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ABBOT FINANCIAL MANAGEMENT, INC

ANDOVER, MA · CRD 111040 · IAPD ↗ · abbotfm.com · (978) 688-9010

$358.9MRegulatory AUM
3Advisory reps
4Employees
0Clients
11-25Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — ABBOT FINANCIAL MANAGEMENT, INC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
October 2026 — ABBOT FINANCIAL MANAGEMENT, INC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
August 2025 — ABBOT FINANCIAL MANAGEMENT, INC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.