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SEABORN FINANCIAL, LLC

· CRD 159073 · IAPD ↗ · seabornfinancial.co · 512-814-7258

$151.3MRegulatory AUM
3Advisory reps
4Employees
42Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
July 2026 — SEABORN FINANCIAL, LLC now reports custody of client assets ($93.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
April 2026 — SEABORN FINANCIAL, LLC reported RAUM up 29% ($117.3M -> $151.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
February 2025 — SEABORN FINANCIAL, LLC notice-filed in MD, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
December 2024 — SEABORN FINANCIAL, LLC (location n/a) is newly SEC-registered with $107.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.