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GENESIS FINANCIAL GROUP, LLC

PARAMUS, NJ · CRD 327996 · IAPD ↗ · genesisfinancialgroupllc.com · 551-284-4023

$171.3MRegulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — GENESIS FINANCIAL GROUP, LLC now reports custody of client assets ($20.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
68
April 2026 — GENESIS FINANCIAL GROUP, LLC reported RAUM up 68% ($102.0M -> $171.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
June 2025 — GENESIS FINANCIAL GROUP, LLC moved its main office from MAHWAH, NJ to PARAMUS, NJ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
58
June 2025 — GENESIS FINANCIAL GROUP, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
June 2025 — GENESIS FINANCIAL GROUP, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
February 2025 — GENESIS FINANCIAL GROUP, LLC (MAHWAH, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
May 2024 — GENESIS FINANCIAL GROUP, LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.