← Tributary

WAGN ADVISORY SERVICES, LLC

MISSION, KS · CRD 311915 · IAPD ↗ · 513-295-6777

$0Regulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
June 2025 — WAGN ADVISORY SERVICES, LLC (MISSION, KS) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
32
February 2025 — WAGN ADVISORY SERVICES, LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
February 2025 — WAGN ADVISORY SERVICES, LLC moved its main office from DENVER, CO to MISSION, KS.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.