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ALEXANDER CAPITAL ADVISORS, LLC

NEW CANAAN, CT · CRD 140508 · IAPD ↗ · alexcapadv.com · 203-966-7707

$104.2MRegulatory AUM
1Advisory reps
3Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
February 2025 — ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
May 2024 — ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) left the SEC roster (was $75.5M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
February 2024 — ALEXANDER CAPITAL ADVISORS, LLC reported RAUM down 38% ($121.9M -> $75.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.