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STONE WALL FINANCIAL

SAN ANTONIO, TX · CRD 327726 · IAPD ↗ · stonewallfg.com · (210) 321-9300, EXT. 101

$2.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — STONE WALL FINANCIAL (SAN ANTONIO, TX) left the SEC roster (was $2.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
August 2025 — STONE WALL FINANCIAL GROUP LLC is now doing business as STONE WALL FINANCIAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
August 2024 — STONE WALL FINANCIAL GROUP LLC (SAN ANTONIO, TX) is newly SEC-registered with $1.4M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.