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SENECA PRIVATE WEALTH, LLC

LOS ANGELES, CA · CRD 334161 · IAPD ↗ · senecapw.com · 310-984-1347

$29.9MRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — SENECA PRIVATE WEALTH, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2025 — SENECA PRIVATE WEALTH, LLC (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.