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KENNEDY WEALTH & TAX MANAGEMENT, LLC

SOUTHBURY, CT · CRD 172394 · IAPD ↗ · (203) 264-1200

$215.5MRegulatory AUM
1Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — KENNEDY WEALTH & TAX MANAGEMENT, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
February 2025 — KENNEDY WEALTH & TAX MANAGEMENT, LLC filed an Item 4A succession naming KENNEDY WEALTH AND TAX MANAGEMENT, INC. (CRD 172394) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
55
February 2025 — KENNEDY WEALTH AND TAX MANAGEMENT, INC. is now doing business as KENNEDY WEALTH & TAX MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.