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THREE ARCH WEALTH MANAGEMENT LLC

IRVINE, CA · CRD 333733 · IAPD ↗ · threearchwealth.com · (949) 400-7107

$662.4MRegulatory AUM
3Advisory reps
5Employees
0Clients
26-50Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — THREE ARCH WEALTH MANAGEMENT LLC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2026 — THREE ARCH WEALTH MANAGEMENT LLC reported RAUM up 32% ($503.0M -> $662.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2026 — THREE ARCH WEALTH MANAGEMENT LLC reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2026 — THREE ARCH WEALTH MANAGEMENT LLC now reports custody of client assets ($166.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
49
August 2025 — THREE ARCH WEALTH MANAGEMENT LLC notice-filed in NE, OR, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
June 2025 — THREE ARCH WEALTH MANAGEMENT LLC notice-filed in FL, IL, MA, NY, UT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
June 2025 — THREE ARCH WEALTH MANAGEMENT LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
June 2025 — THREE ARCH WEALTH MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
February 2025 — THREE ARCH WEALTH MANAGEMENT LLC (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.