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ORCA INVESTMENT MANAGEMENT, LLC

LAKE OSWEGO, OR · CRD 144377 · IAPD ↗ · orcaim.com · (503)582-9500

$211.7MRegulatory AUM
3Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
10States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
June 2026 — ORCA INVESTMENT MANAGEMENT, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
July 2025 — ORCA INVESTMENT MANAGEMENT, LLC notice-filed in AZ, CO, KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2025 — ORCA INVESTMENT MANAGEMENT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
February 2025 — ORCA INVESTMENT MANAGEMENT, LLC moved its main office from ROSEBURG, OR to LAKE OSWEGO, OR.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.