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LEON CAPITAL MANAGEMENT, LLC

DALLAS, TX · CRD 332987 · IAPD ↗ · leoncapitalmanagement.com · 214-269-7400

$244.7MRegulatory AUM
14Advisory reps
75Employees
7Clients
n/aPlanning clients
16Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

46
April 2026 — LEON CAPITAL MANAGEMENT, LLC reported RAUM up 33% ($184.6M -> $244.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
January 2026 — LEON CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
December 2025 — LEON CAPITAL MANAGEMENT, LLC reported RAUM up 205% ($60.5M -> $184.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
August 2025 — LEON CAPITAL MANAGEMENT, LLC (DALLAS, TX) is newly SEC-registered with $60.5M RAUM and 17 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.