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ALLEN WEALTH MANAGEMENT, LLC

BOONE, NC · CRD 133038 · IAPD ↗ · allenwealthmanagement.com · 828-268-9693

$664.3MRegulatory AUM
4Advisory reps
7Employees
5Clients
More than 500Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
August 2025 — ALLEN WEALTH MANAGEMENT, LLC notice-filed in MS, NE, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — ALLEN WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($478.5M -> $553.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
March 2024 — ALLEN WEALTH MANAGEMENT, LLC reported RAUM up 25% ($382.3M -> $478.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.