← Tributary

PENDER CAPITAL MANAGEMENT, LLC

DALLAS, TX · CRD 281448 · IAPD ↗ · 214-988-9914

$661.4MRegulatory AUM
13Advisory reps
14Employees
0Clients
0Planning clients
1Private funds
2States
6Disclosures
fundSegment
ApprovedSEC status

Filing changes

49
April 2026 — PENDER CAPITAL MANAGEMENT, LLC reported RAUM up 31% ($505.8M -> $661.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
38
August 2025 — PENDER CAPITAL MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 4 (2 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — PENDER CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($389.1M -> $505.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.