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CENTAURUS FINANCIAL, INC.

ANAHEIM, CA · CRD 30833 · IAPD ↗ · centaurusfinancial.com · 714-456-1790

$9.74BRegulatory AUM
426Advisory reps
571Employees
0Clients
More than 500Planning clients
0Private funds
53States
27Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2026 — CENTAURUS FINANCIAL, INC.'s Item 11 disclosure-reporting entries rose by 1 (26 -> 27).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
66
August 2026 — CENTAURUS FINANCIAL, INC. reported RAUM up 33% ($7.34B -> $9.74B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
August 2026 — CENTAURUS FINANCIAL, INC. grew from 375 to 426 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
August 2025 — CENTAURUS FINANCIAL, INC.'s Item 11 disclosure-reporting entries rose by 3 (23 -> 26).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
August 2025 — CENTAURUS FINANCIAL, INC. shrank from 432 to 375 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
August 2024 — CENTAURUS FINANCIAL, INC. shrank from 444 to 432 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.