Marketing & brand — February 2025
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
659 firms opened this window in the February 2025 SEC roster: 360 state expansion, 110 new registration, 70 disclosure added, 47 relocation, 40 rename, 32 website changed.
98
CAP SIX ADVISORS — (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
95
HOFFMANN HERMANSON — (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
95
HARDING FINANCIAL GROUP, LLC. — (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
95
WALLENDER, TIMOTHY JOSEPH — (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
95
ALEXANDER CAPITAL ADVISORS, LLC — (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
95
FIDELIS FINANCIAL PLANNING, LLC — (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
95
FINLEY WEALTH ADVISORS — (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
95
STEMBROOK ASSET MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
95
SULLIVAN INVESTMENTS GROUP, LLC — (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
95
A J FELDMAN FINANCIAL, LLC — (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
95
PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC. — (KING OF PRUSSIA, PA) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
95
BARNETT CAPITAL ADVISORS LLC — (MIAMI, FL) is newly SEC-registered with $121.9M RAUM and 2 advisory reps. IAPD ↗
95
DONALIES FINANCIAL PLANNING, LLC — (WASHINGTON, DC) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
95
JGC TAX & WEALTH MANAGEMENT — (SALEM, OR) is newly SEC-registered with $110.0M RAUM and 3 advisory reps. IAPD ↗
95
PROFUSION FINANCIAL — (ST. LOUIS, MO) is newly SEC-registered with $124.9M RAUM and 2 advisory reps. IAPD ↗
95
LIFE STRATEGIES, INC. — (LA JOLLA, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
95
RUGGIERO INVESTMENTS — (WEST PALM BEACH, FL) is newly SEC-registered with $114.0M RAUM and 3 advisory reps. IAPD ↗
95
ANKERSTAR WEALTH, LLC — (ROUND ROCK, TX) is newly SEC-registered with $109.9M RAUM and 6 advisory reps. IAPD ↗
95
CAPITAL CITY WEALTH MANAGEMENT, INC. — (BISMARCK, ND) is newly SEC-registered with $126.0M RAUM and 2 advisory reps. IAPD ↗
95
S. WILLIAMS CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $25.2M RAUM and 1 advisory reps. IAPD ↗
95
HANKE & CO. WEALTH MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $145.4M RAUM and 2 advisory reps. IAPD ↗
95
HADDONFIELD FINANCIAL PLANNING LLC — (HADDONFIELD, NJ) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
95
RESOLUTE CAPITAL, LLC — (GREENVILLE, SC) is newly SEC-registered with $180.9M RAUM and 7 advisory reps. IAPD ↗
95
U.S.A. FINANCIAL & TAX SERVICES, LLC — (GLASTONBURY, CT) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
95
PERSONALIZED FINANCIAL SOLUTIONS LLC — (CLEARWATER, FL) is newly SEC-registered with $109.3M RAUM and 1 advisory reps. IAPD ↗
95
EVOLUTION WEALTH MANAGEMENT INC. — (FORT MYERS, FL) is newly SEC-registered with $111.3M RAUM and 3 advisory reps. IAPD ↗
95
NGP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $111.7M RAUM and 1 advisory reps. IAPD ↗
95
NEIL JESANI WEALTH MANAGEMENT — (SUNRISE, FL) is newly SEC-registered with $102.5M RAUM and 3 advisory reps. IAPD ↗
95
INTRINSIC VALUE CAPITAL, LLC — (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ROBINHOOD ASSET MANAGEMENT — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
GENESIS FINANCIAL GROUP, LLC — (MAHWAH, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
THOUGHTFUL MONEY LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
RETIREMENT PORTFOLIOS, LLC — (LAWRENCE, KS) is newly SEC-registered with $153.0M RAUM and 1 advisory reps. IAPD ↗
95
BXM WEALTH LLC — (ENGLEWOOD, CO) is newly SEC-registered with $107.6M RAUM and 3 advisory reps. IAPD ↗
95
SHRIER WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SARVER VROOMAN WEALTH ADVISORS LLC — (KANSAS CITY, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
STOCKPILE INVESTMENT ADVISORS, INC. — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BERMAN MCALEER — (TIMONIUM, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
95
LEGACY WEALTH PARTNERS, LLC — (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
CHURCHILL FINANCIAL ADVISORS, LLC — (LOUISVILLE, KY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FORESEE WEALTH ADVISORS — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ALONGSIDE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
BLUE CURVE ADVISORY, LLC — (TOWSON, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 22 advisory reps. IAPD ↗
95
THREE ARCH WEALTH MANAGEMENT LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LRZ CAPITAL LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
LINCOLNBRIDGE FINANCIAL PLANNING, LLC — (OGLESBY, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
WILLOW CREEK CAPITAL MANAGEMENT, INC. — (MISSOULA, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SLK PRIVATE WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
FIVE ELEVEN FAMILY OFFICE LLC — (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
REDWOOD FAMILY WEALTH LLC — (ADDISON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HOOT WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SUNSET ADVISERS, LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $1,000 RAUM and 1 advisory reps. IAPD ↗
95
MOOLA COPILOT LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SENECA PRIVATE WEALTH, LLC — (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
THE BYCOFF GROUP LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WGI DM, LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
CLARION WEALTH MANAGEMENT PARTNERS — (FAIRFAX, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SMARTHARVEST PORTFOLIOS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARIA WEALTH PARTNERS — (CHARLOTTESVILLE, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ELEVATED FINANCIAL GROUP — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
PARADIGM ADVISOR GROUP, LLC — (BRIDGEWATER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STRIVE RETIREMENT GROUP — (DAYTONA BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LATHROP INVESTMENT MANAGEMENT COMPANY — (LITTLE ROCK, AR) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
THE QUICK GROUP LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
60
TRANSAMERICA FINANCIAL ADVISORS, LLC — TRANSAMERICA FINANCIAL ADVISORS, INC. is now doing business as . IAPD ↗
60
VIRTUS CAPITAL ADVISERS, LLC — VIRTUS FUND ADVISERS, LLC is now doing business as . IAPD ↗
60
EARNED WEALTH ADVISORS, LLC — THOMAS DOLL is now doing business as . IAPD ↗
60
GCM GROSVENOR L.P. — GROSVENOR CAPITAL MANAGEMENT, L.P. is now doing business as . IAPD ↗
60
PINKERTON WEALTH PARTNERS LLC — PINKERTON RETIREMENT SPECIALISTS, LLC is now doing business as . IAPD ↗
60
ARAX ADVISORY PARTNERS — SRS CAPITAL ADVISORS, LLC is now doing business as . IAPD ↗
60
FOCUS PARTNERS WEALTH, LLC — THE COLONY GROUP, LLC is now doing business as . IAPD ↗
60
ALPHAQUEST LLC — QUEST PARTNERS LLC is now doing business as . IAPD ↗
60
BISON WEALTH, LLC — BISON ADVISORS is now doing business as . IAPD ↗
60
ALTES CAPITAL, LLC — HIGHMORE CAPITAL, LLC is now doing business as . IAPD ↗
58
BOCA WEALTH ADVISORS — INVESTMENT ADVISORY PROFESSIONALS LLC is now doing business as . IAPD ↗
58
REA WEALTH MANAGEMENT — INVESTMENT PARTNERS LTD is now doing business as . IAPD ↗
58
THE MILWEALTH GROUP, LLC — MCCARTHY GRITTINGER FINANCIAL GROUP, LLC is now doing business as . IAPD ↗
58
WEALTH OKLAHOMA — STOLPER ASSET MANAGEMENT is now doing business as . IAPD ↗
58
VIRTUS ADVISERS, LLC — VIRTUS ETF ADVISERS LLC is now doing business as . IAPD ↗
58
GRANDVIEW DELIGHT, LLC — TRUNORTH WEALTH PARTNERS is now doing business as . IAPD ↗
58
MUSIC ROW WEALTH MANAGEMENT — CYPRESS CAPITAL ADVISORS, LLC is now doing business as . IAPD ↗
58
HILLTOP WEALTH & TAX SOLUTIONS — HILLTOP WEALTH SOLUTIONS is now doing business as . IAPD ↗
58
TRITON FINANCIAL GROUP, INC — CAPSTONE TRITON FINANCIAL GROUP INC is now doing business as . IAPD ↗
58
STONE SUMMIT WEALTH LLC — STONE POINT WEALTH LLC is now doing business as . IAPD ↗
55
ESI FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 7 (13 -> 20). IAPD ↗
55
JANNEY MONTGOMERY SCOTT LLC — 's Item 11 disclosure-reporting entries rose by 2 (55 -> 57). IAPD ↗
55
RAYMOND JAMES & ASSOCIATES, INC. — 's Item 11 disclosure-reporting entries rose by 2 (173 -> 175). IAPD ↗
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 2 (163 -> 165). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 4 (330 -> 334). IAPD ↗
55
CITIGROUP GLOBAL MARKETS INC. — 's Item 11 disclosure-reporting entries rose by 1 (202 -> 203). IAPD ↗
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 3 (505 -> 508). IAPD ↗
55
INDEPENDENT FINANCIAL GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (321 -> 322). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 5 (652 -> 657). IAPD ↗
55
CUSO FINANCIAL SERVICES, L.P. — 's Item 11 disclosure-reporting entries rose by 2 (10 -> 12). IAPD ↗
55
NEXT FINANCIAL GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 2 (33 -> 35). IAPD ↗
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (122 -> 125). IAPD ↗
55
CETERA INVESTMENT ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 4 (46 -> 50). IAPD ↗
55
DIMENSIONAL FUND ADVISORS LP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (122 -> 125). IAPD ↗
55
NFC INVESTMENTS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
SEACREST WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
55
KESTRA PRIVATE WEALTH SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (18 -> 20). IAPD ↗
55
CANTOR FITZGERALD INVESTMENT ADVISORS — 's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗
55
JANNEY CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 2 (19 -> 21). IAPD ↗
55
SMITH GROUP ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗
55
CORKERN & CO., INC. — BARRY M. is now doing business as CORKERN & CO., INC.. IAPD ↗
55
KOKUA CAPITAL MANAGEMENT — CHAPMAN FINANCIAL GROUP, LLC is now doing business as . IAPD ↗
55
CABLE CAR CAPITAL, LP — CABLE CAR CAPITAL LLC is now doing business as . IAPD ↗
55
KENNEDY WEALTH & TAX MANAGEMENT, LLC — KENNEDY WEALTH AND TAX MANAGEMENT, INC. is now doing business as . IAPD ↗
55
DOLAN CAPITAL ADVISORS, LLC — DOLAN CAPITAL ADVISORS, INC. is now doing business as . IAPD ↗
55
SKG CAPITAL ADVISORS, LLC — SKLAR CAPITAL ADVISORS, LLC is now doing business as . IAPD ↗
55
MARATHON MISSION, INC. — MARATHON MISSION is now doing business as . IAPD ↗
55
MANZIL INVESTMENT ADVISORS, LLC — AGHAZ INVESTMENT ADVISORS, LLC is now doing business as . IAPD ↗
55
FOREST CAPITAL — OPERATING COMPANY LLC is now doing business as FOREST CAPITAL. IAPD ↗
55
PRAIRIEVIEW WEALTH & TAX ADVISORS — PRAIRIEVIEW WEALTH PARTNERS, LLC is now doing business as . IAPD ↗
55
INMAN JAGER WEALTH MANAGEMENT, LLC — INMAN JAGER WEALTH MANAGEMENT is now doing business as . IAPD ↗
55
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC — notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV. IAPD ↗
55
55
FORT WASHINGTON INVESTMENT ADVISORS INC — notice-filed in DC, ND, NH, RI, SD, VT. IAPD ↗
55
INTELLICENTS INVESTMENT SOLUTIONS INC — notice-filed in CT, DC, GA, ID, IN, MA, MD, ME, MS, MT, NC, NV, PA, SC, UT, VA, VT, WY. IAPD ↗
55
IMA ADVISORY SERVICES, INC. — notice-filed in MT, NJ, NY, SC, TN, VA. IAPD ↗
55
COASTAL BRIDGE ADVISORS — notice-filed in AZ, MD, ME, NC, PA, RI, SC, TN, WA. IAPD ↗
55
TFO FAMILY OFFICE PARTNERS — notice-filed in HI, IA, ID, IN, KS, KY, MI, ND, OH, UT. IAPD ↗
55
KOVITZ INVESTMENT GROUP PARTNERS, LLC — notice-filed in AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV. IAPD ↗
55
ARKADIOS WEALTH ADVISORS — notice-filed in AK, CT, DC, IN, KS, KY, MA, MS, ND, NE, NM, OK, RI, SD, VT, WV. IAPD ↗
55
BISON WEALTH, LLC — notice-filed in CO, CT, NE, NH, WI. IAPD ↗
55
BERGER FINANCIAL GROUP — notice-filed in AL, KS, KY, NV, PA, UT. IAPD ↗
55
HOMRICH BERG — notice-filed in DE, HI, IA, ME, ND, OK, PR, VT, WY. IAPD ↗
55
FIDELIS CAPITAL — notice-filed in AR, DE, IL, LA, NJ, OH, PA, SC, TN, WA, WI. IAPD ↗
53
RPG FAMILY WEALTH ADVISORY, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
53
BCI SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 3 (39 -> 42). IAPD ↗
53
ACCEL WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
25 FINANCIAL — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
VICTORY FINANCIAL — 's Item 11 disclosure-reporting entries rose by 6 (0 -> 6). IAPD ↗
53
CITY NATIONAL SECURITIES, INC. — notice-filed in MD, NJ, OR, TN. IAPD ↗
53
FLAGSTAR ADVISORS, INC. — notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV. IAPD ↗
53
HUDSON ADVISOR SERVICES, INC. — notice-filed in CA, CT, FL, MA, MD, ME, NH, NY, TX, VT, WV. IAPD ↗
53
EARNED WEALTH ADVISORS, LLC — notice-filed in CO, KS, NY, PA. IAPD ↗
53
CHRISTY CAPITAL MANAGEMENT, INC. — notice-filed in AL, CA, FL, GA, LA, MS, NC, SC, TN, TX, VA. IAPD ↗
53
QUADCAP WEALTH MANAGEMENT, LLC — notice-filed in CO, GA, MI, NY, SC, VI, WA. IAPD ↗
53
SUMMIT GLOBAL INVESTMENTS, LLC — notice-filed in AK, AR, MD, MT. IAPD ↗
53
XO WEALTH MANAGEMENT — notice-filed in AR, CA, FL, GA, IL, LA, NY, OK, SC, TX. IAPD ↗
53
VESTWELL ADVISORS LLC — notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV. IAPD ↗
53
HORST & GRABEN WEALTH MANAGEMENT, LLC — notice-filed in AK, NM, NY, PA, VA. IAPD ↗
53
AMERICANA PARTNERS, LLC — notice-filed in AK, NV, OR, VA. IAPD ↗
53
WEALTHPLAN INVESTMENT MANAGEMENT LLC — notice-filed in DC, LA, MA, NM, NV, NY, OR, SC, VA, WA, WI, WY. IAPD ↗
53
HEADLAND CAPITAL — notice-filed in GA, KY, NC, OH, TX. IAPD ↗
53
MATAURO, LLC — notice-filed in CA, CO, CT, DC, GA, IL, LA, MA, MD, NH, PA, VA, WA. IAPD ↗
51
SMITHBRIDGE ASSET MANAGEMENT, INC. — notice-filed in SC, UT, WI, WV. IAPD ↗
51
PCA INVESTMENT ADVISORY SERVICES, INC. — notice-filed in AZ, LA, MI. IAPD ↗
51
CUTLER INVESTMENT GROUP — notice-filed in CO, HI, LA. IAPD ↗
51
ARAX ADVISORY PARTNERS — notice-filed in KS, MT, TN. IAPD ↗
51
CANNELL & SPEARS LLC — notice-filed in OH, OR, SC. IAPD ↗
51
PINNACLE INVESTMENTS, LLC — notice-filed in AR, IN, UT. IAPD ↗
51
ELM WEALTH — notice-filed in DC, MI, SC. IAPD ↗
51
MONERE WEALTH MANAGEMENT, INC. — notice-filed in AR, CO, MO, VA. IAPD ↗
51
IGNITE PLANNERS LLC — notice-filed in AR, CO, MO, WY. IAPD ↗
50
FEDERAL PREP ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
50
RE-ENVISION WEALTH — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
ZERO DAY CAPITAL ENTERPRISES LLC — 's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗
50
TRANSAMERICA FINANCIAL ADVISORS, LLC — moved its main office from ST PETERSBURG, FL to PHILADELPHIA, PA. IAPD ↗
50
FENIMORE ASSET MANAGEMENT, INC. — moved its main office from ALBANY, NY to COBLESKILL, NY. IAPD ↗
50
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC. — moved its main office from SOUTHFIELD, MI to BLOOMFIELD HILLS, MI. IAPD ↗
50
BISON WEALTH, LLC — moved its main office from HARTWELL, GA to ATLANTA, GA. IAPD ↗
50
SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in CA, CT, LA, MI, MN, NC, NE, OH, OK, PA, TX. IAPD ↗
50
401K GENERATION — notice-filed in DC, HI, IA, KS, ME, WY. IAPD ↗
50
MODERN CAPITAL GROUP LLC — notice-filed in CA, LA, MN, NY, TX. IAPD ↗
50
GUNCHEON FINANCIAL, LLC — notice-filed in CA, IL, KS, MI, MO. IAPD ↗
50
STEP ADVISERS, LLC — notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV. IAPD ↗
50
ATEGENOS CAPITAL, LLC — notice-filed in AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
50
LIFEGOAL WEALTH ADVISORS LLC — notice-filed in CO, CT, GA, IL, MA, MD, MN, NC, NJ, NV, OR, SC, VA, WA. IAPD ↗
50
50
ADVISIFI LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MO, MS, MT, ND, NH, NJ, NM, NV, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
50
APEX INVESTMENT GROUP — notice-filed in CT, FL, LA, ME, NC, NH, NY, RI, TX, VT. IAPD ↗
49
ANDREW GARRETT, INC. — notice-filed in NV, PR, WY. IAPD ↗
49
FAS WEALTH PARTNERS, INC. — notice-filed in IN, NV. IAPD ↗
49
ADVISORNET WEALTH PARTNERS — notice-filed in AL, LA. IAPD ↗
49
ASPIRIANT, LLC — notice-filed in DE, RI. IAPD ↗
49
VECTORGLOBAL IAG, INC. — notice-filed in NC, VI. IAPD ↗
49
ASCENT WEALTH PARTNERS, LLC — notice-filed in GA, SC. IAPD ↗
49
CANAL CAPITAL MANAGEMENT, LLC — notice-filed in GA, SC. IAPD ↗
49
BORDEAUX WEALTH ADVISORS — notice-filed in CO, TN. IAPD ↗
49
RIVERSEDGE ADVISORS — notice-filed in DC, NC, NY. IAPD ↗
49
WEDMONT PRIVATE CAPITAL — notice-filed in GA, MN. IAPD ↗
49
PANDI, LLC — notice-filed in MO, TX. IAPD ↗
49
PCM ENCORE, LLC — notice-filed in FL, TX. IAPD ↗
48
FIDUCIARY ADVISORS, LLC — moved its main office from SALT LAKE CITY, UT to COTTONWOOD HEIGHTS, UT. IAPD ↗
48
HFM WEALTH MANAGEMENT — moved its main office from HARTFORD, CT to WEST HARTFORD, CT. IAPD ↗
48
ARGYLE CAPITAL MANAGEMENT, LLC — moved its main office from BETHLEHEM, PA to CENTER VALLEY, PA. IAPD ↗
48
TARGETED FINANCIAL SERVICES, LLC — moved its main office from NEPTUNE CITY, NJ to SEMINOLE, FL. IAPD ↗
48
ABG CONSULTANTS — moved its main office from SALT LAKE CITY, UT to COTTONWOOD HEIGHTS, UT. IAPD ↗
48
FCF ADVISORS LLC — moved its main office from NEW YORK, NY to ORLANDO, FL. IAPD ↗
48
GLOBAL TRUST — moved its main office from WEST PALM BEACH, FL to PALM BEACH GARDENS, FL. IAPD ↗
48
DENTIST ADVISORS — moved its main office from SOUTH JORDAN, UT to SALT LAKE CITY, UT. IAPD ↗
48
JULEX CAPITAL MANAGEMENT — moved its main office from WELLESLEY, MA to NATICK, MA. IAPD ↗
48
VIRTUS ADVISERS, LLC — moved its main office from NEW YORK, NY to HARTFORD, CT. IAPD ↗
48
MUSIC ROW WEALTH MANAGEMENT — moved its main office from FRANKLIN, TN to NASHVILLE, TN. IAPD ↗
48
ROCKLINE WEALTH MANAGEMENT LLC — moved its main office from PLAINVIEW, NY to ISLIP TERRACE, NY. IAPD ↗
48
TRAVEKA WEALTH, LLC — moved its main office from SAN JOSE, CA to LOS ALTOS, CA. IAPD ↗
48
JPL WEALTH MANAGEMENT, LLC — moved its main office from HIGHLANDS RANCH, CO to GREENWOOD VILLAGE, CO. IAPD ↗
48
MORANGIE MANAGEMENT LLC — moved its main office from MARSHFIELD, MA to VERO BEACH, FL. IAPD ↗
48
WEALTHBUILDERS INVESTMENTS — notice-filed in CA, FL, LA, TX. IAPD ↗
48
CROAK CAPITAL — notice-filed in CA, CO, NC, WA. IAPD ↗
48
PODELL FINANCIAL GROUP LLC — notice-filed in FL, MA, NY, TX. IAPD ↗
48
ALTITUDE CAPITAL MANAGEMENT LLC — notice-filed in CA, MI, NJ, SC. IAPD ↗
48
ASHTON THOMAS ADVISORS LLC — notice-filed in AR, FL, NY, TX. IAPD ↗
48
CATOCTIN RIDGE WEALTH PARTNER — notice-filed in FL, PA, TX, VA. IAPD ↗
47
ASSOCIATED INVESTMENT SERVICES, INC. — notice-filed in CO, TN. IAPD ↗
47
HUNTER ASSOCIATES LLC — notice-filed in UT. IAPD ↗
47
FIRST CITIZENS INVESTOR SERVICES, INC. — notice-filed in LA. IAPD ↗
47
HALBERT HARGROVE — notice-filed in NC. IAPD ↗
47
SHARKEY HOWES & JAVER INC — notice-filed in MO, VA. IAPD ↗
47
GCM GROSVENOR L.P. — notice-filed in NC. IAPD ↗
47
FINANCIAL INSIGHTS — notice-filed in MT, NE. IAPD ↗
47
BRIDGEWATER ADVISORS INC. — notice-filed in ME. IAPD ↗
47
OBERMEYER WEALTH PARTNERS — notice-filed in KY. IAPD ↗
47
SLOY, DAHL & HOLST, LLC — notice-filed in NV. IAPD ↗
47
SPRINKLE FINANCIAL CONSULTANTS LLC — notice-filed in OK, WA. IAPD ↗
47
5T WEALTH, LLC — notice-filed in NV, OR. IAPD ↗
47
MISSION WEALTH MANAGEMENT, LP — notice-filed in VT. IAPD ↗
47
RATHER & KITTRELL, INC. — notice-filed in AL. IAPD ↗
47
CHANEY CAPITAL MANAGEMENT INC. — notice-filed in MI, MT. IAPD ↗
47
FINANCIAL & TAX ARCHITECTS, LLC — notice-filed in IA, WV. IAPD ↗
47
AA FINANCIAL ADVISORS, LLC — notice-filed in MD, OR. IAPD ↗
47
CHARTER OAK CAPITAL MANAGEMENT — notice-filed in WA. IAPD ↗
47
GREAT VALLEY ADVISOR GROUP, INC. — notice-filed in AL. IAPD ↗
47
THAMES FINANCIAL MANAGEMENT — notice-filed in PA, WA. IAPD ↗
47
APRIO WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
47
WEALTHCREST FINANCIAL SERVICES, LLC — notice-filed in CA, CO. IAPD ↗
47
WESTEND ADVISORS, LLC — notice-filed in CO. IAPD ↗
47
PROSPERITY - AN EISNERAMPER COMPANY — notice-filed in OH. IAPD ↗
47
WEST FINANCIAL SERVICES, INC. — notice-filed in LA. IAPD ↗
47
WEST FINANCIAL ADVISORS, L.L.C. — notice-filed in AZ, CA. IAPD ↗
47
REGISTER FINANCIAL ADVISORS, LLC — notice-filed in MA, TN. IAPD ↗
47
PORTFOLIO WEALTH ADVISORS — notice-filed in NV, WA. IAPD ↗
47
ALDRICH WEALTH LP — notice-filed in MI. IAPD ↗
47
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC — notice-filed in AZ, OR. IAPD ↗
47
KEENER FINANCIAL PLANNING — notice-filed in NY, VA. IAPD ↗
47
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC — notice-filed in GA, NV. IAPD ↗
47
STRATEGIC INVESTMENT ADVISORS, LLC — notice-filed in SC. IAPD ↗
47
RCM WEALTH ADVISORS — notice-filed in MA, NH. IAPD ↗
47
FLAGSHIP HARBOR ADVISORS, LLC — notice-filed in KS. IAPD ↗
47
TRAJAN WEALTH, L.L.C. — notice-filed in IN. IAPD ↗
47
THREE BELL CAPITAL LLC — notice-filed in FL. IAPD ↗
47
SAVOIE CAPITAL LLC — notice-filed in IL. IAPD ↗
47
NORTHROCK PARTNERS, LLC — notice-filed in ME. IAPD ↗
47
GOLDEN STATE WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
47
IFG ADVISORY, LLC — notice-filed in OK. IAPD ↗
47
RITHOLTZ WEALTH MANAGEMENT — notice-filed in WV. IAPD ↗
47
VIRTUS ADVISERS, LLC — notice-filed in CA, CT. IAPD ↗
47
HEMINGTON WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗
47
FINANCIAL COACH — notice-filed in NH, TX. IAPD ↗
47
CYPRESS CAPITAL, LLC — notice-filed in MO, SC. IAPD ↗
47
ONE WEALTH MAP, LLC — notice-filed in NE. IAPD ↗
47
ELLENBECKER INVESTMENT GROUP — notice-filed in KY. IAPD ↗
47
ALPHACORE CAPITAL LLC — notice-filed in KS. IAPD ↗
47
DELAP WEALTH ADVISORY, LLC — notice-filed in ID, NH. IAPD ↗
47
ROOT FINANCIAL PARTNERS — notice-filed in KY, NE. IAPD ↗
47
CAPITA FINANCIAL NETWORK, LLC — notice-filed in NJ. IAPD ↗
47
ATTICUS WEALTH MANAGEMENT — notice-filed in NH, NJ. IAPD ↗
47
GRAVES LIGHT LENHART — notice-filed in TX. IAPD ↗
47
TRANSCEND CAPITAL ADVISORS, LLC — notice-filed in RI. IAPD ↗
47
EMERALD ADVISORS, LLC — notice-filed in MD, MI. IAPD ↗
47
GUARDIAN WEALTH ADVISORS, LLC — notice-filed in NE. IAPD ↗
47
TRIAGEN WEALTH MANAGEMENT LLC — notice-filed in ID, WA. IAPD ↗
47
THE HIGH NET WORTH ADVISORY GROUP, LLC — notice-filed in IN, OK. IAPD ↗
47
RISKBRIDGE ADVISORS, LLC — notice-filed in MA, OH. IAPD ↗
47
GAMMA INVESTING LLC — notice-filed in NY. IAPD ↗
47
25 FINANCIAL — notice-filed in NM, WI. IAPD ↗
47
SIERRA SUMMIT ADVISORS LLC — notice-filed in CA, WI. IAPD ↗
47
ALTES CAPITAL, LLC — notice-filed in TX. IAPD ↗
47
MOREY & QUINN WEALTH PARTNERS — notice-filed in LA, VA. IAPD ↗
47
LECLAIR WEALTH PARTNERS — notice-filed in MI, TX. IAPD ↗
46
FINANCIAL PLANNING SERVICES — notice-filed in FL, IL, MI. IAPD ↗
46
KOKUA CAPITAL MANAGEMENT — notice-filed in CA, FL, HI. IAPD ↗
46
KEYSTONE FINANCIAL SERVICES, LLC — notice-filed in AZ, MN, NY. IAPD ↗
46
VALOR FINANCIAL SERVICES, LLC — notice-filed in FL, NY, PA. IAPD ↗
46
GLOBAL INVESTMENT ADVISORY — notice-filed in DC, MS, OH. IAPD ↗
46
ELLIS FINANCIAL PLANNING — notice-filed in KY, NY, TX. IAPD ↗
45
FINANCIAL LIFE PLANNERS — moved its main office from PHOENIX, AZ to TEMPE, AZ. IAPD ↗
45
ORCA INVESTMENT MANAGEMENT, LLC — moved its main office from ROSEBURG, OR to LAKE OSWEGO, OR. IAPD ↗
45
PRIVATE CLIENT GROUP ASSET MANAGEMENT — moved its main office from BEDMINSTER, NJ to GLADSTONE, NJ. IAPD ↗
45
ROCKET DOLLAR ADVISOR, INC. — moved its main office from AUSTIN, TX to LAS VEGAS, NV. IAPD ↗
45
VOLARIS CAPITAL MANAGEMENT LLC — moved its main office from MILLBURN, NJ to SHORT HILLS, NJ. IAPD ↗
45
JOURNEY BEYOND WEALTH — moved its main office from KENNESAW, GA to ROSWELL, GA. IAPD ↗
45
CARDEA CAPITAL ADVISORS, LLC — moved its main office from ATLANTA, GA to ALPHARETTA, GA. IAPD ↗
45
MISSION FINANCIAL GROUP, LLC — moved its main office from HONOLULU, HI to LAS VEGAS, NV. IAPD ↗
45
THEPARTNERS WEALTH MANAGEMENT — moved its main office from MONTEREY, CA to CARMEL BY THE SEA, CA. IAPD ↗
45
OXENFREE FINANCIAL — moved its main office from SATELLITE BEACH, FL to MELBOURNE, FL. IAPD ↗
45
PRAIRIEVIEW WEALTH & TAX ADVISORS — moved its main office from ORLAND PARK, IL to FRANKFORT, IL. IAPD ↗
45
RANDOLPH CO INC — notice-filed in KY. IAPD ↗
45
RAMSAY STATTMAN VELA & PRICE INC — notice-filed in CA. IAPD ↗
45
M. KRAUS & COMPANY — notice-filed in NE. IAPD ↗
45
MERIDIAN INVESTMENT ADVISORS, INC. — notice-filed in LA. IAPD ↗
45
SEABRIDGE INVESTMENT ADVISORS LLC — notice-filed in RI. IAPD ↗
45
REA WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗
45
PORTLAND GLOBAL ADVISORS LLC — notice-filed in RI. IAPD ↗
45
GABLES CAPITAL MANAGEMENT, INC. — notice-filed in NY. IAPD ↗
45
MONETARY MANAGEMENT GROUP INC — notice-filed in CA. IAPD ↗
45
AMB WEALTH, LLC — notice-filed in DE. IAPD ↗
45
FAMILY INVESTMENT CENTER — notice-filed in GA. IAPD ↗
45
WEALTH ADVISORS NETWORK, INC. — notice-filed in TX. IAPD ↗
45
SNIDER FINANCIAL GROUP — notice-filed in MO. IAPD ↗
45
BERKELEY, INC — notice-filed in OR. IAPD ↗
45
MARATHON CAPITAL MANAGEMENT — notice-filed in SC. IAPD ↗
45
WESTEND CAPITAL MANAGEMENT, LLC. — notice-filed in FL. IAPD ↗
45
CAPSTONE CAPITAL WEALTH ADVISORS — notice-filed in IN. IAPD ↗
45
WISE PLANNING, INC. — notice-filed in CO. IAPD ↗
45
WISDOM FINANCIAL SERVICES, L.L.C. — notice-filed in MI. IAPD ↗
45
NVEST FINANCIAL, LLC — notice-filed in NC. IAPD ↗
45
BIONDO INVESTMENT ADVISORS LLC — notice-filed in NE. IAPD ↗
45
LUCAS GROUP FINANCIAL PLANNERS, INC. — notice-filed in TX. IAPD ↗
45
TWELE CAPITAL MANAGEMENT, INC. — notice-filed in TX. IAPD ↗
45
WAYPOINT WEALTH PARTNERS — notice-filed in FL. IAPD ↗
45
WATTS GWILLIAM & COMPANY, LLC — notice-filed in VA. IAPD ↗
45
POEHLING CAPITAL MANAGEMENT, INC. — notice-filed in IL. IAPD ↗
45
PROSTATIS FINANCIAL ADVISORS GROUP — notice-filed in IN. IAPD ↗
45
CAPITAL MARKETS IQ, LLC — notice-filed in UT. IAPD ↗
45
FCF ADVISORS LLC — notice-filed in FL. IAPD ↗
45
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS — notice-filed in TX. IAPD ↗
45
ALTERNA WEALTH MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗
45
TIMBER CREEK CAPITAL MANAGEMENT, LLC — notice-filed in RI. IAPD ↗
45
PRINCETON GLOBAL ASSET MANAGEMENT LLC — notice-filed in NC. IAPD ↗
45
CAPITAL INSIGHT PARTNERS, LLC — notice-filed in TN. IAPD ↗
45
CENTRAL TRUST BANK — notice-filed in TX. IAPD ↗
45
EVOADVISERS — notice-filed in CO. IAPD ↗
45
FORT SHERIDAN ADVISORS LLC — notice-filed in PA. IAPD ↗
45
SHOREPOINT CAPITAL PARTNERS LLC — notice-filed in TX. IAPD ↗
45
HARDIN CAPITAL PARTNERS, LLC — notice-filed in FL. IAPD ↗
45
PROVIDENCE WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗
45
EMPIRICAL ASSET MANAGEMENT, LLC — notice-filed in MN. IAPD ↗
45
KINGDOM FINANCIAL GROUP, LLC — notice-filed in MI. IAPD ↗
45
ALPHA SOLUTIONS INVESTMENT ADVISORS — notice-filed in TX. IAPD ↗
45
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — notice-filed in IL. IAPD ↗
45
MILLS WEALTH ADVISORS, LLC — notice-filed in MN. IAPD ↗
45
INVESTOR FAN — notice-filed in UT. IAPD ↗
45
FSA INVESTMENT GROUP, LLC — notice-filed in WA. IAPD ↗
45
WEALTHSTAR ADVISORS, LLC — notice-filed in CT. IAPD ↗
45
STRATEGIC WEALTH INVESTMENT GROUP, LLC — notice-filed in IA. IAPD ↗
45
AM INVESTMENT STRATEGIES, LLC — notice-filed in PA. IAPD ↗
45
GUARDIAN WEALTH STRATEGIES, LLC — notice-filed in CA. IAPD ↗
45
QBOX FIDUCIARY SOLUTIONS, LLC — notice-filed in NC. IAPD ↗
45
RIVERPOINT WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗
45
LIQUID STRATEGIES, LLC — notice-filed in TX. IAPD ↗
45
OMNIA FAMILY WEALTH, LLC — notice-filed in NJ. IAPD ↗
45
G&S CAPITAL LLC — notice-filed in SC. IAPD ↗
45
WEALTH WATCH ADVISORS, INC — notice-filed in AR. IAPD ↗
45
WEALTH ADVISORS NW — notice-filed in CO. IAPD ↗
45
ACCEL WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗
45
FINANCIAL SERVICES OF AMERICA ADVISORS — notice-filed in IN. IAPD ↗
45
INDEPENDENT WEALTH NETWORK, INC. — notice-filed in ND. IAPD ↗
45
CREATIVE CAPITAL MANAGEMENT INVESTMENTS LLC — notice-filed in VA. IAPD ↗
45
DYNAMIC FINANCIAL GROUP — notice-filed in TN. IAPD ↗
45
FINANCIAL STRATEGIES GROUP, INC — notice-filed in NV. IAPD ↗
45
KPP ADVISORY SERVICES LLC — notice-filed in PA. IAPD ↗
45
UNCOMMON CENTS INVESTING — notice-filed in IL. IAPD ↗
45
PCG WEALTH MANAGEMENT — notice-filed in IA. IAPD ↗
45
TURNING POINT FINANCIAL — notice-filed in OH. IAPD ↗
45
CRESTMONT PRIVATE WEALTH LLC — notice-filed in NM. IAPD ↗
45
MIDWEST HERITAGE FINANCIAL ADVISORS — notice-filed in KS. IAPD ↗
45
SHOREHAVEN WEALTH PARTNERS, LLC — notice-filed in VA. IAPD ↗
45
INSTRUMENTAL WEALTH, LLC — notice-filed in CO. IAPD ↗
45
RETIREMENT PLANNING SOLUTIONS, LLC — notice-filed in CA. IAPD ↗
45
POWER WEALTH MANAGEMENT — notice-filed in VA. IAPD ↗
45
BROOKWOOD INVESTMENT GROUP — notice-filed in TX. IAPD ↗
45
COVE PRIVATE WEALTH, LLC — notice-filed in FL. IAPD ↗
45
ALLEY COMPANY — notice-filed in AZ. IAPD ↗
45
CENTURION WEALTH MANAGEMENT — notice-filed in WV. IAPD ↗
45
PORTFOLIO DESIGN LABS, LLC — notice-filed in LA. IAPD ↗
45
BUCK WEALTH STRATEGIES, LLC — notice-filed in MD. IAPD ↗
45
JOCELYN INVESTMENT MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
45
ROCKLINE WEALTH MANAGEMENT LLC — notice-filed in DE. IAPD ↗
45
SECOND LINE CAPITAL, LLC — notice-filed in OK. IAPD ↗
45
ELEVATUS WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
TRAVEKA WEALTH, LLC — notice-filed in AZ. IAPD ↗
45
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in TN. IAPD ↗
45
MORANGIE MANAGEMENT LLC — notice-filed in NH. IAPD ↗
45
TFR CAPITAL — notice-filed in CO. IAPD ↗
44
R. F. LAFFERTY & CO., INC. — notice-filed in TN, TX. IAPD ↗
44
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. — notice-filed in LA, NH. IAPD ↗
44
CAP PARTNERS, LLC — notice-filed in AL, VT. IAPD ↗
44
BOWERS WEALTH MANAGEMENT, INC. — notice-filed in MA, OH. IAPD ↗
44
KIKER WEALTH MANAGEMENT, LLC — notice-filed in OH, VA. IAPD ↗
44
SEABORN FINANCIAL, LLC — notice-filed in MD, WA. IAPD ↗
44
SEVERIN INVESTMENTS LLC — notice-filed in AR, TN. IAPD ↗
44
DAVIMAN FINANCIAL, LLC — notice-filed in NV, TX. IAPD ↗
44
HOFFMAN CAPITAL ADVISORS LLC — notice-filed in FL, NC. IAPD ↗
44
INVEST CAPITAL PARTNERS — notice-filed in MN, SC. IAPD ↗
44
ACRYLIC FINANCIAL, INC. — notice-filed in NC, NY. IAPD ↗
44
ATWOOD FINANCIAL PLANNING LLC — notice-filed in NE, NH. IAPD ↗
44
PANORAMIC INVESTMENT ADVISORS — notice-filed in LA, OR. IAPD ↗
44
SIMPLIFIED WEALTH MANAGEMENT — notice-filed in NE, NH. IAPD ↗
44
TRANQUILLI FINANCIAL ADVISOR, LLC — notice-filed in LA, WI. IAPD ↗
44
ABLE WEALTH MANAGEMENT LLC — notice-filed in CA, FL. IAPD ↗
44
FUTURE YOU WEALTH — notice-filed in FL, PA. IAPD ↗
44
ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in NY, OH. IAPD ↗
44
MISSION FINANCIAL GROUP, LLC — notice-filed in NV, NY. IAPD ↗
44
CONSTITUTION WEALTH LLC — notice-filed in CO, KS. IAPD ↗
44
THEPARTNERS WEALTH MANAGEMENT — notice-filed in MI, WA. IAPD ↗
44
FORTHRIGHT CAPITAL ADVISORY — notice-filed in MO, NE. IAPD ↗
44
TRIAD WEALTH PARTNERS, LLC — notice-filed in CT, VA. IAPD ↗
42
M. E. ALLISON & CO., INC. — notice-filed in NM. IAPD ↗
42
LARIMER CAPITAL CORPORATION — notice-filed in DC. IAPD ↗
42
DMK ADVISOR GROUP, INC. — notice-filed in ME. IAPD ↗
42
KAISER WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗
42
FINANCIAL STRATEGIES, INC. — notice-filed in TX. IAPD ↗
42
ELTEKON ADVISORS, LLC. — notice-filed in CA. IAPD ↗
42
BENNINGTON FINANCIAL PLANNING GROUP — notice-filed in NC. IAPD ↗
42
GILBERT CAPITAL GROUP — notice-filed in TX. IAPD ↗
42
PINNACLE WEALTH ADVISORS — notice-filed in NE. IAPD ↗
42
DBS INVESTMENT ADVISERS, LLC — notice-filed in GA. IAPD ↗
42
BARTLEY FINANCIAL ADVISORS, LLC — notice-filed in NY. IAPD ↗
42
ECONOLOGICS FINANCIAL ADVISORS — notice-filed in AR. IAPD ↗
42
PENBROOK MANAGEMENT LLC — notice-filed in FL. IAPD ↗
42
FEDERMANN FINANCIAL ADVISORS INC. — notice-filed in NH. IAPD ↗
42
GORDON ASSET MANAGEMENT LLC — notice-filed in FL. IAPD ↗
42
ELM3 FINANCIAL GROUP, LLC — notice-filed in MD. IAPD ↗
42
BAY CAPITAL ADVISORS, LLC — notice-filed in NH. IAPD ↗
42
CHICAGO INVESTMENT ADVISORY GROUP — notice-filed in NE. IAPD ↗
42
ORCA INVESTMENT MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
42
LIFETIME WEALTH MANAGEMENT P.C. — notice-filed in PR. IAPD ↗
42
STONE ISLAND FINANCIAL PLANNING — notice-filed in NE. IAPD ↗
42
WELLS GLOBAL INVESTMENT ADVISERS LLC — notice-filed in GA. IAPD ↗
42
CHELSEA ADVISORY SERVICES, INC — notice-filed in IL. IAPD ↗
42
ABERNATHY GROUP II LLC — notice-filed in NJ. IAPD ↗
42
SANKALA GROUP LLC — notice-filed in MT. IAPD ↗
42
PIEDMONT WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
42
SERVO WEALTH MANAGEMENT LLC — notice-filed in NY. IAPD ↗
42
PARSONEX ADVISORY SERVICES, INC. — notice-filed in KY. IAPD ↗
42
BARRETT WEALTH CONNECTION LLC — notice-filed in TX. IAPD ↗
42
EFINANCIAL ALLIANCE, LLC — notice-filed in TX. IAPD ↗
42
HILEY HUNT WEALTH MANAGEMENT, INC. — notice-filed in MN. IAPD ↗
42
PORTLAND PRIVATE WEALTH MANAGEMENT, INC. — notice-filed in NH. IAPD ↗
42
BROADVIEW WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
LAKE ROAD ADVISORS, LLC — notice-filed in NH. IAPD ↗
42
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
42
GARNETT INVESTMENT STRATEGIES — notice-filed in TX. IAPD ↗
42
ATLATL ADVISERS — notice-filed in AZ. IAPD ↗
42
ELEVATE CAPITAL ADVISORS — notice-filed in NV. IAPD ↗
42
SIEBERT ADVISORNXT, LLC. — notice-filed in MN. IAPD ↗
42
FORTRESS PRIVATE LEDGER, LLC — notice-filed in UT. IAPD ↗
42
TREEHOUSE WEALTH ADVISORS — notice-filed in OR. IAPD ↗
42
WEALTHGUARD ADVISORS, INC. — notice-filed in FL. IAPD ↗
42
VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
NEW MILLENNIUM GROUP — notice-filed in WA. IAPD ↗
42
GOLDEN WEALTH MANAGEMENT — notice-filed in NC. IAPD ↗
42
BLACK KNIGHT WEALTH MANAGEMENT, LLC — notice-filed in KS. IAPD ↗
42
1858 WEALTH MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
42
MSP WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
42
SECFI ADVISORY LIMITED — notice-filed in NJ. IAPD ↗
42
GOALFUSION WEALTH MANAGEMENT — notice-filed in NE. IAPD ↗
42
MARYGOLD & CO. ADVISORY SERVICES, LLC — notice-filed in CA. IAPD ↗
42
CARROLL INVESTORS, INC. — notice-filed in NY. IAPD ↗
42
REDSTONE WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
42
BOYD CAPITAL — notice-filed in TX. IAPD ↗
42
CHILDFREE WEALTH — notice-filed in CT. IAPD ↗
42
THE WEALTH BOUTIQUE — notice-filed in TX. IAPD ↗
42
SCHERER FINANCIAL ADVISORY SERVICES, LLC — notice-filed in MA. IAPD ↗
42
CROSSGRAIN FAMILY INVESTMENTS, LLC — notice-filed in OH. IAPD ↗
42
IA NETWORK, LLC — notice-filed in TN. IAPD ↗
42
FRANKLY FINANCES — notice-filed in CA. IAPD ↗
42
ARRIEN INVESTMENTS, INC. — notice-filed in NE. IAPD ↗
42
AMERITY WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
42
VIRTUS FINANCIAL PARTNERS — notice-filed in IL. IAPD ↗
42
MAGNOLIA PRIVATE WEALTH, LLC — notice-filed in NM. IAPD ↗
42
JOSS BROWN WEALTH ADVISORS — notice-filed in NC. IAPD ↗
42
ACCELERATE RETIREMENT — notice-filed in WA. IAPD ↗
42
MDRN CAPITAL — notice-filed in MA. IAPD ↗
42
INTENTIONAL WEALTH STRATEGIES — notice-filed in AZ. IAPD ↗
42
COASTAL WEALTH MANAGEMENT — notice-filed in CT. IAPD ↗
42
ZERO DAY CAPITAL ENTERPRISES LLC — notice-filed in NC. IAPD ↗
42
SLO MONEY MANAGERS — notice-filed in TX. IAPD ↗
42
HARBORFRONT FINANCIAL GROUP — notice-filed in IN. IAPD ↗
42
GFG SOLUTIONS — notice-filed in NJ. IAPD ↗
42
OCM PRIVATE WEALTH, LLC — notice-filed in TX. IAPD ↗
42
PITCAIRN WEALTH ADVISORS LLC — notice-filed in TX. IAPD ↗
42
BASTION FIDUCIARY — notice-filed in MD. IAPD ↗
42
JW NOVA WEALTH PARTNERS — notice-filed in NJ. IAPD ↗
30
CITY NATIONAL SECURITIES, INC. — changed its website from cnb.com to cnr.com. IAPD ↗
30
PCA INVESTMENT ADVISORY SERVICES, INC. — changed its website from pencorp.com to mypencorp.com. IAPD ↗
30
TORTOISE CAPITAL ADVISORS, L.L.C. — changed its website from tortoiseecofin.com to tortoiseadvisors.com. IAPD ↗
30
MARCUM WEALTH, LLC — changed its website from aurumwealth.com to operationveteranfinance.org. IAPD ↗
30
CANNELL & SPEARS LLC — changed its website from thebeehivefund.com to cannellspears.com. IAPD ↗
30
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC — changed its website from jhmyportfolio.com to johnhancock.com. IAPD ↗
28
CORNERSTONE WEALTH MANAGEMENT — changed its website from cornerstonewealthmgmt.com to fee-onlyadvisor.com. IAPD ↗
28
MONUMENT GROUP WEALTH ADVISORS, LLC — changed its website from monumentgroupwealth.com to monumentgroupcompanies.com. IAPD ↗
28
MILLENNIUM ADVISORY SERVICES, INC. — changed its website from mas-edu.com to hubinternational.com. IAPD ↗
28
CS PLANNING CORP — changed its website from gp-pwm.com to richardsonwealthmanagement.com. IAPD ↗
28
INDEPENDENT WEALTH NETWORK, INC. — changed its website from indwealth.net to prescottfinancialadvisor.net. IAPD ↗
28
PRACTICE FINANCIAL GROUP — changed its website from practicefinancialgroup.com to pfg-investments.com. IAPD ↗
28
IGNITE PLANNERS LLC — changed its website from igniteplanners.com to atlaswealthmgmt.com. IAPD ↗
28
ECOFIN ADVISORS, LLC — changed its website from ecofininvest.com to tortoiseadvisors.com. IAPD ↗
28
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES — changed its website from wealthgroupmn.com to wealthgroup.com. IAPD ↗
28
EAGLE WEALTH MANAGEMENT GROUP INC. — changed its website from eagleretirementplans.com to eaglewealthinc.com. IAPD ↗
25
ARGUS INVESTORS' COUNSEL, INC. — changed its website from argusinvest.com to argusresearch.com. IAPD ↗
25
GRANITE STATE RETIREMENT PLANNING, INC. — changed its website from assesswithdan.com to danhagler.com. IAPD ↗
25
BARRETT WEALTH CONNECTION LLC — changed its website from barrettwealthconnection.com to bwconnect.co. IAPD ↗
25
SENTARA CAPITAL — changed its website from sentarafinancial.com to sentaracapital.com. IAPD ↗
25
THEPARTNERS WEALTH MANAGEMENT — changed its website from wilkinswealthmanagement.com to oceanpointefg.com. IAPD ↗
25
BLUEPRINT FINANCIAL ADVISORS — changed its website from buildyourblueprint.com to bluegrasscapadv.com. IAPD ↗
25
PODELL FINANCIAL GROUP LLC — changed its website from podellfinancialgroup.com to podellfinancial.com. IAPD ↗
85
SARMAYA PARTNERS, LLC — (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ICAPITAL FUND ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
85
ISHARA INVESTMENTS LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $28.0M RAUM and 2 advisory reps. IAPD ↗institutional
85
HIGHLINE ASSET MANAGEMENT, LLC — (SHERMAN OAKS, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
I SQUARED CAPITAL REGISTERED ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 196 advisory reps. IAPD ↗institutional
85
CORINTHIA GLOBAL MANAGEMENT — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
HKW MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
HUNTER PRIVATE CAPITAL ADVISORS, LLC — (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
NEWMILE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
SUMMITTX CAPITAL, L.P. — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 39 advisory reps. IAPD ↗institutional
85
ANCALA PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BALANCE CASH MANAGEMENT INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
85
TESSELLIS CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
NIGHT SQUARED LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
ELDRIDGE GP1 ADVISERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps. IAPD ↗institutional
85
EYRE STREET CAPITAL — (WASHINGTON, DC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
SENIORS HOUSING FUND MANAGER LLC — (TOLEDO, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
85
GROWTH LENDING LLC — (ROSWELL, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
WEDBUSH FUND ADVISERS, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
WESTMARK WEALTH MANAGEMENT — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
85
VALEO VENTURES — (location n/a) is newly SEC-registered with $126.8M RAUM and 2 advisory reps. IAPD ↗institutional
85
RANGE ROCK CAPITAL — (WELLESLEY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
STROBE VENTURES — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
SQ CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
NASSAU CORAMERICA LLC — (EL SEGUNDO, CA) is newly SEC-registered (provisional 120-day approval) with $3.30B RAUM and 6 advisory reps. IAPD ↗fund
83
PROEM ADVISORS LLC — (DALLAS, TX) is newly SEC-registered with $259.2M RAUM and 3 advisory reps. IAPD ↗fund
83
WASATCH EQUITY PARTNERS — (LOGAN, UT) is newly SEC-registered with $311.5M RAUM and 5 advisory reps. IAPD ↗fund
83
ION PACIFIC, INC. — (VENICE, CA) is newly SEC-registered with $446.0M RAUM and 3 advisory reps. IAPD ↗fund
83
MOONTOWER ASSET MANAGEMENT LP — (AUSTIN, TX) is newly SEC-registered with $400.2M RAUM and 8 advisory reps. IAPD ↗fund
83
WAYPOINT CAPITAL PARTNERS, LLC — (STAMFORD, CT) is newly SEC-registered with $256.5M RAUM and 6 advisory reps. IAPD ↗fund
80
GOODLANDER INVESTMENT MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $248.9M RAUM and 3 advisory reps. IAPD ↗fund
80
HOPLON ASSET MANAGEMENT, L.P. — (GREENWICH, CT) is newly SEC-registered with $126.3M RAUM and 5 advisory reps. IAPD ↗fund
80
WASATCH INVESTMENT FUND MANAGER, LLC — (LOGAN, UT) is newly SEC-registered with $167.2M RAUM and 1 advisory reps. IAPD ↗fund
80
CONGRUENCE CAPITAL, PB LLC — (LOS ANGELES, CA) is newly SEC-registered with $94.4M RAUM and 3 advisory reps. IAPD ↗fund
80
ATHIR CAPITAL LP — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
80
NOVAWAVE CAPITAL — (PALO ALTO, CA) is newly SEC-registered with $80.0M RAUM and 7 advisory reps. IAPD ↗fund
80
THE CATALYST GROUP, INC. — (HOUSTON, TX) is newly SEC-registered with $227.4M RAUM and 4 advisory reps. IAPD ↗fund
80
RITHM CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗fund
70
LOUISBOURG INVESTMENTS — (DIEPPE, NEW BRUNSWICK, Canada) is newly SEC-registered with $1.82B RAUM and 12 advisory reps. IAPD ↗foreign
68
KINGS COURT CAPITAL PTE. LTD — (SINGAPORE, SINGAPORE, Singapore) is newly SEC-registered with $420.2M RAUM and 5 advisory reps. IAPD ↗foreign
65
INUKSHUK CAPITAL MANAGEMENT — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $73.9M RAUM and 2 advisory reps. IAPD ↗foreign
65
DELTROIT ASSET MANAGEMENT (UK) LLP — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗foreign
50
VIRTUS INVESTMENT ADVISERS, LLC — VIRTUS INVESTMENT ADVISERS, INC. is now doing business as . IAPD ↗institutional
50
50
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC — VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. is now doing business as . IAPD ↗institutional
45
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 2 (44 -> 46). IAPD ↗institutional
45
APOLLO INVESTMENT MANAGEMENT, L.P. — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (122 -> 125). IAPD ↗institutional
45
APOLLO CREDIT MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
45
APOLLO REAL ESTATE FUND ADVISER, LLC — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
45
FS/KKR ADVISOR, LLC — 's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗institutional
45
KKR REGISTERED ADVISOR LLC — 's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗institutional
45
SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional
45
45
FAIRVIEW CAPITAL PARTNERS, LLC — FAIRVIEW CAPITAL PARTNERS, INC. is now doing business as . IAPD ↗fund
45
ELDRIDGE STRUCTURED CREDIT ADVISERS, LLC — PANAGRAM STRUCTURED ASSET MANAGEMENT, LLC is now doing business as . IAPD ↗fund
45
43
BMO CAPITAL MARKETS CORP. — 's Item 11 disclosure-reporting entries rose by 3 (34 -> 37). IAPD ↗institutional
43
APOLLO CAPITAL CREDIT ADVISER, LLC — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
43
ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗institutional
43
APOLLO MANAGER, LLC — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
40
40
40
APOLLO CAPITAL MANAGEMENT, L.P. — 's Item 11 disclosure-reporting entries rose by 3 (5 -> 8). IAPD ↗fund
40
KOHLBERG KRAVIS ROBERTS & CO. L.P. — 's Item 11 disclosure-reporting entries rose by 7 (3 -> 10). IAPD ↗fund
40
KKR CREDIT ADVISORS (US) LLC — 's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗fund
40
40
GLOBAL INFRASTRUCTURE MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 13 (3 -> 16). IAPD ↗fund
40
40
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (128 -> 129). IAPD ↗institutional
40
40
APOLLO S3 RIC MANAGEMENT, L.P. — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
40
40
38
38
KUDU INVESTMENT HOLDINGS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
38
GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
38
38
38
TRPC ADVISORY SERVICES — moved its main office from BRENTWOOD, TN to NASHVILLE, TN. IAPD ↗institutional
37
37
37
35
35
GRAMERCY FUNDS MANAGEMENT LLC — moved its main office from GREENWICH, CT to WEST PALM BEACH, FL. IAPD ↗fund
35
35
SERENGETI ASSET MANAGEMENT LP — moved its main office from NEW YORK, NY to WEST PALM BEACH, FL. IAPD ↗fund
35
MATRIX CAPITAL MANAGEMENT COMPANY, LP — moved its main office from WALTHAM, MA to PORTSMOUTH, NH. IAPD ↗fund
35
PNC STEEL CITY ADVISORS, LLC — moved its main office from CHICAGO, IL to PITTSBURGH, PA. IAPD ↗institutional
35
35
WAGN ADVISORY SERVICES, LLC — moved its main office from DENVER, CO to MISSION, KS. IAPD ↗institutional
35
35
33
33
AROSA CAPITAL MANAGEMENT LP — moved its main office from NEW YORK, NY to MIAMI BEACH, FL. IAPD ↗fund
33
SHOREBRIDGE CAPITAL MANAGEMENT, LLC — moved its main office from NEW YORK, NY to SUMMIT, NJ. IAPD ↗fund
33
33
33
32
32
32
32
32
32
32
32
32
32
32
32
30
30
28
27
25
DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 3 (122 -> 125). IAPD ↗foreign
25
CIBC ASSET MANAGEMENT INC. — 's Item 11 disclosure-reporting entries rose by 3 (12 -> 15). IAPD ↗foreign
25
DIMENSIONAL FUND ADVISORS LTD — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign
25
25
DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (121 -> 124). IAPD ↗foreign
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (123 -> 126). IAPD ↗foreign
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (123 -> 126). IAPD ↗foreign
25
25
KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD. — 's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗foreign
25
CLIENT-CENTERED CROSS-BORDER PRIVATE WEALTH ADVISORY — CREVELING & CREVELING PRIVATE WEALTH ADVISORY is now doing business as . IAPD ↗foreign
19
19
18
BRILLIANCE ASSET MANAGEMENT LIMITED — moved its main office from CENTRAL, HONG KONG, to HONG KONG, . IAPD ↗foreign
18
TIS ADVISORS — changed its website from etp.tortoiseecofin.com to tortoiseadvisors.com. IAPD ↗institutional
18
VALKYRIE FUNDS LLC — changed its website from valkyrie-funds.com to coinshares.com. IAPD ↗institutional
18
OPTIMIZED INVESTMENT PARTNERS, LLC — changed its website from optumizedip.com to optimizedip.com. IAPD ↗institutional
17
15
CLIENT-CENTERED CROSS-BORDER PRIVATE WEALTH ADVISORY — moved its main office from KHLONG TOEY, BANGKOK, to KHLONG TAN, KHLONG TOEI, BANGKOK, . IAPD ↗foreign
15
CZECH ASSET MANAGEMENT, L.P. — changed its website from voyainvestments.com to czechamlp.com. IAPD ↗fund
14
14
13
13
CYPRESS INVESTMENT MANAGEMENT, LLC — changed its website from cypresshldings.com to cypressholdings.com. IAPD ↗fund
12
12
10
1
BLACKROCK INTERNATIONAL LIMITED — changed its website from mp.weixin.qq.com to blackrock.com. IAPD ↗foreign
1
VENTUM ADVISORS CORP. — changed its website from echelonpartnersusa.com to ventumadvisors.com. IAPD ↗foreign
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.