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AXA INVESTMENT MANAGERS US INC

NEW YORK, NY · CRD 113608 · IAPD ↗ · bnpparibas-am.com · 212-681-3181

$79.24BRegulatory AUM
87Advisory reps
167Employees
8Clients
n/aPlanning clients
21Private funds
4States
12Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
August 2026 — AXA INVESTMENT MANAGERS US INC moved its main office from STAMFORD, CT to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
August 2026 — AXA INVESTMENT MANAGERS US INC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2026 — AXA INVESTMENT MANAGERS US INC's Item 11 disclosure-reporting entries rose by 8 (4 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2026 — AXA INVESTMENT MANAGERS US INC shrank from 109 to 87 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
August 2025 — AXA INVESTMENT MANAGERS US INC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2025 — AXA INVESTMENT MANAGERS US INC shrank from 116 to 109 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — AXA INVESTMENT MANAGERS US INC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2024 — AXA INVESTMENT MANAGERS US INC shrank from 121 to 116 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.