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HKW MANAGEMENT, LLC

· CRD 333392 · IAPD ↗ · 317-590-7401

$42.5MRegulatory AUM
5Advisory reps
5Employees
0Clients
n/aPlanning clients
2Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — HKW MANAGEMENT, LLC now reports 2 private fund(s) ($42.5M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
32
August 2025 — HKW MANAGEMENT, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
August 2025 — HKW MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
August 2025 — HKW MANAGEMENT, LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
February 2025 — HKW MANAGEMENT, LLC (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.