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GUARDIAN WEALTH STRATEGIES, LLC

MINNEAPOLS, MN · CRD 167485 · IAPD ↗ · gwealth.com · 952-746-1746

$1.14BRegulatory AUM
5Advisory reps
11Employees
325Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — GUARDIAN WEALTH STRATEGIES, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
March 2026 — GUARDIAN WEALTH STRATEGIES, LLC crossed $1B in regulatory AUM ($944.1M -> $1.14B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
February 2025 — GUARDIAN WEALTH STRATEGIES, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
February 2025 — GUARDIAN WEALTH STRATEGIES, LLC reported RAUM up 29% ($732.1M -> $944.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
February 2025 — GUARDIAN WEALTH STRATEGIES, LLC now reports custody of client assets ($100.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
February 2024 — GUARDIAN WEALTH STRATEGIES, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.