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A J FELDMAN FINANCIAL, LLC

· CRD 154773 · IAPD ↗ · ajfeldmanfinancial.com · 847-607-8249

$135.9MRegulatory AUM
1Advisory reps
1Employees
0Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — A J FELDMAN FINANCIAL, LLC now reports custody of client assets ($22.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
February 2025 — A J FELDMAN FINANCIAL, LLC (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.