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VECTORS ASSET MANAGEMENT

NEW YORK, NY · CRD 137772 · IAPD ↗ · vectorsresearch.com · 212-431-0857

$1.01BRegulatory AUM
4Advisory reps
4Employees
1Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — VECTORS ASSET MANAGEMENT crossed $1B in regulatory AUM ($844.5M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
August 2025 — VECTORS ASSET MANAGEMENT notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.