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NEW HORIZONS WEALTH MANAGEMENT

CEDAR KNOLLS, NJ · CRD 328155 · IAPD ↗ · enjoymore30s.com · 973-540-1066

$203.3MRegulatory AUM
4Advisory reps
9Employees
0Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
August 2025 — NEW HORIZONS WEALTH MANAGEMENT notice-filed in NC, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
August 2025 — NEW HORIZONS WEALTH MANAGEMENT grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
August 2024 — NEW HORIZONS WEALTH MANAGEMENT notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
February 2024 — NEW HORIZONS WEALTH MANAGEMENT notice-filed in FL, NY, PA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2024 — NEW HORIZONS WEALTH MANAGEMENT shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
February 2024 — NEW HORIZONS WEALTH MANAGEMENT now reports custody of client assets ($14.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
February 2024 — NEW HORIZONS WEALTH MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
February 2024 — NEW HORIZONS WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.