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HARFST AND ASSOCIATES, INC.

SHERIDAN, WY · CRD 145090 · IAPD ↗ · harfstandassociates.com · 307-218-5667

$783.2MRegulatory AUM
2Advisory reps
8Employees
0Clients
251-500Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — HARFST AND ASSOCIATES, INC. shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
August 2025 — HARFST AND ASSOCIATES, INC. notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2024 — HARFST AND ASSOCIATES, INC. notice-filed in FL, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.