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LEGACY WEALTH PARTNERS, LLC

LAKEWOOD, CO · CRD 333032 · IAPD ↗ · lwp-llc.com · 720-552-8287

$646.0MRegulatory AUM
8Advisory reps
15Employees
30Clients
251-500Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

76
March 2026 — LEGACY WEALTH PARTNERS, LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
May 2025 — LEGACY WEALTH PARTNERS, LLC now reports custody of client assets ($6.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
May 2025 — LEGACY WEALTH PARTNERS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
February 2025 — LEGACY WEALTH PARTNERS, LLC (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.