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PROSPERA CAPITAL MANAGEMENT, LLC

· CRD 330390 · IAPD ↗ · deterswealthmanagement.com · 480-648-9369

$343.9MRegulatory AUM
3Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — PROSPERA CAPITAL MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
July 2026 — PROSPERA CAPITAL MANAGEMENT, LLC notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — PROSPERA CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
August 2025 — PROSPERA CAPITAL MANAGEMENT, LLC notice-filed in MA, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2025 — PROSPERA CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
28
March 2025 — PROSPERA CAPITAL MANAGEMENT, LLC changed its website from amparanwm.com to deterswealthmanagement.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
53
March 2025 — PROSPERA CAPITAL MANAGEMENT, LLC notice-filed in CO, IL, LA, MD, MI, MN, MO, NY, OH, OR, SC, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
March 2025 — PROSPERA CAPITAL MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
69
March 2025 — PROSPERA CAPITAL MANAGEMENT, LLC reported RAUM up 56% ($188.2M -> $292.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
December 2024 — PROSPERA CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
July 2024 — PROSPERA CAPITAL MANAGEMENT, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.