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ARK ROYAL WEALTH MANAGEMENT LLC

RALEIGH, NC · CRD 175151 · IAPD ↗ · ark-wealth.com · 919-710-8665

$169.3MRegulatory AUM
3Advisory reps
4Employees
2Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — ARK ROYAL WEALTH MANAGEMENT LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2025 — ARK ROYAL WEALTH MANAGEMENT LLC (RALEIGH, NC) is newly SEC-registered with $139.3M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.