Marketing & brand — August 2025
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
534 firms opened this window in the August 2025 SEC roster: 236 state expansion, 182 new registration, 30 relocation, 29 rename, 29 disclosure added, 28 website changed.
95
MONEY MANAGERS INC — (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
95
DEWITT CAPITAL MANAGEMENT — (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
95
ANDERSON GRIGGS INVESTMENTS — (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
95
MILLENIA FINANCIAL PARTNERS, LLC — (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
95
FORTUNE FINANCIAL GROUP, INC. — (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
95
THE STEWARDSHIP CENTER, INC. — (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
95
JJSA ADVISORS, LTD. — (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
95
MARATHON STRATEGIC ADVISORS, LLC — (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
95
FORREST FINANCIAL SERVICES — (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
95
THE JENKINS GROUP — (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
95
NEW ENGLAND SCHOONER, INC. — (PEABODY, MA) is newly SEC-registered with $130.8M RAUM and 4 advisory reps. IAPD ↗
95
FIVE SEASONS FINANCIAL PLANNING LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $109.3M RAUM and 1 advisory reps. IAPD ↗
95
ARGENT WEALTH MANAGEMENT, INC. — (ROUND ROCK, TX) is newly SEC-registered with $137.8M RAUM and 2 advisory reps. IAPD ↗
95
LIBERTY ASSET MANAGEMENT — (ALLENTOWN, PA) is newly SEC-registered with $106.2M RAUM and 5 advisory reps. IAPD ↗
95
PEAK AMERICAN INVESTMENT ADVISORS, INC. — (PLANO, TX) is newly SEC-registered with $100.4M RAUM and 11 advisory reps. IAPD ↗
95
MASONBORO ADVISORS — (WILMINGTON, NC) is newly SEC-registered with $155.9M RAUM and 7 advisory reps. IAPD ↗
95
SIDOXIA CAPITAL MANAGEMENT, LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $126.7M RAUM and 2 advisory reps. IAPD ↗
95
THE SHERRY GROUP, INC. — (MOUNTAIN HOME, AR) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
95
STRUCTURED WEALTH MANAGEMENT, INC. — (TOLEDO, OH) is newly SEC-registered with $169.0M RAUM and 2 advisory reps. IAPD ↗
95
CRESCENT CITY RETIREMENT GROUP — (METAIRIE, LA) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
95
SKYLINE FINANCIAL NORTHWEST — (PORTLAND, OR) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
95
THE CARROLL GROUP, INC. — (location n/a) is newly SEC-registered with $133.7M RAUM and 1 advisory reps. IAPD ↗
95
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC — (CRYSTAL LAKE, IL) is newly SEC-registered with $115.9M RAUM and 4 advisory reps. IAPD ↗
95
GROSS DOMESTIC PRODUCT, INC — (location n/a) is newly SEC-registered with $119.7M RAUM and 1 advisory reps. IAPD ↗
95
ASCENDOR WEALTH, LLC — (WILMINGTON, NC) is newly SEC-registered with $116.8M RAUM and 5 advisory reps. IAPD ↗
95
BISON INVESTMENT ADVISORS, LLC — (THE WOODLANDS, TX) is newly SEC-registered with $140.1M RAUM and 2 advisory reps. IAPD ↗
95
ICOM ADVISORS, LLC — (location n/a) is newly SEC-registered with $123.4M RAUM and 4 advisory reps. IAPD ↗
95
TKC WEALTH MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $121.8M RAUM and 5 advisory reps. IAPD ↗
95
MCGUIRE CAPITAL ADVISORS, INC. — (BETHANY, OK) is newly SEC-registered with $116.1M RAUM and 4 advisory reps. IAPD ↗
95
PUREWATER CAPITAL, LLC — (FORT WORTH, TX) is newly SEC-registered with $111.6M RAUM and 3 advisory reps. IAPD ↗
95
NORTHERN LIGHTS ADVISORS, INC. — (SEATTLE, WA) is newly SEC-registered with $131.7M RAUM and 3 advisory reps. IAPD ↗
95
ARBOR WEALTH MANAGEMENT, LLC — (TEMPE, AZ) is newly SEC-registered with $107.3M RAUM and 2 advisory reps. IAPD ↗
95
PACIFIC EXCEL WEALTH ADVISORS, INC. — (WALNUT CREEK, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
BRIDGE FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $93.3M RAUM and 2 advisory reps. IAPD ↗
95
ARK ROYAL WEALTH MANAGEMENT LLC — (RALEIGH, NC) is newly SEC-registered with $139.3M RAUM and 3 advisory reps. IAPD ↗
95
RENAISSANCE ADVISORS — (RIDGELAND, MS) is newly SEC-registered with $147.6M RAUM and 2 advisory reps. IAPD ↗
95
SONNET, LLC — (SPRING, TX) is newly SEC-registered with $117.5M RAUM and 4 advisory reps. IAPD ↗
95
BIREME CAPITAL, LLC — (ROCKVILLE, MD) is newly SEC-registered with $168.4M RAUM and 2 advisory reps. IAPD ↗
95
GRANADA WEALTH MANAGEMENT, LLC — (DAVIDSON, NC) is newly SEC-registered with $151.1M RAUM and 1 advisory reps. IAPD ↗
95
ANTIGRAVITY INVESTMENTS — (location n/a) is newly SEC-registered with $520,030 RAUM and 2 advisory reps. IAPD ↗
95
SECURE WEALTH, INC. — (BOCA RATON, FL) is newly SEC-registered with $113.0M RAUM and 3 advisory reps. IAPD ↗
95
OLIVE STREET CAPITAL PARTNERS LLC — (LOS ANGELES, CA) is newly SEC-registered with $145.3M RAUM and 1 advisory reps. IAPD ↗
95
LEXINGTON HILL PARTNERS, LLC — (DALLAS, TX) is newly SEC-registered with $170.7M RAUM and 5 advisory reps. IAPD ↗
95
LEGACY FINANCIAL ADVISORS — (location n/a) is newly SEC-registered with $115.8M RAUM and 3 advisory reps. IAPD ↗
95
TRUE BLUE FINANCIAL, LLC — (STEVENSVILLE, MI) is newly SEC-registered with $193.7M RAUM and 4 advisory reps. IAPD ↗
95
STRATEGIC ADVISORY PARTNERS — (GREENSBORO, NC) is newly SEC-registered with $124.3M RAUM and 3 advisory reps. IAPD ↗
95
M2G VENTURES LLC — (FORT WORTH, TX) is newly SEC-registered with $156.2M RAUM and 15 advisory reps. IAPD ↗
95
LYON WEALTH ADVISORS — (CHARLOTTE, NC) is newly SEC-registered with $198.4M RAUM and 3 advisory reps. IAPD ↗
95
MICA CREEK CAPITAL LLC — (STEAMBOAT SPRINGS, CO) is newly SEC-registered with $169.8M RAUM and 2 advisory reps. IAPD ↗
95
BUENWEALTH — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
STONEBRIAR WEALTH, LLC — (LEHI, UT) is newly SEC-registered with $100.0M RAUM and 4 advisory reps. IAPD ↗
95
RIDGEGATE ADVISORS, LLC — (ENGLEWOOD, CO) is newly SEC-registered with $0 RAUM and 7 advisory reps. IAPD ↗
95
LEGACY WEALTH ADVISOR LLC — (LYNCHBURG, VA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SHARP WEALTH MANAGEMENT — (SPRINGFIELD, MO) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
OAKWORTH ASSET MANAGEMENT, LLC — (BIRMINGHAM, AL) is newly SEC-registered with $0 RAUM and 15 advisory reps. IAPD ↗
95
CEDAR COVE WEALTH PARTNERS — (BLOOMINGTON, MN) is newly SEC-registered with $0 RAUM and 11 advisory reps. IAPD ↗
95
CROSSGEN WEALTH LLC — (GREENVILLE, NC) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
INTEGRATIVE PLANNING, INC. — (CORNELIUS, NC) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
TRITONPOINT CAPITAL, LLC — (CHEVY CHASE, MD) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
INTER ADVISORS LLC — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
95
ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC — (RIDGEFIELD, CT) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
CIO CAPITAL GROUP LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
HANOVER SQUARE WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
PRIVATE WEALTH CONSULTING, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
SIMCO FINANCIAL — (CANANDAIGUA, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ELEVATE WEALTH MANAGEMENT — (SHERIDAN, WY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
WALDO.AI, INC. — (NEW HAVEN, CT) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
Z3 CAPITAL PARTNERS — (RICHMOND, VA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
LAUREL OAK WEALTH MANAGEMENT, LLC — (MARLTON, NJ) is newly SEC-registered with $0 RAUM and 11 advisory reps. IAPD ↗
95
1330 ADVISORS, LLC — (ST. PETERSBURG, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ROY INVESTMENT ADVISORS — (LANCASTER, PA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
MEADOWBROOK ADVISORS LLC — (MARSHFIELD, MA) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
MONSON WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
N FINANCIAL PLANS — (HUNTINGTON, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ALLOCATOR SOLUTIONS, LLC — (ST LOUIS, MO) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
NERD WALLET WEALTH PARTNERS — (NEW YORK, NY) is newly SEC-registered with $213.4M RAUM and 4 advisory reps. IAPD ↗
95
MAVS WEALTH MANAGEMENT GROUP, LLC — (ST. PETERSBURG, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SKM WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
MACCO FINANCIAL GROUP, INC. — (GREEN BAY, WI) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
STONE LOFT WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARDEN GLOBAL FAMILY OFFICES LLC — (PALO ALTO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ASCENSION ADVISORS — (SCOTTSDALE, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
DUCERE WEALTH MANAGEMENT — (NEWPORT BEACH, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
TALKABOUTHEALTH DBA ADVIZMO — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ROTHWELL INVESTMENT ADVISORS — (SALEM, MA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
ENDURING WEALTH MANAGEMENT, LLC — (MERIDIAN, ID) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARAGON FAMILY OFFICE LLC — (HOMEWOOD, AL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
LEGACY ROAD LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
60
JFG FAMILY OFFICE — JOHNSON FINANCIAL GROUP LLC is now doing business as . IAPD ↗
60
CURI CAPITAL, LLC — CURI RMB CAPITAL, LLC is now doing business as . IAPD ↗
60
MACQUARIE WEALTH ADVISERS, LLC — CENTRAL PARK ADVISERS, LLC is now doing business as . IAPD ↗
60
FLORENCE CAPITAL ADVISORS, LLC — FLORENCE CAPITAL ADVISORS, LP is now doing business as . IAPD ↗
60
ONEPOINT BFG WEALTH PARTNERS — BLEAKLEY FINANCIAL GROUP, LLC is now doing business as . IAPD ↗
60
ICAPITAL GLOBAL ALTERNATIVES, LLC — CITI GLOBAL ALTERNATIVES, LLC is now doing business as . IAPD ↗
58
CHJ WEALTH MANAGEMENT — CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
58
VELTRIA ADVISORS CORP. — ASB CONSULTORES, LLC is now doing business as . IAPD ↗
55
J.P. MORGAN SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 1 (186 -> 187). IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 4 (215 -> 219). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 2 (343 -> 345). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (644 -> 645). IAPD ↗
55
CENTAURUS FINANCIAL, INC. — 's Item 11 disclosure-reporting entries rose by 3 (23 -> 26). IAPD ↗
55
MANULIFE INVESTMENT MANAGEMENT (US) LLC — 's Item 11 disclosure-reporting entries rose by 1 (18 -> 19). IAPD ↗
55
VANGUARD ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 11 (68 -> 79). IAPD ↗
55
SAGEVIEW ADVISORY GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
55
AVIDIAN WEALTH SOLUTIONS — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
PNC INVESTMENTS — 's Item 11 disclosure-reporting entries rose by 1 (22 -> 23). IAPD ↗
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 12 (65 -> 77). IAPD ↗
55
WWM ADVISORY INC. — JEFFREY CHARLES LLOYD WOLMAN is now doing business as . IAPD ↗
55
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT — TEEPLE SNYDER NEWSOME WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
NOVADIUS WEALTH MANAGEMENT — THE ETF STORE, INC. is now doing business as . IAPD ↗
55
DWV ADVISORS, LLC — BASCOMB MADISON & JAMES CAPITAL MANAGEMENT is now doing business as . IAPD ↗
55
FULCRUM WEALTH MANAGEMENT — FULCRUM EQUITY MANAGEMENT, LLC is now doing business as . IAPD ↗
55
CRAFT WEALTH SERVICES — CRAFT ASSET MANAGEMENT is now doing business as . IAPD ↗
55
DELTA WEALTH ADVISORS LLC — DELTA WEALTH ADVISORS, LLC is now doing business as . IAPD ↗
55
CIBEST CAPITAL ADVISORY SERVICES LLC — BANCOLOMBIA CAPITAL ADVISERS LLC is now doing business as . IAPD ↗
55
PUBLIC ADVISORS LLC — . is now doing business as PUBLIC ADVISORS LLC. IAPD ↗
55
KINGSMAN WEALTH MANAGEMENT INC. — KINGSMAN WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
STONE WALL FINANCIAL — GROUP LLC is now doing business as STONE WALL FINANCIAL. IAPD ↗
55
EAGLE'S CREST ADVISORS, LLC — EAGLE'S NEST ADVISORS, LLC is now doing business as . IAPD ↗
55
PROPER WEALTH — PW ADVISORS is now doing business as . IAPD ↗
55
ALLEN CAPITAL GROUP, LLC — notice-filed in IN, LA, SC, TN, WY. IAPD ↗
53
SECURE ASSET MANAGEMENT, L.L.C. — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
53
1808 CAPITAL PARTNERS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
ELEVATED FINANCIAL GROUP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
KIKER WEALTH MANAGEMENT, LLC — notice-filed in AL, MO, NE, NM, OR, WA. IAPD ↗
53
IMPACT PARTNERSHIP WEALTH, LLC — notice-filed in AK, ME, ND, WY. IAPD ↗
53
SHERMAN PORTFOLIOS, LLC — notice-filed in AK, AZ, CA, CO, GA, HI, IA, IL, IN, MA, MI, NC, NE, NV, OH, OK, OR, PA, TN, TX, UT, WA. IAPD ↗
53
DIGITAL WEALTH PARTNERS — notice-filed in AK, AZ, DE, MT, ND. IAPD ↗
53
BALANCE WEALTH — notice-filed in AZ, MD, NC, NH, NY, PA, SC, TN, VA. IAPD ↗
51
PROVIDENT TRUST COMPANY — notice-filed in CO, CT, WA. IAPD ↗
51
FAITHWARD ADVISORS, LLC — notice-filed in KY, MI, MO, NH. IAPD ↗
51
BAKERAVENUE — notice-filed in NM, OH, TN. IAPD ↗
51
COASTAL BRIDGE ADVISORS — notice-filed in IL, MN, VT. IAPD ↗
51
ONE WEALTH MAP, LLC — notice-filed in IN, TN, UT. IAPD ↗
51
CORNERSTONE PLANNING GROUP — notice-filed in ME, OH, SC, VA. IAPD ↗
50
DIRECTIONAL ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
ZERO DAY CAPITAL ENTERPRISES LLC — 's Item 11 disclosure-reporting entries rose by 1 (5 -> 6). IAPD ↗
50
GAMCO ASSET MANAGEMENT INC. — moved its main office from RYE, NY to GREENWICH, CT. IAPD ↗
50
MAS ADVISORS LLC — moved its main office from MIAMI, FL to CORAL GABLES, FL. IAPD ↗
50
TOWNSQUARE CAPITAL, LLC — moved its main office from PROVO, UT to LEHI, UT. IAPD ↗
50
ARIS INVESTING — moved its main office from DEERFIELD, IL to GLENVIEW, IL. IAPD ↗
50
DMK ADVISOR GROUP, INC. — notice-filed in IL, IN, MA, NC, ND, NJ. IAPD ↗
50
PEAK RETIREMENT PLANNING, INC. — notice-filed in CO, GA, IL, MI, NY, PA. IAPD ↗
49
ALLEN WEALTH MANAGEMENT, LLC — notice-filed in MS, NE, OH. IAPD ↗
49
CHERRY CREEK FAMILY OFFICES — notice-filed in IL, NC. IAPD ↗
49
TRUE PRIVATE WEALTH ADVISORS, LLC — notice-filed in AK, SC. IAPD ↗
49
B.O.S.S. RETIREMENT ADVISORS, LLC — notice-filed in IL, WI. IAPD ↗
49
THURSTON SPRINGER ADVISORS — notice-filed in AZ, OR. IAPD ↗
49
RETIREMENT PLANNING SOLUTIONS, LLC — notice-filed in GA, NH, PA. IAPD ↗
49
TRIFECTA CAPITAL ADVISORS, LLC — notice-filed in CO, MI, NY. IAPD ↗
49
THREE ARCH WEALTH MANAGEMENT LLC — notice-filed in NE, OR, TX. IAPD ↗
48
ALTRIUS CAPITAL MANAGEMENT, INC. — moved its main office from GRAND RAPIDS, MI to NOVI, MI. IAPD ↗
48
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC — moved its main office from BLOOMINGTON, MN to PHOENIX, AZ. IAPD ↗
48
ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. — moved its main office from MIAMI, FL to CORAL GABLES, FL. IAPD ↗
48
INSIGHT CAPITAL MANAGEMENT — moved its main office from SAN RAMON, CA to CONCORD, CA. IAPD ↗
48
CAPITAL A WEALTH MANAGEMENT — moved its main office from NEW CASTLE, PA to CRANBERRY TWP., PA. IAPD ↗
48
BALANCE WEALTH — moved its main office from COLUMBUS, OH to WORTHINGTON, OH. IAPD ↗
48
HS WEALTH PARTNERS — moved its main office from ALBUQUERQUE, NM to NASHVILLE, TN. IAPD ↗
48
WHALEN FINANCIAL — notice-filed in DE, HI, KS, WI. IAPD ↗
48
LEGEND CAPITAL — notice-filed in CA, FL, NC, OR. IAPD ↗
47
POPULAR SECURITIES, LLC — notice-filed in CO. IAPD ↗
47
GODSEY & GIBB WEALTH MANAGEMENT — notice-filed in MN. IAPD ↗
47
PINNACLE ADVISORS — notice-filed in TN. IAPD ↗
47
MASLOW WEALTH ADVISORS — notice-filed in OR. IAPD ↗
47
COMPASS CAPITAL MANAGEMENT INC — notice-filed in OK. IAPD ↗
47
PLANNING ALTERNATIVES LTD — notice-filed in VA. IAPD ↗
47
TLG ADVISORS, INC. — notice-filed in PR. IAPD ↗
47
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP — notice-filed in NE. IAPD ↗
47
BOUCHEY FINANCIAL GROUP LTD — notice-filed in NC. IAPD ↗
47
ADVISORNET WEALTH PARTNERS — notice-filed in ND. IAPD ↗
47
PBMARES WEALTH MANAGEMENT LLC — notice-filed in MA. IAPD ↗
47
NORTH STAR INVESTMENT MANAGEMENT CORPORATION — notice-filed in MN. IAPD ↗
47
KANAWHA CAPITAL MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
47
SAX WEALTH ADVISORS, LLC — notice-filed in MO. IAPD ↗
47
J.DEREK LEWIS & ASSOCIATES, INC. — notice-filed in NM. IAPD ↗
47
HERITAGE FINANCIAL SERVICES — notice-filed in MI. IAPD ↗
47
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP — notice-filed in LA. IAPD ↗
47
VERSANT CAPITAL MANAGEMENT, INC. — notice-filed in VA. IAPD ↗
47
CEDAR MOUNTAIN ADVISORS, LLC — notice-filed in NV. IAPD ↗
47
CORNERSTONE ADVISORY — notice-filed in WA. IAPD ↗
47
WALLINGTON ASSET MANAGEMENT — notice-filed in CA. IAPD ↗
47
MAINSTREET ADVISORS — notice-filed in WI. IAPD ↗
47
KEENER FINANCIAL PLANNING — notice-filed in AR, IL. IAPD ↗
47
ARIN RISK ADVISORS LLC — notice-filed in IL. IAPD ↗
47
CGC FINANCIAL SERVICES — notice-filed in NV, TN. IAPD ↗
47
COMPASS FINANCIAL MANAGEMENT LLC — notice-filed in UT, WA. IAPD ↗
47
NOVEM GROUP — notice-filed in TN. IAPD ↗
47
BAKER TILLY WEALTH MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
47
NORTHROCK PARTNERS, LLC — notice-filed in KS. IAPD ↗
47
APELLA WEALTH — notice-filed in IA. IAPD ↗
47
JOURNEY ADVISORY GROUP, LLC — notice-filed in MI. IAPD ↗
47
FIRST PACIFIC FINANCIAL, INC. — notice-filed in OH. IAPD ↗
47
ROOT FINANCIAL PARTNERS — notice-filed in ME. IAPD ↗
47
HILTON HEAD CAPITAL PARTNERS, LLC — notice-filed in IL, NH. IAPD ↗
47
KWB WEALTH — notice-filed in GA. IAPD ↗
47
AEGIS FINANCIAL — notice-filed in LA, TX. IAPD ↗
47
REMBERT PENDLETON JACKSON — notice-filed in MI. IAPD ↗
47
MILAGRE WEALTH MANAGEMENT, INC. — notice-filed in NH. IAPD ↗
47
THEPARTNERS WEALTH MANAGEMENT — notice-filed in CT, ID. IAPD ↗
47
ULLMANN WEALTH PARTNERS — notice-filed in NY. IAPD ↗
47
MIDLAND WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
47
PROSPERA CAPITAL MANAGEMENT, LLC — notice-filed in MA, TN. IAPD ↗
47
INDIVISIBLE PARTNERS — notice-filed in GA, MO. IAPD ↗
46
GFG SOLUTIONS — notice-filed in GA, NC, OH. IAPD ↗
46
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC — notice-filed in MT, OR, WA. IAPD ↗
45
FARROW FINANCIAL INC — moved its main office from RANDOLPH, VT to SOUTH BURLINGTON, VT. IAPD ↗
45
RELEVE FINANCIAL GROUP — moved its main office from WOODBURY, MN to SCOTTSDALE, AZ. IAPD ↗
45
BENCHMARK FINANCIAL, LLC — moved its main office from GREENVILLE, DE to WILMINGTON, DE. IAPD ↗
45
EMCEE INVEST — moved its main office from NEW YORK, NY to MIAMI, FL. IAPD ↗
45
MAGNIFINA, LLC — moved its main office from NEW YORK, NY to BEDFORD HILLS, NY. IAPD ↗
45
TSG ALPHA PARTNERS, LLC — moved its main office from RONKONKOMA, NY to JERSEY CITY, NJ. IAPD ↗
45
SOCIALTRADER — moved its main office from LEWES, DE to SAN DIEGO, CA. IAPD ↗
45
WESTERN FINANCIAL CORPORATION — notice-filed in ID. IAPD ↗
45
SIGNAL SECURITIES, INC. — notice-filed in TN. IAPD ↗
45
CULLEN INVESTMENT GROUP — notice-filed in NC. IAPD ↗
45
UAS ASSET MANAGEMENT — notice-filed in ME. IAPD ↗
45
TOBIAS FINANCIAL ADVISORS — notice-filed in GA. IAPD ↗
45
WHELAN FINANCIAL — notice-filed in IL. IAPD ↗
45
RUGGAARD & ASSOCIATES — notice-filed in AZ. IAPD ↗
45
HALL CAPITAL MANAGEMENT COMPANY, INC. — notice-filed in VA. IAPD ↗
45
ENDOWMENT WEALTH MANAGEMENT, INC. — notice-filed in TN. IAPD ↗
45
SUMMIT ASSET MANAGEMENT LLC — notice-filed in SC. IAPD ↗
45
ABBOT FINANCIAL MANAGEMENT, INC — notice-filed in NC. IAPD ↗
45
TILLER PRIVATE WEALTH, INC. — notice-filed in TN. IAPD ↗
45
DETTERBECK WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
45
ADVISORS MANAGEMENT GROUP INC — notice-filed in TN. IAPD ↗
45
CAMBRIDGE FINANCIAL GROUP, LLC — notice-filed in HI. IAPD ↗
45
DIVERSIFIED FINANCIAL ADVISORS, LLC — notice-filed in MN. IAPD ↗
45
HENNION & WALSH ASSET MANAGEMENT, INC. — notice-filed in AR. IAPD ↗
45
ETF PORTFOLIO PARTNERS, INC. — notice-filed in LA. IAPD ↗
45
HOGANTAYLOR WEALTH — notice-filed in CA. IAPD ↗
45
PROVIDENT WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
NORTHEAST PLANNING ASSOCIATES, INC. — notice-filed in PA. IAPD ↗
45
WATTS GWILLIAM & COMPANY, LLC — notice-filed in NY. IAPD ↗
45
BOYLE CAPITAL — notice-filed in NC. IAPD ↗
45
VECTORS ASSET MANAGEMENT — notice-filed in FL. IAPD ↗
45
ALHAMBRA INVESTMENT MANAGEMENT LLC — notice-filed in IL. IAPD ↗
45
MKD WEALTH — notice-filed in IL. IAPD ↗
45
HARFST AND ASSOCIATES, INC. — notice-filed in NV. IAPD ↗
45
VISIONARY HORIZONS, LLC — notice-filed in SC. IAPD ↗
45
NIKULSKI FINANCIAL, INC. — notice-filed in TN. IAPD ↗
45
S HARRIS FINANCIAL GROUP, LLC — notice-filed in NE. IAPD ↗
45
SCALA CAPITAL LLC — notice-filed in CO. IAPD ↗
45
USADVISORS WEALTH MANAGEMENT, LLC — notice-filed in ND. IAPD ↗
45
ASPEN WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
45
STRATEGY FINANCIAL GROUP — notice-filed in UT. IAPD ↗
45
BETA WEALTH GROUP, INC — notice-filed in MA. IAPD ↗
45
AM INVESTMENT STRATEGIES, LLC — notice-filed in NC. IAPD ↗
45
WINDROCK WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗
45
FULLCIRCLE WEALTH LLC — notice-filed in NH. IAPD ↗
45
GRADIENT CAPITAL ADVISORS, LLC — notice-filed in NY. IAPD ↗
45
NOVA R WEALTH, INC. — notice-filed in IL. IAPD ↗
45
CADENT CAPITAL ADVISORS, LLC — notice-filed in KS. IAPD ↗
45
BMSS WESSON WEALTH SOLUTIONS — notice-filed in TN. IAPD ↗
45
LEBENTHAL GLOBAL ADVISORS, LLC — notice-filed in MI. IAPD ↗
45
XYPN INVEST — notice-filed in AL. IAPD ↗
45
INDEPENDENT WEALTH NETWORK, INC. — notice-filed in SD. IAPD ↗
45
TALON PRIVATE WEALTH, LLC — notice-filed in PR. IAPD ↗
45
HOHIMER WEALTH MANAGEMENT, LLC — notice-filed in NV. IAPD ↗
45
KEYSTONE PRIVATE WEALTH — notice-filed in LA. IAPD ↗
45
SCHORN WEALTH — notice-filed in VA. IAPD ↗
45
HORIZON FINANCIAL — notice-filed in MA. IAPD ↗
45
REGIMEN WEALTH, LLC — notice-filed in AL. IAPD ↗
45
SYNERGY FG — notice-filed in NC. IAPD ↗
45
COGENTBLUE — notice-filed in MS. IAPD ↗
45
BRADY FAMILY WEALTH, LLC — notice-filed in FL. IAPD ↗
45
VANTAGE FINANCIAL PARTNERS, LLC — notice-filed in AL. IAPD ↗
45
SPARTA WEALTH PARTNERS — notice-filed in TX. IAPD ↗
45
RANSOM ADVISORY — notice-filed in FL. IAPD ↗
45
APOLLON FINANCIAL, LLC — notice-filed in NH. IAPD ↗
45
TWIN PEAKS WEALTH ADVISORS — notice-filed in NV. IAPD ↗
45
UPTICK PARTNERS, LLC — notice-filed in NY. IAPD ↗
45
BLUESTEM WEALTH PARTNERS, LLC — notice-filed in ND. IAPD ↗
45
ROSSBY FINANCIAL, LLC — notice-filed in ME. IAPD ↗
45
SELBY LANE CAPITAL, LLC — notice-filed in VA. IAPD ↗
45
MARIDEA WEALTH MANAGEMENT — notice-filed in CO. IAPD ↗
45
ADVANTAGE RETIREMENT GROUP — notice-filed in MI. IAPD ↗
45
BRADY MARTZ WEALTH SOLUTIONS, LLC — notice-filed in CT. IAPD ↗
45
LIFELONG WEALTH ADVISORS, INC. — notice-filed in NE. IAPD ↗
45
PRASAD WEALTH PARTNERS — notice-filed in PA. IAPD ↗
45
MARTIN, JAVAN VON — notice-filed in NE. IAPD ↗
44
LARIMER CAPITAL CORPORATION — notice-filed in MA, PA. IAPD ↗
44
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED — notice-filed in GA, MA. IAPD ↗
44
SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC — notice-filed in CA, WA. IAPD ↗
44
BOLDIN ADVISORS — notice-filed in MO, NH. IAPD ↗
44
CIMARRON WEALTH MANAGEMENT, INC. — notice-filed in ID, WA. IAPD ↗
44
TENON FINANCIAL — notice-filed in FL, PA. IAPD ↗
44
OPTIMA CAPITAL MANAGEMENT — notice-filed in NE, NH. IAPD ↗
44
IA NETWORK, LLC — notice-filed in CO, IN. IAPD ↗
44
ECHELONS CAPITAL, LLC — notice-filed in IL, LA. IAPD ↗
44
NEW HORIZONS WEALTH MANAGEMENT — notice-filed in NC, TX. IAPD ↗
44
ALTITUDE CAPITAL MANAGEMENT LLC — notice-filed in AR, OH. IAPD ↗
44
EXPRESSIVE WEALTH LLC — notice-filed in AL, NY. IAPD ↗
44
CURTIS CAPITAL ADVISORS — notice-filed in MO, TX. IAPD ↗
44
LFG WEALTH PARTNERS, LLC — notice-filed in NH, TX. IAPD ↗
44
THE BREIT GROUP — notice-filed in NY, TX. IAPD ↗
44
GREENSTONE BELT WEALTH ADVISORS, LLC — notice-filed in CA, TX. IAPD ↗
44
BELLINGRATH WEALTH MANAGEMENT, L.L.C. — notice-filed in MS, TX. IAPD ↗
42
AMUNI FINANCIAL, INC. — notice-filed in NH. IAPD ↗
42
GEORGE M. HILLER COMPANIES, LLC — notice-filed in LA. IAPD ↗
42
OVERRIDGE WEALTH ADVISORS — notice-filed in CO. IAPD ↗
42
ELM3 FINANCIAL GROUP, LLC — notice-filed in TN. IAPD ↗
42
FINLEY WEALTH ADVISORS — notice-filed in FL. IAPD ↗
42
BAUMAN WEALTH ADVISORS — notice-filed in AZ. IAPD ↗
42
INTEGRITY INVESTMENT ADVISORS — notice-filed in AZ. IAPD ↗
42
REDWOOD FINANCIAL NETWORK — notice-filed in PA. IAPD ↗
42
CASCADE WEALTH ADVISORS, INC — notice-filed in LA. IAPD ↗
42
RBF CAPITAL MANAGEMENT, INC. — notice-filed in NE. IAPD ↗
42
HILEY HUNT WEALTH MANAGEMENT, INC. — notice-filed in KS. IAPD ↗
42
NORTHLANDING FINANCIAL PARTNERS, LLC — notice-filed in NH. IAPD ↗
42
MRP CAPITAL INVESTMENTS, LLC — notice-filed in NC. IAPD ↗
42
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL — notice-filed in MD. IAPD ↗
42
INVARIANT INVESTMENT MANAGEMENT — notice-filed in KY. IAPD ↗
42
LFN ADVISORS INC. — notice-filed in NY. IAPD ↗
42
MHS ADVISORY SERVICES, LLC — notice-filed in TX. IAPD ↗
42
CITY CENTER ADVISORS, LLC — notice-filed in WI. IAPD ↗
42
BRILLIANT ADVICE, LLC — notice-filed in TX. IAPD ↗
42
C2C WEALTH MANAGEMENT, LLC — notice-filed in NV. IAPD ↗
42
Q3 ADVISORS, LLC — notice-filed in NV. IAPD ↗
42
GREAT PATH PLANNING — notice-filed in NC. IAPD ↗
42
KANANI ADVISORY GROUP INC. — notice-filed in VA. IAPD ↗
42
BRIXTON CAPITAL WEALTH ADVISORS, LLC — notice-filed in AZ. IAPD ↗
42
MILLENNIAL WEALTH — notice-filed in OR. IAPD ↗
42
JOURNEY BEYOND WEALTH — notice-filed in UT. IAPD ↗
42
EMCEE INVEST — notice-filed in FL. IAPD ↗
42
PROXY WEALTH ADVISORS LLC — notice-filed in IN. IAPD ↗
42
CAVU WEALTH MANAGEMENT — notice-filed in HI. IAPD ↗
42
KENNONDALE CAPITAL MANAGEMENT — notice-filed in KY. IAPD ↗
42
MOULTON WEALTH MANAGEMENT, INC — notice-filed in NH. IAPD ↗
42
WESTVIEW INVESTMENT ADVISORS — notice-filed in TX. IAPD ↗
42
FREEDOM FAMILY OFFICE, LLC — notice-filed in LA. IAPD ↗
42
TOBERMAN BECKER WEALTH, LLC — notice-filed in NH. IAPD ↗
42
CABIN ADVISORS, LLC — notice-filed in WI. IAPD ↗
42
THE CLIFFORD GROUP LLC — notice-filed in NC. IAPD ↗
42
ALPHA ZERO LLC — notice-filed in OR. IAPD ↗
42
RETIREMENT FINANCIAL GROUP, LLC — notice-filed in MA. IAPD ↗
42
HERITAGE ASSET MANAGEMENT, LLC — notice-filed in AL. IAPD ↗
42
MAGNOLIA PRIVATE WEALTH, LLC — notice-filed in TX. IAPD ↗
42
WISER ADVISOR GROUP — notice-filed in WY. IAPD ↗
42
BACKBONE PLANNING PARTNERS LLC — notice-filed in ID. IAPD ↗
42
MATRIARCH WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
LIFEGOAL WEALTH ADVISORS LLC — notice-filed in AZ. IAPD ↗
42
SOUND ADVISORY — notice-filed in NH. IAPD ↗
42
MISSION HILLS FINANCIAL ADVISORY LLC — notice-filed in AZ. IAPD ↗
42
KILTER GROUP — notice-filed in MD. IAPD ↗
42
BERLIN WEALTH GROUP ADVISORS — notice-filed in DC. IAPD ↗
42
ZERO DAY CAPITAL ENTERPRISES LLC — notice-filed in MI. IAPD ↗
42
ABUNDANT WEALTH MANAGEMENT LLC — notice-filed in MA. IAPD ↗
42
WEALTHPRIME — notice-filed in AR. IAPD ↗
42
BIRCH FINANCIAL GROUP — notice-filed in CA. IAPD ↗
42
CHURCHILL FINANCIAL ADVISORS, LLC — notice-filed in NM. IAPD ↗
42
FLFS ADVISORY LLC — notice-filed in NH. IAPD ↗
42
HOLISTIC FINANCE LLC — notice-filed in PA. IAPD ↗
42
ASA ASSET MANAGEMENT LLC — notice-filed in FL. IAPD ↗
42
PIVOT CAPITAL PARTNERS LLC — notice-filed in AL. IAPD ↗
42
SAMARA CAPITAL — notice-filed in TX. IAPD ↗
42
SPREADWISE LLC — notice-filed in TX. IAPD ↗
30
ELEVATION POINT WEALTH PARTNERS, LLC — changed its website from elevationpoint.com to familyofficepartners.com. IAPD ↗
30
CS PLANNING CORP — changed its website from richardsonwealthmanagement.com to cultivant.com. IAPD ↗
30
CGN ADVISORS, LLC — changed its website from arcadiafs.com to huebnerfinancialplanning.com. IAPD ↗
30
NORTHROCK PARTNERS, LLC — changed its website from facebook.comhttps to northrockberkeley.com. IAPD ↗
30
EVOKE ADVISORS — changed its website from evokewealth.com to evokeadvisors.com. IAPD ↗
28
KEENER FINANCIAL PLANNING — changed its website from keenermoney.com to objectivefinancialplanning.com. IAPD ↗
28
TRINITY LEGACY PARTNERS, LLC — changed its website from trinitylegacy.com to trinitylegacypartners.com. IAPD ↗
28
PANDOWEALTH. LLC — changed its website from pandowealth.com to cfa401k.com. IAPD ↗
28
GIBBS WEALTH MANAGEMENT, LLC — changed its website from investsafefinancial.com to preservationfinancialgroup.com. IAPD ↗
28
THEPARTNERS WEALTH MANAGEMENT — changed its website from twsfinancialplanning.com to oceanpointefg.com. IAPD ↗
28
STEVENS CAPITAL PARTNERS — changed its website from mypurposefulwealth.com to stevenscapitalpartners.com. IAPD ↗
25
SIMA WEALTH PARTNERS, LLC — changed its website from simawealthpartners.com to simafinancialgroup.com. IAPD ↗
25
ONE ADVISORY PARTNERS, LLC — changed its website from oneadvisorypartners.com to oneretirement.com. IAPD ↗
25
GREAT PATH PLANNING — changed its website from greatpathfp.com to greatpath.com. IAPD ↗
25
HESEN & HASLAM — changed its website from hhretirement.com to hesen-haslam.com. IAPD ↗
25
MASTERS LEGACY PLANNING — changed its website from mlegacy.com to masterslegacy.com. IAPD ↗
25
FREEDOM FAMILY OFFICE, LLC — changed its website from freedomfamilyoffice.com to talktofreedom.com. IAPD ↗
25
CABIN ADVISORS, LLC — changed its website from aycockwealthmanagement.com to financialarchitects.com. IAPD ↗
25
CHILDFREE WEALTH — changed its website from reddit.com to livelearnplan.com. IAPD ↗
25
CIBEST CAPITAL ADVISORY SERVICES LLC — changed its website from bancolombiacapital.com to cibestcapital.com. IAPD ↗
25
PRAIRIEVIEW WEALTH & TAX ADVISORS — changed its website from prairieviewwealthpartners.com to pv-wp.com.com. IAPD ↗
25
ILLUMINATE — changed its website from illuminateinvesting.com to illuminate.earth. IAPD ↗
90
WITT LAKE ASSET MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered with $1.11B RAUM and 1 advisory reps. IAPD ↗institutional
88
CANOPY CAPITAL GROUP — (WINCHESTER, MA) is newly SEC-registered with $482.9M RAUM and 3 advisory reps. IAPD ↗institutional
85
AUTILUS PARTNERS LLC — (SANTA MONICA, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
RENWAVE KORE, LLC — (GREENWICH, CT) is newly SEC-registered with $1.22B RAUM and 10 advisory reps. IAPD ↗fund
85
3A PARTNERS, LLC — (COLUMBUS, OH) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
PRITZKER ALTERNATIVE STRATEGIES — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
VF ADVISORS, LLC — (LOUISVILLE, KY) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
MANISPACE CAPITAL — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
LINCOLN CAPITAL ADVISERS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
AWANI CAPITAL MANAGEMENT, LLC — (FULTON, MD) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
LIONSHARES LLC — (BROOKLYN, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
APHIAS CAPITAL, L.P. — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
YORKVILLE AMERICA EQUITIES, LLC — (MOUNTAINSIDE, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
QUOTIENT WEALTH ASSET MANAGEMENT — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
TCG STRATEGIC INCOME ADVISOR LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
EMERY PARTNERS, LLC — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BLUE OWL REAL ASSETS ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional
85
VERBENA VALUE LP — (WESTPORT, CT) is newly SEC-registered with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
FUSION QUANT TECHNOLOGIES — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
EXTANT CAPITAL LLC — (ALBANY, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
WINTERBIRD PARTNERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
ARBA CREDIT MANAGEMENT, L.P. — (CONSHOHOCKEN, PA) is newly SEC-registered with $309.1M RAUM and 7 advisory reps. IAPD ↗fund
83
GAP ASSET MANAGEMENT, LLC — (SOUTH BEND, IN) is newly SEC-registered with $269.6M RAUM and 11 advisory reps. IAPD ↗fund
83
HARRADEN CIRCLE INVESTMENTS, LLC — (NEW YORK, NY) is newly SEC-registered with $451.8M RAUM and 5 advisory reps. IAPD ↗fund
83
GARDEN CITY MANAGEMENT, LLC — (CHARLOTTE, NC) is newly SEC-registered with $286.3M RAUM and 4 advisory reps. IAPD ↗fund
83
AIGA CAPITAL PARTNERS LLC — (JERSEY CITY, NJ) is newly SEC-registered with $251.2M RAUM and 6 advisory reps. IAPD ↗fund
83
BLUE OPAL CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $321.9M RAUM and 3 advisory reps. IAPD ↗fund
83
OLD HICKORY PARTNERS MANAGEMENT, LP — (AUSTIN, TX) is newly SEC-registered with $310.8M RAUM and 6 advisory reps. IAPD ↗fund
83
KBIT MANAGEMENT LTD. — (location n/a) is newly SEC-registered with $306.1M RAUM and 13 advisory reps. IAPD ↗fund
83
ALIGNMENT GROWTH — (NEW YORK, NY) is newly SEC-registered with $391.0M RAUM and 8 advisory reps. IAPD ↗fund
83
PATHFINDER 360 MANAGEMENTCO, LLC — (MINNETONKA, MN) is newly SEC-registered with $326.5M RAUM and 1 advisory reps. IAPD ↗fund
83
UNITY PARTNERS — (DALLAS, TX) is newly SEC-registered with $291.5M RAUM and 14 advisory reps. IAPD ↗fund
83
REDEFINE VENTURES LLC — (BOULDER, CO) is newly SEC-registered with $469.4M RAUM and 1 advisory reps. IAPD ↗fund
83
THE BRYDON GROUP — (WASHINGTON, D.C., DC) is newly SEC-registered with $314.9M RAUM and 12 advisory reps. IAPD ↗fund
83
MAESTRIA PARTNERS LLC — (ATLANTA, GA) is newly SEC-registered with $267.5M RAUM and 1 advisory reps. IAPD ↗fund
83
BAYHAWK CAPITAL LP — (BOSTON, MA) is newly SEC-registered with $570.5M RAUM and 10 advisory reps. IAPD ↗fund
83
BROADWING CAPITAL MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $422.2M RAUM and 9 advisory reps. IAPD ↗fund
83
TRIBUNE INVESTMENT GROUP — (NEW YORK, NY) is newly SEC-registered with $367.8M RAUM and 6 advisory reps. IAPD ↗fund
83
LONGUEVUE MANAGEMENT COMPANY LLC — (METAIRIE, LA) is newly SEC-registered with $802.0M RAUM and 18 advisory reps. IAPD ↗fund
83
FOREWORD CAPITAL, LP — (SAN FRANCISCO, CA) is newly SEC-registered with $351.7M RAUM and 5 advisory reps. IAPD ↗fund
83
COGENUITY PARTNERS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $553.8M RAUM and 10 advisory reps. IAPD ↗fund
80
BUCKHORN RESOURCES, LP — (HOUSTON, TX) is newly SEC-registered with $248.7M RAUM and 6 advisory reps. IAPD ↗fund
80
BRX GLOBAL — (GREENWICH, CT) is newly SEC-registered with $208.0M RAUM and 2 advisory reps. IAPD ↗fund
80
BAUM CAPITAL PARTNERS MANAGEMENT, LLC — (KANSAS CITY, MO) is newly SEC-registered with $222.2M RAUM and 7 advisory reps. IAPD ↗fund
80
SEVEN SIX CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $182.8M RAUM and 3 advisory reps. IAPD ↗fund
80
BRIXEY & MEYER CAPITAL LLC — (CINCINNATI, OH) is newly SEC-registered with $161.5M RAUM and 12 advisory reps. IAPD ↗fund
80
EMMETT INVESTMENT MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered with $188.3M RAUM and 3 advisory reps. IAPD ↗fund
80
MAVEN EQUITY PARTNERS, LLC — (LARKSPUR, CA) is newly SEC-registered with $190.0M RAUM and 2 advisory reps. IAPD ↗fund
80
BD INVESTMENT PARTNERS, LLC — (RALEIGH, NC) is newly SEC-registered with $169.5M RAUM and 8 advisory reps. IAPD ↗fund
80
FRONTLINE HEALTHCARE PARTNERS — (CHARLESTON, SC) is newly SEC-registered with $161.3M RAUM and 7 advisory reps. IAPD ↗fund
80
YIELDPOINT — (NEW YORK, NY) is newly SEC-registered with $170.4M RAUM and 2 advisory reps. IAPD ↗fund
80
NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC. — (NEW YORK, NY) is newly SEC-registered with $201.8M RAUM and 3 advisory reps. IAPD ↗fund
80
INTERALPEN PARTNERS, LLC — (OMAHA, NE) is newly SEC-registered with $208.0M RAUM and 8 advisory reps. IAPD ↗fund
80
ARIA GROWTH PARTNERS LP — (NEW YORK, NY) is newly SEC-registered with $247.6M RAUM and 5 advisory reps. IAPD ↗fund
80
STONETREE INVESTMENT PARTNERS LLC — (DALLAS, TX) is newly SEC-registered with $193.0M RAUM and 5 advisory reps. IAPD ↗fund
80
CROSSLAYER CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $216.2M RAUM and 3 advisory reps. IAPD ↗fund
80
SYNCRACY OPERATIONAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $193.1M RAUM and 4 advisory reps. IAPD ↗fund
80
TRIDENT MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $150.4M RAUM and 8 advisory reps. IAPD ↗fund
80
ROOM40 CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $209.0M RAUM and 5 advisory reps. IAPD ↗fund
80
XPV MANAGEMENT LLC — (BEL AIR, CA) is newly SEC-registered with $144.4M RAUM and 14 advisory reps. IAPD ↗fund
80
WOVENEARTH VENTURES, LLC — (PALO ALTO, CA) is newly SEC-registered with $221.5M RAUM and 8 advisory reps. IAPD ↗fund
80
IVY EVERGREEN, LLC — (CHARLESTON, SC) is newly SEC-registered with $166.0M RAUM and 6 advisory reps. IAPD ↗fund
80
AVILA REAL ESTATE CAPITAL — (CORTE MADERA, CA) is newly SEC-registered with $226.7M RAUM and 20 advisory reps. IAPD ↗fund
80
SENTINEL GLOBAL — (SAN FRANCISCO, CA) is newly SEC-registered with $210.6M RAUM and 8 advisory reps. IAPD ↗fund
80
LEONID CAPITAL PARTNERS, LLC — (HUNTINGTON BEACH, CA) is newly SEC-registered with $169.4M RAUM and 10 advisory reps. IAPD ↗fund
80
THIRD GEAR CAPITAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered with $13.3M RAUM and 2 advisory reps. IAPD ↗fund
80
KULTURA CAPITAL MANAGEMENT LP — (PARK CITY, UT) is newly SEC-registered with $119.4M RAUM and 4 advisory reps. IAPD ↗fund
80
SAOTHAIR CAPITAL PARTNERS — (WAYNE, PA) is newly SEC-registered with $163.3M RAUM and 5 advisory reps. IAPD ↗fund
80
OWLHOUSE CAPITAL LP — (NEW YORK, NY) is newly SEC-registered with $184.9M RAUM and 2 advisory reps. IAPD ↗fund
80
O15 CAPITAL PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered with $242.3M RAUM and 7 advisory reps. IAPD ↗fund
80
SUNSTONE ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered with $181.2M RAUM and 3 advisory reps. IAPD ↗fund
80
BLKBRD ASSET MANAGEMENT — (OLD GREENWICH, CT) is newly SEC-registered with $174.9M RAUM and 4 advisory reps. IAPD ↗fund
80
TRIAVERA CAPITAL LLC — (LARKSPUR, CA) is newly SEC-registered with $198.7M RAUM and 1 advisory reps. IAPD ↗fund
80
AMPERSAND CAPITAL GROUP, L.P. — (BURLINGAME, CA) is newly SEC-registered with $176.7M RAUM and 1 advisory reps. IAPD ↗fund
80
SADDLE POINT MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered with $6.6M RAUM and 3 advisory reps. IAPD ↗fund
80
SUPERBLOOM PARTNERS — (VENICE, CA) is newly SEC-registered with $238.7M RAUM and 6 advisory reps. IAPD ↗fund
80
80
SADDLEROCK CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $155.9M RAUM and 3 advisory reps. IAPD ↗fund
80
NORTHSANDS CAPITAL — (location n/a) is newly SEC-registered with $203.8M RAUM and 3 advisory reps. IAPD ↗fund
80
LEON CAPITAL MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $60.5M RAUM and 17 advisory reps. IAPD ↗fund
80
MRWM CAPITAL MANAGEMENT, LLC — (NASHVILLE, TN) is newly SEC-registered with $7.3M RAUM and 3 advisory reps. IAPD ↗fund
80
MARQUEE CAPITAL ADVISORS — (CHICAGO, IL) is newly SEC-registered with $95.5M RAUM and 5 advisory reps. IAPD ↗fund
70
VITTORIA AND PARTNERS LLP — (LONDON, United Kingdom) is newly SEC-registered with $3.65B RAUM and 2 advisory reps. IAPD ↗foreign
70
EAST CAPITAL — (STOCKHOLM, Sweden) is newly SEC-registered with $3.17B RAUM and 22 advisory reps. IAPD ↗foreign
68
TIND ASSET MANAGEMENT — (OSLO, Norway) is newly SEC-registered with $319.0M RAUM and 2 advisory reps. IAPD ↗foreign
65
ORIGEM INTERNATIONAL ADVISORY LLC — (PORTO ALEGRE, RIO GRANDE DO SUL, Brazil) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
442 CAPITAL PTY LTD — (SOUTH MELBOURNE, Australia) is newly SEC-registered with $150.0M RAUM and 2 advisory reps. IAPD ↗foreign
65
BLUE3 INVESTMENTS LLC — (SAO PAULO, Brazil) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
PROTIUM CAPITAL LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $210.0M RAUM and 4 advisory reps. IAPD ↗foreign
65
CLARITY CROSS BORDER PLANNING — (EDMONTON, ALBERTA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
50
HARRISON STREET PRIVATE WEALTH LLC — VERSUS CAPITAL ADVISORS LLC is now doing business as . IAPD ↗institutional
45
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 26 (38 -> 64). IAPD ↗institutional
45
COMPASS GROUP MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 2 (3 -> 5). IAPD ↗institutional
45
HPS ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 11 (0 -> 11). IAPD ↗institutional
45
45
45
O'CONNOR ALTERNATIVE INVESTMENTS, LLC — CANTOR OCS ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗institutional
43
40
40
AXA INVESTMENT MANAGERS US INC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund
40
40
40
VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 12 (75 -> 87). IAPD ↗fund
40
HPS INVESTMENT PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 11 (0 -> 11). IAPD ↗fund
40
PACIFIC OAK CAPITAL ADVISORS, LLC — moved its main office from LOS ANGELES, CA to COSTA MESA, CA. IAPD ↗institutional
39
38
PENDER CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 4 (2 -> 6). IAPD ↗fund
38
35
35
QUINBROOK INFRASTRUCTURE PARTNERS LLC — moved its main office from HOUSTON, TX to NEW YORK, NY. IAPD ↗fund
35
35
35
34
33
AMERRA CAPITAL MANAGEMENT, LLC — moved its main office from NEW YORK, NY to ENGLEWOOD, NJ. IAPD ↗fund
33
33
33
CANNAE PORTFOLIO ADVISORS, LLC — moved its main office from GREENWICH, CT to STAMFORD, CT. IAPD ↗fund
32
32
32
32
30
30
W1M INVESTMENT MANAGEMENT LIMITED — WAVERTON INVESTMENT MANAGEMENT LIMITED is now doing business as . IAPD ↗foreign
30
30
30
30
30
30
25
GLOBAL ALPHA CAPITAL MANAGEMENT LTD. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
20
HARRISON STREET PRIVATE WEALTH LLC — changed its website from versuscapital.com to harrisonstpw.com. IAPD ↗institutional
15
15
15
PROMUS ASSET MANAGEMENT, LLC — changed its website from promusequity.com to promusholdings.com. IAPD ↗fund
15
BLACKSTONE LIFE SCIENCES ADVISORS L.L.C. — changed its website from blackstone.podbean.com to spoti.fi. IAPD ↗fund
15
NERDWALLET ADVISORY — changed its website from nerdwalletcoach.uprise.us to nerdwalletplanning.quinnadvisor.com. IAPD ↗institutional
13
13
FIRST SENTIER INVESTORS (US) LLC — changed its website from firstsentierinvestors.com to firstsentiergroup.com. IAPD ↗fund
12
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.