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BAY CAPITAL ADVISORS, LLC

VIRGINIA BEACH, VA · CRD 140796 · IAPD ↗ · 757-816-0967

$228.3MRegulatory AUM
5Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
September 2026 — BAY CAPITAL ADVISORS, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
March 2026 — BAY CAPITAL ADVISORS, LLC now reports custody of client assets ($91.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
40
February 2025 — BAY CAPITAL ADVISORS, LLC filed an Item 4A succession naming BAY CAPITAL ADVISORS, LLC (CRD 140796) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
42
February 2025 — BAY CAPITAL ADVISORS, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
February 2025 — BAY CAPITAL ADVISORS, LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
February 2025 — BAY CAPITAL ADVISORS, LLC reported RAUM up 26% ($155.1M -> $195.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
February 2024 — BAY CAPITAL ADVISORS, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
February 2024 — BAY CAPITAL ADVISORS, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.