← Tributary

MARYGOLD & CO. ADVISORY SERVICES, LLC

WALNUT CREEK, CA · CRD 310439 · IAPD ↗ · 9252979465

$30,725Regulatory AUM
1Advisory reps
11Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2025 — MARYGOLD & CO. ADVISORY SERVICES, LLC (WALNUT CREEK, CA) left the SEC roster (was $30,725 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
February 2025 — MARYGOLD & CO. ADVISORY SERVICES, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2024 — MARYGOLD & CO. ADVISORY SERVICES, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.