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FINANCIAL STRATEGIES, INC.

BROOKFIELD, WI · CRD 113097 · IAPD ↗ · 262-821-1664

$149.8MRegulatory AUM
4Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
February 2025 — FINANCIAL STRATEGIES, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — FINANCIAL STRATEGIES, INC. reported RAUM up 28% ($102.5M -> $131.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.