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NVEST FINANCIAL, LLC

PORTSMOUTH, NH · CRD 128868 · IAPD ↗ · 207-985-8585

$688.3MRegulatory AUM
5Advisory reps
16Employees
0Clients
11-25Planning clients
0Private funds
11States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
April 2026 — NVEST FINANCIAL, LLC reported RAUM up 32% ($523.4M -> $688.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
August 2025 — NVEST FINANCIAL, LLC shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2025 — NVEST FINANCIAL, LLC crossed $500M in regulatory AUM ($379.8M -> $523.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
February 2025 — NVEST FINANCIAL, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
December 2024 — NVEST FINANCIAL, LLC notice-filed in CA, CT, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2024 — NVEST FINANCIAL, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2024 — NVEST FINANCIAL, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
April 2024 — NVEST FINANCIAL, LLC reported RAUM up 42% ($268.4M -> $379.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.