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NGC CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 167163 · IAPD ↗ · ngc.nfg.com · (646) 630-8376

$2.24BRegulatory AUM
8Advisory reps
11Employees
0Clients
n/aPlanning clients
4Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
October 2024 — NGC CAPITAL MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $2.24B RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
15
April 2024 — NGC CAPITAL MANAGEMENT LLC changed its website from aicap.com to ngc.nfg.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
32
February 2024 — NGC CAPITAL MANAGEMENT LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
February 2024 — NGC CAPITAL MANAGEMENT LLC moved its main office from SAN FRANCISCO, CA to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.