← Tributary

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC

NEW YORK, NY · CRD 105820 · IAPD ↗ · schroders.com · 212-641-3800

$150.40BRegulatory AUM
110Advisory reps
254Employees
4Clients
0Planning clients
17Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC grew from 72 to 110 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC shrank from 105 to 72 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
February 2025 — SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.