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MW ADVISOR, LLC

NEW YORK, NY · CRD 332429 · IAPD ↗ · 212-500-3000

$552.5MRegulatory AUM
19Advisory reps
115Employees
0Clients
n/aPlanning clients
1Private funds
4States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — MW ADVISOR, LLC crossed $500M in regulatory AUM ($260.2M -> $552.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
30
August 2025 — MW ADVISOR, LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
August 2025 — MW ADVISOR, LLC shrank from 95 to 19 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
August 2025 — MW ADVISOR, LLC now reports custody of client assets ($260.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
August 2025 — MW ADVISOR, LLC now reports 1 private fund(s) ($260.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
November 2024 — MW ADVISOR, LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 95 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.