← Tributary

ICA GROUP WEALTH MANAGEMENT, LLC

DENVER, CO · CRD 311419 · IAPD ↗ · dunniganfinancial.com · 720-758-8000

$1.16BRegulatory AUM
45Advisory reps
45Employees
0Clients
11-25Planning clients
0Private funds
14States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
October 2024 — ICA GROUP WEALTH MANAGEMENT, LLC (DENVER, CO) left the SEC roster (was $1.16B RAUM, 45 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
May 2024 — ICA GROUP WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
30
April 2024 — ICA GROUP WEALTH MANAGEMENT, LLC changed its website from ridgetowninvestments.com to dunniganfinancial.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.