← Tributary

ASCENSION ADVISORS

SCOTTSDALE, AZ · CRD 337446 · IAPD ↗ · ascensionadvisors.com · 415-716-1666

$0Regulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
December 2025 — ASCENSION ADVISORS (SCOTTSDALE, AZ) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
August 2025 — ASCENSION ADVISORS (SCOTTSDALE, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.