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DBS INVESTMENT ADVISERS, LLC

BAY CITY, MI · CRD 123283 · IAPD ↗ · thedbscompanies.com · 989-686-6222

$280.2MRegulatory AUM
5Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
March 2026 — DBS INVESTMENT ADVISERS, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
June 2025 — DBS INVESTMENT ADVISERS, LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2025 — DBS INVESTMENT ADVISERS, LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2025 — DBS INVESTMENT ADVISERS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
December 2024 — DBS INVESTMENT ADVISERS, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
March 2024 — DBS INVESTMENT ADVISERS, LLC reported RAUM up 39% ($165.0M -> $228.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.