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BERMAN MCALEER

TIMONIUM, MD · CRD 332906 · IAPD ↗ · 410-560-9960

$1.82BRegulatory AUM
14Advisory reps
29Employees
0Clients
251-500Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
March 2026 — BERMAN MCALEER notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — BERMAN MCALEER added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
July 2025 — BERMAN MCALEER notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
July 2025 — BERMAN MCALEER's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
June 2025 — BERMAN MCALEER notice-filed in CA, CO, DE, FL, GA, LA, MA, NC, NJ, NY, PA, SC, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
June 2025 — BERMAN MCALEER now reports custody of client assets ($281.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
June 2025 — BERMAN MCALEER grew from 11 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
June 2025 — BERMAN MCALEER reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
February 2025 — BERMAN MCALEER (TIMONIUM, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.