAUM · 2 reps · 513-524-1776 · marketspectator.tumblr.com

ARGENT CAPITAL MANAGEMENT LLC — notice-filed in LA. IAPD ↗

$3.43B RAUM · 21 reps · 314-725-6000

PATHWAY CAPITAL MANAGEMENT, LP — notice-filed in TX. IAPD ↗

$87.79B RAUM · 70 reps · 949-622-1000 · pathwaycapital.com

THOMAS DOLL — notice-filed in NC. IAPD ↗

$1.42B RAUM · 10 reps · 925.939.2500 · thomasdoll.com

LAFFER TENGLER INVESTMENTS, INC. — notice-filed in MS, NY. IAPD ↗

$462.6M RAUM · 10 reps · 800-838-3468 · laffertengler.com

OSBORNE PARTNERS — notice-filed in IN. IAPD ↗

$2.17B RAUM · 14 reps · 415-362-5637

AVISO WEALTH MANAGEMENT — notice-filed in OR, SC. IAPD ↗

$401.7M RAUM · 9 reps · 877-633-1210 · avisowealthmanagement.com

LEGEND FINANCIAL ADVISORS INC — notice-filed in MD, VA. IAPD ↗

$308.5M RAUM · 4 reps · 412-635-9210 · legend-financial.com

GUGGENHEIM INVESTMENT ADVISORS, LLC — notice-filed in CT, FL. IAPD ↗

$876.5M RAUM · 10 reps · 866-285-3655 · guggenheimpartners.com

BRAVE FAMILY ADVISORS — notice-filed in ME, OH. IAPD ↗

$491.3M RAUM · 5 reps · 908-522-8822

CRESTONE ASSET MANAGEMENT LLC — notice-filed in AZ. IAPD ↗

$3.62B RAUM · 28 reps · 303-442-4447 · clients.crestonecapital.com

GROSVENOR CAPITAL MANAGEMENT, L.P. — notice-filed in VA. IAPD ↗

$34.57B RAUM · 84 reps · 312-506-6500 · gcmgrosvenor.com

ZEMENICK & WALKER INC — notice-filed in CO. IAPD ↗

$2.23B RAUM · 8 reps · 314-862-5525 · zandw.com

COLDSTREAM WEALTH MANAGEMENT — notice-filed in DE. IAPD ↗

$7.58B RAUM · 125 reps · 425-283-1600

HALPERN FINANCIAL, INC. — notice-filed in SC. IAPD ↗

$1.10B RAUM · 7 reps · 240.268.1000

INDEX FUND ADVISORS, INC. — notice-filed in WV. IAPD ↗

$4.95B RAUM · 32 reps · 949-502-0050

BRISTLECONE ADVISORS LLC — notice-filed in CO. IAPD ↗

$1.90B RAUM · 9 reps · 206-664-2500 · bristleconeadvisors.com

YUKON WEALTH MANAGEMENT, INC. — notice-filed in MO, NE. IAPD ↗

$330.4M RAUM · 2 reps · 913-681-9200 · yukoncm.com

SHAYNE & JACOBS, LLC — notice-filed in AL, IL. IAPD ↗

$483.0M RAUM · 3 reps · 615/250-1600 · shayneandjacobs.com

HIGHLAND CONSULTING ASSOCIATES INC. — notice-filed in FL. IAPD ↗

$17.84B RAUM · 19 reps · 440-808-1500 · highlandusa.net

ARISTOTLE CAPITAL MANAGEMENT, LLC — notice-filed in PR. IAPD ↗

$43.67B RAUM · 17 reps · 310-478-4005

SENTINEL PENSION ADVISORS INC — notice-filed in MS. IAPD ↗

$9.01B RAUM · 49 reps · 781-914-1450 · sbgi.com

S & CO., INC. — notice-filed in PA. IAPD ↗

$2.11B RAUM · 6 reps · 617-227-8660

GRIES FINANCIAL LLC — notice-filed in KS. IAPD ↗

$1.22B RAUM · 13 reps · 216-861-1148 · gries.com

RETIREMENT INCOME SOLUTIONS, INC. — notice-filed in VA. IAPD ↗

$2.42B RAUM · 12 reps · 734-769-7727

BROWN ADVISORY — notice-filed in HI. IAPD ↗

$108.33B RAUM · 267 reps · 410-537-5400

KARPUS INVESTMENT MANAGEMENT — notice-filed in IA. IAPD ↗

$3.55B RAUM · 18 reps · 585-586-4680 · karpus.com

KNIGHTSBRIDGE WEALTH MANAGEMENT — notice-filed in GA, MD. IAPD ↗

$643.7M RAUM · 5 reps · 949-644-4444 · knightsb.com

MAIRS & POWER — notice-filed in LA. IAPD ↗

$10.96B RAUM · 26 reps · 651-222-8478 · mairsandpower.com

NWF ADVISORY SERVICES INC — notice-filed in GA. IAPD ↗

$3.71B RAUM · 2 reps · 310-475-5854 · nwfadvisory.com

TERRIL & COMPANY — notice-filed in CA, IN. IAPD ↗

$760.9M RAUM · 12 reps · 314-965-0344 · terrilandcompany.com

SILVEROAK WEALTH MANAGEMENT LLC — notice-filed in AZ. IAPD ↗

$1.52B RAUM · 6 reps · 952-896-5700 · silveroakwealth.com

CHEVY CHASE TRUST COMPANY — notice-filed in UT. IAPD ↗

$36.01B RAUM · 40 reps · 240-497-5000

FINANCIAL SECURITY ADVISORY INC — notice-filed in LA. IAPD ↗

$1.32B RAUM · 45 reps · 757-431-1414 · gofsg.com

GRANDFIELD & DODD, LLC — notice-filed in HI. IAPD ↗

$1.93B RAUM · 8 reps · 212-477-9626 · grandfield-dodd.com

XPONANCE, INC. — notice-filed in GA. IAPD ↗

$16.61B RAUM · 15 reps · 215-567-1100 · xponance.com

FLC CAPITAL ADVISORS — notice-filed in NV, NY. IAPD ↗

$651.1M RAUM · 4 reps · 760-779-8110 · flccapital.com

SIGNATUREFD, LLC — notice-filed in WV. IAPD ↗

$7.25B RAUM · 43 reps · 404-253-7600 · signaturefd.com

CHARTER ADVISORY CORPORATION — notice-filed in CO, KY. IAPD ↗

$319.2M RAUM · 14 reps · 317-844-7416 · charteradvisory.com

BARES CAPITAL MANAGEMENT, INC. — notice-filed in MO. IAPD ↗

$2.72B RAUM · 9 reps · 512-542-1083 · barescapital.com

PARSONS CAPITAL MANAGEMENT, LLC — notice-filed in MD, OH. IAPD ↗

$660.9M RAUM · 2 reps · 908-730-0011 · parsonscapitalmanagement.com

STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C. — notice-filed in TX. IAPD ↗

$7.50B RAUM · 0 reps · 617-450-9300 · scagrp.com

PROFESSIONAL FINANCIAL SOLUTIONS, LLC — notice-filed in AZ, PA. IAPD ↗

$286.1M RAUM · 5 reps · 703-385-0870 · profinancialsolutions.com

GREENWOOD CAPITAL ASSOCIATES, LLC — notice-filed in CA. IAPD ↗

$1.50B RAUM · 15 reps · 864-941-4049 · greenwoodcapital.com

ROCKBRIDGE INVESTMENT MANAGEMENT, LLC — notice-filed in CT. IAPD ↗

$1.49B RAUM · 15 reps · 315-671-0588

CLEARWATER ADVISORS, LLC — notice-filed in MI. IAPD ↗

$3.80B RAUM · 5 reps · 208-433-1222 · clearwateradvisors.com

SEQUOIA FINANCIAL GROUP, L.L.C. — notice-filed in PR. IAPD ↗

$17.87B RAUM · 143 reps · 330-375-9480

BUCKINGHAM CAPITAL MANAGEMENT, INC. — notice-filed in MA, WV. IAPD ↗

$911.0M RAUM · 14 reps · 937-435-2742 · mybuckingham.com

CONCORD WEALTH PARTNERS — notice-filed in LA, WI. IAPD ↗

$806.6M RAUM · 12 reps · 276-628-5910 · custom.concordwealthpartners.com

FINANCIAL & TAX ARCHITECTS, LLC — notice-filed in AR, NY. IAPD ↗

$378.9M RAUM · 25 reps · 314-858-1122 · fta-ria.com

PLANNING DIRECTIONS, INC. — notice-filed in GA, SC. IAPD ↗

$422.8M RAUM · 4 reps · 610-361-0865

CHARTER OAK CAPITAL MANAGEMENT — notice-filed in NE. IAPD ↗

$1.11B RAUM · 12 reps · 800-646-5720 · charteroakcm.com

SCHNIEDERS CAPITAL MANAGEMENT, LLC. — notice-filed in ID, MT. IAPD ↗

$725.0M RAUM · 2 reps · 626.584.6168 · schniederscapital.com

RIDGEWOOD INVESTMENTS — notice-filed in FL, NH. IAPD ↗

$325.7M RAUM · 6 reps · 973-544-6970 · dividendgrowthpartners.com

SCS CAPITAL MANAGEMENT LLC — notice-filed in UT. IAPD ↗

$30.19B RAUM · 45 reps · 617-204-6400

SCF INVESTMENT ADVISORS, INC. — notice-filed in PR. IAPD ↗

$2.55B RAUM · 135 reps · 800-955-2517

VALLEY FORGE INVESTMENT CONSULTANTS, INC. — notice-filed in CO. IAPD ↗

$2.54B RAUM · 10 reps · 610-783-6650 · vffg.com

CRA FINANCIAL SERVICES, L.L.C. — notice-filed in MD. IAPD ↗

$1.20B RAUM · 7 reps · 609-380-3500

TRINITY FINANCIAL PARTNERS II, LLC — notice-filed in NC, NJ. IAPD ↗

$441.9M RAUM · 3 reps · 610-687-8040 · trinityfinancialpartners.com

REGAL INVESTMENT ADVISORS LLC — notice-filed in ID. IAPD ↗

$2.55B RAUM · 117 reps · 616-224-2204 · regal-lionshare.com

SAGEVIEW ADVISORY GROUP, LLC — notice-filed in PR. IAPD ↗

$202.57B RAUM · 131 reps · 800-814-8742 · sageviewadvisory.com

VALEO FINANCIAL ADVISORS, LLC — notice-filed in OR. IAPD ↗

$8.94B RAUM · 108 reps · 317.218.6000 · valeofinancial.com

CONFIDENCE WEALTH MANAGEMENT, LLC — notice-filed in PA, VA. IAPD ↗

$267.1M RAUM · 11 reps · 310-824-1000

ELGETHUN CAPITAL MANAGEMENT — notice-filed in CO, IL. IAPD ↗

$786.6M RAUM · 7 reps · (605) 367-3336

SUMMITRY, LLC — notice-filed in CO. IAPD ↗

$2.45B RAUM · 19 reps · 650-212-2240 · summitry.com

KORHORN FINANCIAL GROUP — notice-filed in AR, KS. IAPD ↗

$739.4M RAUM · 37 reps · 574-247-5898

CSENGE ADVISORY GROUP, LLC — notice-filed in SD. IAPD ↗

$2.75B RAUM · 76 reps · 727-437-6000 · fidelisfinancialstrategies.com

J. SAFRA ASSET MANAGEMENT CORPORATION — notice-filed in NJ. IAPD ↗

$3.68B RAUM · 6 reps · 212-704-5553 · jsinvestments.com

VERSANT CAPITAL MANAGEMENT, INC. — notice-filed in NC, NY. IAPD ↗

$900.5M RAUM · 12 reps · 602-635-3760

BLUE CHIP PARTNERS, LLC — notice-filed in VA. IAPD ↗

$1.28B RAUM · 15 reps · 248-848-1111

CAPSOUTH WEALTH MANAGEMENT — notice-filed in KY, TN. IAPD ↗

$762.9M RAUM · 11 reps · 334.673.8600

PRIVATE WEALTH PARTNERS, LLC — notice-filed in TX. IAPD ↗

$1.63B RAUM · 6 reps · 415-461-3850 · pwpart.com

HERITAGE WEALTH ADVISORS — notice-filed in TN. IAPD ↗

$4.00B RAUM · 18 reps · 804-643-4080 · heritagewealth.net

ZUCKERMAN INVESTMENT GROUP — notice-filed in CO. IAPD ↗

$1.54B RAUM · 8 reps · 312-948-8000

GREENE WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$1.11B RAUM · 3 reps · 206-623-2200

TWIN FOCUS CAPITAL PARTNERS, LLC — notice-filed in TX. IAPD ↗

$3.59B RAUM · 20 reps · 617-720-4500

BRIDGE CREEK CAPITAL MANAGEMENT LLC — notice-filed in AZ, RI. IAPD ↗

$414.0M RAUM · 3 reps · 508-362-9566 · bridgecreekcapitalmanagement.com

CAMBRIA INVESTMENT MANAGEMENT, L.P. — notice-filed in VA. IAPD ↗

$2.23B RAUM · 3 reps · 310-683-5500 · mebfaber.com

STRATEGIC FINANCIAL CONCEPTS, LLC — notice-filed in CO, TN. IAPD ↗

$987.6M RAUM · 35 reps · 210-737-7800 · solinskygroup.com

COLLABORATIVE WEALTH — notice-filed in NY, VA. IAPD ↗

$463.6M RAUM · 9 reps · 407-792-3336

METLIFE INVESTMENT MANAGEMENT, LLC — notice-filed in NY. IAPD ↗

$499.52B RAUM · 695 reps · 973-355-4000 · investments.metlife.com

CALLAN CAPITAL, LLC — notice-filed in WA. IAPD ↗

$1.88B RAUM · 7 reps · 858-551-3800

CIRCLE WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗

$10.17B RAUM · 9 reps · 908-206-1306 · circlewm.com

CLARKSTON CAPITAL PARTNERS, LLC — notice-filed in PA. IAPD ↗

$6.69B RAUM · 17 reps · 248-723-8000 · clarkstoncapital.com

HECK CAPITAL ADVISORS, LLC — notice-filed in VA. IAPD ↗

$6.66B RAUM · 16 reps · 715-361-1500

SMITH ANGLIN FINANCIAL, LLC — notice-filed in CO. IAPD ↗

$1.57B RAUM · 16 reps · (972) 267-1244

ROYAL FUND MANAGEMENT, LLC — notice-filed in HI. IAPD ↗

$1.36B RAUM · 83 reps · 352-750-1637 · 401kmaneuver.com

BARRY INVESTMENT ADVISORS, LLC — notice-filed in GA, NE. IAPD ↗

$654.9M RAUM · 6 reps · 888-992-8601 · barryinvestmentadvisors.com

AUXANO ADVISORS — notice-filed in HI. IAPD ↗

$1.27B RAUM · 8 reps · (425) 889-1261 · auxanoadvisors.com

MCILRATH & ECK, LLC — notice-filed in FL, ID. IAPD ↗

$839.6M RAUM · 6 reps · (360) 657-8600 · mcilratheck.com

AVIANCE CAPITAL PARTNERS LLC — notice-filed in IL, VA. IAPD ↗

$632.3M RAUM · 6 reps · 239-598-4747

LIFEINVEST WEALTH MANAGEMENT, LTD — notice-filed in NJ, PR. IAPD ↗

$402.2M RAUM · 17 reps · 786-523-0500

PAYNE CAPITAL MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$1.06B RAUM · 8 reps · 646-461-7670

CAPITAL INSIGHT PARTNERS, LLC — notice-filed in GA, IL. IAPD ↗

$737.0M RAUM · 7 reps · 480-295-7070 · cipinvest.com

NBW CAPITAL LLC — notice-filed in AZ, VA. IAPD ↗

$525.3M RAUM · 4 reps · 617-482-2222

COORDINATED FINANCIAL SERVICES, INC. — notice-filed in MS, NE. IAPD ↗

$318.1M RAUM · 3 reps · 303-770-5401 · lifetime-capital.com

KINGSVIEW WEALTH MANAGEMENT, LLC — notice-filed in MS. IAPD ↗

$4.85B RAUM · 85 reps · 312-870-6701

EVERCORE WEALTH MANAGEMENT, LLC — notice-filed in IA. IAPD ↗

$12.27B RAUM · 59 reps · 212-822-7620

HUDOCK CAPITAL GROUP — notice-filed in CA, GA. IAPD ↗

$747.2M RAUM · 7 reps · 570-326-9500

COASTEDGE PARTNERS, LLC — notice-filed in FL. IAPD ↗

$1.65B RAUM · 6 reps · 858-997-2777

SENTRY, LLC — notice-filed in GA. IAPD ↗

$2.38B RAUM · 2 reps · 901-820-0515 · sentryllc.com

GRANITE INVESTMENT PARTNERS, LLC — notice-filed in VT. IAPD ↗

$2.74B RAUM · 15 reps · 310-933-4292 · granitepartners-llc.com

RIA ADVISORS — notice-filed in IA. IAPD ↗

$1.24B RAUM · 13 reps · 281-501-1791

ARTEMIS WEALTH ADVISORS, LLC — notice-filed in TX. IAPD ↗

$1.59B RAUM · 5 reps · 212-838-9000 · artemiswa.com

MISSION CREEK CAPITAL PARTNERS, INC. — notice-filed in IL, NH. IAPD ↗

$547.0M RAUM · 7 reps · 415-363-0400 · missioncreekcap.com

PER STIRLING CAPITAL MANAGEMENT, LLC — notice-filed in TN. IAPD ↗

$1.21B RAUM · 29 reps · 512-628-2300

ARCHPOINT INVESTORS — notice-filed in IL. IAPD ↗

$3.35B RAUM · 5 reps · 786-810-3660

CKW FINANCIAL GROUP, LLC — notice-filed in OR. IAPD ↗

$1.97B RAUM · 2 reps · 808-629-7600 · ckwhawaii.com

NEWSQUARE CAPITAL, LLC — notice-filed in IL. IAPD ↗

$1.56B RAUM · 5 reps · 610-325-6117 · newsquarecapital.com

BALENTINE — notice-filed in AR. IAPD ↗

$4.69B RAUM · 24 reps · (404) 537-4800

EXPAND FINANCIAL, LLC — notice-filed in NV. IAPD ↗

$1.40B RAUM · 3 reps · 720-387-8158 · expandfinancial.com

BTG PACTUAL ASSET MANAGEMENT US , LLC — notice-filed in WA. IAPD ↗

$27.79B RAUM · 68 reps · 212-293-4600 · timberlandinvestmentgroup.com

SOUTHSTATE ADVISORY, INC. — notice-filed in AL. IAPD ↗

$3.42B RAUM · 10 reps · 803-231-3492 · southstatebank.com

DRAKE & ASSOCIATES, LLC — notice-filed in CA, NC. IAPD ↗

$313.1M RAUM · 6 reps · 414-409-7226

KINGDOM FINANCIAL GROUP, LLC — notice-filed in AK, CO. IAPD ↗

$264.2M RAUM · 17 reps · 623-974-0300

PROSPERITY CAPITAL ADVISORS — notice-filed in ID. IAPD ↗

$2.25B RAUM · 104 reps · 888-240-0064

GENTRUST — notice-filed in VA. IAPD ↗

$3.15B RAUM · 15 reps · 305-677-6688 · gentrustwm.com

NAPLES GLOBAL ADVISORS — notice-filed in TN. IAPD ↗

$1.47B RAUM · 10 reps · 239-776-7900 · verobeachglobaladvisors.com

ASCENT WEALTH PARTNERS, LLC — notice-filed in NJ. IAPD ↗

$1.11B RAUM · 10 reps · 315-624-7300 · ascentwealthpartners.com

ZHANG FINANCIAL — notice-filed in CT. IAPD ↗

$5.73B RAUM · 16 reps · 269-385-5888

BALTIMORE-WASHINGTON FINANCIAL ADVISORS — notice-filed in NE. IAPD ↗

$1.94B RAUM · 11 reps · 410-461-3900

LVW ADVISORS, LLC — notice-filed in CO. IAPD ↗

$2.14B RAUM · 11 reps · 585-267-4900

THREE BELL CAPITAL LLC — notice-filed in IL. IAPD ↗

$3.25B RAUM · 12 reps · 650-843-9836

ANGELES WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗

$1.80B RAUM · 6 reps · 310-393-6300 · angeleswealth.com

DELEGATE ADVISORS, LLC — notice-filed in SC. IAPD ↗

$1.03B RAUM · 13 reps · 919-932-8400 · delegateadvisors.com

VIVALDI CAPITAL MANAGEMENT LP — notice-filed in DE. IAPD ↗

$3.73B RAUM · 22 reps · 312.248.8300

THE INVESTMENT HOUSE LLC — notice-filed in FL. IAPD ↗

$1.62B RAUM · 7 reps · 310-873-3021 · tihllc.com

BISON WEALTH, LLC — notice-filed in WI. IAPD ↗

$1.61B RAUM · 34 reps · 404-841-2224 · bisonwealth.com

AFFINITY CAPITAL ADVISORS LLC — notice-filed in LA, MA. IAPD ↗

$480.1M RAUM · 5 reps · 510-984-0261 · affinitycapadv.com

BILTMORE FAMILY OFFICE, LLC — notice-filed in NY. IAPD ↗

$2.89B RAUM · 14 reps · 704-248-5230 · biltmorefamilyoffice.com

INSIGHT ADVISORS, LLC — notice-filed in MA, SC. IAPD ↗

$703.0M RAUM · 19 reps · 215-550-6011

EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC — notice-filed in TN, WA. IAPD ↗

$440.5M RAUM · 4 reps · (785) 856-2222 · edmondsduncan.com

OCCIDENTAL ASSET MANAGEMENT, LLC — notice-filed in LA, NM. IAPD ↗

$625.5M RAUM · 10 reps · 650-344-1600 · yourmentalwealthadvisors.com

GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. — notice-filed in NC. IAPD ↗

$47.87B RAUM · 75 reps · 646-362-3700 · gcmgrosvenor.com

ALLIANCE WEALTH MANAGEMENT GROUP, LLC — notice-filed in AZ, CO. IAPD ↗

$363.5M RAUM · 6 reps · (908) 751 - 7090

VENTURI PRIVATE WEALTH — notice-filed in TN. IAPD ↗

$2.30B RAUM · 19 reps · (512) 220-2035

VISIONARY WEALTH ADVISORS, LLC — notice-filed in DC. IAPD ↗

$2.43B RAUM · 39 reps · 314-764-2727

FOURSTAR WEALTH ADVISORS, LLC — notice-filed in NE. IAPD ↗

$1.02B RAUM · 39 reps · (312) 667-1750 · main.advisoryoptionsforcpas.com

JOHNSON & WHITE WEALTH MANAGEMENT LLC — notice-filed in CA, NJ. IAPD ↗

$364.8M RAUM · 6 reps · 717-430-0001 · johnsonandwhite.com

PRIVATE ADVISORY GROUP LLC — notice-filed in AZ, CO. IAPD ↗

$900.5M RAUM · 6 reps · 425-498-2320 · privateadvisory.com

CAPITAL PLANNING ADVISORS LLC — notice-filed in FL. IAPD ↗

$1.14B RAUM · 7 reps · 916-286-7650

GOVERNMENT PORTFOLIO ADVISORS LLC — notice-filed in TX. IAPD ↗

$20.48B RAUM · 6 reps · 503-248-9973 · gpafixedincome.com

CLEAR CREEK FINANCIAL MANAGEMENT, LLC — notice-filed in AR. IAPD ↗

$1.18B RAUM · 35 reps · (360) 308-8239 · jackthomasfinancial.com

CRESCENT GROVE ADVISORS — notice-filed in SC. IAPD ↗

$4.46B RAUM · 14 reps · 847-752-0292 · crescentgroveadvisors.com

MCADAM LLC — notice-filed in KS. IAPD ↗

$1.74B RAUM · 156 reps · (888) 614-5323 · myadvisorteam.com

APELLA WEALTH — notice-filed in AL. IAPD ↗

$3.35B RAUM · 40 reps · 860.785.2260

FIRST WILSHIRE SECURITIES MANAGEMENT, INC. — notice-filed in DE, MN. IAPD ↗

$328.8M RAUM · 6 reps · 626-796-6622

ARISTOTLE CAPITAL BOSTON, LLC — notice-filed in IL. IAPD ↗

$3.33B RAUM · 6 reps · 617-274-3700

IFAM CAPITAL — notice-filed in GA. IAPD ↗

$1.71B RAUM · 6 reps · 970-530-5021

ALIGN IMPACT, LLC — notice-filed in ID, PA. IAPD ↗

$728.4M RAUM · 22 reps · 805-243-8055

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — notice-filed in ME, VA. IAPD ↗

$270.2M RAUM · 19 reps · 860.973.3214 · wjcmllc.com

EPIC TRUST INVESTMENT ADVISORS LLC — notice-filed in FL, VA. IAPD ↗

$277.4M RAUM · 6 reps · 509-591-0014

PETSO FINANCIAL CONSULTANTS LLC — notice-filed in LA. IAPD ↗

$1.19B RAUM · 5 reps · 208-853-2000 · petsofinancial.com

DOUGLAS C. LANE & ASSOCIATES — notice-filed in NE. IAPD ↗

$7.60B RAUM · 16 reps · 212-262-7670 · dclainc.com

INSIGNEO ADVISORY SERVICES, LLC — notice-filed in MD. IAPD ↗

$3.07B RAUM · 168 reps · 305.373.9000 · insigneo.com

MERIDIAN WEALTH ADVISORS, LLC — notice-filed in MT. IAPD ↗

$1.22B RAUM · 8 reps · 512-717-5580

PENNINGTON PARTNERS & CO., LLC — notice-filed in TX. IAPD ↗

$2.97B RAUM · 8 reps · 202-370-6435 · pennington.addepar.com

RHAME & GORRELL WEALTH MANAGEMENT — notice-filed in FL, NC. IAPD ↗

$693.5M RAUM · 7 reps · (832) 789-1100

BOGART WEALTH, LLC — notice-filed in CT. IAPD ↗

$2.62B RAUM · 20 reps · (703) 570-8651

5C CAPITAL MANAGEMENT, LLC — notice-filed in NC, VA. IAPD ↗

$474.8M RAUM · 7 reps · (347) 331-0648 · 5cwealth.com

INTEGRATED WEALTH CONCEPTS LLC — notice-filed in PR. IAPD ↗

$12.39B RAUM · 423 reps · (781) 890-3045 · reserveinvestments.com

THE FIDUCIARY ALLIANCE — notice-filed in WI. IAPD ↗

$1.23B RAUM · 28 reps · 864-385-7999

ROUND ROCK ADVISORS LLC — notice-filed in IL, WA. IAPD ↗

$673.3M RAUM · 10 reps · (203) 920-4774

ADAMS WEALTH ADVISORS — notice-filed in CA, FL. IAPD ↗

$603.5M RAUM · 15 reps · (435)752-1702

ARKOS GLOBAL ADVISORS, LLC — notice-filed in NY, TN. IAPD ↗

$939.4M RAUM · 4 reps · (346) 352-2360

ALERA INVESTMENT ADVISORS, LLC — notice-filed in RI. IAPD ↗

$2.73B RAUM · 52 reps · (847) 457-3000

PROCYON ADVISORS, LLC — notice-filed in OH. IAPD ↗

$6.28B RAUM · 34 reps · (475) 232-2704

ROSSMORE PRIVATE CAPITAL, LLC — notice-filed in PA. IAPD ↗

$1.14B RAUM · 5 reps · 860-200-6079 · rossmore.com

VERDENCE CAPITAL ADVISORS, LLC — notice-filed in CT. IAPD ↗

$3.31B RAUM · 25 reps · 410-472-5380 · verdence.com

TOWERPOINT WEALTH, LLC — notice-filed in NV, OR. IAPD ↗

$419.0M RAUM · 5 reps · (916) 405-9140

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC — notice-filed in TX. IAPD ↗

$4.02B RAUM · 16 reps · 317-975-5033 · shepherdfin.com

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — notice-filed in IA, OK. IAPD ↗

$379.7M RAUM · 9 reps · 913-295-9500

FINANCIAL STRATEGIES GROUP, INC — notice-filed in NE, WA. IAPD ↗

$468.6M RAUM · 6 reps · (800) 804-0420

HFM INVESTMENT ADVISORS, LLC — notice-filed in CO, VA. IAPD ↗

$261.2M RAUM · 5 reps · 856-232-2270

MEYERS WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗

$1.31B RAUM · 8 reps · 614-442-6787 · meyerswealthmgmt.com

CORNERSTONE WEALTH — notice-filed in MT. IAPD ↗

$1.29B RAUM · 50 reps · 704-987-3410

APOLLON WEALTH MANAGEMENT, LLC — notice-filed in IA. IAPD ↗

$5.52B RAUM · 93 reps · 843-579-0018

CAMPBELL DEEGAN FINANCIAL — notice-filed in CA, MI. IAPD ↗

$565.0M RAUM · 3 reps · 804-913-1114 · cdfva.com

GRAVES LIGHT LENHART — notice-filed in MD. IAPD ↗

$1.09B RAUM · 6 reps · (540) 433-3076 · gllwealth.com

FIRST NEBRASKA FINANCIAL SERVICES — notice-filed in CA, FL. IAPD ↗

$357.5M RAUM · 3 reps · (308) 534-1322 · firstnebraskafinancial.com

LOGAN PARK WEALTH MANAGEMENT — notice-filed in CO, NC. IAPD ↗

$315.1M RAUM · 3 reps · (612) 315-2105 · lpwm.com

INDEPENDENCE SQUARE HOLDINGS, LLC — notice-filed in TN. IAPD ↗

$1.15B RAUM · 40 reps · 610-520-1500

CH INVESTMENT PARTNERS, LLC — notice-filed in NC. IAPD ↗

$5.10B RAUM · 24 reps · 214-661-8333

TSCHETTER GROUP — notice-filed in MT. IAPD ↗

$1.81B RAUM · 11 reps · 425-998-9960 · tschettergroup.com

AUSTIN PRIVATE WEALTH, LLC — notice-filed in NH. IAPD ↗

$1.06B RAUM · 20 reps · (512) 886-4114

PAINTED PORCH ADVISORS LLC — notice-filed in CO, NY. IAPD ↗

$371.8M RAUM · 8 reps · 805-567-4288 · paintedporchadvisors.com

CLOVERFIELDS CAPITAL GROUP, LP — notice-filed in NH, WY. IAPD ↗

$299.2M RAUM · 1 reps · 952-208-8620

TRUWEALTH ADVISORS, LLC — notice-filed in MT. IAPD ↗

$2.11B RAUM · 17 reps · 504-779-7799

OCTAVIA WEALTH ADVISORS LLC — notice-filed in OK. IAPD ↗

$1.44B RAUM · 28 reps · (513) 762-7701

NATIONAL INVESTMENT SERVICES OF AMERICA, LLC — notice-filed in LA. IAPD ↗

$9.85B RAUM · 14 reps · 414.765.1980

DECHTMAN WEALTH MANAGEMENT — notice-filed in IL, IN. IAPD ↗

$651.0M RAUM · 3 reps · 303 741 9772

DUCENTA SQUARED ASSET MANAGEMENT — notice-filed in CO. IAPD ↗

$3.57B RAUM · 11 reps · (213) 687-9170 · ducentasquared.com

ZCM — notice-filed in ND. IAPD ↗

$6.61B RAUM · 28 reps · 312-368-1442

TRB WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗

$1.19B RAUM · 8 reps · 956-217-6029 · trb.bank

HOWARD CAPITAL MANAGEMENT GROUP, LLC — notice-filed in IN. IAPD ↗

$1.98B RAUM · 7 reps · 310-473-9100 · focusfinancialpartners.com

FAIRWAY WEALTH MANAGEMENT LLC — notice-filed in CA. IAPD ↗

$2.35B RAUM · 9 reps · 216-573-7200 · focusfinancialpartners.com

OAKHURST CAPITAL ADVISORS, LLC — notice-filed in NH, TX. IAPD ↗

$762.1M RAUM · 3 reps · 310-278-8232

LEEWARD INVESTMENTS — notice-filed in LA. IAPD ↗

$2.82B RAUM · 5 reps · 617-468-6700

ROLLINS FINANCIAL ADVISORS, LLC — notice-filed in PA. IAPD ↗

$1.06B RAUM · 6 reps · 404-892-7967

BELZBERG & CO. — notice-filed in FL. IAPD ↗

$1.48B RAUM · 11 reps · 212-390-9768

HOMRICH BERG — notice-filed in NV. IAPD ↗

$15.20B RAUM · 80 reps · 404-264-1400

GOLDEN STATE EQUITY PARTNERS, LLC — notice-filed in HI, OR. IAPD ↗

$743.7M RAUM · 24 reps · 866-273-1563 · schneider-wealth.com

BEAUMONT FINANCIAL PARTNERS — notice-filed in OK. IAPD ↗

$2.96B RAUM · 16 reps · 781-400-2800

NORDWAND ADVISORS — notice-filed in FL. IAPD ↗

$3.49B RAUM · 5 reps · 484-630-2510

GUIDANCE CAPITAL, INC. — notice-filed in FL, GA. IAPD ↗

$288.3M RAUM · 6 reps · (502) 813-2100 · guidancecapital.com

CRAFT&SAGE WEALTH — notice-filed in AR, CO. IAPD ↗

$251.0M RAUM · 7 reps · 816-436-9939 · craftandsage.com

DIVERSIFY ADVISORY SERVICES, LLC — notice-filed in FL. IAPD ↗

$2.87B RAUM · 87 reps · 801-890.7577

CATALYTIC WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗

$1.71B RAUM · 15 reps · 617-234-7000

SPIREPOINT PRIVATE CLIENT, LLC — notice-filed in NC, NY. IAPD ↗

$934.1M RAUM · 5 reps · 772-316-1271 · spirepointpc.com

GLOBALT INVESTMENTS — notice-filed in OH. IAPD ↗

$2.66B RAUM · 18 reps · 404-364-2188

KEENE & DORCHAK — notice-filed in AR, CA, NV. IAPD ↗

$173.4M RAUM · 4 reps · 817-336-4500 · keenedorchak.com

NEW PERSPECTIVES, INC. — notice-filed in MD, TN, TX. IAPD ↗

$239.8M RAUM · 3 reps · 601-991-3158 · newper.com

KCD FINANCIAL, INC. — notice-filed in NY, PA, WY. IAPD ↗

$175.1M RAUM · 25 reps · 920-347-3400 · kcdfinancial.com

TURNER FINANCIAL GROUP, INC. — notice-filed in CO, OR, WA. IAPD ↗

$115.7M RAUM · 4 reps · 850-995-1797 · turnerfg.com

TWEDDELL GOLDBERG INVESTMENT MANAGEMENT — notice-filed in ID, MA, TX. IAPD ↗

$121.3M RAUM · 4 reps · 209-536-9734 · tginvesting.com

DESERT ROSE CAPITAL MANAGEMENT, INC. — notice-filed in CO, LA, WY. IAPD ↗

$117.2M RAUM · 8 reps · 208 297-2710

ARCHETYPE ADVISORS, LLC — notice-filed in CO, IL, NC. IAPD ↗

$198.7M RAUM · 2 reps · 215 558 5500 · archetypeadvisor.com

THOMAS LEO ADVISORY, LLC — notice-filed in CA, CO, TX. IAPD ↗

$149.0M RAUM · 2 reps · 612-208-1641 · thomasleoadvisory.com

WINDWARD WEALTH STRATEGIES, INC. — notice-filed in AL, MA, NY. IAPD ↗

$184.3M RAUM · 2 reps · 920-230-2215

JANUARY CAPITAL ADVISORS LLC — notice-filed in AZ, NY, OR. IAPD ↗

$215.8M RAUM · 2 reps · 415-494-2790

ST. JAMES INVESTMENT ADVISORS, LLC — notice-filed in CA, PA, VT. IAPD ↗

$68.7M RAUM · 4 reps · (631) 979-6520 · stjamesia.com

AWH FINANCIAL, LLC — notice-filed in IL, MN, NM. IAPD ↗

$0 RAUM · 34 reps · 610-660-4283

FISHER & WIENS WEALTH MANAGEMENT, LLC — notice-filed in NE, NH, WA. IAPD ↗

$219.0M RAUM · 1 reps · 925-964-0090 · fisherandwiens.com

WEALTHFD — notice-filed in CO, NE, TN. IAPD ↗

$32.5M RAUM · 4 reps · 215-671-6660 · taxfd.com

TROUTMAN WEALTH MANAGEMENT — notice-filed in CT, TX, VA. IAPD ↗

$119.0M RAUM · 1 reps · 484-256-7466 · troutmanwealth.com

ADVISOR SHARE WEALTH MANAGEMENT — notice-filed in NE, NH, TX. IAPD ↗

$48.0M RAUM · 22 reps · 866-232-3251 · aswealthmanagement.com

APEX STRATEGIC WEALTH, LLC — notice-filed in IL, OH, SC. IAPD ↗

$200.9M RAUM · 6 reps · 423 267 0046 · apxstrategicwealth.com

TRACTION FINANCIAL PARTNERS — notice-filed in MO, NH, OR. IAPD ↗

$238.5M RAUM · 8 reps · 307-672-9738 · tractionfp.com

PRESTIGE WEALTHWIDE, LLC — notice-filed in CA, ID, LA. IAPD ↗

$207.7M RAUM · 4 reps · 720-449-3656

LEGACY WEALTH MANAGEMENT GROUP, INC. — notice-filed in FL, NH, PA. IAPD ↗

$207.7M RAUM · 5 reps · 434-266-1214 · lynchburglegacy.com

FORTHRIGHT CAPITAL ADVISORY — notice-filed in AR, IL, VA. IAPD ↗

$26.5M RAUM · 32 reps · (702) 217-7676 · forthrightcps.com

POINTER FINANCIAL ADVISORS LLC — notice-filed in FL, PA, VA. IAPD ↗

$111.9M RAUM · 1 reps · 301-804-0250 · pointeradvisors.com

WAYSTONE ADVISORS LLC — notice-filed in CA, LA, TX. IAPD ↗

$111.0M RAUM · 2 reps · (425) 484-0045 · waystoneadvisors.com

210 FINANCIAL — notice-filed in IA, TN, TX. IAPD ↗

$116.8M RAUM · 3 reps · 309-263-1333

STONEPATH WEALTH MANAGEMENT — notice-filed in FL, OH, TX. IAPD ↗

$0 RAUM · 7 reps · (231) 668-6999 · stonepathwm.com

ALTITUDE CAPITAL MANAGEMENT LLC — notice-filed in FL, MO, TX. IAPD ↗

$0 RAUM · 3 reps · 515-207-3310 · altitudecm.com

VALUE FINANCIAL ADVISERS, INC. — moved its main office from DENVER, CO to ORLANDO, FL. IAPD ↗

$105.3M RAUM · 4 reps · 303-770-3030 · valuefinancialadvisers.com

SCHLINDWEIN ASSOCIATES LLC — moved its main office from CHICAGO, IL to DALLAS, TX. IAPD ↗

$199.9M RAUM · 2 reps · 469-385-7040

MAIN STREET FINANCIAL — moved its main office from MOUNT KISCO, NY to HARRISON, NY. IAPD ↗

$58.7M RAUM · 3 reps · 914-698-8303 · mainstfinancial.com

M.K. BROWN WEALTH ADVISORY — moved its main office from KETTERING, OH to OAKWOOD, OH. IAPD ↗

$149.0M RAUM · 2 reps · 937-298-8904 · mkbrown.com

CAPITAL FINANCIAL CONSULTANTS GROUP, INC. — moved its main office from POWAY, CA to SAN JUAN CAPISTRANO, CA. IAPD ↗

$230.8M RAUM · 6 reps · 949-248-8800

GASSMAN FINANCIAL GROUP — moved its main office from NEW YORK, NY to JERICHO, NY. IAPD ↗

$50.1M RAUM · 1 reps · 631-482-7460

STRATEGIC RETIREMENT ADVISORS, LLC — moved its main office from SACRAMENTO, CA to ELK GROVE, CA. IAPD ↗

$190.9M RAUM · 2 reps · 916-248-3619 · strategicretirementadvisors.net

ABRIDGE PARTNERS, LLC — moved its main office from DIAMOND BAR, CA to JACKSON, MS. IAPD ↗

$102.5M RAUM · 2 reps · (601) 718-0000 · abridgepartnersllc.com

STRATEGIC WEALTH PLANNING — moved its main office from DALLAS, TX to RICHARDSON, TX. IAPD ↗

$164.4M RAUM · 2 reps · 214-727-6000 · awealthplan.com

RD LEWIS WEALTH MANAGEMENT — moved its main office from ORLANDO, FL to MAITLAND, FL. IAPD ↗

$183.8M RAUM · 2 reps · 407-446-3737

PERINI CAPITAL — moved its main office from SCOTTSDALE, AZ to RANCHO SANTA FE, CA. IAPD ↗

$161.0M RAUM · 5 reps · 575-725-1978

FELTL ADVISORS — moved its main office from MINNETONKA, MN to PLYMOUTH, MN. IAPD ↗

$120.6M RAUM · 14 reps · 612-492-8800 · feltladvisors.com

RH BUCHANAN — moved its main office from KETCHIKAN, AK to ANCHORAGE, AK. IAPD ↗

$165.2M RAUM · 2 reps · (907) 225-0833 · rhbuchanan.com

T2 ASSET MANAGEMENT, LLC — moved its main office from OAKBROOK TERRACE, IL to NAPERVILLE, IL. IAPD ↗

$140.0M RAUM · 7 reps · 888-354-8499

VANDERPOL INVESTMENTS L.L.C. — moved its main office from BYRON CENTER, MI to CALEDONIA, MI. IAPD ↗

$123.1M RAUM · 3 reps · 616-723-2637

SIMPLEX WEALTH MANAGEMENT — moved its main office from SAN RAMON, CA to DANVILLE, CA. IAPD ↗

$219.4M RAUM · 2 reps · 925-804-6468 · simplexwm.com

HENDERSHOTT WEALTH MANAGEMENT, LLC — moved its main office from SAN JOSE, CA to FISHERS, IN. IAPD ↗

$169.3M RAUM · 4 reps · 408-769-3005 · hilaryhendershottwealthmanagement.com

WEALTHBUILDERS INVESTMENTS — moved its main office from COLORADO SPRINGS, CO to ENGLEWOOD, CO. IAPD ↗

$121.7M RAUM · 5 reps · 972-719-2557 · investmentmastery.store

7 STREETS FINANCIAL, LLC — moved its main office from SAN RAMON, CA to SAN DIEGO, CA. IAPD ↗

$88.4M RAUM · 2 reps · 619-798-3372 · 7sts.com

LOBNEK WEALTH MANAGEMENT INC. — moved its main office from GENEVA, to NEW YORK, NY. IAPD ↗

$168.8M RAUM · 3 reps · 646 801 4923 · lobnek-inc.com

C2C WEALTH MANAGEMENT, LLC — moved its main office from MANSFIELD, MA to SCOTTSDALE, AZ. IAPD ↗

$190.9M RAUM · 1 reps · (480) 287-2130 · c2cwealth.com

MOTIV8 INVESTMENTS LLC — moved its main office from STUART, FL to PORT ST LUCIE, FL. IAPD ↗

$161.4M RAUM · 14 reps · 772-247-4488 · wellpreserved.info

STYRE WEALTH — moved its main office from FT. WORTH, TX to FORT WORTH, TX. IAPD ↗

$186.3M RAUM · 1 reps · 817-605-7833

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC — moved its main office from BALA CYNWYD, PA to BALTIMORE, MD. IAPD ↗

$47.9M RAUM · 2 reps · 215-564-5750

ALBERT INVESTMENTS, LLC — moved its main office from CULVER CITY, CA to SANTA BARBARA, CA. IAPD ↗

$16.7M RAUM · 3 reps · 844-891-9309 · blog.albert.com

VIENNA ASSET MANAGEMENT LLC — moved its main office from CUPERTINO, CA to SARATOGA, CA. IAPD ↗

$204.0M RAUM · 1 reps · 408-882-1770 · vamladvisors.com

PLANROCK INVESTMENTS LLC — moved its main office from FRANKLIN, TN to BRENTWOOD, TN. IAPD ↗

$27.3M RAUM · 3 reps · 800-677-6025 · planrock.com

EQUILIBRIUM VENTURES, LLC — moved its main office from AUSTIN, TX to NEW YORK, NY. IAPD ↗

$141.5M RAUM · 3 reps · 310-922-8955 · equi.com

OPTIMA CAPITAL LLC — moved its main office from HILLSBORO, OR to BEAVERTON, OR. IAPD ↗

$247.7M RAUM · 6 reps · 503-270-1314 · optimacapitalllc.com

AEM ASSET MANAGEMENT, LLC — moved its main office from SOMERSET, NJ to SOMERSET, NY. IAPD ↗

$127.9M RAUM · 2 reps · 973-714-6437 · aemadvisory.com

ELEVATION ADVISORY PARTNERS LLC — moved its main office from LONGWOOD, FL to ORLANDO, FL. IAPD ↗

$171.8M RAUM · 4 reps · 407-567-1901

VALLEY FINANCIAL GROUP — moved its main office from FLOURTOWN, PA to AMBLER, PA. IAPD ↗

$197.5M RAUM · 5 reps · 215-947-9190

R CUBED GLOBAL CAPITAL INC. — moved its main office from PLANTATION, FL to BELLEVUE, WA. IAPD ↗

$25.2M RAUM · 1 reps · 206-743-5907 · rcubedgc.com

RANGE ADVISORY, LLC — moved its main office from TYSONS, VA to MCLEAN, VA. IAPD ↗

$27.2M RAUM · 9 reps · (703) 261-4126

HERBEIN FINANCIAL GROUP, LLC — moved its main office from TANNERSVILLE, PA to ALLENTOWN, PA. IAPD ↗

$0 RAUM · 2 reps · 484-509-1136 · herbein.com

EVERGREEN MONEY ADVISORS — moved its main office from MIAMI, FL to RALEIGH, NC. IAPD ↗

$102.8M RAUM · 12 reps · 844-383-3874 · evergreenmoney.com

SOCIALTRADER — moved its main office from EL CAJON, CA to LEWES, DE. IAPD ↗

$400 RAUM · 1 reps · 619-500-6101 · socialtrader.ai

MEANS WEALTH MANAGEMENT — notice-filed in GA. IAPD ↗

$977.0M RAUM · 12 reps · 1-207-947-6763 · meanswealth.com

COLLIERS SECURITIES LLC — notice-filed in NE. IAPD ↗

$262.6M RAUM · 19 reps · 612-376-4000

DALE K. EHRHART, INC. — notice-filed in MO. IAPD ↗

$536.6M RAUM · 3 reps · 941-485-8220 · dkeinc.com

FIDUCIARY ADVISORS, LLC — notice-filed in UT. IAPD ↗

$402.7M RAUM · 2 reps · (267) 534-2490 · managedplan.com

MCRAE CAPITAL MANAGEMENT INC. — notice-filed in CO. IAPD ↗

$701.5M RAUM · 4 reps · 973-387-1080 · mcraecapital.com

AUFMAN ASSOCIATES INC — notice-filed in MD. IAPD ↗

$808.4M RAUM · 3 reps · 724-934-5600 · aufmanassociates.com

HFM WEALTH MANAGEMENT — notice-filed in MD. IAPD ↗

$684.9M RAUM · 6 reps · 860-241-0028

DB FITZPATRICK — notice-filed in WA. IAPD ↗

$476.3M RAUM · 7 reps · 208-342-2280 · dbfitzpatrick.com

LOC INVESTMENT ADVISERS — notice-filed in GA. IAPD ↗

$708.2M RAUM · 6 reps · 304-757-8131 · locinvestmentadvisers.com

CARLSON INVESTMENTS — notice-filed in MT. IAPD ↗

$634.9M RAUM · 7 reps · 603-224-5977 · carlsoninvest.com

AUGUSTINE ASSET MANAGEMENT INC — notice-filed in TX. IAPD ↗

$477.0M RAUM · 5 reps · 904-396-6944 · augustineasset.com

MANCHESTER FINANCIAL INC — notice-filed in TN. IAPD ↗

$854.6M RAUM · 12 reps · 805-495-4405

TARBOX FAMILY OFFICE, INC. — notice-filed in TX. IAPD ↗

$873.6M RAUM · 6 reps · 949-721-2330 · tarbox.com

CHATHAM CAPITAL GROUP INC — notice-filed in VA. IAPD ↗

$658.2M RAUM · 6 reps · 912-691-2320

ELDRIDGE INVESTMENT ADVISORS INC — notice-filed in CT. IAPD ↗

$735.3M RAUM · 8 reps · 603-625-8559 · eldridgeco.com

GODSHALK WELSH CAPITAL MANAGEMENT, INC. — notice-filed in CO. IAPD ↗

$255.3M RAUM · 1 reps · 610-971-0202

ESSENTIAL PLANNING, LLC — notice-filed in VT. IAPD ↗

$378.6M RAUM · 3 reps · 603-427-5164 · essential-planning.com

THE HOGAN-KNOTTS FINANCIAL GROUP, INC. — notice-filed in NY. IAPD ↗

$276.7M RAUM · 4 reps · 732-842-7400 · hkfg.biz

FINANCIAL CONSULATE — notice-filed in NH. IAPD ↗

$782.3M RAUM · 12 reps · 410-823-7283 · financialconsulate.com

PREMIER FINANCIAL GROUP INC — notice-filed in CO. IAPD ↗

$672.4M RAUM · 11 reps · 707-443-2741

RUGGAARD & ASSOCIATES — notice-filed in VA. IAPD ↗

$312.2M RAUM · 6 reps · (330) 487-5888 · ruggaard.net

NEWMAN DIGNAN & SHEERAR, INC — notice-filed in VA. IAPD ↗

$612.9M RAUM · 5 reps · 401-351-4010 · newmandignan.com

FINANCIAL DECISIONS, LLC — notice-filed in FL. IAPD ↗

$302.5M RAUM · 5 reps · 212-920-3470

COHEN CAPITAL MANAGEMENT INC — notice-filed in CO. IAPD ↗

$763.2M RAUM · 4 reps · (415) 927-8011

KENSINGTON INVESTMENT COUNSEL — notice-filed in CO. IAPD ↗

$250.3M RAUM · 4 reps · 562-983-6677 · kensingtonic.com

SEMPER AUGUSTUS INVESTMENTS GROUP LLC — notice-filed in LA. IAPD ↗

$597.2M RAUM · 2 reps · 303-893-1214

RAINSBERGER WEALTH ADVISORS — notice-filed in CA. IAPD ↗

$355.7M RAUM · 4 reps · 719-328-1944 · rwapartners.com

THOMAS J. HERZFELD ADVISORS, INC. — notice-filed in AL. IAPD ↗

$726.9M RAUM · 4 reps · 305-777-1660

BELL INVESTMENT ADVISORS INC — notice-filed in WA. IAPD ↗

$644.5M RAUM · 9 reps · 510-433-1066

INTREPID CAPITAL MANAGEMENT INC — notice-filed in LA. IAPD ↗

$762.5M RAUM · 10 reps · 904-246-3433

SPECTRUM INVESTMENT ADVISORS, INC. — notice-filed in FL. IAPD ↗

$724.8M RAUM · 17 reps · 262-238-4010

HIGH FALLS ADVISORS, INC. — notice-filed in PA. IAPD ↗

$520.6M RAUM · 11 reps · 585-935-5300 · highfallsadvisors.com

AMP WEALTH MANAGEMENT — notice-filed in IL. IAPD ↗

$433.7M RAUM · 3 reps · 414-332-1011 · ampinvestment.com

HURLEY FINANCIAL GROUP, INC. — notice-filed in ID. IAPD ↗

$301.6M RAUM · 1 reps · 541-757-2331 · hurleyfinancial.com

BUFFINGTON MOHR MCNEAL — notice-filed in TN. IAPD ↗

$911.8M RAUM · 10 reps · 208-338-5551 · bmmria.com

ALPHAMARK ADVISORS, LLC — notice-filed in NC. IAPD ↗

$399.4M RAUM · 4 reps · 859-957-1803 · alphamarkadvisors.com

RUSSELL CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$251.8M RAUM · 4 reps · 859-254-5225

ROBERTS, GLORE & CO. — notice-filed in AZ. IAPD ↗

$789.8M RAUM · 5 reps · 224-330-6980 · robertsglore.com

KEATING INVESTMENT COUNSELORS INC — notice-filed in LA. IAPD ↗

$357.5M RAUM · 3 reps · 561-278-7862 · keatinginvestment.com

MERIDIAN INVESTMENT ADVISORS — notice-filed in LA. IAPD ↗

$772.1M RAUM · 3 reps · 501-663-7055 · facebook.com - meridian investment advisors

DENALI ADVISORS, LLC — notice-filed in IL. IAPD ↗

$493.4M RAUM · 11 reps · 858-558-3600 · denaliadvisors.com

FINANCIAL COUNCIL, LLC — notice-filed in CO. IAPD ↗

$959.4M RAUM · 7 reps · 410-821-9200 · financialcouncil.com

D. SCOTT NEAL, INC. — notice-filed in GA. IAPD ↗

$304.3M RAUM · 6 reps · 859-254-3036 · dscottneal.com

OSHER VAN DE VOORDE INVESTMENT MANAGEMENT — notice-filed in NE. IAPD ↗

$557.2M RAUM · 4 reps · 626-844-7184 · oshervandevoorde.com

ARBOR CAPITAL MANAGEMENT INC — notice-filed in MO. IAPD ↗

$322.9M RAUM · 7 reps · 907-222-7581

STANLEY-LAMAN GROUP LTD. — notice-filed in HI. IAPD ↗

$911.3M RAUM · 10 reps · 610-993-9100 · stanleylaman.com

SPRINKLE FINANCIAL CONSULTANTS LLC — notice-filed in MO. IAPD ↗

$797.8M RAUM · 4 reps · (303) 297-2185

CAMBRIDGE FINANCIAL GROUP, INC. — notice-filed in VT. IAPD ↗

$258.1M RAUM · 3 reps · 614-457-1530 · cfginc.net

CHICAGO WEALTH MANAGEMENT, INC. — notice-filed in WI. IAPD ↗

$259.6M RAUM · 3 reps · 312-376-8350

CALLAHAN ADVISORS, LLC — notice-filed in CA. IAPD ↗

$932.9M RAUM · 6 reps · 713-572-3366 · callahanadvisors.com

THREE MAGNOLIAS FINANCIAL ADVISORS — notice-filed in NH. IAPD ↗

$307.2M RAUM · 3 reps · 336-701-1600 · threemagnoliasfinancialadvisors.com

SLAYTON LEWIS INC — notice-filed in FL. IAPD ↗

$266.7M RAUM · 3 reps · 801-521-2191 · slaytonlewis.com

SCHUBERT & COMPANY, INC. — notice-filed in LA. IAPD ↗

$403.5M RAUM · 6 reps · 972-422-1010 · schubertandcompany.com

AMERICAN MONEY MANAGEMENT, LLC — notice-filed in PA. IAPD ↗

$660.5M RAUM · 10 reps · 858-755-0909 · americanmoneymanagement.com

BCS WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$599.4M RAUM · 6 reps · 423-283-9821

MADRONA FINANCIAL & CPAS — notice-filed in CO. IAPD ↗

$393.0M RAUM · 12 reps · 425-212-3777

MILLENNIUM ADVISORY SERVICES, INC. — notice-filed in WA. IAPD ↗

$707.5M RAUM · 18 reps · 804-346-1040 · mas-edu.com

FORTITUDE ADVISORY GROUP L.L.C. — notice-filed in VT. IAPD ↗

$429.6M RAUM · 16 reps · 253-470-4977 · p3wm.com

TRADEMARK FINANCIAL MANAGEMENT, LLC — notice-filed in OR. IAPD ↗

$250.2M RAUM · 2 reps · 952-358-3395

FINANCIAL SECURITY MANAGEMENT, INC — notice-filed in NE. IAPD ↗

$439.4M RAUM · 5 reps · 303-988-1411 · fsm-inc.com

HOULIHAN FINANCIAL RESOURCE GROUP, LTD. — notice-filed in CO. IAPD ↗

$322.4M RAUM · 3 reps · 703-796-0800

AFFINITY INVESTMENT GROUP, LLC — notice-filed in VT. IAPD ↗

$444.9M RAUM · 4 reps · 603-778-6436 · affinityinvestmentgroup.com

SYNERGY ASSET MANAGEMENT, LLC — notice-filed in OR. IAPD ↗

$810.2M RAUM · 6 reps · 206-386-5455 · advisorempowerment.com

CARSON ADVISORY GROUP — notice-filed in CO. IAPD ↗

$694.9M RAUM · 9 reps · 706-543-6578

SQUIRE WEALTH ADVISORS — notice-filed in CA. IAPD ↗

$377.2M RAUM · 12 reps · 801-226-7722 · squireinvestment.com

MCCARTHY ASSET MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗

$366.2M RAUM · 2 reps · (650) 610-9540 · mamportfolios.com

CASTLE WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗

$350.1M RAUM · 7 reps · 561-686-9604

NAVALIGN, LLC — notice-filed in MA. IAPD ↗

$553.7M RAUM · 7 reps · 818-728-4500 · navalign.com

GLASS JACOBSON WEALTH ADVISORS — notice-filed in MI. IAPD ↗

$817.3M RAUM · 19 reps · 410-356-1000 · google.com

SC&H WEALTH — notice-filed in CA. IAPD ↗

$908.9M RAUM · 14 reps · 410-403-1500

THE FAIRMAN GROUP, LLC — notice-filed in NJ. IAPD ↗

$778.6M RAUM · 14 reps · 610-889-7300 · fairmangroup.com

LIGHTHOUSE FINANCIAL ADVISORS, INC. — notice-filed in LA. IAPD ↗

$713.8M RAUM · 5 reps · (732) 747-6680

LONGVIEW ASSET MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$292.7M RAUM · 4 reps · (505) 988-9555

FINANCIAL PLANS & STRATEGIES, INC. — notice-filed in KY. IAPD ↗

$549.9M RAUM · 4 reps · 317-882-7675 · finplans.com

ZRC WEALTH MANAGEMENT, LLC — notice-filed in OR. IAPD ↗

$485.1M RAUM · 6 reps · 707-524-6131 · zrcwm.com

DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC — notice-filed in CO. IAPD ↗

$322.6M RAUM · 7 reps · 260-436-2051 · dickmeyerboyce.com

ARCATAUR CAPITAL MANAGEMENT LLC — notice-filed in CO. IAPD ↗

$347.7M RAUM · 6 reps · 414-225-8200 · arcataur.com

PALISADE INVESTMENTS, LLC — notice-filed in HI. IAPD ↗

$464.6M RAUM · 5 reps · 775-299-4600 · palisadeinvestments.com

CORNERSTONE WEALTH ADVISORS, INC. — notice-filed in NM. IAPD ↗

$445.4M RAUM · 5 reps · (952) 920-3900 · cornerstonewealthadvisors.com

SILICON VALLEY CAPITAL PARTNERS, L.P. — notice-filed in WA. IAPD ↗

$860.4M RAUM · 3 reps · 408-236-7300 · svcp.com

HIGHLAND FINANCIAL ADVISORS, LLC — notice-filed in CA. IAPD ↗

$430.4M RAUM · 9 reps · 973-557-2933 · highlandplanning.com

DCM ADVISORS, LLC — notice-filed in TX. IAPD ↗

$349.8M RAUM · 9 reps · 917-386-6260

HOPWOOD FINANCIAL SERVICES, INC. — notice-filed in NC. IAPD ↗

$548.1M RAUM · 6 reps · 703-787-0008 · hopwoodfinancial.com

FRANCIS FINANCIAL — notice-filed in FL. IAPD ↗

$509.7M RAUM · 7 reps · 212-374-9008 · francisfinancial.com

OAKMONT CAPITAL MANAGEMENT, LLC — notice-filed in DC. IAPD ↗

$528.4M RAUM · 7 reps · (412) 828-5550 · oakmontcap.com

HOMAN WEALTH ADVISORS, LLC — notice-filed in IL. IAPD ↗

$271.1M RAUM · 4 reps · 402-763-6401 · homanwealthadvisors.com

DISCIPLINED EQUITY MANAGEMENT, INC. — notice-filed in LA. IAPD ↗

$371.6M RAUM · 2 reps · (904) 222-0280 · demgt.com

DIVIDEND ASSETS CAPITAL, LLC — notice-filed in WV. IAPD ↗

$566.2M RAUM · 5 reps · 843.645.9700

ANDREWS, LUCIA WEALTH MANAGEMENT LLC — notice-filed in TX. IAPD ↗

$456.1M RAUM · 2 reps · 925-837-8355 · luciawealth.com

ASCENT CAPITAL — notice-filed in HI. IAPD ↗

$391.5M RAUM · 6 reps · 541-382-4847 · ascentbend.com

WATTS GWILLIAM & COMPANY, LLC — notice-filed in SC. IAPD ↗

$586.6M RAUM · 7 reps · 480-889-8998 · wattsgwilliam.com

ANDERSON & ANDERSON ADVISORY, LLC — notice-filed in TX. IAPD ↗

$326.9M RAUM · 2 reps · 360-425-7447

C & J WEALTH ADVISORS — notice-filed in IN. IAPD ↗

$269.9M RAUM · 6 reps · 865-481-0385

ATLAS BROWN — notice-filed in CA. IAPD ↗

$455.2M RAUM · 6 reps · 502-271-2900

RIVER CAPITAL ADVISORS, LC — notice-filed in NJ. IAPD ↗

$293.6M RAUM · 6 reps · 904-398-2075

CAPITAL TRUST ADVISORS — notice-filed in NY. IAPD ↗

$330.0M RAUM · 3 reps · (415) 399-9100 · capitaltrustadvisors.com

CAPITAL MARKETS IQ, LLC — notice-filed in OH. IAPD ↗

$392.3M RAUM · 21 reps · 310.882.6380

FINANCIAL PERSPECTIVES — notice-filed in NE. IAPD ↗

$864.6M RAUM · 13 reps · 763-553-7779 · fpwealth.com

FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC — notice-filed in VA. IAPD ↗

$268.7M RAUM · 4 reps · 800-628-3812 · fieldsgottscho.com

Q3 ASSET MANAGEMENT CORPORATION — notice-filed in GA. IAPD ↗

$713.0M RAUM · 6 reps · (248) 566-1122

SMI ADVISORY SERVICES, LLC — notice-filed in SD. IAPD ↗

$777.0M RAUM · 5 reps · 800-796-4975 · smifund.com

LOGIC CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$294.1M RAUM · 3 reps · 713-781-1475 · logiccapital.com

STONE HOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in WV. IAPD ↗

$544.5M RAUM · 12 reps · (570) 836-7020

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$316.5M RAUM · 3 reps · 386-446-7917 · kswwealthmanagement.com

5TH STREET ADVISORS, LLC — notice-filed in DE. IAPD ↗

$462.6M RAUM · 5 reps · 203-327-1212 · 5thstreetadvisors.com

OAK LANE ADVISORS — notice-filed in WY. IAPD ↗

$305.2M RAUM · 6 reps · 801-335-8200

MILLER EQUITY CAPITAL ADVISORS — notice-filed in OK. IAPD ↗

$362.0M RAUM · 3 reps · (972) 490-4345

EXETER FINANCIAL, LLC — notice-filed in OR. IAPD ↗

$334.3M RAUM · 4 reps · 480-588-0830 · exeterfinancial.com

WISE WEALTH, LLC — notice-filed in OH. IAPD ↗

$326.2M RAUM · 10 reps · 816-246-9473

COPPERWYND FINANCIAL — notice-filed in NY. IAPD ↗

$530.6M RAUM · 5 reps · 480-348-2100

BELLATORE FINANCIAL, INC. — notice-filed in SC. IAPD ↗

$513.3M RAUM · 2 reps · 877.242.9949 · whygofeebased.com

WAKEFIELD ASSET MANAGEMENT, LLLP — notice-filed in VA. IAPD ↗

$343.1M RAUM · 3 reps · 303-771-0630 · wakefieldasset.com

93 FINANCIAL GROUP, LLC — notice-filed in VA. IAPD ↗

$638.9M RAUM · 5 reps · 781-938-6361 · 93fg.com

CALDWELL ADVISORS, LLC — notice-filed in CA. IAPD ↗

$322.7M RAUM · 6 reps · 615-370-8988

WALSH & ASSOCIATES, LLC — notice-filed in OR. IAPD ↗

$574.3M RAUM · 5 reps · 941-952-1188 · walshandassociates.com

ARGOS WEALTH ADVISORS LLC — notice-filed in NJ. IAPD ↗

$829.8M RAUM · 7 reps · 707-633-9063 · argoswealth.com

HAMILTON POINT INVESTMENT ADVISORS, LLC — notice-filed in PA. IAPD ↗

$935.1M RAUM · 8 reps · (919) 636-3765 · hamiltonpoint.com

LJI WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗

$853.2M RAUM · 15 reps · 317-466-9702 · ljiwm.com

GENEX CONSULTING — notice-filed in AZ. IAPD ↗

$605.5M RAUM · 18 reps · 314-590-5900

TRADEWINDS CAPITAL MANAGEMENT, LLC — notice-filed in MO. IAPD ↗

$523.7M RAUM · 7 reps · 360-715-9000

FIDUCIARY EXPERTS LLC — notice-filed in TN. IAPD ↗

$744.4M RAUM · 3 reps · 714-409-8869 · 401kfe.com

FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. — notice-filed in VI. IAPD ↗

$252.5M RAUM · 6 reps · 877-429-4690 · fcmadvisors.net

GREAT POINT WEALTH ADVISORS, LLC — notice-filed in ME. IAPD ↗

$545.9M RAUM · 3 reps · (617) 585-0050 · greatpointwealth.com

VERDE CAPITAL MANAGEMENT, INC. — notice-filed in MO. IAPD ↗

$505.5M RAUM · 8 reps · 248-528-1870 · verdecm.com

UNITED ADVISORS AMERICA — notice-filed in IN. IAPD ↗

$260.2M RAUM · 26 reps · 877-443-0610

CLEAR HAVEN CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$485.8M RAUM · 3 reps · 332-240-0416

ROCKINGSTONE ADVISORS — notice-filed in TX. IAPD ↗

$270.6M RAUM · 2 reps · 212-430-2240 · rockingstoneadvisors.com

DECKER WEALTH MANAGEMENT, LLC — notice-filed in MS. IAPD ↗

$360.9M RAUM · 6 reps · 615-212-2958 · deckerwealth.com

IRONWOOD FINANCIAL, LLC — notice-filed in CO. IAPD ↗

$456.5M RAUM · 7 reps · 520-318-4600 · ironwoodfinancial.com

BUTTONWOOD FINANCIAL GROUP, LLC — notice-filed in IA. IAPD ↗

$625.5M RAUM · 8 reps · 816-285-9000

STONE RUN CAPITAL, LLC — notice-filed in TX. IAPD ↗

$309.6M RAUM · 4 reps · 646-701-6087 · stoneruncapital.com

FLYNN ZITO CAPITAL MANAGEMENT, LLC — notice-filed in SC. IAPD ↗

$549.2M RAUM · 6 reps · (516) 746-9000

BECK CAPITAL MANAGEMENT LLC — notice-filed in CO. IAPD ↗

$384.6M RAUM · 6 reps · 512-345-6789

HORAN CAPITAL ADVISORS, LLC — notice-filed in SC. IAPD ↗

$533.6M RAUM · 4 reps · 513-745-0707

MATTSON FINANCIAL SERVICES, LLC — notice-filed in LA. IAPD ↗

$295.6M RAUM · 6 reps · 800-536-8907

ALLSQUARE WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗

$269.0M RAUM · 4 reps · (518) 456-8900 · allsquarewealth.com

RENAISSANCE INVESTMENT GROUP, LLC — notice-filed in LA. IAPD ↗

$558.2M RAUM · 5 reps · 413-445-2481 · rigllc.com

WAYCROSS PARTNERS, LLC — notice-filed in NY. IAPD ↗

$566.1M RAUM · 7 reps · 502-410-1900 · waycrosspartners.com

BELMONT CAPITAL GROUP — notice-filed in NV. IAPD ↗

$589.8M RAUM · 4 reps · 310-203-2670 · belmontcapitalgroup.com

MORIN PRIVATE CLIENT GROUP, LLC — notice-filed in TX. IAPD ↗

$604.6M RAUM · 3 reps · 833-989-2869

COLUMBIA RIVER ADVISORS — notice-filed in AZ. IAPD ↗

$471.9M RAUM · 4 reps · (253) 589-1401

CONSILIUM WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗

$645.8M RAUM · 2 reps · 925-365-1087 · consiliumwm.com

BROWN FINANCIAL ADVISORY — notice-filed in FL. IAPD ↗

$300.8M RAUM · 5 reps · 251-928-9498 · brownfinancialadvisory.com

FINANCIAL CONCEPTS — notice-filed in PA. IAPD ↗

$760.0M RAUM · 3 reps · 662-327-1480

UNITED CAPITAL MANAGEMENT OF KANSAS, INC. — notice-filed in MI. IAPD ↗

$459.8M RAUM · 19 reps · 785-823-7900 · ucmofkansas.com

CARSWELL INVESTMENTS, LLC — notice-filed in NC. IAPD ↗

$260.4M RAUM · 2 reps · (800) 510-6693

TLWM FINANCIAL — notice-filed in NH. IAPD ↗

$484.9M RAUM · 10 reps · 1-877-348-8822 · tlwmadvisor.com

NORTHWEST QUADRANT WEALTH MANAGEMENT — notice-filed in NE. IAPD ↗

$453.9M RAUM · 3 reps · 541-388-9888

STUDIO INVESTMENT MANAGEMENT — notice-filed in WI. IAPD ↗

$715.8M RAUM · 5 reps · 312-399-0828 · studioinvestment.com

SCULATI WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$293.6M RAUM · 5 reps · 248-325-9947 · sculatiwealth.com

RADNOR CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$709.3M RAUM · 6 reps · (610) 674-0400 · radnorcm.com

PILLAR WEALTH ADVISORS, LLC — notice-filed in NC. IAPD ↗

$296.2M RAUM · 5 reps · 302-409-3500 · pillarwealthadvisors.com

SUMMIT STREET CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗

$586.6M RAUM · 3 reps · 212-750-7036 · ssvfunds.com

CULTIVAR CAPITAL, INC. — notice-filed in NE. IAPD ↗

$299.2M RAUM · 3 reps · 940-600-4553 · cultivarcapital.com

EAGLE'S VIEW CAPITAL MANAGEMENT LLC — notice-filed in NY. IAPD ↗

$415.0M RAUM · 3 reps · 212-421-7300 · evhedge.com

AVIER WEALTH ADVISORS — notice-filed in NY. IAPD ↗

$786.0M RAUM · 14 reps · 425-467-1011 · avieradvisors.com

A.G. CAMPBELL ADVISORY, LLC — notice-filed in TN. IAPD ↗

$411.3M RAUM · 3 reps · 410-779-1239 · agcadvisory.com

AMJ FINANCIAL WEALTH MANAGEMENT LLC — notice-filed in WV. IAPD ↗

$334.6M RAUM · 7 reps · 703-466-0477 · amjfinancial.com

SINGLE POINT PARTNERS — notice-filed in VA. IAPD ↗

$525.0M RAUM · 11 reps · 617-600-0510 · spcfo.com

ATEGRA CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$334.2M RAUM · 7 reps · 703-564-9131 · ategracapital.com

AAF WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$507.1M RAUM · 6 reps · 508-366-9100

THE JOSEPH GROUP CAPITAL MANAGEMENT — notice-filed in NY. IAPD ↗

$811.7M RAUM · 14 reps · 614-228-4300

STRATEGIC WEALTH INVESTMENT GROUP, LLC — notice-filed in CA. IAPD ↗

$900.8M RAUM · 27 reps · 502-412-3354

STRATEGIC INCOME GROUP LLC — notice-filed in ID. IAPD ↗

$316.2M RAUM · 5 reps · 480-466-7070

NOVI WEALTH PARTNERS — notice-filed in VT. IAPD ↗

$426.9M RAUM · 7 reps · 609-921-7002 · noviwealth.com

BENEDETTI, GUCER & ASSOCIATES — notice-filed in NH. IAPD ↗

$572.3M RAUM · 13 reps · 404-602-0034

VESTA WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗

$281.0M RAUM · 1 reps · 786-579-2519 · vestawealth.com

WEALTH PRESERVATION ADVISORS, LLC — notice-filed in AL. IAPD ↗

$479.7M RAUM · 2 reps · 423-486-9400

MILESTONE INVESTMENT ADVISORS, LLC — notice-filed in PA. IAPD ↗

$782.6M RAUM · 6 reps · 608-826-5730 · milestoneia.com

SOLANO WEALTH MANAGEMENT, INC. — notice-filed in WA. IAPD ↗

$322.3M RAUM · 4 reps · 707-435-8400 · solanowealth.com

LOGICA CAPITAL ADVISERS, LLC — notice-filed in CT. IAPD ↗

$319.8M RAUM · 4 reps · 424-652-9500

SHEPHERD FINANCIAL PARTNERS, LLC — notice-filed in NJ. IAPD ↗

$975.4M RAUM · 8 reps · (781) 756-1804

SANCHEZ WEALTH MANAGEMENT GROUP, LLC — notice-filed in CA. IAPD ↗

$342.2M RAUM · 2 reps · 904-281-9261 · sanchezwealth.com

TRANSATLANTIQUE PRIVATE WEALTH LLC — notice-filed in CO. IAPD ↗

$595.3M RAUM · 7 reps · 212 644 4219

BROPHY WEALTH MANAGEMENT, LLC — notice-filed in CT. IAPD ↗

$407.3M RAUM · 2 reps · (603) 668-2303 · brophywealth.com

COOK WEALTH, LLC — notice-filed in NM. IAPD ↗

$475.0M RAUM · 10 reps · (919) 784-9100 · cookwealth.com

BUSKA WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗

$268.0M RAUM · 6 reps · 715-355-4445 · planwithbuska.com

WEALTH MANAGEMENT ADVISORS, LLC — notice-filed in CA. IAPD ↗

$465.3M RAUM · 6 reps · 864-236-4706 · wagnerwealthmanagement.com

ARCHVEST WEALTH ADVISORS, INC. — notice-filed in NY. IAPD ↗

$281.5M RAUM · 5 reps · 925-215-5600

O'DONNELL FINANCIAL SERVICES, LLC — notice-filed in ID. IAPD ↗

$294.6M RAUM · 2 reps · 8664962300

CATALINA CAPITAL GROUP, LLC — notice-filed in OK. IAPD ↗

$629.6M RAUM · 5 reps · 310-540-5544

AUOUR INVESTMENTS LLC — notice-filed in SC. IAPD ↗

$317.0M RAUM · 4 reps · 978-338-4830 · auour.com

MIRADOR CAPITAL PARTNERS — notice-filed in HI. IAPD ↗

$668.1M RAUM · 5 reps · 925-621-1000

SHARIAPORTFOLIO, INC. — notice-filed in CO. IAPD ↗

$832.3M RAUM · 6 reps · 321-275-5125 · shariaportfolio.com

BEACON FINANCIAL ADVISORY LLC — notice-filed in NC. IAPD ↗

$594.4M RAUM · 14 reps · 216-910-1850

TREVIAN WEALTH MANAGEMENT, LLC — notice-filed in TN. IAPD ↗

$500.3M RAUM · 2 reps · 847-347-3000 · trevianwealth.com

ENTRUST FINANCIAL LLC — notice-filed in NC. IAPD ↗

$266.0M RAUM · 5 reps · 610-687-3515 · balancingactbook.com

KONDO WEALTH ADVISORS, INC — notice-filed in TX. IAPD ↗

$263.8M RAUM · 2 reps · 626-449-7783

SEASIDE WEALTH MANAGEMENT, INC. — notice-filed in NE. IAPD ↗

$284.8M RAUM · 5 reps · (760) 730-8120 · seasidewealth.com

EQUITA FINANCIAL NETWORK, INC. — notice-filed in MI. IAPD ↗

$283.1M RAUM · 8 reps · 800.604.0176

KFA PRIVATE WEALTH GROUP, LLC — notice-filed in NH. IAPD ↗

$784.5M RAUM · 12 reps · 571-386-2029

MERIDIAN FINANCIAL PARTNERS LLC — notice-filed in MD. IAPD ↗

$400.8M RAUM · 4 reps · (540)-878-5416

DELAP WEALTH ADVISORY, LLC — notice-filed in CA. IAPD ↗

$545.6M RAUM · 3 reps · (503) 697-4118 · delapwa.com

LONGTAIL ALPHA, LLC — notice-filed in TX. IAPD ↗

$721.9M RAUM · 5 reps · 949 706 8092 · longtailalpha.com

KANEN WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗

$292.5M RAUM · 2 reps · 631-863-3100 · kanenadvisory.com

RUBEY & RUST CAPITAL MANAGEMENT, LLC — notice-filed in WA. IAPD ↗

$323.6M RAUM · 1 reps · 925-997-0994 · rubeyrust.com

EXECUTIVE WEALTH GROUP, LLC — notice-filed in TX. IAPD ↗

$394.5M RAUM · 1 reps · 425-448-4988

WOLFF FINANCIAL MANAGEMENT LLC — notice-filed in FL. IAPD ↗

$465.5M RAUM · 3 reps · 269-372-3100

ALPHA CAPITAL MANAGEMENT GROUP LLC — notice-filed in CT. IAPD ↗

$421.9M RAUM · 4 reps · 303-900-1919 · alphacmg.com

LEXAURUM ADVISORS — notice-filed in DE. IAPD ↗

$784.2M RAUM · 31 reps · 913-261-9316 · tdcwealthmgmt.com

TTP INVESTMENTS, INC. — notice-filed in AZ. IAPD ↗

$405.5M RAUM · 2 reps · 408-879-0399 · ttp-investments.com

SMART MONEY GROUP, LLC — notice-filed in CO. IAPD ↗

$286.5M RAUM · 7 reps · 254-629-3866 · kennedy-financial.com

AVORY & CO. — notice-filed in TX. IAPD ↗

$333.0M RAUM · 1 reps · 305-306-9494 · avory.xyz

MORSE ASSET MANAGEMENT, INC. — notice-filed in NV. IAPD ↗

$408.7M RAUM · 4 reps · 646-568-4083 · morseasset.com

ORIN GREEN FINANCIAL, LLC — notice-filed in NC. IAPD ↗

$408.7M RAUM · 5 reps · (858) 634-3232 · oringreenfinancial.com

SFG WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗

$556.3M RAUM · 15 reps · 410-825-3200

STRATA WEALTH ADVISORS, LLC — notice-filed in OK. IAPD ↗

$795.5M RAUM · 11 reps · (214) 420-7020 · stratawealth.com

JACKSON HOLE CAPITAL PARTNERS, LLC — notice-filed in AR. IAPD ↗

$862.1M RAUM · 4 reps · 918-879-4698 · jacksonholepartners.com

AWM CAPITAL, LLC — notice-filed in CO. IAPD ↗

$860.6M RAUM · 15 reps · (323) 940-1339

FIRST OAK WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗

$252.8M RAUM · 3 reps · 919-421-1555

ALLIANCE WEALTH ADVISORS, LLC — notice-filed in MA. IAPD ↗

$425.3M RAUM · 5 reps · 570-961-1516

LIVELIFE CAPITAL PARTNERS LLC — notice-filed in CT. IAPD ↗

$283.1M RAUM · 4 reps · (978) 315-0230 · livelifecapital.com

SAGE RHINO CAPITAL LLC — notice-filed in WA. IAPD ↗

$712.2M RAUM · 3 reps · (650) 352-5600 · sagerhino.com

ROOT FINANCIAL PARTNERS — notice-filed in CO. IAPD ↗

$399.2M RAUM · 9 reps · (760) 452-0720

AFFINITY WEALTH MANAGEMENT LLC — notice-filed in TN. IAPD ↗

$699.6M RAUM · 9 reps · (302) 652-6767

LONGVIEW FINANCIAL ADVISORS, LLC — notice-filed in NE. IAPD ↗

$318.9M RAUM · 2 reps · 415-256-7700 · longviewfin.com

MASONRY CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$516.6M RAUM · 2 reps · 434-817-4237

BAY HARBOR WEALTH MANAGEMENT, LLC — notice-filed in DE. IAPD ↗

$291.6M RAUM · 3 reps · 410-403-2060

SOUDERS FINANCIAL ADVISORS, LLC — notice-filed in NC. IAPD ↗

$889.9M RAUM · 13 reps · 513-598-2400 · myscaretirement.com

DECISIONPOINT FINANCIAL, LLC — notice-filed in CA. IAPD ↗

$689.2M RAUM · 6 reps · 480-553-6249

ELLSWORTH ADVISORS, LLC — notice-filed in NY. IAPD ↗

$913.6M RAUM · 10 reps · (234) 200-0703 · login.orionadvisor.com

BLUE INVESTMENT PARTNERS LLC — notice-filed in GA. IAPD ↗

$259.7M RAUM · 2 reps · (925) 388-6940 · blueinvpartners.com

VERUM PARTNERS LLC — notice-filed in CT. IAPD ↗

$740.4M RAUM · 11 reps · (980) 771-3999

SIGNAL ADVISORS WEALTH, LLC — notice-filed in MD. IAPD ↗

$465.3M RAUM · 5 reps · 1-866-774-4625

OPTIVISE ADVISORY SERVICES LLC — notice-filed in PA. IAPD ↗

$254.5M RAUM · 23 reps · 855-378-1806

EMERALD ADVISORS, LLC — notice-filed in DC. IAPD ↗

$678.9M RAUM · 3 reps · (425) 458-3853 · emeraldadv.com

HERON BAY CAPITAL MANAGEMENT — notice-filed in CA. IAPD ↗

$562.5M RAUM · 4 reps · 248-970-0900 · heronbaycap.com

MADISON PARTNERS — notice-filed in NY. IAPD ↗

$559.0M RAUM · 8 reps · 608-210-1021 · themadisonpartners.com

CW INVESTMENT ADVISERS, LLC — notice-filed in MA. IAPD ↗

$580.0M RAUM · 19 reps · 626-788-2305

GIVERNY CAPITAL ASSET MANAGEMENT — notice-filed in CA. IAPD ↗

$368.8M RAUM · 2 reps · 646-669-8950

PALUMBO WEALTH MANAGEMENT LLC — notice-filed in CA. IAPD ↗

$322.7M RAUM · 4 reps · (516) 629-7073 · palumbowm.com

VELA INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$397.9M RAUM · 14 reps · (614) 653-8352 · vela-im.com

ASPECT PARTNERS, LLC — notice-filed in CA. IAPD ↗

$301.7M RAUM · 6 reps · 703-916-8400 · aspect-partners.com

ROWLING & ASSOCIATES LLC — notice-filed in OR. IAPD ↗

$545.1M RAUM · 6 reps · 619 295 0200

TRIAGEN WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗

$375.0M RAUM · 2 reps · 818-732-8553

TMD WEALTH MANAGEMENT — notice-filed in IL. IAPD ↗

$986.4M RAUM · 8 reps · 602-279-2020

VANCE WEALTH — notice-filed in ID. IAPD ↗

$670.8M RAUM · 10 reps · 888-775-0950

THE CLARUS GROUP — notice-filed in OK. IAPD ↗

$798.0M RAUM · 8 reps · 713-621-3500

PATRON PARTNERS, LLC — notice-filed in CO. IAPD ↗

$298.5M RAUM · 2 reps · 971-371-3450 · patronpartnersadvisors.com

THE MILLSTONE EVANS GROUP, LLC — notice-filed in DE. IAPD ↗

$700.3M RAUM · 4 reps · 720-728-2801 · millstoneevansgroup.com

GREENUP STREET WEALTH MANAGEMENT LLC — notice-filed in SC. IAPD ↗

$510.8M RAUM · 14 reps · 734-656-8121

HILL INVESTMENT GROUP — notice-filed in NH. IAPD ↗

$971.1M RAUM · 12 reps · 314-448-4023 · ignorewallst.com

ORG PARTNERS — notice-filed in TN. IAPD ↗

$983.9M RAUM · 16 reps · 260-469-9173 · tinkercapital.com

OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. — notice-filed in MO. IAPD ↗

$454.3M RAUM · 14 reps · 810-744-4450

REFRAME WEALTH, LLC — notice-filed in PA. IAPD ↗

$279.3M RAUM · 2 reps · (571) 354-8471 · reframewealth.com

HILL ISLAND FINANCIAL LLC — notice-filed in FL. IAPD ↗

$446.6M RAUM · 5 reps · (616) 977-2639 · hillislandfinancial.com

FYRA CAPITAL MANAGEMENT — notice-filed in WI. IAPD ↗

$393.5M RAUM · 6 reps · 636-573-1212 · heiseadvisorygroup.com

TRG INVESTMENT ADVISORS, LLC — notice-filed in TX. IAPD ↗

$913.0M RAUM · 6 reps · 800-222-6016

THE LEWIS FINANCIAL GROUP — notice-filed in AZ. IAPD ↗

$266.5M RAUM · 2 reps · 703-288-1272 · thelewisfinancialgroup.com

HILLCREST FINANCIAL GROUP — notice-filed in CO. IAPD ↗

$392.1M RAUM · 4 reps · (805) 373-8686 · hillcrestfinancialgroup.com

25 FINANCIAL — notice-filed in VA. IAPD ↗

$408.5M RAUM · 9 reps · 314-530-2858 · 25financial.com

SAVVY — notice-filed in NJ. IAPD ↗

$382.4M RAUM · 10 reps · 833-745-6789

OAK HILL WEALTH ADVISORS, LLC — notice-filed in MI. IAPD ↗

$542.3M RAUM · 5 reps · 703-673-7034 · oakhillwa.com

ACCENT CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$272.0M RAUM · 3 reps · 937-231-0528 · accent-cm.com

49 FINANCIAL — notice-filed in MN. IAPD ↗

$566.2M RAUM · 74 reps · 214-563-1190

WEALTH SCIENCE ADVISORS LLC — notice-filed in TN. IAPD ↗

$368.9M RAUM · 7 reps · 678-837-5438 · wealthscienceadvisors.net

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC — notice-filed in AL. IAPD ↗

$264.0M RAUM · 3 reps · 770-992-4444 · odysseypfa.com

MN WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗

$290.0M RAUM · 3 reps · 913-897-2074

CHANNEL WEALTH, LLC — notice-filed in WA. IAPD ↗

$530.5M RAUM · 8 reps · 805-898-0893 · channelwealth.com

STENGER FAMILY OFFICE, LLC — notice-filed in NC. IAPD ↗

$271.0M RAUM · 5 reps · 630-912-8295 · stengerfamilyoffice.com

WAVELAND FAMILY OFFICE, LLC — notice-filed in NH. IAPD ↗

$359.0M RAUM · 1 reps · (847) 874-8210

EVERPAR ADVISORS LLC — notice-filed in NM. IAPD ↗

$406.0M RAUM · 5 reps · 918-221-9290 · everpar.com

LEGACY EDGE ADVISORS — notice-filed in PA. IAPD ↗

$627.0M RAUM · 10 reps · 516-447-4200

COMMONWEALTH FINANCIAL PLANNERS INC — notice-filed in FL, NC. IAPD ↗

$180.3M RAUM · 2 reps · 770-399-6644 · commonwealthfp.com

HANSEATIC MANAGEMENT SERVICES INC — notice-filed in AZ, CA. IAPD ↗

$105.9M RAUM · 4 reps · 505-828-2824

VICTORY WEALTH PARTNERS — notice-filed in FL, TX. IAPD ↗

$119.4M RAUM · 2 reps · 856-464-3100

THE KOCEN FINANCIAL GROUP, INC. — notice-filed in IL, VA. IAPD ↗

$140.3M RAUM · 5 reps · 760-324-4015 · kfginc.com

COVINGTON & ASSOCIATES, INC. — notice-filed in CA, NY. IAPD ↗

$241.9M RAUM · 3 reps · 908-232-4717

CAPITAL IDEAS — notice-filed in CO, NY. IAPD ↗

$166.6M RAUM · 5 reps · 214-750-4400 · cap-ideas.com

VEACH FAMILY FINANCIAL — notice-filed in FL, LA. IAPD ↗

$112.4M RAUM · 2 reps · 501-753-0313 · veachfamilyfinancial.com

LIVELSBERGER FINANCIAL ADVISORY — notice-filed in GA, PA. IAPD ↗

$141.1M RAUM · 1 reps · 419-289-7165 · livelsbergerfinancial.com

SHAKER FINANCIAL SERVICES — notice-filed in AZ, WA. IAPD ↗

$228.4M RAUM · 2 reps · 410-224-0572 · shakerfinancial.com

DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC — notice-filed in AL, TN. IAPD ↗

$122.2M RAUM · 3 reps · 601-898-8069 · davenportwattsdrake.com

INVESTMENT INSIGHT WEALTH MANAGEMENT, LLC — notice-filed in FL, TX. IAPD ↗

$119.7M RAUM · 1 reps · 516-249-0060 · myinvestmentinsight.com

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC — notice-filed in AZ, IL. IAPD ↗

$209.8M RAUM · 4 reps · (541) 248-2052 · sscapm.com

SCHAFFER & COMPANY ASSET MANAGEMENT, INC. — notice-filed in FL, TX. IAPD ↗

$62.8M RAUM · 1 reps · 585-621-3300 · gregoryschaffer.com

SECURE INVESTMENT MANAGEMENT, LLC — notice-filed in MN, VA. IAPD ↗

$32.4M RAUM · 12 reps · 520-333-4719 · secureinvestmentmanagement.com

GLOBAL VALUE INVESTMENT CORPORATION — notice-filed in MT, NJ. IAPD ↗

$171.1M RAUM · 6 reps · 262-478-0640

INFINIUM INVESTMENT ADVISORS, LLC — notice-filed in MI, TX. IAPD ↗

$90.7M RAUM · 1 reps · 720- 253-1818 · infiniumadvisors.com

KUBHERA ENTERPRISES LLC — notice-filed in CA, VA. IAPD ↗

$239.0M RAUM · 3 reps · 609-799-5900 · kubhera.com

FISCHER INVESTMENT STRATEGIES, LLC — notice-filed in LA, MT. IAPD ↗

$170.8M RAUM · 5 reps · 805-418-7686 · fisfp.com

NOVUS ADVISORS — notice-filed in CT, TN. IAPD ↗

$211.8M RAUM · 5 reps · 864-272-3579 · novusadvisors.com

DEL-SETTE CAPITAL MANAGEMENT, LLC — notice-filed in CA, VA. IAPD ↗

$151.8M RAUM · 5 reps · 518-793-3851

ROI FINANCIAL — notice-filed in CA, TX. IAPD ↗

$161.6M RAUM · 3 reps · 503-941-5925

THE CLARK GROUP ASSET MANAGEMENT — notice-filed in IL, LA. IAPD ↗

$245.4M RAUM · 3 reps · 949-558-3898

FELTL ADVISORS — notice-filed in ID, OK. IAPD ↗

$120.6M RAUM · 14 reps · 612-492-8800 · feltladvisors.com

TREASURE COAST FINANCIAL PLANNING, INC. — notice-filed in NE, SC. IAPD ↗

$193.7M RAUM · 2 reps · 772-231-1422 · theplanningco.com

STEADY RETURNS — notice-filed in KS, VA. IAPD ↗

$127.6M RAUM · 2 reps · (561) 400-5970

NOVA WEALTH MANAGEMENT, INC. — notice-filed in TX, WI. IAPD ↗

$152.2M RAUM · 5 reps · 239-444-1794

KILTERHOWLING LLC — notice-filed in OR, WA. IAPD ↗

$218.5M RAUM · 4 reps · 720-443-2076 · kilterhowling.com

SECTOR ANALYSTS LLC — notice-filed in DE, NH. IAPD ↗

$178.1M RAUM · 2 reps · 610-945-8014 · sectoranalysts.com

HOLDER WEALTH MANAGEMENT — notice-filed in FL, TX. IAPD ↗

$220.8M RAUM · 3 reps · 217-398-4015 · holderwealthmgt.com

SIMPLEX WEALTH MANAGEMENT — notice-filed in NV, TX. IAPD ↗

$219.4M RAUM · 2 reps · 925-804-6468 · simplexwm.com

PROSPERITY WEALTH MANAGEMENT, INC. — notice-filed in AR, AZ. IAPD ↗

$243.4M RAUM · 48 reps · 925-791-4444 · thinkpwm.com

ABBINGTON INVESTMENT GROUP, LLC — notice-filed in FL, ME. IAPD ↗

$108.6M RAUM · 3 reps · 202-320-7242 · abbingtongroup.com

ATLAS WEALTH PARTNERS LLC — notice-filed in LA, NH. IAPD ↗

$191.2M RAUM · 2 reps · 610-268-6807 · atlaswealthpartners.com

MARTIN WEALTH SOLUTIONS — notice-filed in FL, TX. IAPD ↗

$184.1M RAUM · 2 reps · 540-639-4810 · planwellretirehappy.com

LYNNLEIGH & COMPANY, LLC — notice-filed in FL, NC. IAPD ↗

$112.3M RAUM · 3 reps · (585) 623-5970 · lynnleighco.com

XYPN INVEST — notice-filed in KY, MI. IAPD ↗

$133.3M RAUM · 10 reps · (360) 301-7579 · newleaffinancialguidance.com

NRG WEALTH MANAGEMENT — notice-filed in CO, NE. IAPD ↗

$171.4M RAUM · 4 reps · (520) 818-7822 · navigationretirement.com

CAPITAL ADVISOR NETWORK — notice-filed in CA, FL. IAPD ↗

$95.8M RAUM · 7 reps · 765-588-1647

MALATAI CAPITAL LLC — notice-filed in MA, TX. IAPD ↗

$30.0M RAUM · 3 reps · 917-624-5589 · malataicapital.com

SMARTPATH ADVISORS — notice-filed in NC, NH. IAPD ↗

$0 RAUM · 8 reps · (678) 538-9420

SWAN CAPITAL — notice-filed in CO, LA. IAPD ↗

$190.7M RAUM · 2 reps · (850) 380-9558

ASPEN WEALTH STRATEGIES, LLC — notice-filed in AZ, WY. IAPD ↗

$248.7M RAUM · 5 reps · (303) 421-1113

PATH DIGITAL ADVISORS, LLC — notice-filed in TX, VA. IAPD ↗

$155,766 RAUM · 2 reps · 872.272.0483 · pathcrypto.com

EVERSTAR ASSET MANAGEMENT, LLC — notice-filed in CA, IL. IAPD ↗

$131.4M RAUM · 6 reps · 440-376-1629 · everstarassetmanagement.com

WAGNER PLANNING — notice-filed in AZ, WA. IAPD ↗

$114.5M RAUM · 1 reps · 503-342-0038 · wagnerplanning.com

BASE WEALTH MANAGEMENT — notice-filed in MI, PA. IAPD ↗

$213.8M RAUM · 5 reps · 941-203-6040

HERITAGE ASSET MANAGEMENT, LLC — notice-filed in AR, MI. IAPD ↗

$105.8M RAUM · 2 reps · 816-348-2060 · heritage-kc.com

FOUNTAINDALE, LLC — notice-filed in AZ, MI. IAPD ↗

$15,576 RAUM · 1 reps · 646-580-1448 · fountaindale.co

MINDORO CAPITAL PARTNERS LLC — notice-filed in NY, TX. IAPD ↗

$0 RAUM · 3 reps · (617) 214-2313 · mindoro.com

FIRST FINANCIAL SERVICES, LLC — notice-filed in OK, TX. IAPD ↗

$103.9M RAUM · 4 reps · 501-666-0302 · firstfinservices.com

IBN FINANCIAL SERVICES, INC — notice-filed in TN. IAPD ↗

$163.1M RAUM · 16 reps · 315-652-4426 · ibrokernet.com

BARRY M. CORKERN & CO., INC. — notice-filed in WY. IAPD ↗

$138.0M RAUM · 1 reps · [501] 664-7866 · bcorkern.com

PERKINS CAPITAL MANAGEMENT INC — notice-filed in WA. IAPD ↗

$130.5M RAUM · 3 reps · 952-473-8367 · perkinscapital.com

WAYCROSS INVESTMENT MANAGEMENT CO — notice-filed in LA. IAPD ↗

$194.5M RAUM · 2 reps · 360-671-0148 · waycross.com

BOYAR ASSET MANAGEMENT, INC. — notice-filed in CA. IAPD ↗

$217.1M RAUM · 6 reps · 212-995-8300 · boyarassetmanagement.com

THE SCOTT S. JAMES COMPANY — notice-filed in TX. IAPD ↗

$91.6M RAUM · 2 reps · 703-533-2500 · scottjamesgroup.com

WALSKY INVESTMENT MANAGEMENT INC — notice-filed in TX. IAPD ↗

$117.0M RAUM · 2 reps · 610-670-6918 · walsky.com

OTTO & ASSOCIATES, INC. — notice-filed in MA. IAPD ↗

$223.5M RAUM · 3 reps · 802-649-1946 · ottoandassociates.com

FORTRESS WEALTH MANAGEMENT, INC. — notice-filed in LA. IAPD ↗

$243.4M RAUM · 4 reps · 310-899-0606 · fortress-wealth.com

MILLER VALUE PARTNERS, LLC — notice-filed in CT. IAPD ↗

$237.7M RAUM · 3 reps · 410-454-3130

FINANCIAL SOLUTIONS ASSOCIATES — notice-filed in ME. IAPD ↗

$126.2M RAUM · 1 reps · 781-251-0505 · sustainableinvestmentsolutions.net

THE PUTNEY FINANCIAL GROUP LLC — notice-filed in NM. IAPD ↗

$177.1M RAUM · 4 reps · 415-460-1990 · putneyfinancial.com

GEORGE M. HILLER COMPANIES, LLC — notice-filed in CO. IAPD ↗

$153.6M RAUM · 5 reps · 404-365-0222 · georgehiller.com

FUND ADVISORS OF AMERICA INC — notice-filed in MO. IAPD ↗

$106.1M RAUM · 3 reps · 407-667-4729 · fundadvisorsofamerica.com

MWA FINANCIAL SERVICES, INC. — notice-filed in KY. IAPD ↗

$216.1M RAUM · 115 reps · 309-558-3100

TRIBECA FINANCIAL, LLC — notice-filed in WA. IAPD ↗

$188.0M RAUM · 4 reps · 480-553-6247 · tribecafinancial.co

GILBERT CAPITAL GROUP — notice-filed in CO. IAPD ↗

$132.4M RAUM · 1 reps · 207-657-6900

INVESTORS PORTFOLIO SERVICES LLC — notice-filed in TX. IAPD ↗

$185.9M RAUM · 3 reps · 253-770-8118

KACHKOVSKY & FISHER, INC. — notice-filed in MA. IAPD ↗

$211.5M RAUM · 3 reps · 858.450.9711

ALPHA ADVISORS, LLC — notice-filed in TX. IAPD ↗

$185.5M RAUM · 3 reps · 804-754-8532 · alpha-advisors.com

PILLAR WEALTH MANAGEMENT CO. — notice-filed in FL. IAPD ↗

$153.3M RAUM · 4 reps · 608-833-9100 · pillarwealth.com

SHAKER INVESTMENTS — notice-filed in TX. IAPD ↗

$227.9M RAUM · 6 reps · 216-292-2950 · shakerinvest.com

SHAPIRO FINANCIAL SECURITY GROUP, INC. — notice-filed in FL. IAPD ↗

$122.2M RAUM · 1 reps · 732-739-8991 · shapirofsg.com

CAPSTONE INVESTMENT FINANCIAL GROUP, LLC — notice-filed in NY. IAPD ↗

$137.0M RAUM · 4 reps · 719-477-9883

SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in AR. IAPD ↗

$239.3M RAUM · 0 reps · 314-963-9336 · saxonycapitalmanagement.com

D C VOSS & COMPANY, LLC — notice-filed in SC. IAPD ↗

$188.2M RAUM · 1 reps · 513-604-2659

GIBRALTAR WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$150.3M RAUM · 5 reps · 215-956-5154 · gibraltarwealth.com

OMNI 360 WEALTH, INC. — notice-filed in TX. IAPD ↗

$248.6M RAUM · 4 reps · 609-452-0889 · pfg-planning.com

CAPITAL GROWTH & SHELTER, INC. — notice-filed in FL. IAPD ↗

$33.3M RAUM · 1 reps · 518-399-3372 · capitalgrowthonline.com

COLCHESTER INVESTMENT COUNSEL LLC — notice-filed in FL. IAPD ↗

$107.6M RAUM · 2 reps · 203.438.0046

THREE PEAKS CAPITAL MANAGEMENT, LLC — notice-filed in NE. IAPD ↗

$229.6M RAUM · 4 reps · 303-221-9480 · threepeaks.com

SPECTRUM FINANCIAL RESOURCES — notice-filed in TX. IAPD ↗

$197.4M RAUM · 6 reps · 248-643-0033

WEALTH MANAGEMENT SOLUTIONS — notice-filed in FL. IAPD ↗

$154.7M RAUM · 3 reps · 480-609-4334 · smartadvisormatch.com

CAMELOTTA ADVISORS — notice-filed in LA. IAPD ↗

$181.2M RAUM · 2 reps · 415-806-3641 · divorceanalysis.com

MEZZASALMA ADVISORS — notice-filed in PA. IAPD ↗

$231.0M RAUM · 1 reps · 732-842-1120 · mezzadvisors.com

OAKBOURNE ADVISORS — notice-filed in MD. IAPD ↗

$195.7M RAUM · 7 reps · 908-850-9991 · nstarinvest.com

SFC FINANCIAL LLC — notice-filed in TX. IAPD ↗

$162.2M RAUM · 1 reps · 314-842-2001 · sfcfin.com

MAD RIVER INVESTORS — notice-filed in IL. IAPD ↗

$213.5M RAUM · 2 reps · 617-728-0333 · mriver.com

S&S WEALTH MANAGEMENT — notice-filed in OK. IAPD ↗

$126.9M RAUM · 3 reps · 817-276-8090

SIERRA FINANCIAL ADVISORY — notice-filed in OR. IAPD ↗

$106.0M RAUM · 2 reps · 530-470-8939 · sierrafinancialadvisory.com

NORTHSTAR FINANCIAL PLANNERS, INC. — notice-filed in TN. IAPD ↗

$249.9M RAUM · 5 reps · 954-693-0030

DWR WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗

$165.7M RAUM · 4 reps · (408) 260-9600 · dunhamcpas.com

GLAXIS CAPITAL MANAGEMENT, LLC — notice-filed in KS. IAPD ↗

$159.5M RAUM · 4 reps · (941) 556 5333 · glaxisllc.com

ASPETUCK FINANCIAL MANAGEMENT LLC — notice-filed in VA. IAPD ↗

$126.5M RAUM · 1 reps · 203-226-5733

KAHN FINANCIAL GROUP — notice-filed in TX. IAPD ↗

$92.8M RAUM · 2 reps · 727-797-5551

COMPASS INVESTMENTS LLC — notice-filed in ID. IAPD ↗

$76.4M RAUM · 4 reps · 570-916-2208 · compassinvestmentsllc.com

BECKERMAN WEALTH — notice-filed in TX. IAPD ↗

$219.9M RAUM · 4 reps · 877-892-7738 · beckermaninstitutional.com

LUTHER FOREST WEALTH ADVISORS, L.L.C. — notice-filed in CT. IAPD ↗

$72.2M RAUM · 2 reps · 518-899-5904 · lutherforestwealthadvisors.com

FINANCIAL ABUNDANCE, INC. — notice-filed in NV. IAPD ↗

$204.8M RAUM · 3 reps · 814-867-5745 · faicoach.com

LOTUSGROUP ADVISORS — notice-filed in NE. IAPD ↗

$226.6M RAUM · 5 reps · 720.593.9861 · lgadvisors.com

MCDONOUGH CAPITAL MANAGEMENT, INC. — notice-filed in GA. IAPD ↗

$147.8M RAUM · 4 reps · 407-248-9647

LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — notice-filed in OH. IAPD ↗

$0 RAUM · 3 reps · 866-785-5350 · retirewithlonestar.com

ADVANTAGE INVESTMENT MANAGEMENT — notice-filed in FL. IAPD ↗

$159.8M RAUM · 4 reps · 502-212-3000 · aim-rps.com

TAYLOR CAPITAL MANAGEMENT — notice-filed in TX. IAPD ↗

$119.5M RAUM · 1 reps · 304-260-0078

AVERY WEALTH, INC. — notice-filed in FL. IAPD ↗

$201.7M RAUM · 3 reps · 517-783-1695 · averywealth.com

CONVERGENCE INVESTMENT PARTNERS, LLC — notice-filed in NE. IAPD ↗

$233.5M RAUM · 4 reps · 561-494-8001

ARBUS CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$111.5M RAUM · 1 reps · (646) 852-6134 · arbuscm.com

SANCTUARY WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$229.0M RAUM · 8 reps · 208-233-0080 · sanctuarywealth.net

KRUSEN CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$213.6M RAUM · 2 reps · 561-370-7439 · krusencapital.com

UP NORTH FINANCIAL, LLC — notice-filed in FL. IAPD ↗

$165.2M RAUM · 2 reps · (231) 929-9300 · upnorthfinancial.com

MCBROOM & ASSOCIATES, LLC — notice-filed in ID. IAPD ↗

$173.1M RAUM · 2 reps · 702-267-6649

MORI HUSTON PARTNERS — notice-filed in TX. IAPD ↗

$212.8M RAUM · 3 reps · 305-856-9303 · morihuston.com

ADASINA SOCIAL CAPITAL — notice-filed in MA. IAPD ↗

$232.9M RAUM · 9 reps · 415-986-5500

SAFRAN WEALTH ADVISORS, LLC — notice-filed in LA. IAPD ↗

$118.7M RAUM · 1 reps · 212-328-9530 · safranwealthadvisors.com

IFS ADVISORS, INC — notice-filed in AZ. IAPD ↗

$214.5M RAUM · 1 reps · 941-907-8888 · investmentfinancial.net

KIKER WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗

$161.5M RAUM · 3 reps · 706-253-7285 · kikerwealth.com

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC — notice-filed in IL. IAPD ↗

$219.8M RAUM · 8 reps · 407-695-7100 · stonebridgefpgroup.com

INTERWEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗

$209.8M RAUM · 4 reps · 480-397-2691 · interwealthmgt.com

RIVERCHASE WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗

$117.0M RAUM · 2 reps · (972) 471-9013 · riverchasewealth.com

FORTRESS PLANNING GROUP — notice-filed in KY. IAPD ↗

$226.3M RAUM · 3 reps · 262-264-5838 · bestinwealth.com

SEASON INVESTMENTS, LLC — notice-filed in NE. IAPD ↗

$139.0M RAUM · 3 reps · 719-528-8400 · seasoninvestments.com

BRS FINANCIAL LLC — notice-filed in TN. IAPD ↗

$200.3M RAUM · 7 reps · 877-588-3217 · brs-consulting.com

FIFTH SET PRIVATE WEALTH MANAGEMENT LLC — notice-filed in TX. IAPD ↗

$141.3M RAUM · 2 reps · 646-783-9717 · fifthsetwealth.com

FINANCIAL PLANNING ASSOCIATES, LLC — notice-filed in FL. IAPD ↗

$60.4M RAUM · 1 reps · (914) 997-9229 X13 · fpassociatesllc.com

SENTARA CAPITAL — notice-filed in NC. IAPD ↗

$131.7M RAUM · 2 reps · (770) 509-5305 · sentarafinancial.com

RPM CAPITAL MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗

$85.9M RAUM · 1 reps · 203-992-1100 · rpmcapitalmgt.com

STRATEGY FINANCIAL GROUP — notice-filed in WA. IAPD ↗

$181.5M RAUM · 6 reps · 602-343-9301 · calvingoetz.com

TOTAL WEALTH ADVISORS, LLC — notice-filed in NY. IAPD ↗

$90.7M RAUM · 2 reps · 612-294-9208 · totalwealthadvisors.com

MARSTONE LLC — notice-filed in NJ. IAPD ↗

$2.5M RAUM · 2 reps · 212.203.7790

FOUNDATION WEALTH MANAGEMENT, LLC — notice-filed in DE. IAPD ↗

$167.3M RAUM · 3 reps · 610-548-7170

SHIRAISHI FINANCIAL GROUP ADVISORS — notice-filed in OR. IAPD ↗

$125.0M RAUM · 6 reps · 808 951-7185 · shiraishifinancialgroup.com

SCOTTSDALE WEALTH PLANNING, INC. — notice-filed in FL. IAPD ↗

$138.4M RAUM · 1 reps · (480) 550-8555

SIMS INVESTMENT MANAGEMENT LLC — notice-filed in NC. IAPD ↗

$193.7M RAUM · 4 reps · 513-278-7467 · simsinvestment.com

HAHN FINANCIAL GROUP — notice-filed in MA. IAPD ↗

$108.9M RAUM · 7 reps · 605-275-3600 · hahnfinancialgroup.com

LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC — notice-filed in TX. IAPD ↗

$81.0M RAUM · 2 reps · 212-319-8903 · llfadvisors.com

STAR CAPITAL INC. — notice-filed in AZ. IAPD ↗

$136.2M RAUM · 7 reps · 651-444-1116

CENTER FOR WEALTH MANAGEMENT ADVISORY — notice-filed in GA. IAPD ↗

$166.7M RAUM · 6 reps · (513) 407-5430 · centerforwealthmanagement.com

H&H RETIREMENT DESIGN AND MANAGEMENT INC — notice-filed in AL. IAPD ↗

$230.0M RAUM · 5 reps · 702-470-2660

MELIORA CAPITAL — notice-filed in TX. IAPD ↗

$127.9M RAUM · 1 reps · 918-619-6710

BENTLEY FINANCIAL GROUP — notice-filed in VA. IAPD ↗

$240.0M RAUM · 4 reps · 630-541-6363 · bentleyfinancialgroup.com

MODERN CAPITAL GROUP LLC — notice-filed in CA. IAPD ↗

$30.1M RAUM · 1 reps · 212-531-5600

TACTIVEST, LLC — notice-filed in OR. IAPD ↗

$122.3M RAUM · 2 reps · 415-752-7311

EVERGREEN WEALTH MANAGEMENT, LLC — notice-filed in IN. IAPD ↗

$174.5M RAUM · 4 reps · (517) 655-2118

MARSHALL INVESTMENT MANAGEMENT, LLC — notice-filed in SD. IAPD ↗

$221.6M RAUM · 7 reps · 303-991-6415 · investwithmarshall.com

WEATHERHELM CAPITAL MANAGEMENT LLC — notice-filed in RI. IAPD ↗

$68.0M RAUM · 2 reps · 518-407-3886

WP ASSET MANAGEMENT — notice-filed in CA. IAPD ↗

$143.3M RAUM · 1 reps · 908-719-8800

APTUS FINANCIAL, LLC — notice-filed in AL. IAPD ↗

$0 RAUM · 8 reps · 501-907-1993

WHARTON WEALTH MANAGEMENT, LLC — notice-filed in VA. IAPD ↗

$148.2M RAUM · 2 reps · 484-328-3590 · whartonwealth.com

TRADEWAY — notice-filed in KY. IAPD ↗

$77.7M RAUM · 17 reps · 877-777-0703 · tradeway.com

CROSS STATE FINANCIAL GROUP LLC — notice-filed in AL. IAPD ↗

$145.5M RAUM · 9 reps · 800-621-6974

DUNHAM LANE CAPITAL PARTNERS LLC — notice-filed in NH. IAPD ↗

$98.4M RAUM · 2 reps · 914-607-6950

MERCURIO WEALTH ADVISORS — notice-filed in NE. IAPD ↗

$105.0M RAUM · 2 reps · (502) 253-9366

WELLINGTON INVESTMENT ADVISORS — notice-filed in AZ. IAPD ↗

$187.0M RAUM · 5 reps · 812-333-0874 · wellingtoninvestmentadvisors.com

FOUR FINANCIAL MANAGEMENT — notice-filed in TX. IAPD ↗

$119.8M RAUM · 6 reps · 734-272-4322

ADVANCED PORTFOLIO STRATEGIES — notice-filed in LA. IAPD ↗

$127.7M RAUM · 5 reps · (310) 776-5948

SMITH & WYATT — notice-filed in CA. IAPD ↗

$119.8M RAUM · 6 reps · 979-431-5440

APPLIED RESEARCH INVESTMENTS, LLC — notice-filed in DE. IAPD ↗

$102.1M RAUM · 5 reps · (212) 419-0400 · arinvgroup.com

SOUND FINANCIAL STRATEGIES GROUP, LLC — notice-filed in AZ. IAPD ↗

$184.5M RAUM · 5 reps · 601-856-3825 · soundfsg.com

ALPHA BETA GAMMA WEALTH MANAGEMENT — notice-filed in AR. IAPD ↗

$228.1M RAUM · 4 reps · (561) 207-6399

T.M. WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗

$127.0M RAUM · 1 reps · (703) 537-8351

KANANI ADVISORY GROUP INC. — notice-filed in CO. IAPD ↗

$160.2M RAUM · 3 reps · (949) 502-7001 · kananiadvisorygroup.com

CROSS BORDER WEALTH, LLC — notice-filed in VA. IAPD ↗

$100.0M RAUM · 6 reps · 646-688-5333 · crossborder-wealth.com

KNOX WEALTH PARTNERS ADVISORY — notice-filed in CA. IAPD ↗

$176.9M RAUM · 7 reps · (865) 291-2422

HERITAGE WEALTH PARTNERS, LLC — notice-filed in FL. IAPD ↗

$142.5M RAUM · 5 reps · 614-389-2488 · hwp-oh.com

FORTRESS PRIVATE LEDGER, LLC — notice-filed in FL. IAPD ↗

$200.7M RAUM · 15 reps · 919-322-2761

KINWELL LLC — notice-filed in FL. IAPD ↗

$148.7M RAUM · 2 reps · (843) 308-1639 · kinwell.financial

PANORAMIC INVESTMENT ADVISORS — notice-filed in WY. IAPD ↗

$242.0M RAUM · 8 reps · 303-691-1808 · panoramicia.com

BRUCKE FINANCIAL, INC. — notice-filed in NY. IAPD ↗

$157.6M RAUM · 3 reps · (317) 658-4548 · bruckefinancial.us

FBL WEALTH MANAGEMENT, LLC — notice-filed in MA. IAPD ↗

$8.6M RAUM · 129 reps · 515-225-5400

LUMINA WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗

$176.5M RAUM · 3 reps · 910-599-9409

SAPPHIRE BLUE INVESTMENT PARTNERS — notice-filed in WV. IAPD ↗

$200.7M RAUM · 3 reps · 810-714-9456

BROOKLYN FI, LLC — notice-filed in FL. IAPD ↗

$227.5M RAUM · 9 reps · 718-690-3600

FIDELIS WEALTH ADVISORS — notice-filed in NE. IAPD ↗

$192.9M RAUM · 4 reps · 303-800-4683

ROCK HOUSE FINANCIAL — notice-filed in AZ. IAPD ↗

$214.9M RAUM · 5 reps · (801) 447-4200

LONE PEAK ADVISERS — notice-filed in CO. IAPD ↗

$104.3M RAUM · 7 reps · 801-855-8886 · lonepeakadvisers.com

NORTHAVENUE LLC — notice-filed in VA. IAPD ↗

$140.6M RAUM · 3 reps · 614-210-3948

PGI WEALTH MANAGEMENT — notice-filed in NY. IAPD ↗

$211.1M RAUM · 7 reps · (888) 493-9022 · cyntax-hsv.com

CARTER FINANCIAL, LLC — notice-filed in CO. IAPD ↗

$223.2M RAUM · 3 reps · 858-678-0579 · carterfinancialllc.com

CLEAR SKY FINANCIAL, LP — notice-filed in LA. IAPD ↗

$106.9M RAUM · 3 reps · 214-440-3615 · csfplan.com

MODEL WEALTH — notice-filed in CO. IAPD ↗

$200.3M RAUM · 4 reps · (630) 381-1170 · modelwealth.com

OPPORTUNUS WEALTH MANAGEMENT, LLC — notice-filed in WY. IAPD ↗

$68.4M RAUM · 3 reps · 253-254-5078 · opportunuswealth.com

RIGHTWEALTH ADVISORS, LLC — notice-filed in NC. IAPD ↗

$166.4M RAUM · 3 reps · 937-859-9800

GREEN RIDGE WEALTH PLANNING LLC — notice-filed in NH. IAPD ↗

$240.9M RAUM · 4 reps · 973-554-1770

LION CAPITAL ADVISORS LLC — notice-filed in CA. IAPD ↗

$222.1M RAUM · 1 reps · 305-849-5222

KUHN & COMPANY INVESTMENT COUNSEL, LLC — notice-filed in FL. IAPD ↗

$131.2M RAUM · 3 reps · 630-416-7700

SECFI ADVISORY LIMITED — notice-filed in FL. IAPD ↗

$156.3M RAUM · 9 reps · (707) 652-9961

ONEGROUP WEALTH PARTNERS, INC. — notice-filed in NH. IAPD ↗

$92.9M RAUM · 4 reps · 561-472-2312 · onegroupwealthpartners.com

FBD ASSET MGMT — notice-filed in SD. IAPD ↗

$41.2M RAUM · 1 reps · 866-404-0089 · fbdasset.com

GREAT POINT ADVISORS, LLC — notice-filed in AZ. IAPD ↗

$14.6M RAUM · 20 reps · 312-356-4475

THREE CORD TRUE WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗

$191.2M RAUM · 7 reps · 724-683-3456

KEYSTONE FINANCIAL SERVICES, LLC — notice-filed in KS. IAPD ↗

$164.9M RAUM · 6 reps · (402) 392-1212 · keystonefinancialservice.com

EPIQWEST CULVER WEALTH ADVISORS LLC — notice-filed in WY. IAPD ↗

$217.0M RAUM · 8 reps · 303-442-3670 · epiqwest.com

VIAWEALTH, LLC — notice-filed in FL. IAPD ↗

$211.9M RAUM · 3 reps · 844-484-7849

HF ADVISORY GROUP, LLC — notice-filed in CO. IAPD ↗

$189.1M RAUM · 3 reps · (410)-571-1415

WINTER & ASSOCIATES, INC. — notice-filed in FL. IAPD ↗

$116.2M RAUM · 3 reps · (651) 414-5000

NORTHBRIDGE FINANCIAL GROUP, LLC — notice-filed in GA. IAPD ↗

$209.3M RAUM · 7 reps · (813) 877-8000

RWM CAPITAL, LLC — notice-filed in IN. IAPD ↗

$107.9M RAUM · 12 reps · 832-981-7000

REDMONT WEALTH — notice-filed in OH. IAPD ↗

$187.1M RAUM · 2 reps · 312-848-1136 · redmontwealth.com

TETON WEALTH GROUP LLC — notice-filed in LA. IAPD ↗

$128.4M RAUM · 8 reps · 844-838-6600 · retireteton.com

ELPHINSTONE — notice-filed in TX. IAPD ↗

$364,784 RAUM · 2 reps · +1 ?(415) 787-3525?? · smartrupee.pk

NEXWEALTH LLC — notice-filed in PA. IAPD ↗

$129.4M RAUM · 4 reps · 561-971-3939 · nexwealthllc.com

WHALEN FINANCIAL — notice-filed in WA. IAPD ↗

$157.9M RAUM · 1 reps · 702-878-3900

MARIPAU WEALTH MANAGEMENT LLC — notice-filed in AR. IAPD ↗

$235.0M RAUM · 17 reps · 260-493-3930

EKO — notice-filed in MI. IAPD ↗

$1.3M RAUM · 1 reps · (917)7449432

BLACK DIAMOND FINANCIAL, LLC — notice-filed in NV. IAPD ↗

$199.6M RAUM · 2 reps · 201-214-2104 · bdfria.com

BLUEPRINT FINANCIAL ADVISORS — notice-filed in CT. IAPD ↗

$132.5M RAUM · 12 reps · 336-609-7522 · buildyourblueprint.com

PINNACLE WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗

$159.1M RAUM · 2 reps · 916-772-0807 · pinnacle-mgmt.com

ENZA FINANCIAL, LLC — notice-filed in NE. IAPD ↗

$130.0M RAUM · 5 reps · 216-236-0700

OPTIMIZE FINANCIAL INC. — notice-filed in CO. IAPD ↗

$152.5M RAUM · 5 reps · 949-471-0000 · optimizefinancial.com

WPM WEALTH ADVISORS LLC — notice-filed in TX. IAPD ↗

$54.3M RAUM · 3 reps · 518-369-5232 · wpmwealthadvisors.com

SCHERER FINANCIAL ADVISORY SERVICES, LLC — notice-filed in OK. IAPD ↗

$127.3M RAUM · 2 reps · 972-267-9655 · schererfinancial.net

SAYBROOK WEALTH GROUP, INC. — notice-filed in AL. IAPD ↗

$196.7M RAUM · 1 reps · (860) 388-2200 · saybrookwealth.com

FILIGREE WEALTH ADVISORS, LLC — notice-filed in AZ. IAPD ↗

$178.6M RAUM · 3 reps · 949-989-2527 · filigreeadvisors.com

SELECT INVESTMENT SOLUTIONS, LLC — notice-filed in TX. IAPD ↗

$25.0M RAUM · 3 reps · 202-833-3700

ALPHA ZERO LLC — notice-filed in LA. IAPD ↗

$172.0M RAUM · 6 reps · (561) 576-2599 · alphazerowealth.com

IA NETWORK, LLC — notice-filed in NY. IAPD ↗

$161.3M RAUM · 4 reps · 704-272-1211

DABA ADVISORS LLC — notice-filed in VA. IAPD ↗

$0 RAUM · 1 reps · (855) 400-3222 · dabafinance.com

CAPITAL AND PLANNING, LLC — notice-filed in LA. IAPD ↗

$135.2M RAUM · 2 reps · 678-519-5733 · capitalandplanning.com

STEWARD ADVISORS GROUP, LLC — notice-filed in NH. IAPD ↗

$35.5M RAUM · 6 reps · (888) 225-3350 · stewardadvisorsgroup.com

RM INVESTMENT STRATEGIES, LLC — notice-filed in TX. IAPD ↗

$22.9M RAUM · 2 reps · (877) 803-6087 · riskmis.com

AURORA WEALTH ADVISORS — notice-filed in NC. IAPD ↗

$184.4M RAUM · 4 reps · 858-326-0046 · aurorawealth.com

TRADEWINDS WEALTH MANAGEMENT — notice-filed in MA. IAPD ↗

$131.6M RAUM · 4 reps · 503-673-2828 · tradewindswm.com

PETROS FAMILY WEALTH, LLC — notice-filed in NM. IAPD ↗

$231.4M RAUM · 6 reps · (612) 643-9995 · petrosfw.com

LIGHTSQUARE WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗

$112.7M RAUM · 1 reps · 248-641-3540 · lightsquarewealth.com

THREE SEASONS WEALTH — notice-filed in CO. IAPD ↗

$250.0M RAUM · 4 reps · 801-662-0585 · threeseasonswealth.com

COVINGTONALSINA — notice-filed in PA. IAPD ↗

$148.9M RAUM · 4 reps · 410-457-7165

OXENFREE FINANCIAL — notice-filed in PA. IAPD ↗

$120.7M RAUM · 5 reps · 321-722-7882 · oxenfreefinancial.com

FOGUTH WEALTH MANAGEMENT, LLC. — notice-filed in FL. IAPD ↗

$237.0M RAUM · 10 reps · (810) 522-5650

STIRLINGSHIRE INVESTMENTS — notice-filed in PA. IAPD ↗

$37.0M RAUM · 11 reps · 877-600-7026

LAKE WATER ADVISORY, LLC — notice-filed in FL. IAPD ↗

$40.0M RAUM · 1 reps · 315-730-7432 · lakewatercap.com

KELLER FINANCIAL GROUP — notice-filed in AZ. IAPD ↗

$106.8M RAUM · 2 reps · 717-516-0700

KELLY WEALTH MANAGEMENT, INC. — notice-filed in FL. IAPD ↗

$112.7M RAUM · 2 reps · 248-262-7217 · kellycapitalpartners.com

LORD AND RICHARDS — notice-filed in TX. IAPD ↗

$75.4M RAUM · 5 reps · 720-214-6801

GFG SOLUTIONS — notice-filed in PA. IAPD ↗

$151.1M RAUM · 6 reps · (407) 627-0091 · gfgsolutions.com

TWEEDY, BROWNE COMPANY LLC — changed its website from tweedybrown.com to tweedy.com. IAPD ↗

$8.87B RAUM · 11 reps · (203)703-0600 · tweedy.com

HUDSON EDGE INVESTMENT PARTNERS, INC. — changed its website from hgk.com to hudsonedgeip.com. IAPD ↗

$2.48B RAUM · 8 reps · 201-659-3700 · hudsonedgeip.com

DONALDSON CAPITAL MANAGEMENT LLC — changed its website from dcmol.com to risingdividendinvesting.blogspot.com. IAPD ↗

$2.68B RAUM · 36 reps · 812-421-3211 · risingdividendinvesting.blogspot.com

SEGALL BRYANT & HAMILL — changed its website from sbhic.com to sbhfunds.com. IAPD ↗

$17.21B RAUM · 46 reps · 1-800-836-4265 · sbhfunds.com

PROVIDENT INVESTMENT MANAGEMENT, INC. — changed its website from petoskeyfund.com to investprovident.com. IAPD ↗

$1.09B RAUM · 6 reps · 248-380-1700 · investprovident.com

CUMBERLAND ADVISORS — changed its website from cumber.com to google.com. IAPD ↗

$3.42B RAUM · 16 reps · 800-257-7013 · google.com

FAIRHOLME CAPITAL MANAGEMENT, L.L.C. — changed its website from fairholmefunds.com to clients.fairholme.net. IAPD ↗

$1.83B RAUM · 3 reps · 3053583000 · clients.fairholme.net

NORTHWEST CAPITAL MANAGEMENT INC. — changed its website from nwcm.com to bcorporation.net. IAPD ↗

$6.86B RAUM · 8 reps · 503-597-1616 · bcorporation.net

CRESTONE ASSET MANAGEMENT LLC — changed its website from crestonewealthplanning.com to clients.crestonecapital.com. IAPD ↗

$3.62B RAUM · 28 reps · 303-442-4447 · clients.crestonecapital.com

DIVERSIFIED PORTFOLIOS, INC. — changed its website from diversifiedportfolios.net to divport.com. IAPD ↗

$1.55B RAUM · 9 reps · 248-644-3030 · divport.com

NEW YORK LIFE INVESTMENT MANAGEMENT LLC — changed its website from newyorklifeinvestments.com to reddit.com. IAPD ↗

$99.29B RAUM · 14 reps · 888-474-7725 · reddit.com

CRAWFORD INVESTMENT COUNSEL INC — changed its website from dividendinvestments.com to crawfordinvestmentfunds.com. IAPD ↗

$7.73B RAUM · 27 reps · 770-859-0045 · crawfordinvestmentfunds.com

MATSON MONEY, INC. — changed its website from millennialinitiative.com to lifeonpurpose.com. IAPD ↗

$19.65B RAUM · 10 reps · 513-204-8000 · lifeonpurpose.com

ACR ALPINE CAPITAL RESEARCH, LLC — changed its website from mqr.acr-investfunds.com to international.acr-investfunds.com. IAPD ↗

$5.62B RAUM · 10 reps · 314-932-7600 · international.acr-investfunds.com

COOPER MCMANUS — changed its website from morgansterlingpwm.com to newportinvestors.com. IAPD ↗

$1.58B RAUM · 38 reps · 800-516-5333 · newportinvestors.com

SHEAFF BROCK INVESTMENT ADVISORS, LLC — changed its website from sheaffbrock.com to linkedin.com sheaff brock investment advisors. IAPD ↗

$1.35B RAUM · 14 reps · 317-705-5700 · linkedin.com sheaff brock investment advisors

SPRING MOUNTAIN CAPITAL, LP — changed its website from smcfixedincome.com to springmountaincapital.com. IAPD ↗

$1.65B RAUM · 23 reps · 212-292-8300 · springmountaincapital.com

NXG INVESTMENT MANAGEMENT — changed its website from cushingfunds.com to nxgim.com. IAPD ↗

$1.11B RAUM · 5 reps · 214-692-6334 · nxgim.com

ENERGY INCOME PARTNERS — changed its website from eipfunds.com to eipinvestments.com. IAPD ↗

$4.80B RAUM · 6 reps · 203-349-8232 · eipinvestments.com

HS MANAGEMENT PARTNERS, LLC — changed its website from google.com to hsmanage.com. IAPD ↗

$2.37B RAUM · 8 reps · 212-888-0060 · hsmanage.com

ARROWMARK COLORADO HOLDINGS, LLC — changed its website from arrowmarkpartners.com to meridianfund.com. IAPD ↗

$21.57B RAUM · 47 reps · 303-398-2929 · meridianfund.com

FFT WEALTH MANAGEMENT — changed its website from forbesfamilytrust.com to fftwealth.com. IAPD ↗

$3.13B RAUM · 22 reps · 610-545-6100 · fftwealth.com

NAPLES GLOBAL ADVISORS — changed its website from naplesglobaladvisors.com to verobeachglobaladvisors.com. IAPD ↗

$1.47B RAUM · 10 reps · 239-776-7900 · verobeachglobaladvisors.com

AXXCESS WEALTH MANAGEMENT, LLC — changed its website from zandbergengroup.com to axxcesswealth.com. IAPD ↗

$6.47B RAUM · 44 reps · (858) 217-5347 · axxcesswealth.com

MJ RETIREMENT — changed its website from procourseadv.com to mjretirement.com, https. IAPD ↗

$4.41B RAUM · 7 reps · 317-805-7500 · mjretirement.com, https

STEELPEAK WEALTH, LLC — changed its website from spdynamicadvisor.com to steelpeak.com. IAPD ↗

$2.54B RAUM · 28 reps · (818) 835-8720 · steelpeak.com

APTUS CAPITAL ADVISORS, LLC — changed its website from aptuscapitaladvisors.com to aptusetfs.com. IAPD ↗

$5.29B RAUM · 16 reps · 251-517-7198 · aptusetfs.com

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS — changed its website from householdergroupofdenver.com to billsydor.com. IAPD ↗

$1.31B RAUM · 50 reps · 602-604-0600 · billsydor.com

FOURSTAR WEALTH ADVISORS, LLC — changed its website from optfinancialstrategies.com to main.advisoryoptionsforcpas.com. IAPD ↗

$1.02B RAUM · 39 reps · (312) 667-1750 · main.advisoryoptionsforcpas.com

COMPOUND PLANNING — changed its website from whitwelladvisors.com to thomasadvisoryservices.com. IAPD ↗

$1.40B RAUM · 13 reps · 888-533-9364 · thomasadvisoryservices.com

TRUE LINK FINANCIAL ADVISORS — changed its website from truelinkfinancialadvisors.com to truelinkfinancial.com. IAPD ↗

$1.14B RAUM · 5 reps · 866-984-8576 · truelinkfinancial.com

CONTINUUM ADVISORY, LLC — changed its website from thomannfinancial.com to lentinifinancialadvisory.com. IAPD ↗

$1.29B RAUM · 31 reps · 2084171933 · lentinifinancialadvisory.com

CEDAR BROOK GROUP — changed its website from micedarbrook.com to msfaonline.com. IAPD ↗

$1.72B RAUM · 18 reps · 440-683-9200 · msfaonline.com

BISON ADVISORS — changed its website from uturnequity.com to thehollowaypartnership.com. IAPD ↗

$1.16B RAUM · 33 reps · (706) 376 - 4882 · thehollowaypartnership.com

F/M INVESTMENTS LLC — changed its website from fm-invest.com to genoaam.com. IAPD ↗

$5.88B RAUM · 8 reps · 202-839-4910 · genoaam.com

TRB WEALTH MANAGEMENT, LLC — changed its website from texasregionalbank.com to trb.bank. IAPD ↗

$1.19B RAUM · 8 reps · 956-217-6029 · trb.bank

ICA GROUP WEALTH MANAGEMENT, LLC — changed its website from ridgetowninvestments.com to dunniganfinancial.com. IAPD ↗

$1.16B RAUM · 45 reps · 720-758-8000 · dunniganfinancial.com

ATOMIC INVEST LLC — changed its website from atomicinvest.com to atomicvest.com. IAPD ↗

$1.53B RAUM · 19 reps · 212-419-5036 · atomicvest.com

GODWIN CAPITAL GROUP, LLC — changed its website from godwincapitalgroup.com to godwincap.com. IAPD ↗

$1.07B RAUM · 4 reps · 678-705-5347 · godwincap.com

TRUBEE WEALTH ADVISORS, INC. — changed its website from trubeecollins.com to trubeewealth.com. IAPD ↗

$617.0M RAUM · 15 reps · 716-849-1401 · trubeewealth.com

SIGNAL SECURITIES, INC. — changed its website from butlerinvestmentgroup.com to mikemoynihanadvisor.com. IAPD ↗

$546.9M RAUM · 24 reps · 817-877-4256 · mikemoynihanadvisor.com

AVISO WEALTH MANAGEMENT — changed its website from avisofinancial.com to avisowealthmanagement.com. IAPD ↗

$401.7M RAUM · 9 reps · 877-633-1210 · avisowealthmanagement.com

ICON ADVISERS, INC. — changed its website from iconadvisers.com to investwithicon.com. IAPD ↗

$719.4M RAUM · 5 reps · 303-790-1600 · investwithicon.com

ENDOWMENT WEALTH MANAGEMENT, INC. — changed its website from wealthminder.com to thervo.com. IAPD ↗

$354.5M RAUM · 8 reps · 920-785-6010 · thervo.com

ASSEMBLY WEALTH — changed its website from wrapmanager.com to letsassemble.com. IAPD ↗

$369.0M RAUM · 3 reps · 415-541-7774 · letsassemble.com

ALPHAMARK ADVISORS, LLC — changed its website from alphamarkfunds.com to alphamarkadvisors.com. IAPD ↗

$399.4M RAUM · 4 reps · 859-957-1803 · alphamarkadvisors.com

MERIDIAN INVESTMENT ADVISORS — changed its website from linkedin.com - meridian investment advisors to facebook.com - meridian investment advisors. IAPD ↗

$772.1M RAUM · 3 reps · 501-663-7055 · facebook.com - meridian investment advisors

TOWLE & CO — changed its website from towledeepvaluefund.com to towlefunds.com. IAPD ↗

$879.3M RAUM · 5 reps · 303-731-2494 · towlefunds.com

FINANCIAL SENSE ADVISORS, INC. — changed its website from financialsense.com to financialsensewealth.com. IAPD ↗

$568.4M RAUM · 8 reps · 858-487-3939 · financialsensewealth.com

DIASTOLE WEALTH MANAGEMENT — changed its website from dwinvest.com to diastole.biz. IAPD ↗

$386.2M RAUM · 6 reps · 203-458-5220 · diastole.biz

KELLER WEALTH ADVISORS — changed its website from kmhwealth.com to kellerwealthadvisors.com. IAPD ↗

$703.9M RAUM · 9 reps · 361-573-4383 · kellerwealthadvisors.com

CROWLEY WEALTH MANAGEMENT, INC. — changed its website from delawarewealthadvisors.com to crowleywealthmanagement.com. IAPD ↗

$350.4M RAUM · 4 reps · 302-994-4700 · crowleywealthmanagement.com

MAROTTA WEALTH MANAGEMENT, INC. — changed its website from marottaonmoney.com to emarotta.com. IAPD ↗

$591.2M RAUM · 14 reps · 434-244-0000 · emarotta.com

BOGDANOVICH WEALTH MANAGEMENT PLLC — changed its website from jbogdanovich.com to bogdanovichwm.com. IAPD ↗

$270.9M RAUM · 1 reps · 206-522-4478 · bogdanovichwm.com

BAC CAPITAL ADVISORS LLC — changed its website from baclink.com to firsthilltrust.com. IAPD ↗

$287.9M RAUM · 3 reps · 206-625-1800 · firsthilltrust.com

SYNERGY ASSET MANAGEMENT, LLC — changed its website from synergy-am.com to advisorempowerment.com. IAPD ↗

$810.2M RAUM · 6 reps · 206-386-5455 · advisorempowerment.com

CONCORD WEALTH PARTNERS — changed its website from lopezwealth.com to custom.concordwealthpartners.com. IAPD ↗

$806.6M RAUM · 12 reps · 276-628-5910 · custom.concordwealthpartners.com

COMPASS ADVISORY PARTNERS LLC — changed its website from compassadvisorypartnersllc.com to fidelisfinancialstrategies.com. IAPD ↗

$262.5M RAUM · 10 reps · 931-400-0012 · fidelisfinancialstrategies.com

FAI ADVISORS, INC. — changed its website from faiadvisors.com to financialarch.com. IAPD ↗

$250.0M RAUM · 8 reps · 248-482-3600 · financialarch.com

BCM WEALTH MANAGEMENT — changed its website from biddlecapitalmanagement.com to youtube.. IAPD ↗

$294.5M RAUM · 4 reps · 888-369-2261 · youtube.

CARMEL CAPITAL PARTNERS, LLC — changed its website from carmelcapitalpartners.com to carmelcap.com. IAPD ↗

$333.3M RAUM · 6 reps · 858-457-7544 · carmelcap.com

TRINITY FINANCIAL PARTNERS II, LLC — changed its website from trinityfp.com to trinityfinancialpartners.com. IAPD ↗

$441.9M RAUM · 3 reps · 610-687-8040 · trinityfinancialpartners.com

KELLEHER FINANCIAL ADVISORS, LLC — changed its website from starboardadvisorsllc.com to kf-advisors.com. IAPD ↗

$573.6M RAUM · 8 reps · 212-709-9400 · kf-advisors.com

GOEPPER BURKHARDT LLC — changed its website from retireto.com to goepperburkhardt.com. IAPD ↗

$284.2M RAUM · 2 reps · 864-370-3244 · goepperburkhardt.com

PUBLIC SAFETY FINANCIAL/GALLOWAY — changed its website from linqapp.com to gallowayllc.com. IAPD ↗

$792.7M RAUM · 27 reps · 480-325-8668 · gallowayllc.com

MARKOWSKI INVESTMENTS — changed its website from annuitywatchdog.com to truthofinvesting.com. IAPD ↗

$325.0M RAUM · 9 reps · 813 831 5168 · truthofinvesting.com

THE RETIREMENT SOLUTION LLC — changed its website from yourretirementsolution.podbean.com to bbb.org. IAPD ↗

$475.3M RAUM · 14 reps · 425-558-3700 · bbb.org

KINGFISHER CAPITAL, LLC — changed its website from kingfishercapllc.com to kingfishercapital.com. IAPD ↗

$606.8M RAUM · 6 reps · 704-333-1710 · kingfishercapital.com

RIA ADVISORY GROUP, LLC — changed its website from riaadvisorygroup.com to dakotaadvisoryteam.com. IAPD ↗

$398.9M RAUM · 21 reps · 515 965-8588 · dakotaadvisoryteam.com

JENKINS WEALTH — changed its website from jenkinswealth.com to bradjenkinsshow.com. IAPD ↗

$313.3M RAUM · 5 reps · 720-457-6844 · bradjenkinsshow.com

WAYCROSS PARTNERS, LLC — changed its website from waycrossfunds.com to waycrosspartners.com. IAPD ↗

$566.1M RAUM · 7 reps · 502-410-1900 · waycrosspartners.com

AVALAN, LLC — changed its website from fasttrackbyavalan.com to avalanwealth.com. IAPD ↗

$405.4M RAUM · 10 reps · 805-962-7725 · avalanwealth.com

USADVISORS WEALTH MANAGEMENT, LLC — changed its website from usadvisorsnetwork.com to usadvisorswealth.com. IAPD ↗

$424.9M RAUM · 16 reps · 952-829-0000 · usadvisorswealth.com

FI3 FINANCIAL ADVISORS, LLC — changed its website from fi3advisors.com to twitter@fi3advisors.com. IAPD ↗

$791.7M RAUM · 18 reps · 317-426-8800 · twitter@fi3advisors.com

FINANCIAL PLANNING SOLUTIONS, LLC — changed its website from newtoncollegeplanners.com to elderplan.com. IAPD ↗

$283.6M RAUM · 5 reps · 617-630-4978 · elderplan.com

DENVER PWM, LLC — changed its website from denverpwm.com to harmonypca.com. IAPD ↗

$585.8M RAUM · 13 reps · 720-354-3850 · harmonypca.com

INTEGRITY WEALTH ADVISORS, LLC — changed its website from wagnerfinancial.com to iwaplan.com. IAPD ↗

$311.6M RAUM · 8 reps · 805-339-0760 · iwaplan.com

ADDICUS ADVISORY, LLC — changed its website from weareaddicus.com to addicusadvisors.com. IAPD ↗

$270.6M RAUM · 5 reps · 877-294-8658 · addicusadvisors.com

WOODSTOCK WEALTH MANAGEMENT, INC. — changed its website from fitzsimmonsfs.com to veritas-financial.com. IAPD ↗

$511.2M RAUM · 26 reps · 800-279-4468 · veritas-financial.com

MG&A WEALTH — changed its website from meggreen.com to mgawealth.com. IAPD ↗

$718.5M RAUM · 5 reps · 954-289-9000 · mgawealth.com

DONOGHUE FORLINES LLC — changed its website from donoghueforlinesetfs.com to donoghueforlines.com. IAPD ↗

$376.1M RAUM · 4 reps · 800.642.4276 · donoghueforlines.com

KAILASA CAPITAL MANAGEMENT LLC — changed its website from kailasacapital.com to kailasacm.com. IAPD ↗

$262.1M RAUM · 1 reps · (571) 313-0873 · kailasacm.com

ACCEL WEALTH MANAGEMENT — changed its website from acceladvantage.com to accelwealthmanagement.com. IAPD ↗

$947.3M RAUM · 10 reps · 319-596-1101 · accelwealthmanagement.com

BEACON GLOBAL ADVISOR NETWORK, LLC — changed its website from beaconfinancialeducation.org to beaconglobaladvisors.com. IAPD ↗

$291.6M RAUM · 45 reps · 888-679-6474 · beaconglobaladvisors.com

LONGVIEW FINANCIAL ADVISORS, LLC — changed its website from longviewfinancialadvisors.com to longviewfin.com. IAPD ↗

$318.9M RAUM · 2 reps · 415-256-7700 · longviewfin.com

ELLSWORTH ADVISORS, LLC — changed its website from advisorclient.com to login.orionadvisor.com. IAPD ↗

$913.6M RAUM · 10 reps · (234) 200-0703 · login.orionadvisor.com

OPTIMUM QUANTVEST CORPORATION — changed its website from optimumquantvest.com to optimumgam.com. IAPD ↗

$575.3M RAUM · 3 reps · 469-807-3228 · optimumgam.com

TACTIVE ADVISORS, LLC — changed its website from strategymarketplace.com to pcliftonfinancial.com. IAPD ↗

$405.8M RAUM · 1 reps · 855-282-2848 · pcliftonfinancial.com

HILL INVESTMENT GROUP — changed its website from stay-wealthyportfolio.com to ignorewallst.com. IAPD ↗

$971.1M RAUM · 12 reps · 314-448-4023 · ignorewallst.com

ENZI WEALTH — changed its website from enziwealth.com to fb.com. IAPD ↗

$337.0M RAUM · 4 reps · 512-795-0030 · fb.com

THE SALVETTI GROUP — changed its website from obrien-wealth.com to thesalvettigroup.com. IAPD ↗

$487.2M RAUM · 6 reps · 916-414-8282 · thesalvettigroup.com

AMERICAN WEALTH MANAGEMENT, INC. — changed its website from wwwawminc.biz to awminc.biz. IAPD ↗

$217.5M RAUM · 10 reps · 770-392-8740 · awminc.biz

MCGINN PENNINGER INVESTMENT MANAGMENT, INC. — changed its website from mcginninvests.com to mcginninpenninger.com. IAPD ↗

$162.6M RAUM · 2 reps · 703-548-2555 · mcginninpenninger.com

KEENE & DORCHAK — changed its website from keeneassociates.com to keenedorchak.com. IAPD ↗

$173.4M RAUM · 4 reps · 817-336-4500 · keenedorchak.com

CMG CAPITAL MANAGEMENT GROUP, INC. — changed its website from cmgwealth.com to cmgprivatewealth.com. IAPD ↗

$205.3M RAUM · 5 reps · 610-989-9090 · cmgprivatewealth.com

NEW PERSPECTIVES, INC. — changed its website from newper.blogspot.com to newper.com. IAPD ↗

$239.8M RAUM · 3 reps · 601-991-3158 · newper.com

COVE WEALTH MANAGEMENT — changed its website from valuedretirements.com to covewm.com. IAPD ↗

$150.9M RAUM · 3 reps · 713-821-3242 · covewm.com

ARLINGTON WEALTH MANAGEMENT — changed its website from chicago1031.org to arlington-capital.com. IAPD ↗

$154.7M RAUM · 4 reps · 847-670-4030 · arlington-capital.com

JMA FINANCIAL ADVISORS, INC. — changed its website from jmafinancialadvisors.com to jmadvise.com. IAPD ↗

$105.7M RAUM · 2 reps · 972-541-1121 · jmadvise.com

DRAWBRIDGE CAPITAL — changed its website from drawbridgeam.com to drawbridge.capital. IAPD ↗

$162.3M RAUM · 9 reps · 918-493-4190 · drawbridge.capital

MEZZASALMA ADVISORS — changed its website from mezzcpa.com to mezzadvisors.com. IAPD ↗

$231.0M RAUM · 1 reps · 732-842-1120 · mezzadvisors.com

SIMS CAPITAL MANAGEMENT LLC — changed its website from simscapital.net to simstotalreturn.com. IAPD ↗

$49.9M RAUM · 2 reps · (414) 765-1107 · simstotalreturn.com

TABR CAPITAL MANAGEMENT, LLC — changed its website from tabr.net to facebook.comtabr-capital-management-2319971614730490. IAPD ↗

$203.4M RAUM · 2 reps · 714-704-9180 · facebook.comtabr-capital-management-2319971614730490

FINER WEALTH MANAGEMENT, INC. — changed its website from finerwealth.com to finer.com. IAPD ↗

$210.1M RAUM · 2 reps · 978-740-1011 · finer.com

ARROYO INVESTMENT GROUP, LLC — changed its website from yelp.com to arroyoinvestmentgroup.com. IAPD ↗

$243.0M RAUM · 3 reps · 626-844-1441 · arroyoinvestmentgroup.com

SNOW FINANCIAL MANAGEMENT, LLC — changed its website from snowassetmanagement.com to snowfinancialmanagement.com. IAPD ↗

$89.1M RAUM · 3 reps · 631-537-5033 · snowfinancialmanagement.com

SENESCHAL FAMILY OFFICE — changed its website from seneschaladvisors.com to seneschalfamilyoffice.com. IAPD ↗

$244.6M RAUM · 4 reps · (253) 460-3430 · seneschalfamilyoffice.com

WISDOM INDEX ADVISORS — changed its website from financialinnov.com to wisdomindex.com. IAPD ↗

$180.3M RAUM · 1 reps · 972-931-0063 · wisdomindex.com

GLENWOOD INVESTMENT GROUP, LLC — changed its website from glenwoodinvestment.com to glenwoodinvestmentgroupfacebook.com. IAPD ↗

$141.5M RAUM · 1 reps · 603-606-3391 · glenwoodinvestmentgroupfacebook.com

MERION CAPITAL LLC — changed its website from merioncapital.com to zhangfinancial.com. IAPD ↗

$0 RAUM · 0 reps · 269-385-5888 · zhangfinancial.com

MERIDIAN WEALTH ADVISORS, LLC — changed its website from meridianwealthadvisors.com to napfa.org. IAPD ↗

$108.8M RAUM · 1 reps · (505) 828-2220 · napfa.org

TWEDDELL GOLDBERG INVESTMENT MANAGEMENT — changed its website from tweddellgoldberg.com to tginvesting.com. IAPD ↗

$121.3M RAUM · 4 reps · 209-536-9734 · tginvesting.com

FAMILYWEALTH ASSET MANAGEMENT — changed its website from turnkeyassetmanagement.com to familywealth.us. IAPD ↗

$175.1M RAUM · 4 reps · 214-624-1185 · familywealth.us

BAUER WEALTH MANAGEMENT INC. — changed its website from bauerwealthmanagement.com to bauerheitzmann.com. IAPD ↗

$133.3M RAUM · 3 reps · 719 575-9000 · bauerheitzmann.com

TRIUMPH WEALTH ADVISORS, INC. — changed its website from biltmore-financial.com to triumphwealthadvisors.com. IAPD ↗

$41.7M RAUM · 15 reps · 770-924-9322 · triumphwealthadvisors.com

KESSLER INVESTMENT GROUP, LLC — changed its website from kesslerinvestmentgroup.com to kesslerig.com. IAPD ↗

$234.8M RAUM · 4 reps · 812-314-0083 · kesslerig.com

INTEGRATED WEALTH STRATEGIES, LLC — changed its website from wealthadvise.com to yelp.com. IAPD ↗

$103.8M RAUM · 3 reps · 512-291-6391 · yelp.com

TRICORD ADVISORS, INC. — changed its website from tricordadv.com to tricordadvisors.com. IAPD ↗

$201.4M RAUM · 5 reps · 951-684-7011 · tricordadvisors.com

BALANCED ROCK INVESTMENT ADVISORS — changed its website from balancedrockia.com to balancedrockinvestmentadvisors.com. IAPD ↗

$137.6M RAUM · 4 reps · 617-971-8323 · balancedrockinvestmentadvisors.com

FORTRESS PLANNING GROUP — changed its website from fortressplanninggroup.com to bestinwealth.com. IAPD ↗

$226.3M RAUM · 3 reps · 262-264-5838 · bestinwealth.com

ITRUST ASSET MANAGEMENT, LLC — changed its website from itrustonline.com to lpl.com. IAPD ↗

$176.0M RAUM · 3 reps · 859-425-1222 · lpl.com

STRATEGY FINANCIAL GROUP — changed its website from retirementsolutionsmadeeasy.com to calvingoetz.com. IAPD ↗

$181.5M RAUM · 6 reps · 602-343-9301 · calvingoetz.com

LAKE TAHOE WEALTH MANAGEMENT, INC. — changed its website from laketahoewealthmanagement.com to laketahoewealthmanagement.org. IAPD ↗

$191.6M RAUM · 3 reps · 855-515-5896 · laketahoewealthmanagement.org

SVRN ASSET MANAGEMENT, LLC — changed its website from svrn.co to severianasset.com. IAPD ↗

$137.9M RAUM · 1 reps · 773-442-2294 · severianasset.com

QSV EQUITY INVESTORS LLC — changed its website from ballastequity.com to qsvequity.com. IAPD ↗

$111.1M RAUM · 3 reps · 844-322-5527 · qsvequity.com

SMITH BRUER ADVISORS — changed its website from smithbrueradvisors.com to smithbruer.com. IAPD ↗

$159.6M RAUM · 5 reps · 850-877-0803 · smithbruer.com

MOTIV8 INVESTMENTS LLC — changed its website from villatax.com to wellpreserved.info. IAPD ↗

$161.4M RAUM · 14 reps · 772-247-4488 · wellpreserved.info

RPATA, LLC — changed its website from pinterest.com to revolutionpartners.com. IAPD ↗

$58.0M RAUM · 4 reps · 901-421-6300 · revolutionpartners.com

BEYOND FINANCIAL SERVICES — changed its website from millarfinancial.com to beyondfinancialservices.com. IAPD ↗

$151.6M RAUM · 1 reps · 5107929395 · beyondfinancialservices.com

DIAMOND WEALTH MANAGEMENT, LLC — changed its website from ensignwealthadvisors.com to diamondwealthmgt.com. IAPD ↗

$153.7M RAUM · 6 reps · 801-216-4811 · diamondwealthmgt.com

CENTENNIAL ADVISORS, LLC — changed its website from cenadvisors.com to iwanttoretirewell.com. IAPD ↗

$118.9M RAUM · 6 reps · (512) 265-5000 · iwanttoretirewell.com

CAPITAL WEALTH ALLIANCE, LLC — changed its website from nextchapteradvisorygroup.com to capitalwealthalliance.com. IAPD ↗

$235.5M RAUM · 4 reps · 480-948-7590 · capitalwealthalliance.com

PAN GLOBAL ADVISERS, LLC — changed its website from panglobaladvisers.com to familyofficeria.com. IAPD ↗

$200.2M RAUM · 1 reps · 949-878-9410 · familyofficeria.com

AEGIS WEALTH MANAGEMENT, INC. — changed its website from investpistole.com to mindiemolina.com. IAPD ↗

$143.1M RAUM · 30 reps · (833) 483-8383 · mindiemolina.com

CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC — changed its website from unfetteredwealthpodcast.blubrry.net to connecticutcapital.com. IAPD ↗

$203.7M RAUM · 3 reps · 203-877-1520 · connecticutcapital.com

EMPOWER WEALTH MANAGEMENT — changed its website from donatowealth.com to empoweringretirement.com. IAPD ↗

$146.3M RAUM · 2 reps · 512-833-6557 · empoweringretirement.com

BOSUN ASSET MANAGEMENT, LLC — changed its website from optionssolutions.com to bosunam.com. IAPD ↗

$163.9M RAUM · 5 reps · 301-968-2450 · bosunam.com

PARKVIEW ASSET MANAGEMENT, INC. — changed its website from pvam360.com to wpn360.com. IAPD ↗

$126.8M RAUM · 3 reps · (708) 481-4000 · wpn360.com

TREASURE INVESTMENT MANAGEMENT, LLC — changed its website from treasurefi.com to treasure.tech. IAPD ↗

$222.1M RAUM · 1 reps · 224-309-9330 · treasure.tech

TAYLOR HOFFMAN CAPITAL MANAGEMENT — changed its website from avidus.com to taylorhoffman.com. IAPD ↗

$18.8M RAUM · 4 reps · 804-964-2500 · taylorhoffman.com

SCG ASSET MANAGEMENT LLC — changed its website from sachscapitalgroup.com to scgamllc.com. IAPD ↗

$140.7M RAUM · 7 reps · 312-784-3952 · scgamllc.com

ROOTED WEALTH ADVISORS — changed its website from retirementroadmaptoolkit.com to playbook4retirement.com. IAPD ↗

$223.0M RAUM · 6 reps · 815-918-4727 · playbook4retirement.com

LIBERTY WEALTH MANAGERS — changed its website from atlanticawealth.com to libertywealthmanagers.com. IAPD ↗

$58.3M RAUM · 1 reps · 267-864-8259 · libertywealthmanagers.com

TAYLOR FRIGON FAMILY OFFICE, LLC — changed its website from taylorfrigon.blogspot.com to tffamilyoffice.com. IAPD ↗

$1.3M RAUM · 5 reps · 805-226-0280 · tffamilyoffice.com

LIGHT CAPITAL LLC — changed its website from lightcap.llc to lightcap.co. IAPD ↗

$120.2M RAUM · 1 reps · 424-625-2065 · lightcap.co

OCHO INVESTMENT ADVISORS, LLC — changed its website from ocho.com to carrymoney.com. IAPD ↗

$16.5M RAUM · 3 reps · 2014720612 · carrymoney.com

MASTERWORKS ADVISERS, LLC — changed its website from website.and socials operated by masterworks.io, but advisers can create certain advertisements for advisory services to masterworks.com. IAPD ↗

$37.2M RAUM · 20 reps · 203-518-5172 · masterworks.com

MEASURED — changed its website from measured.fi to measuredhq.com. IAPD ↗

$0 RAUM · 2 reps · (323) 788-8474 · measuredhq.com

EVERGREEN MONEY ADVISORS — changed its website from evergreenmoneyadvisors.com to evergreenmoney.com. IAPD ↗

$102.8M RAUM · 12 reps · 844-383-3874 · evergreenmoney.com

WISER ADVISOR GROUP — changed its website from wiser-adviser.com to wiser-advisor.com. IAPD ↗

$117.7M RAUM · 2 reps · 480-500-9055 · wiser-advisor.com

CROSSOVER CAPITAL — changed its website from crosscapadvisers.com to crosscapadvisors.com. IAPD ↗

$122.3M RAUM · 2 reps · 215-396-5580 · crosscapadvisors.com

BOON INVESTMENT GROUP, INC. — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 512-339-4441 · boongroup.com

SHASTA VENTURES — (location n/a) is newly SEC-registered with $2.02B RAUM and 4 advisory reps. IAPD ↗fund

$2.02B RAUM · 4 reps · 650-543-1700 · shasta.vc

MACQUARIE CAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional

$0 RAUM · 15 reps · (212) 231-1000

STOCK SNIPS, INC. — (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 412-841-8467

QUANTITATIVE FINANCE LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 4437529529 · quantitativefinance.io

TRINITY CAPITAL ADVISER, LLC — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗institutional

$0 RAUM · 29 reps · 480-374-5350

AIP CAPITAL ADVISORS LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional

$0 RAUM · 7 reps · 203-487-8200 · aipcapital.com

SHORENSTEIN INVESTMENT ADVISERS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 47 advisory reps. IAPD ↗institutional

$0 RAUM · 47 reps · 415-772-7000 · shorenstein.com

ARC LUMINOUS MANAGEMENT COMPANY LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional

$0 RAUM · 4 reps · 332-266-7344 · luminouscapitalinc.com

NORIAS CAPITAL MANAGEMENT LP — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 27 advisory reps. IAPD ↗institutional

$0 RAUM · 27 reps · 917-440-5835

INVESTCORP CORSAIR INFRASTRUCTURE PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $3.70B RAUM and 6 advisory reps. IAPD ↗fund

$3.70B RAUM · 6 reps · 212 224-9400 · investcorp-corsair.com

FORTWOOD CAPITAL LP — (GRENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 917-796-7192

NILES INVESTMENT MANAGEMENT, LLC — (PLANTATION, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · (305) 813-0484 · danniles.com

MISSION INVESTMENT ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 1-800-683-8529

INATAI INVESTMENT MANAGEMENT CO. LLC — (SEATTLE, WA) is newly SEC-registered with $2.19B RAUM and 5 advisory reps. IAPD ↗fund

$2.19B RAUM · 5 reps · 206-788-8900 · inatai.partners

EVEN HERD LLC — (OKLAHOMA CITY, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 405-939-6339 · evenherd.com

GALLO PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional

$0 RAUM · 5 reps · (973) 200-1755

DUNDEE MAESTRO MANAGEMENT, LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 914-815-0896

DRACO EVOLUTION — (NEWPORT BEACH, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 949-535-4675

BENCHSTONE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 646-908-6000 · benchstonecapital.com

SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC — (NEW YORK, NY) is newly SEC-registered with $2 RAUM and 4 advisory reps. IAPD ↗institutional

$2 RAUM · 4 reps · 212-895-2280 · soundpointcap.com

GE VERNOVA INVESTMENT ADVISERS, LLC — (NORWALK, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional

$0 RAUM · 15 reps · +1 203-229-8520 · gevernova.com

OBION CAPITAL MANAGEMENT LP — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional

$0 RAUM · 2 reps · 305-317-5100

QUANTESSENCE CAPITAL — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional

$0 RAUM · 3 reps · 212-655-9622

FMI TECHNOLOGIES LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 212-729-8490 · fmitech.net

AMPLIFIED ADVISORS — (location n/a) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional

$0 RAUM · 0 reps · 725-215-7867 · amplifiedadvisors.io

APOLLO S3 RIC MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2540 advisory reps. IAPD ↗institutional

$0 RAUM · 2540 reps · 212-515-3200 · apollo.com

STRAWBERRY TREE MANAGEMENT COMPANY — (SEATTLE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional

$0 RAUM · 1 reps · 206-880-1869 · strawberrymanagement.co

FINANCEBUZZ — (DELRAY BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional

$0 RAUM · 5 reps · 443-326-1434 · financebuzz.com

HUMBLE GROWTH — (NEW YORK, NY) is newly SEC-registered with $316.1M RAUM and 8 advisory reps. IAPD ↗fund

$316.1M RAUM · 8 reps · 212-220-1588 · humblegrowth.com

LEH II MANAGEMENT LLC — (ENGLEWOOD, CO) is newly SEC-registered with $380.4M RAUM and 7 advisory reps. IAPD ↗fund

$380.4M RAUM · 7 reps · 720-909-6608 · lincolnenergypartners.net

L CAPITAL, LLC — (WINDSOR, CA) is newly SEC-registered with $156.4M RAUM and 1 advisory reps. IAPD ↗fund

$156.4M RAUM · 1 reps · 909-938-2533 · lcapitalmgmt.com

RSC ASSET MANAGEMENT GROUP, LLC — (STUDIO CITY, CA) is newly SEC-registered with $137.3M RAUM and 2 advisory reps. IAPD ↗fund

$137.3M RAUM · 2 reps · (310) 598-7073 · rangesummit.com

PATRICOF CO — (NEW YORK, NY) is newly SEC-registered with $179.3M RAUM and 5 advisory reps. IAPD ↗fund

$179.3M RAUM · 5 reps · 212-393-4420 · pco.com

ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LP — (NEW YORK, NY) is newly SEC-registered with $10.0M RAUM and 4 advisory reps. IAPD ↗fund

$10.0M RAUM · 4 reps · (646) 722-3343 · artesianinvest.com

CALAMOS PRIVATE EQUITY LLC — (NAPERVILLE, IL) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗fund

$0 RAUM · 0 reps · 630-245-7200

ACME CREDIT PARTNERS — (NEW YORK, NY) is newly SEC-registered with $90.9M RAUM and 4 advisory reps. IAPD ↗fund

$90.9M RAUM · 4 reps · 6463578385 · acmecreditpartners.com

CHARTER OAK ADVISORS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund

$0 RAUM · 4 reps · 212-404-2500 · charteroakadvisors.com

TRP CAPITAL ADVISORS VI, LLC — (BIRMINGHAM, MI) is newly SEC-registered with $163.1M RAUM and 8 advisory reps. IAPD ↗fund

$163.1M RAUM · 8 reps · 248-648-2358 · trpfund.com

FIVE ARROWS MANAGERS LLP — (LONDON, United Kingdom) is newly SEC-registered with $11.08B RAUM and 85 advisory reps. IAPD ↗foreign

$11.08B RAUM · 85 reps · 44 20 7280 1028 · rothschildandco.com

WHITE OAK CAPITAL PARTNERS PTE. LTD. — (SAMSUNG HUB, Singapore) is newly SEC-registered with $3.60B RAUM and 12 advisory reps. IAPD ↗foreign

$3.60B RAUM · 12 reps · 6569777473 · whiteoakcapitalpartners.com

COMPLUS ASSET MANAGEMENT (UK) LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $4.07B RAUM and 5 advisory reps. IAPD ↗foreign

$4.07B RAUM · 5 reps · -787159 · complusam.com

KING RIVER CAPITAL MANAGEMENT PTY LTD — (SURRY HILLS, NEW SOUTH WALES, Australia) is newly SEC-registered with $338.5M RAUM and 8 advisory reps. IAPD ↗foreign

$338.5M RAUM · 8 reps · 61 417 637 684

POM WEALTH MANAGEMENT US LLC — (SÃO PAULO, Brazil) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign

$0 RAUM · 1 reps · 5511956560488

TAULA CAPITAL MANAGEMENT (DIFC) LTD — (ST HELIER, Jersey) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign

$0 RAUM · 3 reps · +97 14323 0800

TAULA CAPITAL MANAGEMENT (UK) LLP — (ST HELIER, Jersey) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗foreign

$0 RAUM · 9 reps · 44 20 4570 2067

TAULA CAPITAL MANAGEMENT (US) LLC — (ST HELIER, Jersey) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗foreign

$0 RAUM · 7 reps · 44-20-4570-2067

TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED — (ST HELIER, Jersey) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign

$0 RAUM · 3 reps · 44-20-4570-2067

UTI INVESTMENTS AMERICA LIMITED — (ST PETER PORT, Guernsey) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗foreign

$0 RAUM · 0 reps · 65 8499 0103 · utimf.com

THE MASS GROUP — (DUBAI, United Arab Emirates) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign

$0 RAUM · 2 reps · 971 562 531 443

TRUEPLAN BENEFIT AND RETIREMENT ADVISORS — HANYS BENEFIT SERVICES is now doing business as . IAPD ↗institutional

$3.92B RAUM · 4 reps · 518-431-7600 · trueplanadvisors.com

LPC REALTY ADVISORS I, LLC — LINCOLN ADVISORS is now doing business as . IAPD ↗institutional

$2.14B RAUM · 6 reps · 214-740-3300

LINCOLN ADVISORY GROUP, LLC — LINCOLN ADVISORS is now doing business as . IAPD ↗institutional

$2.99B RAUM · 7 reps · 214-740-3300

KEY GROUP HOLDINGS (USA) INC — KEY GROUP HOLDINGS USA INC is now doing business as . IAPD ↗institutional

$4.33B RAUM · 10 reps · 1-214-461-0528

CAIUS CAPITAL US LP — CAIUS CAPITAL US is now doing business as . IAPD ↗institutional

$1.47B RAUM · 1 reps · +1(347) 637-7131 · caiuscapital.com

INTERVEST CAPITAL PARTNERS LLC — INTERVEST CAPITAL PARTNERS INC. is now doing business as . IAPD ↗institutional

$512.1M RAUM · 21 reps · 212-377-0030

YOUR OCIO — LLC is now doing business as YOUR OCIO. IAPD ↗institutional

$315.1M RAUM · 1 reps · 310-471-0640

THE VARIABLE ANNUITY LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 11 (31 -> 42). IAPD ↗institutional

$31.71B RAUM · 6 reps · 713-522-1111 · corebridgefinancial.com

VAN ECK ASSOCIATES CORP. — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗institutional

$70.40B RAUM · 41 reps · 212-293-2000 · soundcloud.com

MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗institutional

$18.11B RAUM · 24 reps · 212-224-1900

AST INVESTMENT SERVICES, INC. — 's Item 11 disclosure-reporting entries rose by 26 (4 -> 30). IAPD ↗institutional

$105.94B RAUM · 14 reps · 973-802-9908

SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. — 's Item 11 disclosure-reporting entries rose by 4 (24 -> 28). IAPD ↗institutional

$6.22B RAUM · 8 reps · 212-421-6800

DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (97 -> 100). IAPD ↗institutional

$20.04B RAUM · 11 reps · 212-454-4500

ARGO INFRASTRUCTURE PARTNERS LP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional

$6.43B RAUM · 15 reps · 212-521-5096 · argoip.com

M&G INVESTMENTS (USA) INC. — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗institutional

$14.81B RAUM · 19 reps · 312-952-9464 · mandg.com

UBS ASSET MANAGERS OF PUERTO RICO — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional

$1.81B RAUM · 8 reps · 787-773-3888 · ubs.com

1ST & MAIN GROWTH PARTNERS — 1ST AND MAIN GROWTH PARTNERS is now doing business as . IAPD ↗fund

$1.08B RAUM · 10 reps · 312-855-6202 · 1standmain.co

CBRE INVESTMENT MANAGEMENT — CBRE GLOBAL VALUE INVESTORS, LLC is now doing business as . IAPD ↗fund

$6.77B RAUM · 118 reps · 212-824-2150

FRANCIS LLC — FRANCIS INVESTMENT COUNSEL LLC is now doing business as . IAPD ↗institutional

$0 RAUM · 18 reps · 866-232-6457 · francisway.com

TIPTREE ADVISORS, LLC — CORVID PEAK CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗fund

$1.59B RAUM · 15 reps · 212-887-4400

LGK ADVISORS, LLC — LSV ADVISORS, LLC is now doing business as . IAPD ↗fund

$2.62B RAUM · 8 reps · 212-378-3700 · lsvadvisors.com

SWANDER PACE CAPITAL — SPC MANAGEMENT CO., INC. is now doing business as . IAPD ↗fund

$1.17B RAUM · 19 reps · 415-477-8500 · spcap.com

DFW CAPITAL PARTNERS — DFW CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗fund

$2.06B RAUM · 16 reps · 201-836-6000

BPOC — BEECKEN PETTY O'KEEFE & COMPANY, LLC is now doing business as . IAPD ↗fund

$1.64B RAUM · 17 reps · 312-435-0300 · bpoc.com

ACON LATAM MANAGEMENT, L.L.C. — ACON LATAM MANAGEMENT, LLC is now doing business as . IAPD ↗fund

$1.38B RAUM · 16 reps · 202-454-1100 · aconinvestments.com

SAGARD REAL ESTATE ADVISORS — AS OF OCTOBER 16, 2023 is now doing business as SAGARD REAL ESTATE ADVISORS. IAPD ↗fund

$1.15B RAUM · 24 reps · 303-986-2222 · sagard.com

HUDSON CANYON CAPITAL MANAGEMENT — NONE is now doing business as . IAPD ↗institutional

$206.9M RAUM · 1 reps · 212-889-6948

MARINER WEALTH — ADVISORS is now doing business as MARINER WEALTH. IAPD ↗institutional

$0 RAUM · 37 reps · 913-904-5700

NONANTUM CAPITAL PARTNERS, LLC — NCP GROUP, LP is now doing business as . IAPD ↗fund

$1.41B RAUM · 19 reps · 617-245-8050

NOMURA CAPITAL MANAGEMENT LLC — NOMURA PRIVATE CAPITAL LLC is now doing business as . IAPD ↗institutional

$100.6M RAUM · 5 reps · 212-667-9131 · nomuracapitalmanagement.com

BREAKWALL INVESTMENT ADVISOR LLC — BREAKWALL INVESTMENT ADVISOR, LLC is now doing business as . IAPD ↗fund

$1.76B RAUM · 7 reps · 917-690-0000 · breakwallcap.com

HILLTOP SECURITIES ASSET MANAGEMENT, LLC — notice-filed in GA, LA, MA, MI, MS, NJ, NY, OH, OR, RI, TN, VA, WA. IAPD ↗institutional

$27.23B RAUM · 12 reps · 214-953-4000 · hilltopsecurities.com

ASCENSUS INVESTMENT ADVISORS, LLC — notice-filed in AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, KS, KY, LA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY. IAPD ↗institutional

$9.88B RAUM · 3 reps · 617-454-6400

ADHESION WEALTH ADVISOR SOLUTIONS — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, GA, HI, IA, ID, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, MT, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, UT, VI, VT, WA, WI, WV, WY. IAPD ↗institutional

$8.78B RAUM · 15 reps · 888-295-8351 · adhesionwealth.com

MUTUAL OF AMERICA LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗institutional

$818.7M RAUM · 2 reps · (212) 224-1600 · mutualofamerica.com

BOW RIVER ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 18 (0 -> 18). IAPD ↗institutional

$461.1M RAUM · 4 reps · (303) 861-8466 · bowriverevergreen.com

SFW CAPITAL PARTNERS LP — SFW CAPITAL PARTNERS is now doing business as . IAPD ↗fund

$967.5M RAUM · 7 reps · 914-510-8910 · sfwcap.com

ACON INVESTMENTS MANAGEMENT, LLC — ACON INVESTMENTS MANAGEMENT L.L.C. is now doing business as . IAPD ↗fund

$265.8M RAUM · 10 reps · 202-454-1100 · aconinvestments.com

STRENTA INVESTMENT MANAGEMENT SERVICES, LLC — STRENTA INVESTMENT MANAGEMENT, INC. is now doing business as . IAPD ↗fund

$795.6M RAUM · 5 reps · (954) 217-4896

PEAKEQUITY PARTNERS MANAGEMENT CO., L.L.C. — PEAKEQUITY PARTNERS MANAGEMENT CO LP is now doing business as . IAPD ↗fund

$353.3M RAUM · 4 reps · 484-253-0001 · peakequity.com

BLUESCAPE ENERGY PARTNERS LLC — BLUESCAPE ENERGY PARTNERS, LLC is now doing business as . IAPD ↗fund

$833.6M RAUM · 5 reps · 469-398-2200

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC — CIT ASSET MANAGEMENT LLC is now doing business as . IAPD ↗fund

$910.9M RAUM · 14 reps · 212-461-5761 · cit.com

LSCP ADVISORS, LLC — LEGACY STAR CAPITAL PARTNERS, LLC is now doing business as . IAPD ↗fund

$523.8M RAUM · 3 reps · 512-407-2600 · legacystarcapital.com

KARLOV STREET CAPITAL, LLC — KARLOV STREET MANAGER, LLC is now doing business as . IAPD ↗fund

$257.2M RAUM · 3 reps · 847-503-9393 · karlovstreet.com

BIG LEAGUE ADVANTAGE — BIG LEAGUE ADVANCE LLC is now doing business as . IAPD ↗fund

$327.3M RAUM · 1 reps · 301-910-7080

CLOSED LOOP PARTNERS, LLC — CLOSED LOOP CAPITAL MANAGEMENT is now doing business as . IAPD ↗fund

$401.5M RAUM · 17 reps · 646-475-0201

272 CAPITAL LP — 272 CAPITAL LLC is now doing business as . IAPD ↗fund

$429.4M RAUM · 6 reps · 214-556-2465

LNC PARTNERS — LNC MANAGEMENT, LLC is now doing business as . IAPD ↗fund

$551.1M RAUM · 13 reps · (703) 651-2150 · lnc-partners.com

MTC WEALTH MANAGEMENT — notice-filed in AK, AL, AR, AZ, CA, CT, DC, DE, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗institutional

$313.6M RAUM · 3 reps · 888-727-9191 · mtcwealthmanagement.com

VIRTUS INVESTMENT ADVISERS, INC. — notice-filed in CA, NY, TX. IAPD ↗institutional

$47.76B RAUM · 8 reps · 800-248-7971

BONDBLOXX — notice-filed in NJ, NY, PA. IAPD ↗institutional

$2.51B RAUM · 4 reps · 800-896-5089

DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 5 (655 -> 660). IAPD ↗institutional

$0 RAUM · 149 reps · 212-250-2500 · dbresearch.com

MMA SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 1 (5 -> 6). IAPD ↗institutional

$0 RAUM · 87 reps · 212-345-5000 · mmaprosperwise.com

QUAN VEST CONSULTANTS INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional

$0 RAUM · 6 reps · 516-365-4619

UBS FARMLAND INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 6 (93 -> 99). IAPD ↗institutional

$0 RAUM · 7 reps · 860-616-9200 · ubs.com

UBS REALTY INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 6 (94 -> 100). IAPD ↗fund

$2.73B RAUM · 27 reps · 860-616-9000 · ubs.com

UBS OCONNOR LLC — 's Item 11 disclosure-reporting entries rose by 6 (58 -> 64). IAPD ↗fund

$13.77B RAUM · 58 reps · 312-525-6000 · ubs.com

MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC — 's Item 11 disclosure-reporting entries rose by 7 (4 -> 11). IAPD ↗fund

$9.47B RAUM · 85 reps · 617-747-1600 · manulifeim.com

VAN ECK ABSOLUTE RETURN ADVISERS CORP. — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund

$1.66B RAUM · 30 reps · 212-293-2000

STONE POINT CAPITAL LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund

$48.45B RAUM · 97 reps · 203-862-2900 · stonepointcapital.com

HG VORA CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund

$9.25B RAUM · 14 reps · 212-707-4300 · hgvoracapital.com

NYL INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (21 -> 22). IAPD ↗fund

$300.90B RAUM · 190 reps · 212-576-7000 · newyorklifeinvestments.com

GPB CAPITAL HOLDINGS, LLC — 's Item 11 disclosure-reporting entries rose by 5 (12 -> 17). IAPD ↗fund

$1.15B RAUM · 4 reps · 212.235.2650

SCHONFELD STRATEGIC ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund

$89.72B RAUM · 376 reps · 1 786 772 5102 · schonfeld.com

ROSECLIFF VENTURE MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund

$1.28B RAUM · 11 reps · (212) 492-3000

MADISON AVENUE SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗fund

$1.29B RAUM · 0 reps · 312-962-3800 · hightoweradvisors.com

STONE POINT CREDIT ADVISER LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund

$6.14B RAUM · 37 reps · 203-862-2900 · stonepoint.com

EISLER CAPITAL (US) LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund

$26.97B RAUM · 53 reps · +1 332 455 0400 · eislercapital.com

KEYBANC CAPITAL MARKETS RESEARCH, LLC — 's Item 11 disclosure-reporting entries rose by 3 (7 -> 10). IAPD ↗institutional

$0 RAUM · 74 reps · 216-689-3873 · key.com

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗institutional

$84.0M RAUM · 2 reps · 414-765-3500 · rwbaird.com

DEVENIR INVESTMENT ADVISORS, LLC — moved its main office from MINNEAPOLIS, MN to BLOOMINGTON, MN. IAPD ↗institutional

$10.92B RAUM · 5 reps · 952-446-7400 · devenir.com

MORGAN PROPERTIES SPECIAL SITUATIONS II LLC — moved its main office from KING OF PRUSSIA, PA to CONSHOHOCKEN, PA. IAPD ↗institutional

$1.42B RAUM · 13 reps · 610-265-2800 · morganproperties.com

IMPACTASSETS CAPITAL PARTNERS PBLLC — moved its main office from SEATTLE, WA to BETHESDA, MD. IAPD ↗institutional

$1.58B RAUM · 11 reps · 855-920-2303 · impactassetscapital.com

CINTRIFUSE CAPITAL — CINTRIFUSE FUND MANAGEMENT, LLC is now doing business as . IAPD ↗fund

$173.2M RAUM · 4 reps · 513-246-2706 · cintrifuse.com

ADDITIVE ADVISORY PBC — ADDITIVE ADVISORY AND CAPITAL, LLC is now doing business as . IAPD ↗fund

$101.0M RAUM · 2 reps · 901- 498- 6653

NIGHTVIEW CAPITAL, LLC — WORM CAPITAL, LLC is now doing business as . IAPD ↗fund

$109.9M RAUM · 5 reps · (781) 264-0214

GALLIARD CAPITAL MANAGEMENT — notice-filed in CO, DC, NM, OR, SC, TN, TX, VI. IAPD ↗fund

$85.51B RAUM · 20 reps · 612-667-3220 · galliard.com

MILLENNIUM MANAGEMENT LLC — notice-filed in KY, MO, MT, NV, RI, TN. IAPD ↗fund

$505.94B RAUM · 2660 reps · 212-841-4100

STONE CREEK CAPITAL MANAGEMENT LLC — notice-filed in AL, CO, HI, KS, KY, MA, MD, MI, MN, MO, NM, NV, OR, RI, TN, WI. IAPD ↗institutional

$0 RAUM · 1 reps · (678)867-7050 · stonecreekmarginlending.com

NPPG PLAN PROFESSIONALS, LLC — notice-filed in NE, PR. IAPD ↗institutional

$3.18B RAUM · 2 reps · 732-758-1577 · nppg.com

WAYZATA INVESTMENT PARTNERS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund

$376.0M RAUM · 5 reps · 952-345-0700 · wayzatainvestmentpartners.com

SQN CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗fund

$282.1M RAUM · 3 reps · (212) 422-2166 · sqncapital.com

GLOBAL EVOLUTION USA, LLC — 's Item 11 disclosure-reporting entries rose by 1 (12 -> 13). IAPD ↗fund

$698.5M RAUM · 25 reps · 1 (646) 844-3883 · globalevolution.com

SIERRA CREST INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗fund

$994.2M RAUM · 0 reps · 212-891-2880

AON ADVANTAGE FUNDS LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund

$268.0M RAUM · 11 reps · 312-381-0132 · aon.com

FLATIRON RR LLC, MANAGER SERIES — 's Item 11 disclosure-reporting entries rose by 1 (21 -> 22). IAPD ↗fund

$399.2M RAUM · 20 reps · 212-576-7000

B. RILEY WEALTH PRIVATE SHARES — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund

$297.4M RAUM · 5 reps · 901-251-1330

CORNERSTONE TRUST MANAGEMENT SERVICES LLC — moved its main office from BENSALEM, PA to ALTAMONTE SPRINGS, FL. IAPD ↗institutional

$999.8M RAUM · 1 reps · 215-826-2800

CONCORD ASSET MANAGEMENT, LLC — moved its main office from MIDLOTHIAN, VA to ABINGDON, VA. IAPD ↗institutional

$406.0M RAUM · 2 reps · (276) 628-5910

ELECTRA CAPITAL — moved its main office from TAMPA, FL to CONSHOHOCKEN, PA. IAPD ↗institutional

$593.1M RAUM · 6 reps · (610) 977-2000

GLIDE CAPITAL — notice-filed in CA, GA, NM, NY, SC, TX. IAPD ↗fund

$953.4M RAUM · 5 reps · 305-783-3316 · glideplatform.com

INTERCONTINENTAL REAL ESTATE CORPORATION — notice-filed in TX. IAPD ↗institutional

$12.50B RAUM · 40 reps · 617-782-2600

NEWPORT GROUP CONSULTING, LLC — notice-filed in MS. IAPD ↗institutional

$2.56B RAUM · 11 reps · 407-333-2905 · newportgroup.com

CAPULA INVESTMENT US LP — notice-filed in FL. IAPD ↗institutional

$101.12B RAUM · 15 reps · (646) 874-5400 · capulaglobal.com

PUBLIC TRUST ADVISORS, LLC — notice-filed in GA. IAPD ↗institutional

$81.14B RAUM · 16 reps · 855-395-3954 · publictrustadvisors.com

SMARTLEAF ASSET MANAGEMENT LLC — notice-filed in PA. IAPD ↗institutional

$2.69B RAUM · 4 reps · 857-366-9340 · smartleafam.com

ABRDN ETFS ADVISORS LLC — notice-filed in PA. IAPD ↗institutional

$1.04B RAUM · 2 reps · 215-405-5700 · abrdn.com

ADAMS DIVERSIFIED EQUITY FUND, INC. — notice-filed in FL. IAPD ↗institutional

$2.55B RAUM · 11 reps · 410-752-5900 · adamsfunds.com

CLAROS REIT MANAGEMENT LP — notice-filed in FL. IAPD ↗institutional

$8.11B RAUM · 39 reps · 212-484-0050

IMPACTASSETS CAPITAL PARTNERS PBLLC — notice-filed in MD. IAPD ↗institutional

$1.58B RAUM · 11 reps · 855-920-2303 · impactassetscapital.com

CAIUS CAPITAL US LP — notice-filed in NY. IAPD ↗institutional

$1.47B RAUM · 1 reps · +1(347) 637-7131 · caiuscapital.com

ARES MANAGEMENT LLC — notice-filed in FL, LA, NC. IAPD ↗fund

$314.93B RAUM · 1062 reps · 310-201-4100

HARTFORD FUNDS — notice-filed in CO, IN, MN. IAPD ↗fund

$128.83B RAUM · 36 reps · 610-386-1801

AFFINIUS CAPITAL — notice-filed in CA, IL, TX. IAPD ↗fund

$12.45B RAUM · 64 reps · 212-605-1000 · affiniuscapital.com

POINT72 ASSET MANAGEMENT, L.P. — notice-filed in NH, VA, WY. IAPD ↗fund

$172.10B RAUM · 1271 reps · 203-890-2000 · link.chtbl.com

EISLER CAPITAL (US) LLC — notice-filed in FL, NC, TN. IAPD ↗fund

$26.97B RAUM · 53 reps · +1 332 455 0400 · eislercapital.com

CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC — 's Item 11 disclosure-reporting entries rose by 3 (8 -> 11). IAPD ↗fund

$172.7M RAUM · 1 reps · 646-794-8800

POLUS CAPITAL MANAGEMENT (US) INC. — 's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗fund

$40.0M RAUM · 3 reps · 917-971-1904 · poluscapital.com

DEMARCHE — moved its main office from MERRIAM, KS to OVERLAND PARK, KS. IAPD ↗institutional

$0 RAUM · 21 reps · [913] 384-4994 · vimeo.com

SAROFIM REALTY ADVISORS LLC — moved its main office from DALLAS, TX to HOUSTON, TX. IAPD ↗fund

$1.89B RAUM · 6 reps · 713-654-4484 · sraco.com

PENN MUTUAL ASSET MANAGEMENT, LLC — moved its main office from HORSHAM, PA to CONSHOHOCKEN, PA. IAPD ↗fund

$33.66B RAUM · 33 reps · 215-956-8114 · pennmutualam.com

TOWERS WATSON INVESTMENT SERVICES, INC. — moved its main office from ARLINGTON, VA to CHICAGO, IL. IAPD ↗fund

$51.37B RAUM · 201 reps · 312-288-7700

STANDARD VALUATIONS, INC. — moved its main office from ST PAUL, MN to WHITE BEAR LAKE, MN. IAPD ↗institutional

$0 RAUM · 3 reps · 651-690-5441 · standardvaluations.com

57 STARS LLC — moved its main office from WASHINGTON, DC to ARLINGTON, VA. IAPD ↗fund

$4.58B RAUM · 17 reps · 202-824-1600 · 57stars.net

TREMBLANT CAPITAL GROUP — moved its main office from STAMFORD, CT to WEST PALM BEACH, FL. IAPD ↗fund

$1.03B RAUM · 9 reps · 212-735-7461 · tremblantcapital.com

ENHANCED HEALTHCARE MANAGEMENT COMPANY — moved its main office from SALT LAKE CITY, UT to SANTA MONICA, CA. IAPD ↗fund

$1.18B RAUM · 13 reps · (929) 242-5196 · enhancedhealthcare.com

INVERNESS GRAHAM INVESTMENTS, INC. — moved its main office from NEWTOWN SQUARE, PA to WAYNE, PA. IAPD ↗fund

$1.31B RAUM · 16 reps · 610-722-0300 · invernessgraham.com

DEERPATH CAPITAL MANAGEMENT, LP — moved its main office from NEW YORK, NY to FORT LAUDERDALE, FL. IAPD ↗fund

$7.24B RAUM · 88 reps · 212-922-0724 · deerpathcapital.com

MERIDIAM INFRASTRUCTURE NORTH AMERICA CORPORATION — moved its main office from NEW YORK, NY to WASHINGTON, DC. IAPD ↗fund

$7.65B RAUM · 29 reps · 1 202-866-2300

VALLEY FORGE CAPITAL MANAGEMENT — moved its main office from WAYNE, PA to MIAMI, FL. IAPD ↗fund

$3.61B RAUM · 2 reps · 305-210-6000 · valleyforgecapital.com

GPB CAPITAL HOLDINGS, LLC — moved its main office from NEW YORK, NY to GREENWICH, CT. IAPD ↗fund

$1.15B RAUM · 4 reps · 212.235.2650

AGR PARTNERS LLC — moved its main office from DAVIS, CA to CHICAGO, IL. IAPD ↗fund

$1.13B RAUM · 8 reps · 530-564-0626 · agrpartners.com

ALDRICH CAPITAL PARTNERS LLC — moved its main office from VIENNA, VA to MCLEAN, VA. IAPD ↗fund

$1.22B RAUM · 22 reps · 703-376-3570

PANTERA CAPITAL — moved its main office from MENLO PARK, CA to SAN FRANCISCO, CA. IAPD ↗fund

$4.16B RAUM · 11 reps · 650-854-7000

MOONRISE CAPITAL LP — moved its main office from GREENWICH, CT to VERO BEACH, FL. IAPD ↗fund

$1.06B RAUM · 2 reps · 772-492-3523

NASSAU GLOBAL CREDIT LLC — moved its main office from DARIEN, CT to NEW YORK, NY. IAPD ↗fund

$4.62B RAUM · 14 reps · (646) 630-8376 · ncc.nfg.com

ONEFUND, LLC — moved its main office from ST. PETERSBURG, FL to ST. PETERSBURG, OH. IAPD ↗institutional

$105.7M RAUM · 1 reps · 7275020808 · onefund.io

GHISALLO CAPITAL MANAGEMENT LLC — moved its main office from GREENWICH, CT to BOSTON, MA. IAPD ↗fund

$2.79B RAUM · 19 reps · 617-502-5735 · ghisallo.com

DRIVEADVISORY, LLC — moved its main office from JERSEY CITY, NJ to NEW YORK, NY. IAPD ↗institutional

$750,659 RAUM · 0 reps · 800-461-2680 · drivewealth.com

KELLY INTELLIGENCE — moved its main office from DENVER, CO to DENVER, CT. IAPD ↗institutional

$17.0M RAUM · 2 reps · 303-499-1959

ALTERRA IOS MANAGER, LLC — moved its main office from CONSHOHOCKEN, PA to BRYN MAWR, PA. IAPD ↗fund

$2.13B RAUM · 15 reps · 215-240-1231 · ios.alterraproperty.com

CHOREO PARTNER ALLIANCE, LLC — moved its main office from MINNEAPOLIS, MN to ROCKFORD, IL. IAPD ↗institutional

$0 RAUM · 0 reps · 312-702-1680 · choreoadvisors.com

TC43 LLC — moved its main office from PELHAM, NY to ROCKVILLE CENTRE, NY. IAPD ↗institutional

$0 RAUM · 1 reps · 917-363-7217

BMO CAPITAL MARKETS CORP. — notice-filed in CT. IAPD ↗institutional

$796.4M RAUM · 25 reps · (212) 605-1504 · bmocm.com

TRPC ADVISORY SERVICES — notice-filed in AL. IAPD ↗institutional

$899.2M RAUM · 11 reps · 888-673-5440

HORIZON TECHNOLOGY FINANCE — notice-filed in CO. IAPD ↗institutional

$802.4M RAUM · 21 reps · 860-676-8654

H.I.G. WHITEHORSE ADVISERS, LLC — notice-filed in CA. IAPD ↗institutional

$730.8M RAUM · 65 reps · 305-379-2322 · higwhitehorse.com

CONSEQUENT CAPITAL MANAGEMENT, LLC — notice-filed in HI. IAPD ↗institutional

$700.9M RAUM · 6 reps · (404) 883-2500 · consequentgroup.com

FIRST EAGLE INVESTMENT MANAGEMENT, LLC — notice-filed in IL, TX. IAPD ↗fund

$91.40B RAUM · 36 reps · 212-698-3300

TPG ANGELO GORDON — notice-filed in DC, TX. IAPD ↗fund

$83.69B RAUM · 154 reps · 212.692.2000 · angelogordon.com

STOCKBRIDGE CAPITAL GROUP, LLC — notice-filed in CO, TX. IAPD ↗fund

$19.92B RAUM · 23 reps · 415-658-3300 · stockbridge.com

VERITION FUND MANAGEMENT LLC — notice-filed in NE, OH. IAPD ↗fund

$107.25B RAUM · 293 reps · 203-742-7700 · verition.com

PENNYBACKER CAPITAL MANAGEMENT, LLC — notice-filed in CO, NC. IAPD ↗fund

$3.67B RAUM · 39 reps · 512-610-2910 · pennybackercap.com

SOFINNOVA INVESTMENTS, INC. — notice-filed in MA, PR. IAPD ↗fund

$4.34B RAUM · 16 reps · 650-681-8420 · sofinnova.com

SOUTHFIELD CAPITAL LP — notice-filed in CA, WA. IAPD ↗fund

$1.50B RAUM · 21 reps · 203-813-4100

ELMTREE FUNDS, LLC — notice-filed in CA, TX. IAPD ↗fund

$7.16B RAUM · 21 reps · (314) 828-4200 · elmtreefunds.com

SEEDS INVESTOR LLC — notice-filed in CA, TX. IAPD ↗institutional

$165.5M RAUM · 2 reps · (212) 287-7370

REALTERM — notice-filed in IL, NY. IAPD ↗fund

$9.21B RAUM · 87 reps · 410-280-1100 · realterm.com

HALO INVESTMENT SERVICES, LLC — notice-filed in FL, MN. IAPD ↗institutional

$31.2M RAUM · 15 reps · 312-586-2790

CAS INVESTMENT PARTNERS, LLC — moved its main office from NEW YORK, NY to WESTPORT, CT. IAPD ↗fund

$951.1M RAUM · 2 reps · (212) 804-7660 · cliffordsosin.com

SQN INVESTORS LP — moved its main office from REDWOOD CITY, CA to MENLO PARK, CA. IAPD ↗fund

$279.1M RAUM · 4 reps · 650-489-9100 · sqninvestors.com

PARAFI CAPITAL LP — moved its main office from GREENWICH, CT to NEW YORK, NY. IAPD ↗fund

$945.0M RAUM · 8 reps · (203) 326-1321

BRICKELL KEY ASSET MANAGEMENT LLC — moved its main office from MIAMI, FL to CHARLESTON, SC. IAPD ↗fund

$268.3M RAUM · 8 reps · 866-443-1080

GIP INVESTMENT ADVISER LLC — moved its main office from BOSTON, MA to WEST PALM BEACH, FL. IAPD ↗fund

$329.4M RAUM · 5 reps · 650-387-6686 · ksvglobal.com

CGI INVESTMENT MANAGEMENT LLC — moved its main office from MIAMI, FL to CORAL GABLES, FL. IAPD ↗fund

$950.6M RAUM · 8 reps · 786-581-4800

SCALEBUILDER, LLC — moved its main office from NEW YORK, NY to SUMMIT, NJ. IAPD ↗fund

$252.0M RAUM · 2 reps · 646-827-4700 · scalebuilder.net

CORNER CAPITAL MANAGEMENT, LLC — moved its main office from PALO ALTO, CA to NEW YORK, NY. IAPD ↗fund

$749.8M RAUM · 4 reps · 732-740-4669 · cornerventures.com

CRE VENTURE CAPITAL, INC. — moved its main office from MAHWAH, NJ to FRANKLIN LAKES, NJ. IAPD ↗fund

$368.0M RAUM · 5 reps · 917 583 4687 · cre.vc

TRIMER CAPITAL MANAGEMENT LP — moved its main office from SAN FRANCISCO, CA to NEW YORK, NY. IAPD ↗fund

$704.3M RAUM · 6 reps · 212-572-6200 · crunchbase.com

BORDERLESS MANAGEMENT LLC — moved its main office from WINDERMERE, FL to CLERMONT, FL. IAPD ↗fund

$339.6M RAUM · 8 reps · 650-412-9447 · borderlesscapital.io

NEUBERGER BERMAN LOAN ADVISERS IV LLC — moved its main office from NEW YORK, NY to CHICAGO, IL. IAPD ↗fund

$865.2M RAUM · 3 reps · 312-325-7700 · nb.com

NEEDHAM & COMPANY, LLC — notice-filed in MD. IAPD ↗institutional

$0 RAUM · 45 reps · 212-371-8300 · needhamco.com

INVESCO SENIOR SECURED MANAGEMENT, INC. — notice-filed in TX. IAPD ↗fund

$31.07B RAUM · 59 reps · 212-278-9000

POLEN CAPITAL CREDIT, LLC — notice-filed in DE. IAPD ↗fund

$7.44B RAUM · 22 reps · 781-283-8500

POST ADVISORY GROUP, LLC — notice-filed in NC. IAPD ↗fund

$16.74B RAUM · 22 reps · 310-996-9600 · postadvisory.com

ARLINGTON PARTNERS LLC — notice-filed in DE. IAPD ↗fund

$1.34B RAUM · 7 reps · 205-488-4300 · arlington.com

ADAMS STREET PARTNERS, LLC — notice-filed in TX. IAPD ↗fund

$54.18B RAUM · 142 reps · 312-553-7890 · adamsstreetpartners.com

INSTITUTIONAL SHAREHOLDER SERVICES INC. — notice-filed in DC. IAPD ↗institutional

$0 RAUM · 1650 reps · 301-556-0500

GOLDENTREE ASSET MANAGEMENT LP — notice-filed in CA. IAPD ↗fund

$56.62B RAUM · 70 reps · 212-847-3500 · goldentree.com

AEGON ASSET MANAGEMENT US — notice-filed in FL. IAPD ↗fund

$88.55B RAUM · 83 reps · 319-355-5408 · aegonam.com

RESMARK EQUITY PARTNERS, LLC — notice-filed in MD. IAPD ↗fund

$1.84B RAUM · 16 reps · 310-862-2235

NUMERIC INVESTORS LLC — notice-filed in TX. IAPD ↗fund

$48.87B RAUM · 44 reps · 617 897 7800 · man.com

HQ CAPITAL PRIVATE EQUITY LLC — notice-filed in FL. IAPD ↗fund

$7.77B RAUM · 21 reps · 212-863-2300

57 STARS LLC — notice-filed in VA. IAPD ↗fund

$4.58B RAUM · 17 reps · 202-824-1600 · 57stars.net

TWO SIGMA INVESTMENTS, LP — notice-filed in FL. IAPD ↗fund

$83.96B RAUM · 866 reps · (212) 625-5700

KEYSTONE NATIONAL GROUP, LLC — notice-filed in TX. IAPD ↗fund

$2.13B RAUM · 34 reps · 925-480-6050 · keystonenational.com

CERBERUS CAPITAL MANAGEMENT, L.P. — notice-filed in VA. IAPD ↗fund

$88.21B RAUM · 262 reps · 212-891-2100

TWO SIGMA ADVISERS, LP — notice-filed in FL. IAPD ↗fund

$75.81B RAUM · 66 reps · (212) 625-5700 · twosigma.com

ECP — notice-filed in FL. IAPD ↗fund

$19.84B RAUM · 52 reps · 973-671-6100 · ecpgp.com

LUBERT-ADLER MANAGEMENT COMPANY, L.P. — notice-filed in NY. IAPD ↗fund

$2.82B RAUM · 26 reps · 215-972-2200 · lubertadler.com

SANDS CAPITAL VENTURES, LLC — notice-filed in SD. IAPD ↗fund

$2.88B RAUM · 66 reps · 703-562-4000 · sandscapitalventures.com

KSL CAPITAL PARTNERS — notice-filed in NY. IAPD ↗fund

$23.35B RAUM · 72 reps · 720-284-6400

VANCE STREET CAPITAL LLC — notice-filed in TX. IAPD ↗fund

$1.97B RAUM · 19 reps · 310-231-7100 · vancestreetcapital.com

HUDSON BAY CAPITAL MANAGEMENT LP — notice-filed in FL. IAPD ↗fund

$31.12B RAUM · 100 reps · 203-718-5690 · hudsonbaycapital.com

CORE AND VALUE ADVISORS, LLC — notice-filed in TX. IAPD ↗fund

$20.50B RAUM · 72 reps · 415-658-3300

INDUSTRY VENTURES, L.L.C. — notice-filed in MA. IAPD ↗fund

$7.53B RAUM · 24 reps · 415-273-4201

ACCEL-KKR — notice-filed in IL. IAPD ↗fund

$19.30B RAUM · 71 reps · 650-289-2460 · accel-kkr.com

RELATED FUND MANAGEMENT, LLC — notice-filed in FL. IAPD ↗fund

$12.83B RAUM · 46 reps · 212-801-1000

THOMA BRAVO — notice-filed in TX. IAPD ↗fund

$137.68B RAUM · 95 reps · 312-254-3300 · thomabravo.com

SRS INVESTMENT MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗fund

$12.14B RAUM · 16 reps · 212-520-7900

HARRISON STREET ADVISORS, LLC — notice-filed in DC. IAPD ↗fund

$20.25B RAUM · 254 reps · 312-920-0500 · harrisonst.com

RIVERWOOD CAPITAL MANAGEMENT L.P. — notice-filed in FL. IAPD ↗fund

$5.99B RAUM · 28 reps · 650-618-7300

GRANDEUR PEAK GLOBAL ADVISORS — notice-filed in WA. IAPD ↗fund

$6.32B RAUM · 37 reps · 801-384-0000

ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC — notice-filed in NC. IAPD ↗fund

$26.50B RAUM · 232 reps · 310-201-4100 · arescre.com

GLADE BROOK CAPITAL PARTNERS LLC — notice-filed in FL. IAPD ↗fund

$1.12B RAUM · 7 reps · 203-861-3000 · gladebrookcapital.com

RA CAPITAL MANAGEMENT, LP — notice-filed in CA. IAPD ↗fund

$11.32B RAUM · 80 reps · 617-778-2500 · racap.com

TJC LP — notice-filed in FL. IAPD ↗fund

$30.13B RAUM · 63 reps · 212 572-0800 · tjclp.com

5AM VENTURES — notice-filed in NY. IAPD ↗fund

$1.45B RAUM · 19 reps · 408-876-7197 · 5amventures.com

BERKSHIRE PARTNERS LLC — notice-filed in NY. IAPD ↗fund

$23.27B RAUM · 96 reps · (617) 227-0050

NEW ENTERPRISE ASSOCIATES — notice-filed in FL. IAPD ↗fund

$25.91B RAUM · 56 reps · (650) 854-9499

RP MANAGEMENT, LLC — notice-filed in CA. IAPD ↗fund

$17.65B RAUM · 43 reps · 212-883-0200

LONGITUDE CAPITAL MANAGEMENT CO., LLC — notice-filed in ID. IAPD ↗fund

$1.67B RAUM · 19 reps · 650-854-5700 · longitudecapital.com

PPC ENTERPRISES LLC — notice-filed in AZ. IAPD ↗fund

$2.05B RAUM · 24 reps · 212-768-4554 · ppcenterprises.com

RIBBIT CAPITAL — notice-filed in NY. IAPD ↗fund

$12.33B RAUM · 14 reps · 650-485-3758 · ribbitcap.com

A SMARTER WAY TO INVEST, INC. — notice-filed in FL. IAPD ↗institutional

$84.8M RAUM · 4 reps · 810-588-6178 · asmarterwaytoinvest.com

MACK REAL ESTATE CREDIT STRATEGIES, L.P. — notice-filed in FL. IAPD ↗fund

$1.49B RAUM · 39 reps · 212-484-0050 · mackregroup.com

MSCI ESG RESEARCH LLC — notice-filed in VA. IAPD ↗institutional

$0 RAUM · 35 reps · 212-804-5299 · msci.com

GREENHOUSE FUNDS LLLP — notice-filed in FL. IAPD ↗fund

$1.94B RAUM · 5 reps · 443-961-3914 · greenhousefunds.com

GCP INVESTMENT ADVISOR, LLC — notice-filed in CO. IAPD ↗fund

$3.60B RAUM · 72 reps · 312-966-3800 · greencourtepartners.com

SABRIENT SYSTEMS, LLC — notice-filed in CA. IAPD ↗institutional

$0 RAUM · 7 reps · 805-730-7777

STRATTAM CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗fund

$1.01B RAUM · 9 reps · 512-829-3963

ENGINEERS GATE MANAGER LP — notice-filed in CA. IAPD ↗fund

$6.48B RAUM · 60 reps · 646-757-2800

SUMERU EQUITY PARTNERS — notice-filed in NY. IAPD ↗fund

$3.51B RAUM · 41 reps · 650-522-3300 · sumeruequity.com

ADAMS FUNDS ADVISERS — notice-filed in FL. IAPD ↗institutional

$0 RAUM · 11 reps · 410-752-5900

THEOREM — notice-filed in NY. IAPD ↗fund

$2.02B RAUM · 29 reps · 415-489-0457 · theoremlp.com

ENERGY IMPACT PARTNERS LP — notice-filed in GA. IAPD ↗fund

$4.54B RAUM · 57 reps · 212-899-9700 · energyimpactpartners.com

VARSITY MANAGEMENT — notice-filed in IL. IAPD ↗fund

$1.83B RAUM · 17 reps · 310-564-2690 · varsityhealthcarepartners.com

TWO SIGMA INVESTOR SOLUTIONS, LP — notice-filed in NJ. IAPD ↗institutional

$0 RAUM · 2 reps · (212) 625-5700 · venn.twosigma.com

MOONRISE CAPITAL LP — notice-filed in FL. IAPD ↗fund

$1.06B RAUM · 2 reps · 772-492-3523

CENTIVA CAPITAL, LP — notice-filed in CT. IAPD ↗fund

$18.99B RAUM · 148 reps · 212-554-4180 · centivacapital.com

HANWHA ASSET MANAGEMENT (USA) LTD. — notice-filed in CA. IAPD ↗fund

$2.33B RAUM · 13 reps · (415) 534-1190

BLOCKTOWER CAPITAL ADVISORS LP — notice-filed in NY. IAPD ↗fund

$1.69B RAUM · 17 reps · (203) 989-3661

KENNEDY LEWIS MANAGEMENT LP — notice-filed in NY. IAPD ↗fund

$8.97B RAUM · 38 reps · 212-782-3480

COMPASS ROSE ASSET MANAGEMENT — notice-filed in FL. IAPD ↗fund

$12.35B RAUM · 18 reps · 212-888-1433 · compassroseam.com

ARA PARTNERS — notice-filed in DC. IAPD ↗fund

$6.17B RAUM · 32 reps · (713) 337-9150 · arapartners.com

TOMALES BAY CAPITAL — notice-filed in TX. IAPD ↗fund

$2.15B RAUM · 3 reps · (415) 723-0608 · tomalesbaycapital.com

CORTLAND INVESTMENT MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗fund

$5.58B RAUM · 123 reps · 404-965-3988 · cortland.com

WOODLINE PARTNERS LP — notice-filed in FL. IAPD ↗fund

$15.02B RAUM · 41 reps · 415-801-4550 · woodlinepartners.com

AVIDITY PARTNERS MANAGEMENT LP — notice-filed in FL. IAPD ↗fund

$5.27B RAUM · 16 reps · 214-550-1822

AQUATIC CAPITAL MANAGEMENT LLC — notice-filed in NY. IAPD ↗fund

$5.54B RAUM · 66 reps · 312-858-6200 · aquatic.com

NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — notice-filed in CO. IAPD ↗fund

$281.35B RAUM · 247 reps · 414-665-1444 · capital.northwesternmutual.com

NAVIGATE 401K, LLC — notice-filed in TX. IAPD ↗institutional

$132.0M RAUM · 2 reps · 205-224-9502 · navigate401k.com

TRINITY FUND ADVISORS LLC — notice-filed in CO, FL. IAPD ↗fund

$626.7M RAUM · 27 reps · 808-529-0909

SLATE ADVISORY SERVICE (US) LLC — notice-filed in NY. IAPD ↗fund

$4.31B RAUM · 98 reps · 312-847-1480

TCG CROSSOVER MANAGEMENT, LLC — notice-filed in NY. IAPD ↗fund

$2.20B RAUM · 6 reps · 650-924-9424 · tcgcrossover.com

FIDELITY DIVERSIFYING SOLUTIONS LLC — notice-filed in NJ. IAPD ↗fund

$2.60B RAUM · 22 reps · 617-563-7000

ALPHA GROWTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗institutional

$19.5M RAUM · 4 reps · 949-326-9797 · algwplc.com

GALVANIZE CLIMATE SOLUTIONS LLC — notice-filed in MA. IAPD ↗fund

$1.18B RAUM · 31 reps · 415-757-6600 · gcsllc.com

SANDBROOK CAPITAL MANAGEMENT LP — notice-filed in TX. IAPD ↗fund

$2.15B RAUM · 17 reps · 475-268-1450 · sandbrook.com

TRIMER CAPITAL MANAGEMENT LP — notice-filed in NY, TX. IAPD ↗fund

$704.3M RAUM · 6 reps · 212-572-6200 · crunchbase.com

SVB CAPITAL — notice-filed in UT. IAPD ↗fund

$12.17B RAUM · 18 reps · 650-519-0540

P3 ASSET MANAGEMENT — notice-filed in NY. IAPD ↗institutional

$0 RAUM · 7 reps · 253-470-4977 · p3am.com

ANTHELION CAPITAL PARTNERS LLC — notice-filed in FL. IAPD ↗fund

$1.27B RAUM · 7 reps · 212 339 1900

ANCHORAGE CAPITAL ADVISORS, L.P. — notice-filed in DE. IAPD ↗fund

$21.64B RAUM · 43 reps · 212-432-4600 · anchoragecapital.com

DEMARCHE — moved its main office from MERRIAM, KS to OVERLAND PARK, KS. IAPD ↗fund

$212.6M RAUM · 19 reps · 913-981-1345

YOST CAPITAL MANAGEMENT, LP — moved its main office from FORT WORTH, TX to HOUSTON, TX. IAPD ↗fund

$225.9M RAUM · 4 reps · 817.350.6333 · yostfunds.com

KAILAI ADVISERS LTD. — moved its main office from SHERMAN OAKS, CA to LOS ANGELES, CA. IAPD ↗fund

$110.3M RAUM · 16 reps · 310-432-0100 · claritypartners.net

SMP ASSET MANAGEMENT, LLC — moved its main office from LARCHMONT, NY to PURCHASE, NY. IAPD ↗fund

$200.4M RAUM · 1 reps · 914-833-0875 · smplp.com

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC — moved its main office from WAYZATA, MN to MINNEAPOLIS, MN. IAPD ↗fund

$162.6M RAUM · 5 reps · 952-456-5300 · northernpacificgroup.com

HARBOUR POINT CAPITAL — moved its main office from GREENWICH, CT to DARIEN, CT. IAPD ↗fund

$214.5M RAUM · 4 reps · 646-681-4600 · harbourpointcapital.com

URSA FUND MANAGEMENT LLC — moved its main office from ORINDA, CA to DANVILLE, CA. IAPD ↗fund

$157.1M RAUM · 2 reps · 415-529-6040

KINGFISH CAPITAL PARTNERS LLC — moved its main office from SAN FRANCISCO, CA to SOUTHLAKE, TX. IAPD ↗fund

$240.6M RAUM · 41 reps · 650-980-0200

THAMES CAPITAL MANAGEMENT, LLC — moved its main office from NEW YORK, NY to ROSELAND, NJ. IAPD ↗fund

$231.4M RAUM · 3 reps · 973-200-6725 · thamescapitalmanagement.com

FARADAY CAPITAL, L.P. — moved its main office from FORT WORTH, TX to ROCKLIN, CA. IAPD ↗fund

$64.6M RAUM · 3 reps · (916) 251 7146 · faradaycap.com

NORTHERN PACIFIC GROUP, L.P. — moved its main office from WAYZATA, MN to MINNEAPOLIS, MN. IAPD ↗fund

$162.6M RAUM · 5 reps · 952-456-5300 · northernpacificgroup.com

SEA OTTER ADVISORS LLC — moved its main office from NEW YORK, NY to MIAMI, FL. IAPD ↗fund

$124.7M RAUM · 4 reps · 646-849-3810

CARDINAL POINT WEALTH MANAGEMENT — CARDINAL POINT CAPITAL MANAGEMENT, ULC is now doing business as . IAPD ↗foreign

$1.58B RAUM · 21 reps · 866-213-2036

TRIANGLE PEAK PARTNERS, LP — notice-filed in CA. IAPD ↗fund

$316.6M RAUM · 5 reps · 831-998-9540 · trianglepeakpartners.com

JW ASSET MANAGEMENT, LLC — notice-filed in FL. IAPD ↗fund

$450.2M RAUM · 3 reps · 212-446-5362 · jwfunds.com

KAIROS — notice-filed in TN. IAPD ↗fund

$989.4M RAUM · 19 reps · 949-709-8888

PSC CAPITAL PARTNERS LLC — notice-filed in NY. IAPD ↗fund

$301.0M RAUM · 8 reps · 612-303-6000 · pipersandler.com

ENHANCED CAPITAL PARTNERS, LLC — notice-filed in MO. IAPD ↗fund

$969.1M RAUM · 14 reps · 504-569-7900

LWO LLC — notice-filed in MO. IAPD ↗fund

$278.6M RAUM · 20 reps · 469-351-3470

GREAT ELM CAPITAL MANAGEMENT, INC. — notice-filed in FL. IAPD ↗fund

$288.4M RAUM · 8 reps · 561-214-7901 · greatelmgroup.com

PARK CITIES ADVISORS LLC — notice-filed in CT. IAPD ↗fund

$398.2M RAUM · 7 reps · 469-249-1000

GIP INVESTMENT ADVISER LLC — notice-filed in FL. IAPD ↗fund

$329.4M RAUM · 5 reps · 650-387-6686 · ksvglobal.com

UPPER90 — notice-filed in MD. IAPD ↗fund

$815.8M RAUM · 10 reps · (646) 979-0719

AIMPERA CAPITAL PARTNERS LLC — notice-filed in NJ. IAPD ↗fund

$802.3M RAUM · 9 reps · 415-463-3965

BASTION MANAGEMENT II LLC — notice-filed in MN. IAPD ↗fund

$403.6M RAUM · 7 reps · -10060 · bastionmgmt.com

LS BDC ADVISER, LLC — notice-filed in DC. IAPD ↗fund

$548.9M RAUM · 35 reps · 786 598 2089

WARWICK CAPITAL PARTNERS (US) LP — notice-filed in RI. IAPD ↗fund

$432.5M RAUM · 9 reps · 917-828-2630 · warwickcap.com

PALO DURO INVESTMENT PARTNERS, LP — notice-filed in TX. IAPD ↗fund

$354.6M RAUM · 3 reps · 312-264-4670

ACCORDANT INVESTMENTS LLC — notice-filed in NJ, TX. IAPD ↗fund

$35.6M RAUM · 4 reps · 602-609-2193 · accordantinvestments.com

SSA WEALTH ADVISORS — SSA SWISS WEALTH ADVISORS AG is now doing business as . IAPD ↗foreign

$629.8M RAUM · 5 reps · +41 44 206 60 40 · ssa-wa.com

ZENITH AM — WISEAM is now doing business as . IAPD ↗foreign

$532.4M RAUM · 7 reps · 33180980050 · zenith-am.com

KWK MANAGEMENT LLC — notice-filed in TX. IAPD ↗fund

$226.2M RAUM · 4 reps · 346-396-0300 · kwkmgmt.com

BRIGHTLINE CAPITAL MANAGEMENT, LLC — notice-filed in NY. IAPD ↗fund

$196.4M RAUM · 5 reps · 305-423-0832 · brightlinecapital.com

1207 CAPITAL GROUP, LLC — notice-filed in NM. IAPD ↗fund

$140.5M RAUM · 4 reps · 312-690-6201 · cimarrongrp.com

MARKETFIELD ASSET MANAGEMENT LLC — notice-filed in CT. IAPD ↗fund

$154.0M RAUM · 3 reps · 212-514-2350 · marketfieldfund.com

KINGFISH CAPITAL PARTNERS LLC — notice-filed in TX. IAPD ↗fund

$240.6M RAUM · 41 reps · 650-980-0200

FARADAY CAPITAL, L.P. — notice-filed in CA. IAPD ↗fund

$64.6M RAUM · 3 reps · (916) 251 7146 · faradaycap.com

SAAS CAPITAL, LLC — notice-filed in KS. IAPD ↗fund

$174.3M RAUM · 6 reps · 303-870-9529 · saas-capital.com

KANBRICK LLC — notice-filed in NC. IAPD ↗fund

$223.3M RAUM · 5 reps · 872-225-2249

PIPER HEARTLAND HEALTHCARE CAPITAL, LLC — notice-filed in NY. IAPD ↗fund

$232.3M RAUM · 4 reps · 612-303-6000 · pipersandler.com

BROADLIGHT CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗fund

$214.2M RAUM · 4 reps · 203 496 5400 · broadlightcapital.com

FOREST ROAD ASSET MANAGEMENT LLC — notice-filed in DC. IAPD ↗fund

$25.3M RAUM · 12 reps · 302-265-0167 · forestroadco.com

FUND ASSET MANAGERS — notice-filed in TX. IAPD ↗fund

$8.5M RAUM · 4 reps · 203-629-3300

DAUNTLESS CAPITAL PARTNERS LLC — notice-filed in UT. IAPD ↗fund

$142.1M RAUM · 7 reps · 202-656-1250

OZE CAPITAL LLC — notice-filed in TX. IAPD ↗fund

$175.2M RAUM · 3 reps · 973-446-6876 · ozecapital.com

DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 3 (97 -> 100). IAPD ↗foreign

$44.97B RAUM · 75 reps · 49 69 910 12371

DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (96 -> 99). IAPD ↗foreign

$1.93B RAUM · 8 reps · 011 612 8258 1234 · dws.com

DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (98 -> 101). IAPD ↗foreign

$16.10B RAUM · 76 reps · 44 207 547 5344

DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (98 -> 101). IAPD ↗foreign

$3.45B RAUM · 20 reps · 852-2203-8888 · dws.com

SANTANDER ASSET MANAGEMENT SA SGIIC — 's Item 11 disclosure-reporting entries rose by 1 (20 -> 21). IAPD ↗foreign

$105.21B RAUM · 84 reps · 34 912574020 · santanderassetmanagement.es

GMO SINGAPORE PTE. LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗foreign

$2.28B RAUM · 6 reps · (65) 6532-0346 · gmo.com

CANDRIAM S.C.A. — 's Item 11 disclosure-reporting entries rose by 1 (22 -> 23). IAPD ↗foreign

$127.33B RAUM · 289 reps · +352 27 97 39 23

FAMA RE.CAPITAL LTDA — FAMA INVESTIMENTOS is now doing business as . IAPD ↗foreign

$123.0M RAUM · 9 reps · 55-11-5508-1188 · famainvestimentos.com.br

FLOWERING TREE INVESTMENT MANAGEMENT PTE. LTD. — FLOWERING TREE INVESTMENT MANAGEMENT is now doing business as . IAPD ↗foreign

$227.9M RAUM · 11 reps · 65-6709-0000

NEO-CRITERION CAPITAL LIMITED — NEO-CRITERION CAPITAL SINGAPORE PTE. LTD. is now doing business as . IAPD ↗foreign

$35.9M RAUM · 7 reps · +65 96632931 · neo-criterion.com

SARASIN ASSET MANAGEMENT LIMITED — 's Item 11 disclosure-reporting entries rose by 9 (0 -> 9). IAPD ↗foreign

$603.3M RAUM · 9 reps · +(44)(20)7038 7000 · sarasinassetmanagement.com

COELI FRONTIER MARKETS AB — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗foreign

$564.5M RAUM · 2 reps · 46850622300

SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED — 's Item 11 disclosure-reporting entries rose by 4 (24 -> 28). IAPD ↗foreign

$775.5M RAUM · 8 reps · 852 21158710 · samsungetfhk.com

CIDEL ASSET MANAGEMENT INC — notice-filed in DE, NV, NY. IAPD ↗foreign

$5.19B RAUM · 38 reps · 416 977 6767 · loricaic.ca

RICHARDSON WEALTH (USA) LIMITED — notice-filed in CT, GA, MN, MO, OH. IAPD ↗foreign

$193.3M RAUM · 0 reps · 1-855-204-7467

BEANSTOX — notice-filed in DC, ME, MT, SD, VI, VT, WY. IAPD ↗foreign

$6.4M RAUM · 3 reps · (514) 849-1056

TRUEPLAN BENEFIT AND RETIREMENT ADVISORS — changed its website from hanysbenefits.com to trueplanadvisors.com. IAPD ↗institutional

$3.92B RAUM · 4 reps · 518-431-7600 · trueplanadvisors.com

VAN ECK ASSOCIATES CORP. — changed its website from vaneck.com to soundcloud.com. IAPD ↗institutional

$70.40B RAUM · 41 reps · 212-293-2000 · soundcloud.com

APPLIED FINANCE ADVISORS, LLC — changed its website from trtadvisors.com to appliedfinancefunds.com. IAPD ↗institutional

$1.30B RAUM · 4 reps · 210-204-7479 · appliedfinancefunds.com

NEWPORT GROUP CONSULTING, LLC — changed its website from newportpep.com to newportgroup.com. IAPD ↗institutional

$2.56B RAUM · 11 reps · 407-333-2905 · newportgroup.com

NEXPOINT ASSET MANAGEMENT, L.P. — changed its website from highlandfunds.com to nexpointassetmgmt.com. IAPD ↗institutional

$2.23B RAUM · 5 reps · 214-276-6300 · nexpointassetmgmt.com

FIDUCIARY FIRST — changed its website from theparticipanteffect.com to fiduciaryfirst.com. IAPD ↗institutional

$3.31B RAUM · 2 reps · 407.740.6111 · fiduciaryfirst.com

PENSERRA CAPITAL MANAGEMENT LLC — changed its website from penserra.com to penserracapital.com. IAPD ↗institutional

$6.71B RAUM · 8 reps · 800-456-8850 · penserracapital.com

STRATOS INVESTMENT MANAGEMENT, LLC — changed its website from fundamentuminvesting.com to stratosinvestmentmanagement.com. IAPD ↗institutional

$1.52B RAUM · 3 reps · 4402104900 · stratosinvestmentmanagement.com

DISTILLATE CAPITAL PARTNERS LLC — changed its website from distillatefunds.com to distillatecapital.com. IAPD ↗institutional

$1.61B RAUM · 3 reps · 312-270-1212 · distillatecapital.com

NEXPOINT REAL ESTATE ADVISORS VII, L.P. — changed its website from nexpointfinance.com to nexpoint.com. IAPD ↗institutional

$7.32B RAUM · 1 reps · 214-276-6300 · nexpoint.com

KESTRA INVESTMENT MANAGEMENT, LLC. — changed its website from vimeo.com to kestraim.com. IAPD ↗institutional

$1.51B RAUM · 10 reps · 844-553-7872 · kestraim.com

LASALLE DEBT INVESTORS, INC. — changed its website from lmrei.com to lasalle.com. IAPD ↗institutional

$711.7M RAUM · 9 reps · 310-234-2100 · lasalle.com

TIS ADVISORS — changed its website from etp.ecofininvest.com to etp.tortoiseecofin.com. IAPD ↗institutional

$592.4M RAUM · 1 reps · 913-981-1020 · etp.tortoiseecofin.com

PEARL RIVER CAPITAL, LLC — changed its website from pearlrivercapital.com to prcquant.com. IAPD ↗institutional

$719.1M RAUM · 9 reps · 269-479-1493 · prcquant.com

CONSEQUENT CAPITAL MANAGEMENT, LLC — changed its website from consequentcm.com to consequentgroup.com. IAPD ↗institutional

$700.9M RAUM · 6 reps · (404) 883-2500 · consequentgroup.com

VCC ADVISORS, LLC — changed its website from varagon.com to man.com. IAPD ↗institutional

$779.5M RAUM · 42 reps · 212-235-2600 · man.com

MASECO PRIVATE WEALTH — notice-filed in NH. IAPD ↗foreign

$2.68B RAUM · 19 reps · +44 20 7043 0455 · instagram.com\masecopw

TANAGER WEALTH MANAGEMENT — notice-filed in NJ. IAPD ↗foreign

$1.01B RAUM · 14 reps · 020 3965 6330

WELLINGTON-ALTUS USA INC. — notice-filed in CO, MI, WA. IAPD ↗foreign

$84.1M RAUM · 48 reps · 888-315-8729

ALVEO WEALTH MANAGEMENT, LLC — moved its main office from MIAMI, FL to MEXICO CITY, . IAPD ↗foreign

$6.9M RAUM · 3 reps · 561 371 0135

NEO-CRITERION CAPITAL LIMITED — moved its main office from SINGAPORE, to HONG KONG, . IAPD ↗foreign

$35.9M RAUM · 7 reps · +65 96632931 · neo-criterion.com

BRIGHTSTONE CAPITAL MANAGEMENT, LLC — moved its main office from ST. CLAIR, PORT-OF-SPAIN, to ST. CLAIR, PORT OF SPAIN, . IAPD ↗foreign

$12.6M RAUM · 1 reps · 1 (740) 409-8235

SANOSTRO AG — moved its main office from ZURICH, to ZUG, . IAPD ↗foreign

$0 RAUM · 1 reps · 41445158710

SKYBOUND WEALTH MANAGEMENT USA, LLC — moved its main office from MIAMI, FL to LONDON, . IAPD ↗foreign

$36.0M RAUM · 5 reps · 0044 (0)207 183 3505

EQUITY STORY USA — moved its main office from SYDNEY, to MANLY, NSW, . IAPD ↗foreign

$0 RAUM · 3 reps · +61 488 424 441

CLIMBER CAPITAL SA — notice-filed in FL. IAPD ↗foreign

$544.1M RAUM · 3 reps · +41 22 361 66 11 · climbercapital.ch

BNY MELLON INVESTMENT ADVISER, INC. — changed its website from dreyfus.com to bnymellonim.com. IAPD ↗fund

$339.70B RAUM · 23 reps · 212-635-8827 · bnymellonim.com

GABELLI & COMPANY INVESTMENT ADVISERS, INC. — changed its website from associated-capital-group.com to gabellipartners.com. IAPD ↗fund

$1.53B RAUM · 18 reps · 914-921-5135 · gabellipartners.com

GOTHAM ASSET MANAGEMENT, LLC — changed its website from gothamfunds.com to gotham.com. IAPD ↗fund

$6.31B RAUM · 19 reps · 212-319-4100 · gotham.com

WILLOWRIDGE PARTNERS, INC. — changed its website from willowridge.com to secondaries.com. IAPD ↗fund

$2.42B RAUM · 9 reps · 212-369-4700 · secondaries.com

SKY HARBOR CAPITAL MANAGEMENT, LLC — changed its website from skyhcm.com to skyharborglobalfunds.com. IAPD ↗fund

$4.06B RAUM · 9 reps · 203-769-8800 · skyharborglobalfunds.com

ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLC — changed its website from encorefunds.com to encorecm.com. IAPD ↗fund

$1.66B RAUM · 23 reps · 561-961-1000 · encorecm.com

ARGOSY CAPITAL — changed its website from argosyprivateequity.com to argosycapital.com. IAPD ↗fund

$3.34B RAUM · 47 reps · 610-971-9685 · argosycapital.com

ONE ROCK CAPITAL — changed its website from onerockcapital.com to onerock.com. IAPD ↗fund

$10.41B RAUM · 50 reps · 212-605-6000 · onerock.com

MILLSTREET CAPITAL MANAGEMENT LLC — changed its website from millstreetcapital.com to millstreet.com. IAPD ↗fund

$2.97B RAUM · 4 reps · 617-939-0030 · millstreet.com

DYNAMIC BETA INVESTMENTS LLC — changed its website from dynamicbeta.com to dbi.co. IAPD ↗fund

$1.94B RAUM · 3 reps · 646-837-7030 · dbi.co

NGC CAPITAL MANAGEMENT LLC — changed its website from aicap.com to ngc.nfg.com. IAPD ↗fund

$2.35B RAUM · 8 reps · (646) 630-8376 · ngc.nfg.com

ENGINE CAPITAL MANAGEMENT, LP — changed its website from abetterpathformatrix.com to enginecap.com. IAPD ↗fund

$1.26B RAUM · 3 reps · (646) 392-8863 · enginecap.com

ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLC — changed its website from adventinternational.com to ago.adventinternational.com. IAPD ↗fund

$1.84B RAUM · 8 reps · 617-951-9400 · ago.adventinternational.com

STERLING INVESTMENT MANAGEMENT — changed its website from tccolleyville.com to sterlingorganization.com. IAPD ↗fund

$1.95B RAUM · 24 reps · 561-835-1810 · sterlingorganization.com

VARAGON CAPITAL PARTNERS, L.P. — changed its website from varagon.com to man.com. IAPD ↗fund

$13.75B RAUM · 42 reps · 212-235-2600 · man.com

BUTTERFLY EQUITY LP — changed its website from butterflyequity.com to bfly.com. IAPD ↗fund

$4.05B RAUM · 23 reps · 310-409-4994 · bfly.com

STONE CREEK CAPITAL MANAGEMENT LLC — changed its website from stonecreekcapitalmgmt.com to stonecreekmarginlending.com. IAPD ↗institutional

$0 RAUM · 1 reps · (678)867-7050 · stonecreekmarginlending.com

RADCLIFF MANAGEMENT LLC — changed its website from radcliffcompanies.com to radcliff.com. IAPD ↗fund

$1.70B RAUM · 4 reps · 212-858-0448 · radcliff.com

SUMMERHAVEN INVESTMENT MANAGEMENT, LLC — changed its website from summerhavenim.com to summerhavenindex.com. IAPD ↗institutional

$156.8M RAUM · 5 reps · 203-352-2700 · summerhavenindex.com

MOUNT STREET PORTFOLIO ADVISERS LLC — changed its website from mountstreetgroup.com to mountstreet.com. IAPD ↗institutional

$236.6M RAUM · 1 reps · 917-412-7824 · mountstreet.com

IDX ADVISORS — changed its website from idx-us.com to idxadvisors.com. IAPD ↗institutional

$106.5M RAUM · 5 reps · 800-403-4349 · idxadvisors.com

AURORA CAPITAL PARTNERS MANAGEMENT VI L.P. — changed its website from auroracap.com to auroracapgroup.com. IAPD ↗fund

$5.54B RAUM · 25 reps · 310-551-0101 · auroracapgroup.com

BOW WAVE CAPITAL MANAGEMENT, LP — changed its website from bowwavecap.com to bowwavecapital.com. IAPD ↗fund

$1.60B RAUM · 2 reps · 917-574-6122 · bowwavecapital.com

LONGRANGE CAPITAL, L.P. — changed its website from longrangepartners.com to longrangecapital.com. IAPD ↗fund

$1.76B RAUM · 12 reps · 203-423-3935 · longrangecapital.com

RETIREFUL LLC — changed its website from mohrcapitalmanagement.com to mohrfunds.com. IAPD ↗institutional

$244.5M RAUM · 2 reps · 866-464-6608 · mohrfunds.com

VATIC INVESTMENTS — changed its website from vaticinvestments.com to vaticlabs.ai. IAPD ↗institutional

$0 RAUM · 0 reps · 646-202-1494 · vaticlabs.ai

KUVARE ASSET MANAGEMENT — changed its website from kuvare.com to kuvareassetmanagement.com. IAPD ↗fund

$27.58B RAUM · 41 reps · 312-682-6389 · kuvareassetmanagement.com

ACADEMY ASSET MANAGEMENT — changed its website from academyalpha.com to academyassetmanagement.com. IAPD ↗institutional

$163.5M RAUM · 3 reps · 646-341-6869 · academyassetmanagement.com

KAIJU ETF ADVISORS — changed its website from kaijuetfadvisors.com to kaiju.ai. IAPD ↗institutional

$3.9M RAUM · 7 reps · 732-759-1153 · kaiju.ai

NOMURA CAPITAL MANAGEMENT LLC — changed its website from nomuraprivatecapital.com to nomuracapitalmanagement.com. IAPD ↗institutional

$100.6M RAUM · 5 reps · 212-667-9131 · nomuracapitalmanagement.com

LUMINARX CAPITAL MANAGEMENT LP — changed its website from luminarxcap.com to luminarx.com. IAPD ↗fund

$2.20B RAUM · 15 reps · 212-680-4579 · luminarx.com

P3 ASSET MANAGEMENT — changed its website from p3assetmanagement.com to p3am.com. IAPD ↗institutional

$0 RAUM · 7 reps · 253-470-4977 · p3am.com

MILLENNIUM BRIDGE CAPITAL — changed its website from cheyennefund.com to mbclp.com. IAPD ↗fund

$572.0M RAUM · 9 reps · 303-454-5453 · mbclp.com

PETROCAP, LLC — changed its website from petrocap.com to aplomadopartners.com. IAPD ↗fund

$868.5M RAUM · 8 reps · 214-871-7967 · aplomadopartners.com

NORTHLIGHT CAPITAL PARTNERS — changed its website from nlightcp.com to icx.efrontcloud.com. IAPD ↗fund

$463.7M RAUM · 7 reps · 646-873-6547 · icx.efrontcloud.com

GREAT ELM CAPITAL MANAGEMENT, INC. — changed its website from greatelmcc.com to greatelmgroup.com. IAPD ↗fund

$288.4M RAUM · 8 reps · 561-214-7901 · greatelmgroup.com

ARRINGTON CAPITAL INVESTMENT MANAGEMENT, LLC — changed its website from arringtonxrpcapital.com to arringtoncapital.com. IAPD ↗fund

$511.6M RAUM · 9 reps · 786-548-1886 · arringtoncapital.com

MOUNTAINGATE MANAGEMENT CO., LLC — changed its website from mountaingate.com to krgcapital.com. IAPD ↗fund

$896.9M RAUM · 21 reps · (303) 390-5001 · krgcapital.com

BIP CAPITAL MANAGEMENT SERVICES, LLC — changed its website from panoramic.vc to bipventures.vc. IAPD ↗fund

$335.7M RAUM · 3 reps · 404-410-6476 · bipventures.vc

ROUNDHILL INVESTMENTS — changed its website from roundhillinvestments.com to public.com. IAPD ↗fund

$716.8M RAUM · 4 reps · 646-661-5441 · public.com

SCALEWORKS CAPITAL, LLC — changed its website from elementsaasfinance.com to soil.works. IAPD ↗fund

$263.5M RAUM · 6 reps · 210-544-5409 · soil.works

TRIMER CAPITAL MANAGEMENT LP — changed its website from trimercap.com to crunchbase.com. IAPD ↗fund

$704.3M RAUM · 6 reps · 212-572-6200 · crunchbase.com

RIPOSTE CAPITAL LLC — changed its website from ripostecapital.com to ripostecapital.org. IAPD ↗fund

$390.1M RAUM · 5 reps · (646) 802-6330 · ripostecapital.org

CAMSHAFT CAPITAL ADVISORS LLC — changed its website from camshaftcapital.com to camshaftgroup.com. IAPD ↗fund

$581.1M RAUM · 1 reps · +1 (305) 619-1383 · camshaftgroup.com

CAMBRIAN CAPITAL MANAGEMENT, L.L.C. — changed its website from veritablelp.com to cambrianpe.com. IAPD ↗fund

$331.5M RAUM · 5 reps · 610-640-9551 · cambrianpe.com

BELVOIR WEALTH MANAGEMENT AG — notice-filed in PA. IAPD ↗foreign

$224.3M RAUM · 3 reps · 41-43-244-7550 · belvoirwealth.com

WHVP — notice-filed in LA. IAPD ↗foreign

$163.3M RAUM · 4 reps · 011 41 44 315 77 77

CROSS SHORE CAPITAL MANAGEMENT, LLC — changed its website from crossshorefunds.com to xshorecap.com. IAPD ↗fund

$146.4M RAUM · 3 reps · 516-684-4040 · xshorecap.com

FIGURE INVESTMENT ADVISORS, LLC — changed its website from figure.com to figuremarkets.com. IAPD ↗fund

$70.8M RAUM · 1 reps · 628-236-5823 · figuremarkets.com

PANDION MINE FINANCE, LP — changed its website from pandionmetals.com to rivermet.com. IAPD ↗fund

$125.2M RAUM · 3 reps · (346)509-4955 · rivermet.com

STRUCK CAPITAL MANAGEMENT LLC — changed its website from struckcapital.com to struckcrypto.com. IAPD ↗fund

$145.1M RAUM · 7 reps · 561-289-0486 · struckcrypto.com

CLARENDON CAPITAL, LLC — changed its website from clarendongrp.com to clarendoncap.com. IAPD ↗fund

$213.0M RAUM · 9 reps · (703) 705-2017 · clarendoncap.com

SEAPORT GLOBAL ASSET MANAGEMENT LLC — changed its website from armoryfunds.com to seaportglobal.com. IAPD ↗fund

$121.3M RAUM · 1 reps · 212-616-7700 · seaportglobal.com

GRAYSCALE ADVISORS — changed its website from grayscale.com to etfs.grayscale.com. IAPD ↗fund

$7.8M RAUM · 14 reps · 212-668-1427 · etfs.grayscale.com

BITWISE INVESTMENT MANAGER, LLC — changed its website from bitwiseinvestments.com to bwebetf.com. IAPD ↗fund

$37.2M RAUM · 7 reps · 415-707-3663 · bwebetf.com

JORDANELLE CAPITAL — changed its website from jordanellecap.com to jordanelle.com. IAPD ↗fund

$220.0M RAUM · 2 reps · (385) 500-4894 · jordanelle.com

CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED — changed its website from citlon.com to citlon.co.uk. IAPD ↗foreign

$5.90B RAUM · 28 reps · 11442077110771 · citlon.co.uk

NORTHERN TRUST GLOBAL INVESTMENTS LTD — changed its website from northerntrust.com to pointofview.northerntrust.com. IAPD ↗foreign

$160.06B RAUM · 18 reps · 0044-(0)207-982-2000 · pointofview.northerntrust.com

PICTET NORTH AMERICA ADVISORS SA — changed its website from pnaa.group.pictet to pnaa.pictet.com. IAPD ↗foreign

$4.64B RAUM · 20 reps · +41.22.307.9000 · pnaa.pictet.com

NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED — changed its website from nimco.com.hk to nimco.co.uk. IAPD ↗foreign

$1.51B RAUM · 7 reps · 00852-3657-5600 · nimco.co.uk

HOLOWESKO PARTNERS LTD. — changed its website from holoweskofunds.com to holoweskopartners.com. IAPD ↗foreign

$783.2M RAUM · 13 reps · 242-362-7800 · holoweskopartners.com

CONSTELLATION INVESTIMENTOS E PARTICIPAÇÕES LTDA — changed its website from const.com.br to constellation.com.br. IAPD ↗foreign

$1.43B RAUM · 11 reps · 55 11 4501 0025 · constellation.com.br

PARKVIEW LTD. — changed its website from parkview.ch to parkviewgroup.com. IAPD ↗foreign

$404.6M RAUM · 5 reps · +41 44 283 40 80 · parkviewgroup.com

SELECTIVE ADVISORS — changed its website from selectiveadvisors.co.uk to selectivecapital.ro. IAPD ↗foreign

$1.9M RAUM · 1 reps · 40744331681 · selectivecapital.ro

CIDEL ASSET MANAGEMENT INC — changed its website from toron-ami.com to loricaic.ca. IAPD ↗foreign

$5.19B RAUM · 38 reps · 416 977 6767 · loricaic.ca

ZENITH AM — changed its website from wiseam.fr to zenith-am.com. IAPD ↗foreign

$532.4M RAUM · 7 reps · 33180980050 · zenith-am.com

RAISON ASSET MANAGEMENT — changed its website from raison.am to wealth.raison.app. IAPD ↗foreign

$55.6M RAUM · 5 reps · +372 602 6855 · wealth.raison.app

LCJ INVESTMENTS SA — changed its website from lcjinvestments.com to swissfim.com. IAPD ↗foreign

$26.0M RAUM · 5 reps · 41227070261 · swissfim.com

NEUBERGER BERMAN CANADA ULC — changed its website from plus.google.com to nb.com. IAPD ↗foreign

$11.18B RAUM · 13 reps · 416-883-6904 · nb.com

SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED — changed its website from samsungetf.com to samsungetfhk.com. IAPD ↗foreign

$775.5M RAUM · 8 reps · 852 21158710 · samsungetfhk.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.