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WGI DM, LLC

BOSTON, MA · CRD 334219 · IAPD ↗ · 617-428-4040

$7.78BRegulatory AUM
6Advisory reps
6Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
April 2026 — WGI DM, LLC reported RAUM up 83% ($4.25B -> $7.78B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2025 — WGI DM, LLC now reports custody of client assets ($1.11B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
March 2025 — WGI DM, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
75
March 2025 — WGI DM, LLC now reports 2 private fund(s) ($1.11B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
95
February 2025 — WGI DM, LLC (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.