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OAR FINANCIAL

BRYN MAWR, PA · CRD 158989 · IAPD ↗ · oarfinancial.com · 833-662-6346

$114.5MRegulatory AUM
4Advisory reps
10Employees
3Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2025 — OAR FINANCIAL reported RAUM down 76% ($466.0M -> $112.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
67
March 2025 — OAR FINANCIAL grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
April 2024 — PALLADIEM LLC is now doing business as OAR FINANCIAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.